person · Reporting owner
Bal Kanwardev Raja Singh
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| indie Semiconductor, Inc.INDI · Entity 2432 | SVP Chief Accounting Officer | March 06, 2025 | March 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
indie Semiconductor, Inc.
Report date March 06, 2025 · Filed March 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 77,694 |
Ending reported balance
After 2025-03-10 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2025-03-06 · Exercise / conversion · Acquired 6,250 · Balance 79,725 F1: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. Row 2 · 2025-03-07 · Sale · Disposed 2,812 · Balance 76,913 F2: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Row 3 · 2025-03-09 · Exercise / conversion · Acquired 1,442 · Balance 78,355 Row 4 · 2025-03-10 · Sale · Disposed 661 · Balance 77,694 F2: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. |
| Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,500 |
Reported balance
After 2025-03-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-03-06 · Grant · Acquired 12,500 · Balance 12,500 F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F4: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. |
| Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,250 |
Reported balance
After 2025-03-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-03-06 · Exercise / conversion · Disposed 6,250 · Balance 6,250 F1: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F4: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,443 |
Reported balance
After 2025-03-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-03-09 · Exercise / conversion · Disposed 1,442 · Balance 1,443 F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F5: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.
F2: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
F4: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.
F5: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2025 Filed Mar 10, 2025 18:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 661 | $2.85 | $1,883.85 |
DisclosureSEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · nonDerivative · entry 4 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,694 F2 · kind: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| March 09, 2025 Filed Mar 10, 2025 18:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 1,442 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · derivative · entry 7 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,443 Underlying: Class A Common Stock · 1,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F5 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F5 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 09, 2025 Filed Mar 10, 2025 18:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 1,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · nonDerivative · entry 3 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2025 Filed Mar 10, 2025 18:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 2,812 | $2.90 | $8,154.80 |
DisclosureSEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,913 F2 · kind: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 18:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · derivative · entry 6 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,250 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F4 · derivative.exercise_date: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. F4 · derivative.expiration_date: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 18:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantPerformance-based Restricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · derivative · entry 5 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F4 · derivative.exercise_price: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. F4 · derivative.exercise_date: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. F4 · derivative.expiration_date: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 18:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · nonDerivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 19:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 5,631 | $2.95 | $16,611.45 |
DisclosureSEC source: 0001628280-25-010155 · wk-form4_1741135614.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,475 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 19:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-010155 · wk-form4_1741135614.xml · derivative · entry 3 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 19:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-010155 · wk-form4_1741135614.xml · nonDerivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 17:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 12,689 | $4.01 | $50,882.89 |
DisclosureSEC source: 0001628280-25-001636 · wk-form4_1736981249.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,606 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 17:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-001636 · wk-form4_1736981249.xml · derivative · entry 3 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 17:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-001636 · wk-form4_1736981249.xml · nonDerivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2025 Filed Jan 7, 2025 17:52 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 4,760 | $4.69 | $22,324.40 |
DisclosureSEC source: 0001628280-25-000784 · wk-form4_1736290361.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,295 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 17:52 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-000784 · wk-form4_1736290361.xml · derivative · entry 3 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,750 Underlying: Class A Common Stock · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 17:52 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-000784 · wk-form4_1736290361.xml · nonDerivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2024 Filed Oct 16, 2024 18:33 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 31,553 | $3.68 | $116,115.04 |
DisclosureSEC source: 0001628280-24-042960 · wk-form4_1729117982.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,680 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of phantom awards. Read SEC document |
| October 12, 2024 Filed Oct 16, 2024 18:33 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionPhantom Awards · Derivative | 69,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-042960 · wk-form4_1729117982.xml · derivative · entry 3 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 69,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom award represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Such phantom awards vested in a final installment of 69,500 shares on October 12, 2024. F3 · derivative.expiration_date: Such phantom awards vested in a final installment of 69,500 shares on October 12, 2024. Read SEC document |
| October 12, 2024 Filed Oct 16, 2024 18:33 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 69,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-042960 · wk-form4_1729117982.xml · nonDerivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 20:36 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 5,943 | $3.87 | $22,999.41 |
DisclosureSEC source: 0001628280-24-039444 · wk-form4_1725494759.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,733 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 20:36 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-039444 · wk-form4_1725494759.xml · derivative · entry 3 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 20:36 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-039444 · wk-form4_1725494759.xml · nonDerivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 20:06 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-030976 · wk-form4_1719965170.xml · derivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of July 1, 2024. F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of July 1, 2024. Read SEC document |
| June 19, 2024 Filed Jun 21, 2024 20:48 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029418 · wk-form4_1719017287.xml · derivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026. F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026. Read SEC document |
| March 11, 2024 Filed Mar 12, 2024 18:09 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 734 | $6.88 | $5,049.92 |
DisclosureSEC source: 0001628280-24-010696 · wk-form4_1710281335.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,176 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| March 09, 2024 Filed Mar 12, 2024 18:09 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 1,442 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-010696 · wk-form4_1710281335.xml · derivative · entry 3 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,885 Underlying: Class A Common Stock · 1,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 09, 2024 Filed Mar 12, 2024 18:09 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 1,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-010696 · wk-form4_1710281335.xml · nonDerivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2024 Filed Jan 16, 2024 18:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantPerformance-based Restricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-001421 · wk-form4_1705446042.xml · derivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F4 · derivative.exercise_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price target set at $13 per share of Issuer's Class A common stock prior to the expiration of a three-year performance period ending on January 13, 2027 (the "Performance Period"). Upon achievement of the stock price target, 50% of the performance-based restricted stock units shall vest, and the remaining 50% shall vest on the earlier of a) one-year from date of achievement or b) the end of the Performance Period. F4 · derivative.expiration_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price target set at $13 per share of Issuer's Class A common stock prior to the expiration of a three-year performance period ending on January 13, 2027 (the "Performance Period"). Upon achievement of the stock price target, 50% of the performance-based restricted stock units shall vest, and the remaining 50% shall vest on the earlier of a) one-year from date of achievement or b) the end of the Performance Period. Read SEC document |
| January 13, 2024 Filed Jan 16, 2024 18:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-001421 · wk-form4_1705446042.xml · derivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 19:36 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 4,907 | $7.04 | $34,545.28 |
DisclosureSEC source: 0001628280-24-000738 · wk-form4_1704501353.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,468 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 19:36 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000738 · wk-form4_1704501353.xml · derivative · entry 3 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,125 Underlying: Class A Common Stock · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 19:36 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000738 · wk-form4_1704501353.xml · nonDerivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 17:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 8,429 | $8.13 | $68,527.77 |
DisclosureSEC source: 0001628280-23-041806 · wk-form4_1702939622.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · kind: Represents shares of Class A common stock sold in the open market. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.11 to $8.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 17:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 44,718 | $8.01 | $358,191.18 |
DisclosureSEC source: 0001628280-23-041806 · wk-form4_1702939622.xml · nonDerivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,429 F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022, and modified on June 16, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 31, 2025. F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.00 to $8.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 20:27 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 3,799 | $7.34 | $27,884.66 |
DisclosureSEC source: 0001628280-23-040805 · wk-form4_1701826032.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,147 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 20:27 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 8,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040805 · wk-form4_1701826032.xml · derivative · entry 4 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 20:27 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 8,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040805 · wk-form4_1701826032.xml · derivative · entry 3 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,408 Underlying: Class A Common Stock · 8,408 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 20:27 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 8,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040805 · wk-form4_1701826032.xml · nonDerivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2023 Filed Oct 16, 2023 17:50 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 31,667 | $4.97 | $157,384.99 |
DisclosureSEC source: 0001628280-23-034445 · wk-form4_1697493050.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,538 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of phantom awards. Read SEC document |
| October 12, 2023 Filed Oct 16, 2023 17:50 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionPhantom Awards · Derivative | 69,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-034445 · wk-form4_1697493050.xml · derivative · entry 3 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,500 Underlying: Class A Common Stock · 69,501 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom award represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Such phantom awards will vest in installments of 69,501 and 69,500 on October 12, 2023 and 2024, respectively. F3 · derivative.expiration_date: Such phantom awards will vest in installments of 69,501 and 69,500 on October 12, 2023 and 2024, respectively. Read SEC document |
| October 12, 2023 Filed Oct 16, 2023 17:50 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 69,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-034445 · wk-form4_1697493050.xml · nonDerivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 20:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 5,616 | $6.71 | $37,683.36 |
DisclosureSEC source: 0001628280-23-031462 · wk-form4_1693959551.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,704 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 20:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-031462 · wk-form4_1693959551.xml · derivative · entry 3 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 20:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-031462 · wk-form4_1693959551.xml · nonDerivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 18:08 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 3,183 | $8.95 | $28,487.85 |
DisclosureSEC source: 0001628280-23-011316 · wf-form4_168125090648725.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,820 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 18:08 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 6,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011316 · wf-form4_168125090648725.xml · derivative · entry 4 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,287 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 18:08 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 6,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011316 · wf-form4_168125090648725.xml · derivative · entry 3 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,287 Underlying: Class A Common Stock · 6,287 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 18:08 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 6,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011316 · wf-form4_168125090648725.xml · nonDerivative · entry 1 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2023 Filed Mar 13, 2023 19:37 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 726 | $10.43 | $7,572.18 |
DisclosureSEC source: 0001628280-23-007760 · wf-form4_167875065598058.xml · nonDerivative · entry 2 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 19:37 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 1,442 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007760 · wf-form4_167875065598058.xml · derivative · entry 3 Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,327 Underlying: Class A Common Stock · 1,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.