Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HEALTHSTREAM INCHSTM · Entity 5059 | Executive Vice President | March 28, 2025 | March 28, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HEALTHSTREAM INC
Report date March 28, 2025 · Filed March 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock HoldingSEC Table I · non-derivative | Direct | 65,529 |
Ending reported balance
After 2025-03-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-03-28 · Exercise / conversion · Acquired 4,933 · Balance 66,948 F1: Shares acquired on vesting of restricted share units. Row 2 · 2025-03-28 · Tax withholding · Disposed 1,419 · Balance 65,529 F2: Shares withheld for payment of tax liability. |
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-03-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-28 · Exercise / conversion · Disposed 2,001 · Balance 0 F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025. F5: Not applicable. |
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,265 |
Reported balance
After 2025-03-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-03-28 · Exercise / conversion · Disposed 1,941 · Balance 2,265 F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026. F5: Not applicable. |
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,857 |
Reported balance
After 2025-03-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-03-28 · Exercise / conversion · Disposed 571 · Balance 1,857 F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027. F5: Not applicable. |
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,380 |
Reported balance
After 2025-03-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-03-28 · Exercise / conversion · Disposed 420 · Balance 2,380 F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 20, 2025, 20% vest on March 20, 2026, 30% vest on March 20, 2027, and the remaining 35% vest on March 20, 2028. F5: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired on vesting of restricted share units.
F2: Shares withheld for payment of tax liability.
F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.
F4: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.
F5: Not applicable.
F6: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.
F7: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027.
F8: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 20, 2025, 20% vest on March 20, 2026, 30% vest on March 20, 2027, and the remaining 35% vest on March 20, 2028.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2025 Filed Mar 28, 2025 20:43 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 420 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-009902 · rdgdoc.xml · derivative · entry 6 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,380 Underlying: Common Stock · 420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 20, 2025, 20% vest on March 20, 2026, 30% vest on March 20, 2027, and the remaining 35% vest on March 20, 2028. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 28, 2025 Filed Mar 28, 2025 20:43 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 571 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-009902 · rdgdoc.xml · derivative · entry 5 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,857 Underlying: Common Stock · 571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 28, 2025 Filed Mar 28, 2025 20:43 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,941 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-009902 · rdgdoc.xml · derivative · entry 4 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,265 Underlying: Common Stock · 1,941 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 28, 2025 Filed Mar 28, 2025 20:43 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 2,001 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-009902 · rdgdoc.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 28, 2025 Filed Mar 28, 2025 20:43 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock Holding | 1,419 | $31.90 | $45,266.10 |
DisclosureSEC source: 0001437749-25-009902 · rdgdoc.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,529 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 28, 2025 Filed Mar 28, 2025 20:43 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock Holding | 4,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-009902 · rdgdoc.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 14:26 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 12,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005597 · rdgdoc.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,000 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. 15% vest on February 23, 2024 for the period January 1, 2023 through December 31, 2023; 20% vest on February 23, 2025 for the period January 1, 2024 through December 31, 2024; 20% vest on February 23, 2026 for the period January 1, 2025 through December 31, 2025; 20% vest on February 23, 2027 for the period January 1, 2026 through December 31, 2026; and 25% vest on February 23, 2028 for the period January 1, 2027 through December 31, 2027. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2024 through December 31, 2024 was achieved; therefore 20% of the awards vested on February 23, 2025. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 14:26 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock Holding | 3,631 | $32.37 | $117,535.47 |
DisclosureSEC source: 0001437749-25-005597 · rdgdoc.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,015 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 14:26 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock Holding | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005597 · rdgdoc.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| October 30, 2024 Filed Oct 31, 2024 20:17 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 640 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-032800 · rdgdoc.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,077 Underlying: Common Stock · 640 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| October 30, 2024 Filed Oct 31, 2024 20:17 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock Holding | 184 | $28.95 | $5,326.80 |
DisclosureSEC source: 0001437749-24-032800 · rdgdoc.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,646 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| October 30, 2024 Filed Oct 31, 2024 20:17 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock Holding | 640 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-032800 · rdgdoc.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:39 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 527 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-030355 · rdgdoc.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,988 Underlying: Common Stock · 527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:39 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock Holding | 152 | $28.31 | $4,303.12 |
DisclosureSEC source: 0001437749-24-030355 · rdgdoc.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,190 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:39 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock Holding | 527 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-030355 · rdgdoc.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| September 18, 2024 Filed Sep 20, 2024 20:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 2,560 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-029755 · rdgdoc.xml · derivative · entry 2 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,560 Underlying: Common Stock · 2,560 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 18, 2025, 20% vest on September 18, 2026, 30% vest on September 18, 2027, and the remaining 35% vest on September 18, 2028. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 25, 2024 Filed Mar 25, 2024 20:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 429 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-009221 · rdgdoc.xml · derivative · entry 6 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,428 Underlying: Common Stock · 429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 25, 2024 Filed Mar 25, 2024 20:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,294 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-009221 · rdgdoc.xml · derivative · entry 5 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,206 Underlying: Common Stock · 1,294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 25, 2024 Filed Mar 25, 2024 20:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,715 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-009221 · rdgdoc.xml · derivative · entry 4 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,001 Underlying: Common Stock · 1,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 25, 2024 Filed Mar 25, 2024 20:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 2,005 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-009221 · rdgdoc.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 25, 2024 Filed Mar 25, 2024 20:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock Holding | 1,565 | $26.43 | $41,362.95 |
DisclosureSEC source: 0001437749-24-009221 · rdgdoc.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,815 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 25, 2024 Filed Mar 25, 2024 20:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock Holding | 5,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-009221 · rdgdoc.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| March 20, 2024 Filed Mar 21, 2024 23:17 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 2,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-008894 · rdgdoc.xml · derivative · entry 2 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,800 Underlying: Common Stock · 2,800 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 20, 2025, 20% vest on March 20, 2026, 30% vest on March 20, 2027, and the remaining 35% vest on March 20, 2028. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 26, 2024 Filed Feb 26, 2024 21:43 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | SaleCommon Stock Holding | 15,000 | $27.25 | $408,750.00 |
DisclosureSEC source: 0001437749-24-005539 · rdgdoc.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,525 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.19 to $27.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 23:11 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-005753 · rdgdoc.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,000 Underlying: Common Stock · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. 15% vest on February 23, 2024 for the period January 1, 2023 through December 31, 2023; 20% vest on February 23, 2025 for the period January 1, 2024 through December 31, 2024; 20% vest on February 23, 2026 for the period January 1, 2025 through December 31, 2025; 20% vest on February 23, 2027 for the period January 1, 2026 through December 31, 2026; and 25% vest on February 23, 2028 for the period January 1, 2027 through December 31, 2027. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2023 through December 31, 2023 was achieved; therefore 15% of the awards vested on February 23, 2024. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 23:11 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock Holding | 2,588 | $26.81 | $69,384.28 |
DisclosureSEC source: 0001437749-24-005753 · rdgdoc.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,937 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 23:11 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock Holding | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-005753 · rdgdoc.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| October 27, 2023 Filed Oct 27, 2023 23:10 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 479 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-029261 · rdgdoc.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,717 Underlying: Common Stock · 479 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| October 27, 2023 Filed Oct 27, 2023 23:10 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock Holding | 138 | $25.14 | $3,469.32 |
DisclosureSEC source: 0001437749-23-029261 · rdgdoc.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,525 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| October 27, 2023 Filed Oct 27, 2023 23:10 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock Holding | 479 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-029261 · rdgdoc.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 21:34 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 3,515 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-026543 · rdgdoc.xml · derivative · entry 2 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,515 Underlying: Common Stock · 3,515 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 971 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007812 · rdgdoc.xml · derivative · entry 8 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 971 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F10 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,143 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007812 · rdgdoc.xml · derivative · entry 7 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,716 Underlying: Common Stock · 1,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F9 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,719 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007812 · rdgdoc.xml · derivative · entry 6 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,005 Underlying: Common Stock · 1,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007812 · rdgdoc.xml · derivative · entry 5 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 10,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007812 · rdgdoc.xml · derivative · entry 4 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria are established on an annual basis by the Compensation Committee of the Board of Directors. Up to 10% vest on March 15, 2019 for the period January 1, 2018 through December 31, 2018; up to 15% vest on March 15, 2020 for the period January 1, 2019 through December 31, 2019; up to 20% vest on March 15, 2021 for the period January 1, 2020 through December 31, 2020; up to 25% vest on March 15, 2022 for the period January 1, 2021 through December 31, 2021; and up to 30% vest on March 15, 2023 for the period January 1, 2022 through December 31, 2022. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2022 through December 31, 2022 was achieved; therefore 35% of the awards vested on March 15, 2023. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock Holding | 4,600 | $26.25 | $120,750.00 |
DisclosureSEC source: 0001437749-23-007812 · rdgdoc.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,184 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock Holding | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007812 · rdgdoc.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 2,857 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007812 · rdgdoc.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,857 Underlying: Common Stock · 2,857 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 21:31 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 60,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004556 · rdgdoc.xml · derivative · entry 2 Sousa Michael · CIK 0001485077 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. 15% vest on February 23, 2024 for the period January 1, 2023 through December 31, 2023; 20% vest on February 23, 2025 for the period January 1, 2024 through December 31, 2024; 20% vest on February 23, 2026 for the period January 1, 2025 through December 31, 2025; 20% vest on February 23, 2027 for the period January 1, 2026 through December 31, 2026; and 25% vest on February 23, 2028 for the period January 1, 2027 through December 31, 2027. Vesting will be determined based on actual performance. RSUs that do not vest during a performance period may become eligible for vesting during the next performance period (but not in succeeding periods). F3 · derivative.expiration_date: Not applicable. Read SEC document |
| October 27, 2022 Filed Oct 28, 2022 20:20 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 3,196 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-025084 · rdgdoc.xml · derivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,196 Underlying: Common Stock · 3,196 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 26, 2022 Filed May 31, 2022 20:16 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 6,471 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-013913 · rdgdoc.xml · derivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,471 Underlying: Common Stock · 6,471 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · date: The RSUs were approved by the Compensation Committee of the Board of Directors on March 23, 2022, subject to shareholder approval of the 2022 Omnibus Incentive Plan under which the RSUs were granted. HealthStream's shareholders approved the plan on May 26, 2022. F3 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 858 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006744 · rdgdoc.xml · derivative · entry 8 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,859 Underlying: Common Stock · 858 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F10 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,146 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006744 · rdgdoc.xml · derivative · entry 7 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,724 Underlying: Common Stock · 1,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F9 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,430 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006744 · rdgdoc.xml · derivative · entry 6 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 1,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006744 · rdgdoc.xml · derivative · entry 5 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 7,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: Represents RSUs granted in 2018 which failed to vest based on a performance period in 2020, but which continued to be eligible for vesting based on the achievement of catch-up performance criteria for a performance period in 2021 (as such concept is referenced in Note (6) above). Based on the achievement of the financial performance over the catch-up performance period in 2021, all 7,000 of these RSUs became vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 8,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006744 · rdgdoc.xml · derivative · entry 4 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 8,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria, which are established on an annual basis by the Compensation Committee of the Board of Directors. Up to 10% vest on March 15, 2019 for the period January 1, 2018 - December 31, 2018; up to 15% vest on March 15, 2020 for the period January 1, 2019 - December 31, 2019; up to 20% vest on March 15, 2021 for the period January 1, 2020 - December 31, 2020; up to 25% vest on March 15, 2022 for the period January 1, 2021 - December 31, 2021; and up to 30% vest on March 15, 2023 for the period January 1, 2022 - December 31, 2022. Vesting is determined based on actual performance. RSUs that do not vest during a performance period may become eligible for vesting during the next performance period. The performance criteria for the period January 1, 2021 - December 31, 2021 was achieved; therefore 25% of the awards vested on March 15, 2022. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,864 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006744 · rdgdoc.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,864 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock Holding | 6,083 | $19.94 | $121,295.02 |
DisclosureSEC source: 0001437749-22-006744 · rdgdoc.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,784 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock Holding | 21,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006744 · rdgdoc.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.