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Nasdaq · USD

CELU

Celularity Inc

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7145
SEC CIK
0001752828
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191

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2026 Filed Sep 25, 2026 20:59 UTC OtherWarrants · Derivative 1,457,765 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0001104659-26-111028 · tm2626132-4_4seq1.xml · derivative · entry 7

Philip & Daniele Barach Family Trust · CIK 0002107059 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,457,765

Underlying: Class A Common Stock · 1,457,765 shares

Expires 2027-09-30

F6 · kind: Represents shares of Class A Common Stock issuable upon the exercise of up to 1,457,765 warrants that the Reporting Person has the option to obtain from the Issuer for in connection with the issuance of September 2027 Notes at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F5 · shares: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · shares: Represents shares of Class A Common Stock issuable upon the exercise of up to 1,457,765 warrants that the Reporting Person has the option to obtain from the Issuer for in connection with the issuance of September 2027 Notes at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F5 · price: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · price: Represents shares of Class A Common Stock issuable upon the exercise of up to 1,457,765 warrants that the Reporting Person has the option to obtain from the Issuer for in connection with the issuance of September 2027 Notes at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:59 UTC OtherConvertible Notes · Derivative 1,457,765 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0001104659-26-111028 · tm2626132-4_4seq1.xml · derivative · entry 6

Philip & Daniele Barach Family Trust · CIK 0002107059 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,457,765

Underlying: Class A Common Stock · 1,457,765 shares

Expires 2027-09-30

F5 · kind: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F5 · shares: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F5 · price: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:59 UTC OtherWarrants · Derivative 1,177,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001104659-26-111028 · tm2626132-4_4seq1.xml · derivative · entry 5

Philip & Daniele Barach Family Trust · CIK 0002107059 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,177,000

Underlying: Class A Common Stock · 1,177,000 shares

Expires 2031-09-23

F4 · kind: Represents shares of Class A Common Stock issuable upon the exercise of 1,177,000 warrants that the Reporting Person obtained from the Issuer in connection with the issuance of the September 2026 Notes. No additional consideration was paid in connection with the issuance of such warrants.

F3 · price: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F4 · price: Represents shares of Class A Common Stock issuable upon the exercise of 1,177,000 warrants that the Reporting Person obtained from the Issuer in connection with the issuance of the September 2026 Notes. No additional consideration was paid in connection with the issuance of such warrants.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:59 UTC OtherConvertible Notes · Derivative 2,140,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001104659-26-111028 · tm2626132-4_4seq1.xml · derivative · entry 4

Philip & Daniele Barach Family Trust · CIK 0002107059 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,140,000

Underlying: Class A Common Stock · 2,140,000 shares

Expires 2028-09-23

F3 · kind: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F3 · shares: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F3 · price: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:59 UTC OtherConvertible Notes · Derivative 192,771 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001104659-26-111028 · tm2626132-4_4seq1.xml · derivative · entry 1

Philip & Daniele Barach Family Trust · CIK 0002107059 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Class A Common Stock · 2,000,000 shares

Expires 2028-09-23

F1 · kind: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F1 · shares: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F1 · price: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F1 · derivative.underlying_shares: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F1 · balance_after: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:58 UTC OtherWarrants · Derivative 1,457,765 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0001104659-26-111027 · tm2626132-3_4seq1.xml · derivative · entry 7

Barach Daniele Wolf · CIK 0002126385 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,457,765

Underlying: Class A Common Stock · 1,457,765 shares

Expires 2027-09-30

F7 · kind: Represents shares of Class A Common Stock issuable upon the exercise of up to 1,457,765 warrants that the Reporting Person has the option to obtain from the Issuer for in connection with the issuance of September 2027 Notes at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · shares: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F7 · shares: Represents shares of Class A Common Stock issuable upon the exercise of up to 1,457,765 warrants that the Reporting Person has the option to obtain from the Issuer for in connection with the issuance of September 2027 Notes at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · price: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F7 · price: Represents shares of Class A Common Stock issuable upon the exercise of up to 1,457,765 warrants that the Reporting Person has the option to obtain from the Issuer for in connection with the issuance of September 2027 Notes at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · derivative.underlying_shares: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F7 · derivative.underlying_shares: Represents shares of Class A Common Stock issuable upon the exercise of up to 1,457,765 warrants that the Reporting Person has the option to obtain from the Issuer for in connection with the issuance of September 2027 Notes at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F2 · ownership.nature: The Philip and Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:58 UTC OtherConvertible Notes · Derivative 1,457,765 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0001104659-26-111027 · tm2626132-3_4seq1.xml · derivative · entry 6

Barach Daniele Wolf · CIK 0002126385 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,457,765

Underlying: Class A Common Stock · 1,457,765 shares

Expires 2027-09-30

F6 · kind: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · shares: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · price: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · derivative.underlying_shares: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F2 · ownership.nature: The Philip and Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:58 UTC OtherWarrants · Derivative 1,177,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001104659-26-111027 · tm2626132-3_4seq1.xml · derivative · entry 5

Barach Daniele Wolf · CIK 0002126385 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,177,000

Underlying: Class A Common Stock · 1,177,000 shares

Expires 2031-09-23

F5 · kind: Represents shares of Class A Common Stock issuable upon the exercise of 1,177,000 warrants that the Reporting Person obtained from the Issuer in connection with the issuance of the September 2026 Notes. No additional consideration was paid in connection with the issuance of such warrants.

F4 · price: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F5 · price: Represents shares of Class A Common Stock issuable upon the exercise of 1,177,000 warrants that the Reporting Person obtained from the Issuer in connection with the issuance of the September 2026 Notes. No additional consideration was paid in connection with the issuance of such warrants.

F4 · derivative.underlying_shares: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F5 · derivative.underlying_shares: Represents shares of Class A Common Stock issuable upon the exercise of 1,177,000 warrants that the Reporting Person obtained from the Issuer in connection with the issuance of the September 2026 Notes. No additional consideration was paid in connection with the issuance of such warrants.

F2 · ownership.nature: The Philip and Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:58 UTC OtherConvertible Notes · Derivative 2,140,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001104659-26-111027 · tm2626132-3_4seq1.xml · derivative · entry 4

Barach Daniele Wolf · CIK 0002126385 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,140,000

Underlying: Class A Common Stock · 2,140,000 shares

Expires 2028-09-23

F4 · kind: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F4 · shares: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F4 · price: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F4 · derivative.underlying_shares: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F2 · ownership.nature: The Philip and Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:58 UTC OtherConvertible Notes · Derivative 192,771 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001104659-26-111027 · tm2626132-3_4seq1.xml · derivative · entry 1

Barach Daniele Wolf · CIK 0002126385 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000,000

Underlying: Class A Common Stock · 2,000,000 shares

Expires 2028-09-23

F1 · kind: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F1 · shares: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F1 · price: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F1 · derivative.underlying_shares: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F1 · balance_after: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F2 · ownership.nature: The Philip and Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:57 UTC
Barach Philip AlanDirector · 10% owner
OtherWarrants · Derivative 1,457,765 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0001104659-26-111026 · tm2626132-2_4seq1.xml · derivative · entry 7

Barach Philip Alan · CIK 0002106805 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,457,765

Underlying: Class A Common Stock · 1,457,765 shares

Expires 2027-09-30

F7 · kind: Represents shares of Class A Common Stock issuable upon the exercise of up to 1,457,765 warrants that the Reporting Person has the option to obtain from the Issuer for in connection with the issuance of September 2027 Notes at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · shares: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F7 · shares: Represents shares of Class A Common Stock issuable upon the exercise of up to 1,457,765 warrants that the Reporting Person has the option to obtain from the Issuer for in connection with the issuance of September 2027 Notes at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · price: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F7 · price: Represents shares of Class A Common Stock issuable upon the exercise of up to 1,457,765 warrants that the Reporting Person has the option to obtain from the Issuer for in connection with the issuance of September 2027 Notes at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · derivative.underlying_shares: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F7 · derivative.underlying_shares: Represents shares of Class A Common Stock issuable upon the exercise of up to 1,457,765 warrants that the Reporting Person has the option to obtain from the Issuer for in connection with the issuance of September 2027 Notes at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F2 · ownership.nature: The Philip and Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

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September 23, 2026 Filed Sep 25, 2026 20:57 UTC
Barach Philip AlanDirector · 10% owner
OtherConvertible Notes · Derivative 1,457,765 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0001104659-26-111026 · tm2626132-2_4seq1.xml · derivative · entry 6

Barach Philip Alan · CIK 0002106805 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,457,765

Underlying: Class A Common Stock · 1,457,765 shares

Expires 2027-09-30

F6 · kind: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · shares: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · price: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F6 · derivative.underlying_shares: Represents shares of Class A Common Stock issuable upon the conversion of up to $2,915,531 in aggregate principal amount of convertible notes (the "September 2027 Notes") that the Reporting Person has the option to purchase from the Issuer at any time until September 30, 2027. Such option is a contractual right granted by the Issuer in connection with the issuance of the September 2026 Notes for, which no additional consideration was paid.

F2 · ownership.nature: The Philip and Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:57 UTC
Barach Philip AlanDirector · 10% owner
OtherWarrants · Derivative 1,177,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001104659-26-111026 · tm2626132-2_4seq1.xml · derivative · entry 5

Barach Philip Alan · CIK 0002106805 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,177,000

Underlying: Class A Common Stock · 1,177,000 shares

Expires 2031-09-23

F5 · kind: Represents shares of Class A Common Stock issuable upon the exercise of 1,177,000 warrants that the Reporting Person obtained from the Issuer in connection with the issuance of the September 2026 Notes. No additional consideration was paid in connection with the issuance of such warrants.

F4 · price: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F5 · price: Represents shares of Class A Common Stock issuable upon the exercise of 1,177,000 warrants that the Reporting Person obtained from the Issuer in connection with the issuance of the September 2026 Notes. No additional consideration was paid in connection with the issuance of such warrants.

F4 · derivative.underlying_shares: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F5 · derivative.underlying_shares: Represents shares of Class A Common Stock issuable upon the exercise of 1,177,000 warrants that the Reporting Person obtained from the Issuer in connection with the issuance of the September 2026 Notes. No additional consideration was paid in connection with the issuance of such warrants.

F2 · ownership.nature: The Philip and Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

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September 23, 2026 Filed Sep 25, 2026 20:57 UTC
Barach Philip AlanDirector · 10% owner
OtherConvertible Notes · Derivative 2,140,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001104659-26-111026 · tm2626132-2_4seq1.xml · derivative · entry 4

Barach Philip Alan · CIK 0002106805 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,140,000

Underlying: Class A Common Stock · 2,140,000 shares

Expires 2028-09-23

F4 · kind: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F4 · shares: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F4 · price: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F4 · derivative.underlying_shares: Represents shares of Class A Common Stock issuable upon the conversion of $3,210,000 in aggregate principal amount of convertible notes (the "September 2026 Notes") that the Reporting Person purchased from the Issuer for such an amount of cash on September 23, 2026.

F2 · ownership.nature: The Philip and Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

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September 23, 2026 Filed Sep 25, 2026 20:57 UTC
Barach Philip AlanDirector · 10% owner
OtherConvertible Notes · Derivative 192,771 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001104659-26-111026 · tm2626132-2_4seq1.xml · derivative · entry 1

Barach Philip Alan · CIK 0002106805 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000,000

Underlying: Class A Common Stock · 2,000,000 shares

Expires 2028-09-23

F1 · kind: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F1 · shares: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F1 · price: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F1 · derivative.underlying_shares: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F1 · balance_after: Represents the amendment and restatement on September 23, 2026 of an existing convertible note of the Issuer in which the applicable conversion price was reduced from $1.66 per share to $1.50 per share and the maturity date was extended from December 31, 2026 to September 23, 2028, as a result of which the number of shares issuable upon conversion of such note was increased from 1,807,229 to 2,000,000. No additional consideration was paid in connection with such amendment and restatement.

F2 · ownership.nature: The Philip and Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

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June 19, 2026 Filed Jun 23, 2026 14:12 UTC OtherWarrants · Derivative 839,160 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0001104659-26-076681 · tm2618448-1_4seq1.xml · derivative · entry 4

Barach Daniele Wolf · CIK 0002126385 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 839,160 shares

Expires 2030-12-19

F2 · kind: Represented shares of Class A Common Stock issuable upon the exercise of up to 839,160 warrants (the "Warrants") that the Reporting Person had the option to obtain from the Issuer in connection with the purchase by the Reporting Person of the Notes at any time until June 19, 2026. Because the Reporting Person's option to purchase the Notes expired pursuant to its terms on June 19, 2026, the ability to obtain such Warrants also expired on such date.

F1 · price: Represented shares of Class A Common Stock issuable upon the conversion of up to $2,000,000 in aggregate principal amount of convertible notes (the "Notes") that the Reporting Person had the option to purchase from the Issuer at any time until June 19, 2026. The option to purchase such Notes expired pursuant to its terms on June 19, 2026, and no consideration was paid in connection with such expiration.

F2 · price: Represented shares of Class A Common Stock issuable upon the exercise of up to 839,160 warrants (the "Warrants") that the Reporting Person had the option to obtain from the Issuer in connection with the purchase by the Reporting Person of the Notes at any time until June 19, 2026. Because the Reporting Person's option to purchase the Notes expired pursuant to its terms on June 19, 2026, the ability to obtain such Warrants also expired on such date.

F3 · ownership.nature: The Philip & Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

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June 19, 2026 Filed Jun 23, 2026 14:12 UTC OtherConvertible Notes · Derivative 1,204,819 Not disclosed Strike: $1.66 Not disclosed
Disclosure

SEC source: 0001104659-26-076681 · tm2618448-1_4seq1.xml · derivative · entry 3

Barach Daniele Wolf · CIK 0002126385 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,204,819 shares

Expires 2026-12-31

F1 · kind: Represented shares of Class A Common Stock issuable upon the conversion of up to $2,000,000 in aggregate principal amount of convertible notes (the "Notes") that the Reporting Person had the option to purchase from the Issuer at any time until June 19, 2026. The option to purchase such Notes expired pursuant to its terms on June 19, 2026, and no consideration was paid in connection with such expiration.

F1 · price: Represented shares of Class A Common Stock issuable upon the conversion of up to $2,000,000 in aggregate principal amount of convertible notes (the "Notes") that the Reporting Person had the option to purchase from the Issuer at any time until June 19, 2026. The option to purchase such Notes expired pursuant to its terms on June 19, 2026, and no consideration was paid in connection with such expiration.

F3 · ownership.nature: The Philip & Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

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June 19, 2026 Filed Jun 23, 2026 14:14 UTC OtherWarrants · Derivative 839,160 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0001104659-26-076683 · tm2618448-3_4seq1.xml · derivative · entry 4

Philip & Daniele Barach Family Trust · CIK 0002107059 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 839,160 shares

Expires 2030-12-19

F2 · kind: Represented shares of Class A Common Stock issuable upon the exercise of up to 839,160 warrants (the "Warrants") that the Reporting Person had the option to obtain from the Issuer in connection with the purchase by the Reporting Person of the Notes at any time until June 19, 2026. Because the Reporting Person's option to purchase the Notes expired pursuant to its terms on June 19, 2026, the ability to obtain such Warrants also expired on such date.

F1 · price: Represented shares of Class A Common Stock issuable upon the conversion of up to $2,000,000 in aggregate principal amount of convertible notes (the "Notes") that the Reporting Person had the option to purchase from the Issuer at any time until June 19, 2026. The option to purchase such Notes expired pursuant to its terms on June 19, 2026, and no consideration was paid in connection with such expiration.

F2 · price: Represented shares of Class A Common Stock issuable upon the exercise of up to 839,160 warrants (the "Warrants") that the Reporting Person had the option to obtain from the Issuer in connection with the purchase by the Reporting Person of the Notes at any time until June 19, 2026. Because the Reporting Person's option to purchase the Notes expired pursuant to its terms on June 19, 2026, the ability to obtain such Warrants also expired on such date.

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June 19, 2026 Filed Jun 23, 2026 14:14 UTC OtherConvertible Notes · Derivative 1,204,819 Not disclosed Strike: $1.66 Not disclosed
Disclosure

SEC source: 0001104659-26-076683 · tm2618448-3_4seq1.xml · derivative · entry 3

Philip & Daniele Barach Family Trust · CIK 0002107059 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,204,819 shares

Expires 2026-12-31

F1 · kind: Represented shares of Class A Common Stock issuable upon the conversion of up to $2,000,000 in aggregate principal amount of convertible notes (the "Notes") that the Reporting Person had the option to purchase from the Issuer at any time until June 19, 2026. The option to purchase such Notes expired pursuant to its terms on June 19, 2026, and no consideration was paid in connection with such expiration.

F1 · price: Represented shares of Class A Common Stock issuable upon the conversion of up to $2,000,000 in aggregate principal amount of convertible notes (the "Notes") that the Reporting Person had the option to purchase from the Issuer at any time until June 19, 2026. The option to purchase such Notes expired pursuant to its terms on June 19, 2026, and no consideration was paid in connection with such expiration.

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June 19, 2026 Filed Jun 23, 2026 14:13 UTC OtherWarrants · Derivative 839,160 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0001104659-26-076682 · tm2618448-2_4seq1.xml · derivative · entry 4

Barach Philip Alan · CIK 0002106805 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 839,160 shares

Expires 2030-12-19

F2 · kind: Represented shares of Class A Common Stock issuable upon the exercise of up to 839,160 warrants (the "Warrants") that the Reporting Person had the option to obtain from the Issuer in connection with the purchase by the Reporting Person of the Notes at any time until June 19, 2026. Because the Reporting Person's option to purchase the Notes expired pursuant to its terms on June 19, 2026, the ability to obtain such Warrants also expired on such date.

F1 · price: Represented shares of Class A Common Stock issuable upon the conversion of up to $2,000,000 in aggregate principal amount of convertible notes (the "Notes") that the Reporting Person had the option to purchase from the Issuer at any time until June 19, 2026. The option to purchase such Notes expired pursuant to its terms on June 19, 2026, and no consideration was paid in connection with such expiration.

F2 · price: Represented shares of Class A Common Stock issuable upon the exercise of up to 839,160 warrants (the "Warrants") that the Reporting Person had the option to obtain from the Issuer in connection with the purchase by the Reporting Person of the Notes at any time until June 19, 2026. Because the Reporting Person's option to purchase the Notes expired pursuant to its terms on June 19, 2026, the ability to obtain such Warrants also expired on such date.

F3 · ownership.nature: The Philip & Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

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June 19, 2026 Filed Jun 23, 2026 14:13 UTC OtherConvertible Notes · Derivative 1,204,819 Not disclosed Strike: $1.66 Not disclosed
Disclosure

SEC source: 0001104659-26-076682 · tm2618448-2_4seq1.xml · derivative · entry 3

Barach Philip Alan · CIK 0002106805 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,204,819 shares

Expires 2026-12-31

F1 · kind: Represented shares of Class A Common Stock issuable upon the conversion of up to $2,000,000 in aggregate principal amount of convertible notes (the "Notes") that the Reporting Person had the option to purchase from the Issuer at any time until June 19, 2026. The option to purchase such Notes expired pursuant to its terms on June 19, 2026, and no consideration was paid in connection with such expiration.

F1 · price: Represented shares of Class A Common Stock issuable upon the conversion of up to $2,000,000 in aggregate principal amount of convertible notes (the "Notes") that the Reporting Person had the option to purchase from the Issuer at any time until June 19, 2026. The option to purchase such Notes expired pursuant to its terms on June 19, 2026, and no consideration was paid in connection with such expiration.

F3 · ownership.nature: The Philip & Daniele Barach Family Trust (the "Trust") is or was the direct owner of all securities reported herein. The Reporting Person is a trustee of the Trust and has independent power to vote and dispose of all securities held by the Trust. The Reporting Person may be deemed to be an indirect beneficial owner of the securities held by the Trust, and the Reporting Person disclaims beneficial ownership of the securities held by the Trust except to the extent of the Reporting Person's pecuniary interest therein.

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April 13, 2026 Filed Apr 15, 2026 20:30 UTC
Brigido StephenPres., Functional Regeneration
Exercise / conversionRestricted Stock Units · Derivative 821 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-016834 · ownership.xml · derivative · entry 3

Brigido Stephen · CIK 0001869791 · Pres., Functional Regeneration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock.

F4 · derivative.exercise_date: On April 13, 2022, the reporting person was granted 3,281 RSUs, 25% of which vested on April 13, 2026. The Class A Common Stock into which such vested RSUs converted on April 13, 2026 is reported in Table I on this Form 4.

F4 · derivative.expiration_date: On April 13, 2022, the reporting person was granted 3,281 RSUs, 25% of which vested on April 13, 2026. The Class A Common Stock into which such vested RSUs converted on April 13, 2026 is reported in Table I on this Form 4.

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April 13, 2026 Filed Apr 15, 2026 20:30 UTC
Brigido StephenPres., Functional Regeneration
Tax withholdingClass A Common Stock 268 $1.28 $343.04
Disclosure

SEC source: 0001493152-26-016834 · ownership.xml · nonDerivative · entry 2

Brigido Stephen · CIK 0001869791 · Pres., Functional Regeneration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,474

F2 · kind: This line reflects the tax withholding on the vesting of RSUs that vested on April 13, 2026.

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April 13, 2026 Filed Apr 15, 2026 20:30 UTC
Brigido StephenPres., Functional Regeneration
Exercise / conversionClass A Common Stock 821 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-016834 · ownership.xml · nonDerivative · entry 1

Brigido Stephen · CIK 0001869791 · Pres., Functional Regeneration

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On April 13, 2022, the reporting person was granted 3,281 RSUs, 25% of which vested on April 13, 2026. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022.

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April 13, 2026 Filed Apr 15, 2026 20:30 UTC
Hariri Robert JDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 3,281 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-016832 · ownership.xml · derivative · entry 3

Hariri Robert J · CIK 0001398815 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock.

F4 · derivative.exercise_date: On April 13, 2022, the reporting person was granted 13,123 RSUs, 25% of which vested on April 13, 2026. The Class A Common Stock into which such vested RSUs converted on April 13, 2026 is reported in Table I on this Form 4.

F4 · derivative.expiration_date: On April 13, 2022, the reporting person was granted 13,123 RSUs, 25% of which vested on April 13, 2026. The Class A Common Stock into which such vested RSUs converted on April 13, 2026 is reported in Table I on this Form 4.

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April 13, 2026 Filed Apr 15, 2026 20:30 UTC
Hariri Robert JDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 1,182 $1.28 $1,512.96
Disclosure

SEC source: 0001493152-26-016832 · ownership.xml · nonDerivative · entry 2

Hariri Robert J · CIK 0001398815 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,853,553

F2 · kind: This line reflects the tax withholding on the vesting of RSUs that vested on April 13, 2026.

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April 13, 2026 Filed Apr 15, 2026 20:30 UTC
Hariri Robert JDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 3,281 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-016832 · ownership.xml · nonDerivative · entry 1

Hariri Robert J · CIK 0001398815 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,854,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On April 13, 2022, the reporting person was granted 13,123 RSUs, 25% of which vested on April 13, 2026. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022.

F1 · shares: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On April 13, 2022, the reporting person was granted 13,123 RSUs, 25% of which vested on April 13, 2026. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022.

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April 13, 2026 Filed Apr 15, 2026 20:30 UTC
Haines John RSenior Exec Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,641 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-016833 · ownership.xml · derivative · entry 3

Haines John R · CIK 0001867686 · Senior Exec Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock.

F4 · derivative.exercise_date: On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2026. The Class a common stock into which such vested RSUs converted on April 13, 2026 is reported in Table I on this Form 4.

F4 · derivative.expiration_date: On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2026. The Class a common stock into which such vested RSUs converted on April 13, 2026 is reported in Table I on this Form 4.

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April 13, 2026 Filed Apr 15, 2026 20:30 UTC
Haines John RSenior Exec Vice President
Tax withholdingClass A Common Stock 583 $1.28 $746.24
Disclosure

SEC source: 0001493152-26-016833 · ownership.xml · nonDerivative · entry 2

Haines John R · CIK 0001867686 · Senior Exec Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,179

F2 · kind: This line reflects the tax withholding on the vesting of RSUs that vested on April 13, 2026.

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April 13, 2026 Filed Apr 15, 2026 20:30 UTC
Haines John RSenior Exec Vice President
Exercise / conversionClass A Common Stock 1,641 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-016833 · ownership.xml · nonDerivative · entry 1

Haines John R · CIK 0001867686 · Senior Exec Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A common stock. On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2026. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022.

F1 · shares: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A common stock. On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2026. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022.

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January 12, 2026 Filed Jan 14, 2026 20:53 UTC GrantClass A Common Stock 28,847 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-002300 · ownership.xml · nonDerivative · entry 1

LeVien Vincent · CIK 0002076464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,847

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

F2 · balance_after: Includes 28,847 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

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January 12, 2026 Filed Jan 14, 2026 20:51 UTC GrantClass A Common Stock 20,385 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-002298 · ownership.xml · nonDerivative · entry 1

Diamandis Peter · CIK 0001528288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,150

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

F2 · balance_after: Includes 20,385 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

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January 12, 2026 Filed Jan 15, 2026 01:51 UTC GrantClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-002297 · ownership.xml · nonDerivative · entry 1

Parks Diane L. · CIK 0001781026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,021

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

F2 · balance_after: Includes 30,000 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

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January 12, 2026 Filed Jan 15, 2026 01:55 UTC GrantClass A Common Stock 19,231 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-002303 · ownership.xml · nonDerivative · entry 1

Ling Geoffrey M.D. · CIK 0001800097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,026

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

F2 · balance_after: Includes 19,231 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

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January 12, 2026 Filed Jan 15, 2026 16:15 UTC Amendment GrantClass A Common Stock 28,847 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-002423 · ownership.xml · nonDerivative · entry 1

LeVien Vincent · CIK 0002076464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,847

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest immediately upon grant.

F2 · balance_after: Includes 28,847 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest immediately upon grant.

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January 12, 2026 Filed Jan 15, 2026 16:15 UTC Amendment GrantClass A Common Stock 20,385 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-002425 · ownership.xml · nonDerivative · entry 1

Diamandis Peter · CIK 0001528288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,150

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest immediately upon grant.

F2 · balance_after: Includes 20,385 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest immediately upon grant.

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January 12, 2026 Filed Jan 15, 2026 21:15 UTC Amendment GrantClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-002427 · ownership.xml · nonDerivative · entry 1

Parks Diane L. · CIK 0001781026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,021

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest immediately upon grant.

F2 · balance_after: Includes 30,000 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest immediately upon grant.

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January 12, 2026 Filed Jan 15, 2026 21:15 UTC Amendment GrantClass A Common Stock 19,231 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-002424 · ownership.xml · nonDerivative · entry 1

Ling Geoffrey M.D. · CIK 0001800097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,026

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest immediately upon grant.

F2 · balance_after: Includes 19,231 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest immediately upon grant.

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December 29, 2025 Filed Dec 30, 2025 16:30 UTC GrantStock Options · Derivative 156,250 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001493152-25-029618 · ownership.xml · derivative · entry 2

LeVien Vincent · CIK 0002076464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,250

Underlying: Class A Common Stock · 156,250 shares

Expires 2035-12-29

F3 · derivative.exercise_date: This option was granted under the 2021 Plan and shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

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December 29, 2025 Filed Dec 30, 2025 16:30 UTC GrantClass A Common Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-029618 · ownership.xml · nonDerivative · entry 1

LeVien Vincent · CIK 0002076464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

F2 · balance_after: Includes 125,000 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
December 29, 2025 Filed Dec 30, 2025 16:30 UTC GrantStock Options · Derivative 156,250 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001493152-25-029614 · ownership.xml · derivative · entry 2

Diamandis Peter · CIK 0001528288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,774

Underlying: Class A Common Stock · 156,250 shares

Expires 2035-12-29

F3 · derivative.exercise_date: This option was granted under the 2021 Plan and shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
December 29, 2025 Filed Dec 30, 2025 16:30 UTC GrantClass A Common Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-029614 · ownership.xml · nonDerivative · entry 1

Diamandis Peter · CIK 0001528288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,765

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

F2 · balance_after: Includes 125,000 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
December 29, 2025 Filed Dec 30, 2025 21:30 UTC GrantStock Options · Derivative 156,250 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001493152-25-029617 · ownership.xml · derivative · entry 2

Ling Geoffrey M.D. · CIK 0001800097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,490,996

Underlying: Class A Common Stock · 156,250 shares

Expires 2035-12-29

F3 · derivative.exercise_date: This option was granted under the 2021 Plan and shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
December 29, 2025 Filed Dec 30, 2025 21:30 UTC GrantClass A Common Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-029617 · ownership.xml · nonDerivative · entry 1

Ling Geoffrey M.D. · CIK 0001800097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,795

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

F2 · balance_after: Includes 125,000 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
December 29, 2025 Filed Dec 30, 2025 21:30 UTC GrantStock Options · Derivative 156,250 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001493152-25-029615 · ownership.xml · derivative · entry 2

Parks Diane L. · CIK 0001781026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,774

Underlying: Class A Common Stock · 156,250 shares

Expires 2035-12-29

F3 · derivative.exercise_date: This option was granted under the 2021 Plan and shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
December 29, 2025 Filed Dec 30, 2025 21:30 UTC GrantClass A Common Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-029615 · ownership.xml · nonDerivative · entry 1

Parks Diane L. · CIK 0001781026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490,021

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

F2 · balance_after: Includes 125,000 RSUs granted under the 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
December 19, 2025 Filed Dec 22, 2025 16:30 UTC GrantClass A Common Stock 67,416 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-028778 · ownership.xml · nonDerivative · entry 1

Diamandis Peter · CIK 0001528288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,765

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs vested on December 19, 2025.

Read SEC document
December 19, 2025 Filed Dec 22, 2025 21:30 UTC GrantClass A Common Stock 67,416 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-028787 · ownership.xml · nonDerivative · entry 1

Parks Diane L. · CIK 0001781026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,021

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs vested and became exercisable on December 19, 2025.

Read SEC document
December 19, 2025 Filed Dec 22, 2025 21:30 UTC GrantClass A Common Stock 67,416 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-028780 · ownership.xml · nonDerivative · entry 1

Ling Geoffrey M.D. · CIK 0001800097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,795

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs vested on December 19, 2025.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 16:17 UTC GrantClass A Common Stock 3,699 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-024633 · ownership.xml · nonDerivative · entry 1

LeVien Vincent · CIK 0002076464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,699

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs shall vest and become exercisable on the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.