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person · Reporting owner

Bal Kanwardev Raja Singh

Disclosed activity across 1 company

Tapewire entity
82188
SEC CIK
0001596915

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
indie Semiconductor, Inc.INDI · Entity 2432SVP Chief Accounting OfficerMarch 06, 2025March 10, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

indie Semiconductor, Inc.

Report date March 06, 2025 · Filed March 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect77,694 Ending reported balance After 2025-03-10 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2025-03-06 · Exercise / conversion · Acquired 6,250 · Balance 79,725

F1: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.

Row 2 · 2025-03-07 · Sale · Disposed 2,812 · Balance 76,913

F2: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Row 3 · 2025-03-09 · Exercise / conversion · Acquired 1,442 · Balance 78,355

Row 4 · 2025-03-10 · Sale · Disposed 661 · Balance 77,694

F2: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,500 Reported balance After 2025-03-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-03-06 · Grant · Acquired 12,500 · Balance 12,500

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F4: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.

Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,250 Reported balance After 2025-03-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-03-06 · Exercise / conversion · Disposed 6,250 · Balance 6,250

F1: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F4: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,443 Reported balance After 2025-03-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-03-09 · Exercise / conversion · Disposed 1,442 · Balance 1,443

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F5: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.

F2: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F4: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.

F5: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2023 Filed Mar 13, 2023 19:37 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 1,442 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007760 · wf-form4_167875065598058.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2023 Filed Feb 7, 2023 18:51 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 19,507 $8.53 $166,394.71
Disclosure

SEC source: 0001628280-23-002655 · wf-form4_167581390493275.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2022, and modified on December 16, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of sales with predetermined prices and dates through December 31, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.50 to $8.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separateprice within the price range set forth in this footnote.

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January 03, 2023 Filed Jan 5, 2023 17:17 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantPerformance-based Restricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000513 · wf-form4_167295702507078.xml · derivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F4 · derivative.exercise_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price targets set at $20, $30 and $40 per share of indie's Class A common stock prior to the expiration of a four-year performance period ending on December 31, 2026. The number of restricted stock units that vest shall be 16,666 units at $20 per share, 33,332 units at $30 per share, and 50,000 units at $40 per share.

F4 · derivative.expiration_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price targets set at $20, $30 and $40 per share of indie's Class A common stock prior to the expiration of a four-year performance period ending on December 31, 2026. The number of restricted stock units that vest shall be 16,666 units at $20 per share, 33,332 units at $30 per share, and 50,000 units at $40 per share.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:17 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000513 · wf-form4_167295702507078.xml · derivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Class A Common Stock · 37,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.