Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OCTAVE SPECIALTY GROUP INCAMBC · Entity 6308 | Sr. MD & CAO | March 13, 2025 | March 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OCTAVE SPECIALTY GROUP INC
Report date March 13, 2025 · Filed March 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,108 |
Ending reported balance
After 2025-03-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-03-13 · Exercise / conversion · Acquired 1,908 · Balance 70,795 F1: Represents the aggregate amount of Restricted Stock Units ("RSUs) that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2024 Long Term Incentive Plan award. Row 2 · 2025-03-13 · Tax withholding · Disposed 687 · Balance 70,108 F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,604 |
Reported balance
After 2025-03-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-13 · Exercise / conversion · Disposed 1,908 · Balance 5,604 F3: Each RSU represents a contingent right to receive one share of the common stock of the Company. F1: Represents the aggregate amount of Restricted Stock Units ("RSUs) that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2024 Long Term Incentive Plan award. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the aggregate amount of Restricted Stock Units ("RSUs) that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2024 Long Term Incentive Plan award.
F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.
F3: Each RSU represents a contingent right to receive one share of the common stock of the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2019 Filed Mar 6, 2019 01:57 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 3,640 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000035 · wf-form4_155183742542486.xml · derivative · entry 4 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,204 Underlying: Common Stock · 3,640 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2017 and 2018 Short Term Incentive Plan award and a limited number of DSUs awarded pursuant to the 2019 Short Term Incentive Plan that were settled in order to satisfy certain tax withholding obligations imposed upon the Company. F1 · derivative.expiration_date: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2017 and 2018 Short Term Incentive Plan award and a limited number of DSUs awarded pursuant to the 2019 Short Term Incentive Plan that were settled in order to satisfy certain tax withholding obligations imposed upon the Company. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:57 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000035 · wf-form4_155183742542486.xml · nonDerivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 4, 2019, there were 1,841 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:57 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,863 | $20.11 | $37,464.93 |
DisclosureSEC source: 0000874501-19-000035 · wf-form4_155183742542486.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,636 F2 · shares: Represents the aggregate amount of DSUs and RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:57 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 3,640 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000035 · wf-form4_155183742542486.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2017 and 2018 Short Term Incentive Plan award and a limited number of DSUs awarded pursuant to the 2019 Short Term Incentive Plan that were settled in order to satisfy certain tax withholding obligations imposed upon the Company. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:34 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 3,199 | $19.71 | $63,052.29 |
DisclosureSEC source: 0000874501-19-000016 · wf-form4_155130327703124.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,859 F2 · shares: As part of this vesting and settlement, 3,199 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:34 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantCommon Stock | 9,045 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000016 · wf-form4_155130327703124.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,058 F1 · shares: The reporting person acquired 9,045 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2016 Long Term Incentive Plan award, which had a three year performance period and vested on February 25, 2019. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:12 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000078 · wf-form4_152667431554495.xml · derivative · entry 4 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,527 Underlying: Common Stock · 221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F1 · derivative.exercise_date: On May 16, 2018, the Grant Date, 221 restricted stock units ("RSUs") vested, and were settled and converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. F1 · derivative.expiration_date: On May 16, 2018, the Grant Date, 221 restricted stock units ("RSUs") vested, and were settled and converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:12 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 5,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000078 · wf-form4_152667431554495.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,748 Underlying: Common Stock · 5,225 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On May 16, 2018, there were 5,225 RSUs granted in recognition of the reporting person's efforts to bring about the successful exit of the Segregated Account of Ambac Assurance Corporation from Rehabilitation. The RSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the RSUs shall settle and convert into shares of common stock on May 16, 2019, and the remaining 50% of the RSUs shall settle and convert into shares of common stock on May 16, 2020; provided however, that if the reporting person's employment with the Company is terminated for any reason (other than termination for cause), all of the RSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested RSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F3 · derivative.expiration_date: On May 16, 2018, there were 5,225 RSUs granted in recognition of the reporting person's efforts to bring about the successful exit of the Segregated Account of Ambac Assurance Corporation from Rehabilitation. The RSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the RSUs shall settle and convert into shares of common stock on May 16, 2019, and the remaining 50% of the RSUs shall settle and convert into shares of common stock on May 16, 2020; provided however, that if the reporting person's employment with the Company is terminated for any reason (other than termination for cause), all of the RSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested RSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:12 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 221 | $19.14 | $4,229.94 |
DisclosureSEC source: 0000874501-18-000078 · wf-form4_152667431554495.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,013 F1 · shares: On May 16, 2018, the Grant Date, 221 restricted stock units ("RSUs") vested, and were settled and converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:12 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000078 · wf-form4_152667431554495.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 16, 2018, the Grant Date, 221 restricted stock units ("RSUs") vested, and were settled and converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:59 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000044 · wf-form4_152037716321279.xml · derivative · entry 5 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,844 Underlying: Common Stock · 1,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: Represents the aggregate amount of deferred stock units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2016 and 2017 Short Term Incentive award. F1 · derivative.expiration_date: Represents the aggregate amount of deferred stock units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2016 and 2017 Short Term Incentive award. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:59 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 4,871 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000044 · wf-form4_152037716321279.xml · derivative · entry 4 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,228 Underlying: Common Stock · 4,871 shares Expires not disclosed F5 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On March 2, 2018, there were 4,871 DSUs granted as part of the 2018 Short Term Incentive Plan. The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2020; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F6 · derivative.expiration_date: On March 2, 2018, there were 4,871 DSUs granted as part of the 2018 Short Term Incentive Plan. The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2020; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:59 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 5,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000044 · wf-form4_152037716321279.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,523 Underlying: Common Stock · 5,523 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: On March 2, 2018 the reporting person received a grant of 5,523 RSUs as part of their 2018 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments on each of March 2, 2019, March 2, 2020, and March 2, 2021. F4 · derivative.expiration_date: On March 2, 2018 the reporting person received a grant of 5,523 RSUs as part of their 2018 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments on each of March 2, 2019, March 2, 2020, and March 2, 2021. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:59 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 731 | $15.09 | $11,030.79 |
DisclosureSEC source: 0000874501-18-000044 · wf-form4_152037716321279.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,013 F2 · shares: Represents the aggregate amount of DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:59 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000044 · wf-form4_152037716321279.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of deferred stock units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2016 and 2017 Short Term Incentive award. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:09 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 2,180 | $15.72 | $34,269.60 |
DisclosureSEC source: 0000874501-18-000029 · wf-form4_151985577730831.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,360 F2 · shares: As part of this vesting and settlement, 2,180 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:09 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantCommon Stock | 4,271 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000029 · wf-form4_151985577730831.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,540 F1 · shares: The reporting person acquired 4,271 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2015 Long Term Incentive Plan award, which had a three year performance period and vested on February 26, 2018. F1 · price: The reporting person acquired 4,271 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2015 Long Term Incentive Plan award, which had a three year performance period and vested on February 26, 2018. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:59 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,399 | $17.18 | $24,034.82 |
DisclosureSEC source: 0000874501-17-000066 · wf-form4_149496836945155.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,269 F2 · shares: As part of this vesting and settlement, 1,399 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:59 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantCommon Stock | 2,979 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000066 · wf-form4_149496836945155.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,668 F1 · shares: The reporting person acquired 2,979 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. F1 · price: The reporting person acquired 2,979 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:35 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 104 | $22.35 | $2,324.40 |
DisclosureSEC source: 0000874501-17-000026 · wf-form4_148883610852636.xml · derivative · entry 4 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,357 Underlying: Common Stock · 104 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 2, 2017, the Grant Date, 104 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. F1 · derivative.expiration_date: On March 2, 2017, the Grant Date, 104 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:35 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 2,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-17-000026 · wf-form4_148883610852636.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,461 Underlying: Common Stock · 2,461 shares Expires not disclosed F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · price: The DSUs were awarded under the Company's 2013 Incentive Compensation Plan. The number of DSUs granted was calculated based on the closing price of the Company's common stock on March 2, 2017. F3 · derivative.exercise_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F3 · derivative.expiration_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:35 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 104 | $22.35 | $2,324.40 |
DisclosureSEC source: 0000874501-17-000026 · wf-form4_148883610852636.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,689 F1 · security: On March 2, 2017, the Grant Date, 104 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:35 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 104 | $22.35 | $2,324.40 |
DisclosureSEC source: 0000874501-17-000026 · wf-form4_148883610852636.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 2, 2017, the Grant Date, 104 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 21:11 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 4,674 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-16-000299 · wf-form4_148235469335223.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,674 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F1 · price: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F1 · derivative.exercise_date: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F1 · derivative.expiration_date: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 21:11 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 2,085 | $22.07 | $46,015.95 |
DisclosureSEC source: 0000874501-16-000299 · wf-form4_148235469335223.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,689 Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 21:11 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 4,674 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-16-000299 · wf-form4_148235469335223.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.