Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OCTAVE SPECIALTY GROUP INCAMBC · Entity 6308 | Sr. MD & CAO | March 13, 2025 | March 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OCTAVE SPECIALTY GROUP INC
Report date March 13, 2025 · Filed March 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,108 |
Ending reported balance
After 2025-03-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-03-13 · Exercise / conversion · Acquired 1,908 · Balance 70,795 F1: Represents the aggregate amount of Restricted Stock Units ("RSUs) that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2024 Long Term Incentive Plan award. Row 2 · 2025-03-13 · Tax withholding · Disposed 687 · Balance 70,108 F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,604 |
Reported balance
After 2025-03-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-13 · Exercise / conversion · Disposed 1,908 · Balance 5,604 F3: Each RSU represents a contingent right to receive one share of the common stock of the Company. F1: Represents the aggregate amount of Restricted Stock Units ("RSUs) that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2024 Long Term Incentive Plan award. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the aggregate amount of Restricted Stock Units ("RSUs) that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2024 Long Term Incentive Plan award.
F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.
F3: Each RSU represents a contingent right to receive one share of the common stock of the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2022 Filed Mar 9, 2022 21:35 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,261 | $12.85 | $16,203.85 |
DisclosureSEC source: 0000874501-22-000073 · wf-form4_164686153949783.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,035 F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 21:35 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 2,471 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000073 · wf-form4_164686153949783.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:52 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 6,060 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000059 · wf-form4_164625791617585.xml · derivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,754 Underlying: Common Stock · 6,060 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc. F2 · derivative.exercise_date: On February 28, 2022 the reporting person received a grant of 6,060 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025. F2 · derivative.expiration_date: On February 28, 2022 the reporting person received a grant of 6,060 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:06 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 6,782 | $14.35 | $97,321.70 |
DisclosureSEC source: 0000874501-22-000023 · wf-form4_164608233677323.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,825 F2 · shares: As part of the vesting and settlement of the 2019 LTIP award, 6,782 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:06 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 13,147 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000023 · wf-form4_164608233677323.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 13,147 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2019 Long Term Incentive Plan ("2019 LTIP") award, which had a three year performance period and vested on February 24, 2022. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 21:03 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 2,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000004 · wf-form4_164133017508606.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,694 Underlying: Common Stock · 2,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 21:03 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,583 | $16.05 | $25,407.15 |
DisclosureSEC source: 0000874501-22-000004 · wf-form4_164133017508606.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,460 F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 21:03 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 2,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000004 · wf-form4_164133017508606.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:14 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 7,412 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000058 · wf-form4_161532442714439.xml · derivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,480 Underlying: Common Stock · 7,412 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc. F2 · derivative.exercise_date: On March 8, 2021 the reporting person received a grant of 7,412 RSUs as part of their 2021 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing March 8, 2022, March 8, 2023, and March 8, 2024. F2 · derivative.expiration_date: On March 8, 2021 the reporting person received a grant of 7,412 RSUs as part of their 2021 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing March 8, 2022, March 8, 2023, and March 8, 2024. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:56 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000054 · wf-form4_161525139865860.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 4, 2021, there were 1,813 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 4, 2021, there were 1,813 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:56 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 812 | $16.93 | $13,747.16 |
DisclosureSEC source: 0000874501-21-000054 · wf-form4_161525139865860.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,257 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:56 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000054 · wf-form4_161525139865860.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 4, 2021, there were 1,813 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:02 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000036 · wf-form4_161480530633006.xml · derivative · entry 5 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,068 Underlying: Common Stock · 1,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2021 there were 1,841 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2021 there were 1,841 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:02 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 868 | $16.77 | $14,556.36 |
DisclosureSEC source: 0000874501-21-000036 · wf-form4_161480530633006.xml · nonDerivative · entry 4 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,256 F4 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:02 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000036 · wf-form4_161480530633006.xml · nonDerivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2021 there were 1,841 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:02 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 11,275 | $17.39 | $196,072.25 |
DisclosureSEC source: 0000874501-21-000036 · wf-form4_161480530633006.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,283 F2 · shares: As part of the vesting and settlement of the 2018 LTIP, 11,275 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:02 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 22,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000036 · wf-form4_161480530633006.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 22,090 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2018 Long Term Incentive Plan ("2018 LTIP") award, which had a three year performance period and vested on March 1, 2021. Read SEC document |
| January 02, 2021 Filed Jan 4, 2021 21:09 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 2,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000010 · wf-form4_160979455998675.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,909 Underlying: Common Stock · 2,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. Read SEC document |
| January 02, 2021 Filed Jan 4, 2021 21:09 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,465 | $15.38 | $22,531.70 |
DisclosureSEC source: 0000874501-21-000010 · wf-form4_160979455998675.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,468 F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2021 Filed Jan 4, 2021 21:09 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 2,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000010 · wf-form4_160979455998675.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:27 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 2,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000100 · wf-form4_159000644594789.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,695 Underlying: Common Stock · 2,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On May 18, 2020 there were 2,502 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On May 18, 2020 there were 2,502 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:27 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 791 | $13.69 | $10,828.79 |
DisclosureSEC source: 0000874501-20-000100 · wf-form4_159000644594789.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,147 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:27 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 2,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000100 · wf-form4_159000644594789.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 18, 2020 there were 2,502 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 3,846 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000059 · wf-form4_158352964004251.xml · derivative · entry 4 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,197 Underlying: Common Stock · 3,846 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On March 4, 2020 the reporting person received a grant of 3,846 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. F5 · derivative.expiration_date: On March 4, 2020 the reporting person received a grant of 3,846 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000059 · wf-form4_158352964004251.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813 Underlying: Common Stock · 1,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 4, 2020, there were 1,813 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 4, 2020, there were 1,813 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 573 | $19.50 | $11,173.50 |
DisclosureSEC source: 0000874501-20-000059 · wf-form4_158352964004251.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,436 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000059 · wf-form4_158352964004251.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 4, 2020, there were 1,813 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · derivative · entry 8 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,351 Underlying: Common Stock · 1,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On March 2, 2020 there were 1,841 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F5 · derivative.expiration_date: On March 2, 2020 there were 1,841 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 2,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · derivative · entry 7 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,626 Underlying: Common Stock · 2,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2020 there were 2,333 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2020 there were 2,333 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 625 | $19.85 | $12,406.25 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · nonDerivative · entry 6 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,196 F6 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · nonDerivative · entry 5 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On March 2, 2020 there were 1,841 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 737 | $19.85 | $14,629.45 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · nonDerivative · entry 4 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,980 F4 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 2,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · nonDerivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2020 there were 2,333 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 3,236 | $19.85 | $64,234.60 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,384 F2 · shares: As part of the vesting and settlement of the 2017 LTIP, 3,236 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 9,518 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 9,518 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2017 Long Term Incentive Plan ("2017 LTIP") award, which had a three year performance period and vested on March 2, 2020. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:47 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 1,505 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000008 · wf-form4_157834724708539.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,192 Underlying: Common Stock · 1,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On January 2, 2020 there were 1,505 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On January 2, 2020 there were 1,505 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:47 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 591 | $21.76 | $12,860.16 |
DisclosureSEC source: 0000874501-20-000008 · wf-form4_157834724708539.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,102 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:47 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,505 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000008 · wf-form4_157834724708539.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2020 there were 1,505 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 30, 2019 Filed May 30, 2019 20:18 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 1,000 | $15.10 | $15,100.00 |
DisclosureSEC source: 0000874501-19-000094 · wf-form4_155924747647287.xml · nonDerivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,188 Read SEC document |
| May 30, 2019 Filed May 30, 2019 20:18 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 5 | $15.24 | $76.20 |
DisclosureSEC source: 0000874501-19-000094 · wf-form4_155924747647287.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,188 Read SEC document |
| May 30, 2019 Filed May 30, 2019 20:18 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 995 | $15.25 | $15,173.75 |
DisclosureSEC source: 0000874501-19-000094 · wf-form4_155924747647287.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,183 Read SEC document |
| May 30, 2019 Filed May 31, 2019 22:43 UTC Amendment | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 1,000 | $15.18 | $15,180.00 |
DisclosureSEC source: 0000874501-19-000095 · wf-form4a_155934257922537.xml · nonDerivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,188 F1 · price: This Form 4A is being filed to correct an error in the purchase price listed in the original Form 4. Read SEC document |
| May 30, 2019 Filed May 31, 2019 22:43 UTC Amendment | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 5 | $15.24 | $76.20 |
DisclosureSEC source: 0000874501-19-000095 · wf-form4a_155934257922537.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,188 Read SEC document |
| May 30, 2019 Filed May 31, 2019 22:43 UTC Amendment | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 995 | $15.25 | $15,173.75 |
DisclosureSEC source: 0000874501-19-000095 · wf-form4a_155934257922537.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,183 Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:18 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 2,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000080 · wf-form4_155812428914855.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,697 Underlying: Common Stock · 2,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On May 16, 2019 there were 2,502 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On May 16, 2019 there were 2,502 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:18 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 791 | $16.84 | $13,320.44 |
DisclosureSEC source: 0000874501-19-000080 · wf-form4_155812428914855.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,188 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:18 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 2,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000080 · wf-form4_155812428914855.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 16, 2019 there were 2,502 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:57 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 4,513 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000035 · wf-form4_155183742542486.xml · derivative · entry 7 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,199 Underlying: Common Stock · 4,513 shares Expires not disclosed F5 · security: Each RSU represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F7 · derivative.exercise_date: On March 4, 2019 the reporting person received a grant of 4,513 restricted stock units ("RSUs") as part of their 2019 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing January 2, 2020, January 2, 2021, and January 2, 2022. F7 · derivative.expiration_date: On March 4, 2019 the reporting person received a grant of 4,513 restricted stock units ("RSUs") as part of their 2019 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing January 2, 2020, January 2, 2021, and January 2, 2022. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:57 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 3,755 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000035 · wf-form4_155183742542486.xml · derivative · entry 6 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,959 Underlying: Common Stock · 3,755 shares Expires not disclosed F4 · security: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On March 4, 2019, there were 3,755 DSUs granted as part of the 2019 Short Term Incentive Plan. DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 4, 2020, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 4, 2021; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F6 · derivative.expiration_date: On March 4, 2019, there were 3,755 DSUs granted as part of the 2019 Short Term Incentive Plan. DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 4, 2020, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 4, 2021; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:57 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000035 · wf-form4_155183742542486.xml · derivative · entry 5 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,686 Underlying: Common Stock · 1,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: On March 4, 2019, there were 1,841 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 4, 2019, there were 1,841 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.