Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Celularity IncCELU · Entity 7145 | Director | June 14, 2023 | June 16, 2023 |
| Kaleido Biosciences, Inc.KLDO · Entity 129745 | Director | February 27, 2019 | February 27, 2019 |
| L Catterton Asia Acquisition CorpLCAAU · Entity 123175 | Director | March 10, 2021 | March 11, 2021 |
| Zeta Global Holdings Corp.ZETA · Entity 3649 | Director | April 01, 2025 | April 03, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Celularity Inc
Report date June 14, 2023 · Filed June 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,004,660 |
Reported balance
After 2023-06-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-14 · Grant · Acquired 199,921 · Balance 1,004,660 F1: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, June 14, 2023, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date. F2: Includes 199,921 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, June 14, 2023, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2033-06-14 | Direct | 277,778 |
Reported balance
After 2023-06-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-14 · Grant · Acquired 277,778 · Balance 277,778 F3: This option was granted under the 2021 Plan and shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, June 14, 2023, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, June 14, 2023, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.
F2: Includes 199,921 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, June 14, 2023, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.
F3: This option was granted under the 2021 Plan and shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, June 14, 2023, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.
Kaleido Biosciences, Inc.
Report date February 27, 2019 · Filed February 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.20 · Expires 2028-10-15 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2019-02-27 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: 25% of this option shall vest and become exercisable on October 16, 2019, with the remainder vesting in 12 equal quarterly installments thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: 25% of this option shall vest and become exercisable on October 16, 2019, with the remainder vesting in 12 equal quarterly installments thereafter.
L Catterton Asia Acquisition Corp
Report date March 10, 2021 · Filed March 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-03-10 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253334) under the heading "Description of Securities - Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253334) under the heading "Description of Securities - Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
Zeta Global Holdings Corp.
Report date April 01, 2025 · Filed April 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2025-04-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-04-01 · Grant · Acquired 1,843 · Balance 1,843 F1: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date. Row 2 · 2025-04-01 · Other · Disposed 1,843 · Balance 0 F2: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy The Denim Revocable Trust | 626,800 |
Reported balance
After 2025-04-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-04-01 · Other · Acquired 1,843 · Balance 626,800 F2: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy The Bluedge Revocable Trust | 540,164 |
Reported balance
Holding disclosure · report date 2025-04-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 540,164 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date.
F2: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2025 Filed Apr 3, 2025 16:42 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 1,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-011435 · form4.xml · nonDerivative · entry 3 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 626,800 F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 16:42 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 1,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-011435 · form4.xml · nonDerivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 16:42 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 1,843 | $13.56 | $24,991.08 |
DisclosureSEC source: 0001127602-25-011435 · form4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,843 F1 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 16:31 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GiftClass A Common Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-009490 · form4.xml · nonDerivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 624,957 F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 16:31 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GiftClass A Common Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-009490 · form4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Bluedge Revocable Trust Disclosed balance after: 540,164 F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 16:59 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 1,389 | $17.99 | $24,988.11 |
DisclosureSEC source: 0001127602-25-000489 · form4.xml · nonDerivative · entry 3 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 1,124,957 F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 16:59 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 1,389 | $17.99 | $24,988.11 |
DisclosureSEC source: 0001127602-25-000489 · form4.xml · nonDerivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 16:59 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 1,389 | $17.99 | $24,988.11 |
DisclosureSEC source: 0001127602-25-000489 · form4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,389 F1 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 16:58 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 838 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-025157 · form4.xml · nonDerivative · entry 3 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 1,123,568 Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 16:58 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 838 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-025157 · form4.xml · nonDerivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 16:58 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 838 | $29.83 | $24,997.54 |
DisclosureSEC source: 0001127602-24-025157 · form4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 838 F1 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 14:21 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 9,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-020016 · form4.xml · nonDerivative · entry 4 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 1,122,730 F3 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 14:21 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 9,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-020016 · form4.xml · nonDerivative · entry 3 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 14:21 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 1,416 | $17.65 | $24,992.40 |
DisclosureSEC source: 0001127602-24-020016 · form4.xml · nonDerivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,657 F2 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 14:21 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 8,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-020016 · form4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,241 F1 · shares: Represents an award of restricted stock which vests in four equal installments on July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 17:00 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 2,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012267 · form4.xml · nonDerivative · entry 3 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 1,113,073 F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 17:00 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 2,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012267 · form4.xml · nonDerivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 17:00 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 2,312 | $10.81 | $24,992.72 |
DisclosureSEC source: 0001127602-24-012267 · form4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,312 F1 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 16:42 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 2,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-000486 · form4.xml · nonDerivative · entry 3 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 1,110,761 F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 16:42 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 2,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-000486 · form4.xml · nonDerivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 16:42 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 2,834 | $8.82 | $24,995.88 |
DisclosureSEC source: 0001127602-24-000486 · form4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,834 F1 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date. Read SEC document |
| October 01, 2023 Filed Oct 2, 2023 17:24 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 2,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-025026 · form4.xml · nonDerivative · entry 3 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 1,107,927 F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| October 01, 2023 Filed Oct 2, 2023 17:24 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 2,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-025026 · form4.xml · nonDerivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| October 01, 2023 Filed Oct 2, 2023 17:24 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 2,994 | $8.35 | $24,999.90 |
DisclosureSEC source: 0001127602-23-025026 · form4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,994 F1 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 16:49 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 20,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020137 · form4.xml · nonDerivative · entry 5 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 1,104,933 F3 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 16:49 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 20,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020137 · form4.xml · nonDerivative · entry 4 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 16:49 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 2,927 | $8.54 | $24,996.58 |
DisclosureSEC source: 0001127602-23-020137 · form4.xml · nonDerivative · entry 3 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,491 F2 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 16:49 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 17,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020137 · form4.xml · nonDerivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,564 F1 · shares: Represents an award of restricted stock which vests in four equal installments on July 1, 2024, October 1, 2024, January 1, 2025 and April 1, 2025. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:01 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option (Right to Buy) · Derivative | 277,778 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0000899243-23-015876 · doc4.xml · derivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,778 Underlying: Class A Common Stock · 277,778 shares Expires 2033-06-14 F3 · derivative.exercise_date: This option was granted under the 2021 Plan and shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, June 14, 2023, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:01 UTC | Celularity Inc CELU · Entity 7145 | GrantClass A Common Stock | 199,921 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015876 · doc4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,004,660 F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, June 14, 2023, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date. F2 · balance_after: Includes 199,921 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, June 14, 2023, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 21:18 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 2,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-012459 · form4.xml · nonDerivative · entry 3 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 1,084,442 Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 21:18 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 2,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-012459 · form4.xml · nonDerivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 21:18 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 2,308 | $10.83 | $24,995.64 |
DisclosureSEC source: 0001127602-23-012459 · form4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,308 F1 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 17:00 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GiftClass A Common Stock | 650,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-008902 · doc4.xml · nonDerivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 1,082,134 F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 17:00 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GiftClass A Common Stock | 650,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-008902 · doc4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Bluedge Revocable Trust Disclosed balance after: 1,040,164 F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 17:07 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 3,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000585 · form4.xml · nonDerivative · entry 3 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 1,732,134 Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 17:07 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | OtherClass A Common Stock | 3,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000585 · form4.xml · nonDerivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 17:07 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 3,060 | $8.17 | $25,000.20 |
DisclosureSEC source: 0001127602-23-000585 · form4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,060 F1 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 17:36 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 3,782 | $6.61 | $24,999.02 |
DisclosureSEC source: 0001127602-22-023564 · form4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 1,729,074 F1 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 20:52 UTC | Celularity Inc CELU · Entity 7145 | Exercise / conversionStock Option (Right to Buy) · Derivative | 768,594 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0000899243-22-030099 · doc4.xml · derivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 768,594 shares Expires 2027-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 20:52 UTC | Celularity Inc CELU · Entity 7145 | Exercise / conversionClass A Common Stock | 768,594 | $0.28 | $215,206.32 |
DisclosureSEC source: 0000899243-22-030099 · doc4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: These shares include 36,145 restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of (i) July 13, 2023, such date being the one-year anniversary of the date of grant, and (ii) the next annual stockholder meeting; in each case subject to the Reporting Person's continuous service with the Issuer through such date Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 21:19 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option (Right to Buy) · Derivative | 54,152 | $0.00 Strike: $4.15 | $0.00 |
DisclosureSEC source: 0000899243-22-026205 · doc4.xml · derivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,152 Underlying: Class A Common Stock · 54,152 shares Expires 2032-07-13 F2 · derivative.exercise_date: This option is granted under the Issuer's 2021 Plan and shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, July 13, 2022, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 21:19 UTC | Celularity Inc CELU · Entity 7145 | GrantClass A Common Stock | 36,145 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-026205 · doc4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,145 F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs is shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, July 13, 2022, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 17:04 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 35,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018751 · form4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 1,725,292 F1 · shares: Represents an award of restricted stock which vests in four equal installments on July 1, 2023, October 1, 2023, January 1, 2024 and April 1, 2024. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 18:06 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option (Right to Buy) · Derivative | 56,053 | $0.00 Strike: $6.72 | $0.00 |
DisclosureSEC source: 0001213900-21-047746 · ownership.xml · derivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,053 Underlying: Class A Common Stock · 56,053 shares Expires 2031-09-09 F1 · derivative.exercise_date: This option shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, September 9, 2021, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through each such date. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:17 UTC | Celularity Inc CELU · Entity 7145 | GrantDeferred Compensation Award (Right to Buy) · Derivative | 269,007 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001209191-21-047513 · doc4.xml · derivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,007 Underlying: Class A Common Stock · 269,007 shares Expires 2031-07-16 F2 · price: Pursuant to the Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021 (the "Business Combination Agreement"), by and among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc. ("Legacy Celularity"), each security to purchase shares of Legacy Celularity common stock issued and outstanding immediately prior to the effective time of the transactions contemplated by the Business Combination Agreement was automatically converted into a security to purchase a number of shares of the Issuer's common stock based on a 1-to-0.768594024295126 conversion ratio. Upon consummation of the business combination, GX changed its name to "Celularity Inc." F3 · derivative.exercise_date: This Deferred Compensation Award ("DCA") shall become exercisable solely upon the first to occur of: (i) the consummation of a change of control that is also a change in the ownership or effective control of the Issuer, or in the ownership of a substantial portion of the Issuer's assets, (ii) the Reporting Person's death or disability, or (iii) March 24, 2023, subject to the Reporting Person's continuous service with the Issuer on such date. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:17 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option (Right to Buy) · Derivative | 768,594 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001209191-21-047513 · doc4.xml · derivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768,594 Underlying: Class A Common Stock · 768,594 shares Expires 2031-07-16 F2 · price: Pursuant to the Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021 (the "Business Combination Agreement"), by and among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc. ("Legacy Celularity"), each security to purchase shares of Legacy Celularity common stock issued and outstanding immediately prior to the effective time of the transactions contemplated by the Business Combination Agreement was automatically converted into a security to purchase a number of shares of the Issuer's common stock based on a 1-to-0.768594024295126 conversion ratio. Upon consummation of the business combination, GX changed its name to "Celularity Inc." F1 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 19:51 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleClass A Common Stock | 130,984 | $10.00 | $1,309,840.00 |
DisclosureSEC source: 0000899243-21-023988 · doc4.xml · nonDerivative · entry 2 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Denim Revocable Trust Disclosed balance after: 1,690,164 F1 · balance_after: The reporting person's Form 3 overstated the number of shares of Class A Common Stock held by each of The Bluedge Revocable Trust and The Denim Revocable Trust by 6 shares. The number of shares beneficially owned following the transaction reported herein corrects that error. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 19:51 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleClass A Common Stock | 130,985 | $10.00 | $1,309,850.00 |
DisclosureSEC source: 0000899243-21-023988 · doc4.xml · nonDerivative · entry 1 SCULLEY JOHN · CIK 0001015816 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Bluedge Revocable Trust Disclosed balance after: 1,690,164 F1 · balance_after: The reporting person's Form 3 overstated the number of shares of Class A Common Stock held by each of The Bluedge Revocable Trust and The Denim Revocable Trust by 6 shares. The number of shares beneficially owned following the transaction reported herein corrects that error. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.