Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HEALTHSTREAM INCHSTM · Entity 5059 | Executive Vice President | March 28, 2025 | March 28, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HEALTHSTREAM INC
Report date March 28, 2025 · Filed March 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock HoldingSEC Table I · non-derivative | Direct | 65,529 |
Ending reported balance
After 2025-03-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-03-28 · Exercise / conversion · Acquired 4,933 · Balance 66,948 F1: Shares acquired on vesting of restricted share units. Row 2 · 2025-03-28 · Tax withholding · Disposed 1,419 · Balance 65,529 F2: Shares withheld for payment of tax liability. |
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-03-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-28 · Exercise / conversion · Disposed 2,001 · Balance 0 F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025. F5: Not applicable. |
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,265 |
Reported balance
After 2025-03-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-03-28 · Exercise / conversion · Disposed 1,941 · Balance 2,265 F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026. F5: Not applicable. |
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,857 |
Reported balance
After 2025-03-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-03-28 · Exercise / conversion · Disposed 571 · Balance 1,857 F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027. F5: Not applicable. |
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,380 |
Reported balance
After 2025-03-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-03-28 · Exercise / conversion · Disposed 420 · Balance 2,380 F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 20, 2025, 20% vest on March 20, 2026, 30% vest on March 20, 2027, and the remaining 35% vest on March 20, 2028. F5: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired on vesting of restricted share units.
F2: Shares withheld for payment of tax liability.
F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.
F4: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.
F5: Not applicable.
F6: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.
F7: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027.
F8: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 20, 2025, 20% vest on March 20, 2026, 30% vest on March 20, 2027, and the remaining 35% vest on March 20, 2028.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2021 Filed Mar 18, 2021 13:01 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 5,717 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021651 · doc4.xml · derivative · entry 7 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,717 Underlying: Common Stock · 5,717 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 13:01 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 859 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021651 · doc4.xml · derivative · entry 6 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,870 Underlying: Common Stock · 859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 13:01 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 952 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021651 · doc4.xml · derivative · entry 5 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,097 Underlying: Common Stock · 952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 13:01 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,597 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021651 · doc4.xml · derivative · entry 4 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,864 Underlying: Common Stock · 1,597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 13:01 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021651 · doc4.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 13:01 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock | 1,628 | $23.52 | $38,290.56 |
DisclosureSEC source: 0001209191-21-021651 · doc4.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,819 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 13:01 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock | 5,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021651 · doc4.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 18:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 715 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019961 · doc4.xml · derivative · entry 8 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,049 Underlying: Common Stock · 715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F10 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 18:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 3,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019961 · doc4.xml · derivative · entry 7 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,250 Underlying: Common Stock · 3,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F9 · derivative.exercise_date: Represents RSUs granted in 2018 which failed to vest based on a performance period in 2018, but which continued to be eligible for vesting based on the achievement of catch-up performance criteria for a performance period in 2019 (as such concept is referenced in Note (8) above). Based on the achievement of the financial performance over the catch-up performance period in 2019, all 3,500 of these RSUs became vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 18:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 5,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019961 · doc4.xml · derivative · entry 6 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,750 Underlying: Common Stock · 5,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria, which are established on an annual basis by the Compensation Committee of the Board of Directors. Up to 10% vest on March 15, 2019 for the period Jan 1, 2018 - Dec 31, 2018; up to 15% vest on March 15, 2020 for the period Jan 1, 2019 - Dec 31, 2019; up to 20% vest on March 15, 2021 for the period Jan 1, 2020 - Dec 31, 2020; up to 25% vest on March 15, 2022 for the period Jan 1, 2021 - Dec 31, 2021; and up to 30% vest on March 15, 2023 for the period Jan 1, 2022 - Dec 31, 2022. Vesting is determined based on actual performance. RSUs that do not vest during a performance period may become eligible for vesting during the next performance period. The performance criteria for the period Jan 1, 2019 - Dec 31, 2019 was achieved; therefore 15% of the awards vested on March 15, 2020. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 18:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,065 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019961 · doc4.xml · derivative · entry 5 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,461 Underlying: Common Stock · 1,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 18:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,458 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019961 · doc4.xml · derivative · entry 4 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Common Stock · 1,458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 18:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,982 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019961 · doc4.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,982 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 18:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock | 4,049 | $23.04 | $93,288.96 |
DisclosureSEC source: 0001209191-20-019961 · doc4.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,339 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 18:18 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock | 13,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019961 · doc4.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 18:58 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 5,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018426 · doc4.xml · derivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,729 Underlying: Common Stock · 5,729 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 18:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 799 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020237 · doc4.xml · derivative · entry 6 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,526 Underlying: Common Stock · 799 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 18:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 972 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020237 · doc4.xml · derivative · entry 5 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,158 Underlying: Common Stock · 972 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 18:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,699 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020237 · doc4.xml · derivative · entry 4 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,982 Underlying: Common Stock · 1,699 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 18:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,565 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020237 · doc4.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 18:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock | 1,447 | $27.61 | $39,951.67 |
DisclosureSEC source: 0001209191-19-020237 · doc4.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,418 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 18:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock | 5,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020237 · doc4.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 4,764 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020237 · doc4.xml · derivative · entry 7 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,764 Underlying: Common Stock · 4,764 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:00 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030781 · doc4.xml · derivative · entry 5 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. Up to 10% vest on March 15, 2019 for the period January 1, 2018 through December 31, 2018; up to 15% vest on March 15, 2020 for the period January 1, 2019 through December 31, 2019; up to 20% vest on March 15, 2021 for the period January 1, 2020 through December 31, 2020; up to 25% vest on March 15, 2022 for the period January 1, 2021 through December 31, 2021; and up to 30% vest on March 15, 2023 for the period January 1, 2022 through December 31, 2022. Vesting will be determined based on actual performance. RSUs that do not vest during a performance period may become eligible for vesting during the next performance period. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:00 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Disposition to issuerRestricted Share Units · Derivative | 4,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030781 · doc4.xml · derivative · entry 4 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F5 · derivative.exercise_date: Represents the cancellation of unvested performance-based RSUs granted to the reporting person on December 8, 2016, which were eligible to vest based on certain financial performance criteria for the three years ended December 31, 2019, as more specifically set forth in the Current Report on Form 8-K filed by HealthStream, Inc. on May 16, 2018. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:00 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Disposition to issuerRestricted Share Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030781 · doc4.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: Represents the cancellation of unvested performance-based RSUs granted to the reporting person on September 24, 2015, which were eligible to vest based on certain financial performance criteria for the five years ended December 31, 2019, as more specifically set forth in the Current Report on Form 8-K filed by HealthStream, Inc. on May 16, 2018. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:00 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Disposition to issuerRestricted Share Units · Derivative | 11,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030781 · doc4.xml · derivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: Represents the cancellation of unvested performance-based RSUs granted to the reporting person on September 24, 2015, which were eligible to vest based on certain annual financial performance criteria for the years ended December 31, 2018 and 2019, as more specifically set forth in the Current Report on Form 8-K filed by HealthStream, Inc. on May 16, 2018. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 03, 2018 Filed May 7, 2018 20:25 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | SaleCommon Stock | 16,005 | $25.09 | $401,551.05 |
DisclosureSEC source: 0001209191-18-028321 · doc4.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,830 F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020961 · doc4.xml · derivative · entry 8 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,130 Underlying: Common Stock · 729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F10 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,133 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020961 · doc4.xml · derivative · entry 7 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,681 Underlying: Common Stock · 1,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Disposition to issuerRestricted Share Units · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020961 · doc4.xml · derivative · entry 6 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 7,500 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: Represents the forfeiture of performance-based RSUs granted to the reporting person on September 24, 2015, which were eligible to vest based on certain annual financial performance criteria. Based on the financial performance over the applicable performance period, it was determined 2,500 RSUs would vest and 7,500 RSUs would be forfeited. Of the 7,500 RSUs forfeited, 5,000 represented RSUs granted in 2015 which failed to vest based on a performance period in 2016, but which continued to be eligible for vesting based on the achievement of catch-up performance criteria for a performance period in 2017 (as such concept is referenced in Note (7) above). Based on the financial performance over the catch-up performance period in 2017, all 5,000 of these RSUs were forfeited. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020961 · doc4.xml · derivative · entry 5 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. Up to 15% vest on March 15, 2016 for the period January 1, 2015 through December 31, 2015; up to 20% vest on March 15, 2017 for the period January 1, 2016 through December 31, 2016; up to 20% vest on March 15, 2018 for the period January 1, 2017 through December 31, 2017; up to 20% vest on March 15, 2019 for the period January 1, 2018 through December 31, 2018; and up to 25% vest on March 15, 2020 for the period January 1, 2019 through December 31, 2019. Vesting will be determined based on actual performance. RSUs that do not vest during a performance period may become eligible for vesting during the next performance period. The performance criteria for 2017 was partially achieved, resulting in the vesting of 2,500 RSUs. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,341 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020961 · doc4.xml · derivative · entry 4 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,565 Underlying: Common Stock · 1,341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,050 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020961 · doc4.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock | 2,079 | $24.97 | $51,912.63 |
DisclosureSEC source: 0001209191-18-020961 · doc4.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,835 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:05 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock | 6,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020961 · doc4.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:16 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 5,325 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020404 · doc4.xml · derivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,325 Underlying: Common Stock · 5,325 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 13:08 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 849 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021910 · doc4.xml · derivative · entry 6 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,814 Underlying: Common Stock · 849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 13:08 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 894 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021910 · doc4.xml · derivative · entry 5 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,906 Underlying: Common Stock · 894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 13:08 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021910 · doc4.xml · derivative · entry 4 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050 Underlying: Common Stock · 900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 13:08 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 1,313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021910 · doc4.xml · derivative · entry 3 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 18, 2014, 20% vest on March 18, 2015, 30% vest on March 18, 2016, and the remaining 35% vest on March 18, 2017. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 13:08 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock | 1,414 | $23.90 | $33,794.60 |
DisclosureSEC source: 0001209191-17-021910 · doc4.xml · nonDerivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,161 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 13:08 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock | 3,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021910 · doc4.xml · nonDerivative · entry 1 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 16:27 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 4,859 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021277 · doc4.xml · derivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,859 Underlying: Common Stock · 4,859 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 08, 2016 Filed Jan 10, 2017 12:44 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 4,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003051 · doc4.xml · derivative · entry 2 Sousa Michael · CIK 0001485077 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: 100% of these RSUs vest on March 15, 2020, contingent upon continued service at the time of vesting and the achievement of certain performance criteria for the period January 1, 2017 through December 31, 2019, as established by the Compensation Committee of the Board of Directors. F3 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.