Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | SVP and Controller | March 13, 2025 | March 17, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date March 13, 2025 · Filed March 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,677 |
Reported balance
After 2025-03-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-03-13 · Grant · Acquired 20 · Balance 1,677 F1: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.
F2: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2022 Filed Dec 19, 2022 21:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 17 | $99.75 Strike: $0.00 | $1,695.75 |
DisclosureSEC source: 0001127602-22-027826 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,503 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative | 4,207 | $0.00 Strike: $63.59 | $0.00 |
DisclosureSEC source: 0001127602-22-025952 · form4.xml · derivative · entry 11 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,207 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 9, 2017. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2015 Employee Stock Option (Right to Buy) · Derivative | 1,685 | $0.00 Strike: $78.08 | $0.00 |
DisclosureSEC source: 0001127602-22-025952 · form4.xml · derivative · entry 10 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,685 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 10, 2016. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion3/11/2014 Employee Stock Option (right to buy) · Derivative | 502 | $0.00 Strike: $87.45 | $0.00 |
DisclosureSEC source: 0001127602-22-025952 · form4.xml · derivative · entry 9 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 502 shares Expires 2024-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on March 11, 2015. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 3,364 | $109.13 | $367,113.32 |
DisclosureSEC source: 0001127602-22-025952 · form4.xml · nonDerivative · entry 7 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,807 F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $109.11 to $109.18, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · balance_after: Following the transactions reported on this Form 4, Mr. Axel continues to hold 5,807 shares directly and 1,254 shares indirectly in a 401(k) account. Mr. Axel also holds an additional 1,485 Deferred Compensation shares, 10,115 vested stock options, 1,314 unvested stock options, 3,451 restricted stock units, and 14,438 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 4,207 | $63.59 | $267,523.13 |
DisclosureSEC source: 0001127602-22-025952 · form4.xml · nonDerivative · entry 6 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 1,458 | $109.13 | $159,111.54 |
DisclosureSEC source: 0001127602-22-025952 · form4.xml · nonDerivative · entry 5 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,964 F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $109.11 to $109.18, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,685 | $78.08 | $131,564.80 |
DisclosureSEC source: 0001127602-22-025952 · form4.xml · nonDerivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 456 | $109.13 | $49,763.28 |
DisclosureSEC source: 0001127602-22-025952 · form4.xml · nonDerivative · entry 3 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,737 F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $109.11 to $109.18, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 502 | $87.45 | $43,899.90 |
DisclosureSEC source: 0001127602-22-025952 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:33 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 6,300 | $109.01 | $686,763.00 |
DisclosureSEC source: 0001127602-22-025952 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,691 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $108.99 to $109.03, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 18 | $92.54 Strike: $0.00 | $1,665.72 |
DisclosureSEC source: 0001127602-22-022654 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,485 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 18:11 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 18 | $91.33 Strike: $0.00 | $1,643.94 |
DisclosureSEC source: 0001127602-22-017886 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,467 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 18:59 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 15 | $106.05 Strike: $0.00 | $1,590.75 |
DisclosureSEC source: 0001127602-22-009293 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,448 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Restricted Stock Units · Derivative | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007593 · form4.xml · derivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,720 Underlying: Common Stock · 859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 241 | $111.66 | $26,910.06 |
DisclosureSEC source: 0001127602-22-007593 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,991 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007593 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2019 Performance Shares · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004318 · form4.xml · derivative · entry 6 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period. F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period. F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2022 Performance Shares · Derivative | 4,039 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004318 · form4.xml · derivative · entry 5 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,039 Underlying: Common Stock · 4,039 shares Expires not disclosed F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2022 Restricted Stock Units · Derivative | 1,731 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004318 · form4.xml · derivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,731 Underlying: Common Stock · 1,731 shares Expires not disclosed F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,262 | $121.33 | $153,118.46 |
DisclosureSEC source: 0001127602-22-004318 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,373 F3 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 4,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004318 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period. F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 14 | $108.05 Strike: $0.00 | $1,512.70 |
DisclosureSEC source: 0001127602-21-031589 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,432 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 15 | $103.61 Strike: $0.00 | $1,554.15 |
DisclosureSEC source: 0001127602-21-025606 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,417 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 15 | $100.64 Strike: $0.00 | $1,509.60 |
DisclosureSEC source: 0001127602-21-020431 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 23:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 16 | $92.41 Strike: $0.00 | $1,478.56 |
DisclosureSEC source: 0001127602-21-010683 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,387 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2018 Performance Shares · Derivative | 1,477 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005258 · form4.xml · derivative · entry 6 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2021 Performance Shares · Derivative | 6,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005258 · form4.xml · derivative · entry 5 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,018 Underlying: Common Stock · 6,018 shares Expires not disclosed F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2024 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2024 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2021 Restricted Stock Units · Derivative | 2,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005258 · form4.xml · derivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,579 Underlying: Common Stock · 2,579 shares Expires not disclosed F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,280 | $81.43 | $104,230.40 |
DisclosureSEC source: 0001127602-21-005258 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,417 F3 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005258 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 23:13 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 18 | $77.66 Strike: $0.00 | $1,397.88 |
DisclosureSEC source: 0001127602-20-032062 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| September 17, 2020 Filed Sep 21, 2020 20:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 21 | $68.59 Strike: $0.00 | $1,440.39 |
DisclosureSEC source: 0001127602-20-025502 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,351 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:09 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 22 | $64.04 Strike: $0.00 | $1,408.88 |
DisclosureSEC source: 0001127602-20-020189 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 22:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 29 | $46.31 Strike: $0.00 | $1,342.99 |
DisclosureSEC source: 0001127602-20-010918 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,307 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2017 Performance Shares · Derivative | 1,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005388 · form4.xml · derivative · entry 6 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Performance Share · Derivative | 4,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005388 · form4.xml · derivative · entry 5 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,381 Underlying: Common Stock · 4,381 shares Expires not disclosed F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F7 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2020 through 2022 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2023. F7 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2020 through 2022 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2023. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Employee Stock Option (Right to Buy) · Derivative | 3,942 | $0.00 Strike: $95.87 | $0.00 |
DisclosureSEC source: 0001127602-20-005388 · form4.xml · derivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,942 Underlying: Common Stock · 3,942 shares Expires 2030-02-11 F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,335 | $95.87 | $127,986.45 |
DisclosureSEC source: 0001127602-20-005388 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,279 F3 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 3,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005388 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 13 | $94.55 Strike: $0.00 | $1,229.15 |
DisclosureSEC source: 0001127602-19-035017 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,277 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:08 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 13 | $88.22 Strike: $0.00 | $1,146.86 |
DisclosureSEC source: 0001127602-19-028453 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 19:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 12 | $100.13 Strike: $0.00 | $1,201.56 |
DisclosureSEC source: 0001127602-19-022636 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:18 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 12 | $95.27 Strike: $0.00 | $1,143.24 |
DisclosureSEC source: 0001127602-19-011806 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,238 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:24 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Performance Shares · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006046 · form4.xml · derivative · entry 6 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock · 2,250 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2019 through 2021 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2022. F6 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2019 through 2021 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2022. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:24 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Employee Stock Option (Right to Buy) · Derivative | 3,511 | $0.00 Strike: $93.36 | $0.00 |
DisclosureSEC source: 0001127602-19-006046 · form4.xml · derivative · entry 5 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,511 Underlying: Common Stock · 3,511 shares Expires 2029-02-12 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2020. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:24 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2016 Performance Shares · Derivative | 2,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006046 · form4.xml · derivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,078 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2016, and originally reported on a Form 4 filed with the SEC on February 11, 2016, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2016 through 2018 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2016, and originally reported on a Form 4 filed with the SEC on February 11, 2016, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2016 through 2018 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2016, and originally reported on a Form 4 filed with the SEC on February 11, 2016, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2016 through 2018 performance period. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:24 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 938 | $93.36 | $87,571.68 |
DisclosureSEC source: 0001127602-19-006046 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,485 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:24 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006046 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2016, and originally reported on a Form 4 filed with the SEC on February 11, 2016, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2016 through 2018 performance period. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 19:27 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | OtherDeferred Compensation Shares · Derivative | 1,191 | $109.89 Strike: $0.00 | $130,878.99 |
DisclosureSEC source: 0001127602-18-011525 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,191 Underlying: Common Stock · 1,191 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.