organization · Reporting owner

AFH Holding & Advisory, LLC

Disclosed activity across 3 companies

Tapewire entity: 81573
SEC CIK: 0001414636

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Bone Biologics CorpBBLG · Entity 8560	10% owner	September 07, 2017	December 05, 2017
NEONC TECHNOLOGIES HOLDINGS, INC.NTHI · Entity 6646	10% owner · Joint Reporting Owner	March 25, 2025	March 25, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bone Biologics Corp

Report date September 07, 2017 · Filed December 05, 2017

Jointly reported with Heshmatpour Amir F

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy AFH Holding & Advisory LLC	1,941,579	Reported balance After 2017-09-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-09-07 · Other · Disposed 1,826,779 · Balance 1,941,579 F1: The reported shares reflect the transfer of shares held directly by AFH Holding & Advisory LLC ("AFH Holding") to H&H Funding, LLC ("H&H"). F2: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding.
Common StockSEC Table I · non-derivative	IndirectBy H&H Funding, LLC	1,826,779	Reported balance After 2017-09-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2017-09-07 · Other · Acquired 1,826,779 · Balance 1,826,779 F1: The reported shares reflect the transfer of shares held directly by AFH Holding & Advisory LLC ("AFH Holding") to H&H Funding, LLC ("H&H"). F2: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding. F3: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein.
Common StockSEC Table I · non-derivative	IndirectBy H&H Funding, LLC	2,026,779	Reported balance After 2017-09-07 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2017-09-07 · Other · Acquired 200,000 · Balance 2,026,779 F4: The reported shares reflect the transfer of securities held directly by H&H (Hong Kong) Holdings Co, of which Mr. Heshmatpour is the sole stockholder, to H&H. F2: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding. F3: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein.
Common StockSEC Table I · non-derivative	IndirectBy H&H Funding, LLC	2,942,393	Reported balance After 2017-11-29 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2017-11-29 · Other · Acquired 915,614 · Balance 2,942,393 F3: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein.
Common StockSEC Table I · non-derivative	IndirectBy children	600,000	Reported balance Holding disclosure · report date 2017-09-07 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 600,000 F5: The reported shares include (i) 600,000 shares owned directly by Mr. Heshmatpour's children, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any; and (ii) 300,000 shares owned directly by KIG LLC, of which the Mr. Heshmatpour's spouse is the sole member and over which she has sole voting and investment control, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.
Common StockSEC Table I · non-derivative	IndirectBy KIG LLC	300,000	Reported balance Holding disclosure · report date 2017-09-07 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 300,000 F5: The reported shares include (i) 600,000 shares owned directly by Mr. Heshmatpour's children, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any; and (ii) 300,000 shares owned directly by KIG LLC, of which the Mr. Heshmatpour's spouse is the sole member and over which she has sole voting and investment control, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares reflect the transfer of shares held directly by AFH Holding & Advisory LLC ("AFH Holding") to H&H Funding, LLC ("H&H").

F2: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding.

F3: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein.

F4: The reported shares reflect the transfer of securities held directly by H&H (Hong Kong) Holdings Co, of which Mr. Heshmatpour is the sole stockholder, to H&H.

F5: The reported shares include (i) 600,000 shares owned directly by Mr. Heshmatpour's children, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any; and (ii) 300,000 shares owned directly by KIG LLC, of which the Mr. Heshmatpour's spouse is the sole member and over which she has sole voting and investment control, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.

NEONC TECHNOLOGIES HOLDINGS, INC.

Report date March 25, 2025 · Filed March 25, 2025

Jointly reported with Heshmatpour Amir F

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,025,000	Reported balance Holding disclosure · report date 2025-03-25 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,025,000 F1: Includes (i) 500,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein, and (ii) 1,200,000 shares of restricted stock (the "Shares") granted pursuant to Issuer's 2023 Equity Incentive Plan. The Shares vest on a date that is seven months after the effective date of Issuer's initial listing.
Common StockSEC Table I · non-derivative	IndirectBy AFH Holdings & Advisory, LLC.	3,714,020	Reported balance Holding disclosure · report date 2025-03-25 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 3,714,020 F2: Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.
Common StockSEC Table I · non-derivative	IndirectBy KIG LLC.	550,000	Reported balance Holding disclosure · report date 2025-03-25 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 550,000 F3: Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
Common StockSEC Table I · non-derivative	IndirectBy HCWG LLC.	220,454	Reported balance Holding disclosure · report date 2025-03-25 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 220,454 F4: Such shares represent only Reporting Person's percentage interest in HCWG LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Includes (i) 500,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein, and (ii) 1,200,000 shares of restricted stock (the "Shares") granted pursuant to Issuer's 2023 Equity Incentive Plan. The Shares vest on a date that is seven months after the effective date of Issuer's initial listing.

F2: Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.

F3: Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.

F4: Such shares represent only Reporting Person's percentage interest in HCWG LLC.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AFH Acquisition IX, Inc.

Report date August 30, 2017 · Filed September 19, 2017

Jointly reported with Heshmatpour Amir F

Section 16 reporting ended · disclosed 2017-09-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy AFH Holding & Advisory, LLC	0	Reported balance After 2017-08-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-08-30 · Other · Disposed 5,000,000 · Balance 0 F1: AFH Holding & Advisory LLC ("AFH Holding") owned the reported securities of the issuer directly. Mr. Heshmatpour, as the sole economic member and managing director of AFH Holding, had sole voting and investment power over the shares held by AFH Holding and may be deemed to have had an indirect interest in the reporting securities.

Filing footnotes · ownership attribution and instrument terms

F1: AFH Holding & Advisory LLC ("AFH Holding") owned the reported securities of the issuer directly. Mr. Heshmatpour, as the sole economic member and managing director of AFH Holding, had sole voting and investment power over the shares held by AFH Holding and may be deemed to have had an indirect interest in the reporting securities.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 29, 2017 Filed Dec 5, 2017 21:20 UTC	Bone Biologics Corp BBLG · Entity 8560	OtherCommon Stock	915,614	$0.00	$0.00	Disclosure SEC source: 0001615774-17-007141 · s108359_form4.xml · nonDerivative · entry 4 Heshmatpour Amir F · CIK 0001443035 · 10% owner AFH Holding & Advisory, LLC · CIK 0001414636 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By H&H Funding, LLC Disclosed balance after: 2,942,393 F3 · ownership.direct: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein. Read SEC document
September 07, 2017 Filed Dec 5, 2017 21:20 UTC	Bone Biologics Corp BBLG · Entity 8560	OtherCommon Stock	200,000	$0.00	$0.00	Disclosure SEC source: 0001615774-17-007141 · s108359_form4.xml · nonDerivative · entry 3 Heshmatpour Amir F · CIK 0001443035 · 10% owner AFH Holding & Advisory, LLC · CIK 0001414636 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By H&H Funding, LLC Disclosed balance after: 2,026,779 F4 · kind: The reported shares reflect the transfer of securities held directly by H&H (Hong Kong) Holdings Co, of which Mr. Heshmatpour is the sole stockholder, to H&H. F2 · ownership.direct: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding. F3 · ownership.direct: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein. Read SEC document
September 07, 2017 Filed Dec 5, 2017 21:20 UTC	Bone Biologics Corp BBLG · Entity 8560	OtherCommon Stock	1,826,779	$0.00	$0.00	Disclosure SEC source: 0001615774-17-007141 · s108359_form4.xml · nonDerivative · entry 2 Heshmatpour Amir F · CIK 0001443035 · 10% owner AFH Holding & Advisory, LLC · CIK 0001414636 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By H&H Funding, LLC Disclosed balance after: 1,826,779 F1 · kind: The reported shares reflect the transfer of shares held directly by AFH Holding & Advisory LLC ("AFH Holding") to H&H Funding, LLC ("H&H"). F2 · ownership.direct: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding. F3 · ownership.direct: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein. Read SEC document
September 07, 2017 Filed Dec 5, 2017 21:20 UTC	Bone Biologics Corp BBLG · Entity 8560	OtherCommon Stock	1,826,779	$0.00	$0.00	Disclosure SEC source: 0001615774-17-007141 · s108359_form4.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · 10% owner AFH Holding & Advisory, LLC · CIK 0001414636 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AFH Holding & Advisory LLC Disclosed balance after: 1,941,579 F1 · kind: The reported shares reflect the transfer of shares held directly by AFH Holding & Advisory LLC ("AFH Holding") to H&H Funding, LLC ("H&H"). F2 · ownership.direct: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding. Read SEC document
August 30, 2017 Filed Sep 19, 2017 20:21 UTC	AFH Acquisition IX, Inc. NONE · Entity 173075	OtherCommon Stock	5,000,000	$0.15	$750,000.00	Disclosure SEC source: 0001615774-17-005208 · s107552_form4.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · President and Secretary · 10% owner AFH Holding & Advisory, LLC · CIK 0001414636 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AFH Holding & Advisory, LLC Disclosed balance after: 0 F1 · ownership.direct: AFH Holding & Advisory LLC ("AFH Holding") owned the reported securities of the issuer directly. Mr. Heshmatpour, as the sole economic member and managing director of AFH Holding, had sole voting and investment power over the shares held by AFH Holding and may be deemed to have had an indirect interest in the reporting securities. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.