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Novikov Sergey

Disclosed activity across 1 company

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80917
SEC CIK
0002048665

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Joby Aviation, Inc.JOBY · Entity 2121See RemarksOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Joby Aviation, Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,681 Ending reported balance After 2026-10-02 transaction · row 9
9 source rows · reconciled sequence

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 1,563 · Balance 45,095

Row 2 · 2026-10-01 · Exercise / conversion · Acquired 369 · Balance 45,464

Row 3 · 2026-10-01 · Exercise / conversion · Acquired 809 · Balance 46,273

Row 4 · 2026-10-01 · Exercise / conversion · Acquired 1,191 · Balance 47,464

Row 5 · 2026-10-01 · Exercise / conversion · Acquired 1,067 · Balance 48,531

Row 6 · 2026-10-01 · Exercise / conversion · Acquired 1,008 · Balance 49,539

Row 7 · 2026-10-01 · Exercise / conversion · Acquired 503 · Balance 50,042

Row 8 · 2026-10-01 · Exercise / conversion · Acquired 1,604 · Balance 51,646

Row 9 · 2026-10-02 · Sale · Disposed 2,965 · Balance 48,681

F1: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,688 Reported balance After 2026-10-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-10-01 · Exercise / conversion · Disposed 1,563 · Balance 4,688

F2: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on July 1, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,110 Reported balance After 2026-10-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-10-01 · Exercise / conversion · Disposed 369 · Balance 1,110

F3: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2023 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,045 Reported balance After 2026-10-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-10-01 · Exercise / conversion · Disposed 809 · Balance 4,045

F4: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on April 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct8,339 Reported balance After 2026-10-01 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-10-01 · Exercise / conversion · Disposed 1,191 · Balance 8,339

F5: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on October 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct7,469 Reported balance After 2026-10-01 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2026-10-01 · Exercise / conversion · Disposed 1,067 · Balance 7,469

F6: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct8,060 Reported balance After 2026-10-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-10-01 · Exercise / conversion · Disposed 1,008 · Balance 8,060

F7: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of October 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct8,557 Reported balance After 2026-10-01 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2026-10-01 · Exercise / conversion · Disposed 503 · Balance 8,557

F8: Represents an award of restricted stock units ("RSUs") that vests, with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026, and 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct17,645 Reported balance After 2026-10-01 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2026-10-01 · Exercise / conversion · Disposed 1,604 · Balance 17,645

F9: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

F2: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on July 1, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F3: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2023 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F4: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on April 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F5: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on October 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F6: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F7: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of October 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F8: Represents an award of restricted stock units ("RSUs") that vests, with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026, and 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F9: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 2,965 $5.95 $17,641.75
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · nonDerivative · entry 9

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,681

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,604 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · derivative · entry 17

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,645

Underlying: Common Stock · 1,604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F9 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · derivative · entry 16

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,557

Underlying: Common Stock · 503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests, with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026, and 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F8 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests, with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026, and 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,008 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · derivative · entry 15

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,060

Underlying: Common Stock · 1,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of October 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F7 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of October 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,067 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · derivative · entry 14

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,469

Underlying: Common Stock · 1,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F6 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · derivative · entry 13

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,339

Underlying: Common Stock · 1,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on October 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F5 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on October 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 809 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · derivative · entry 12

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,045

Underlying: Common Stock · 809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on April 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F4 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on April 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · derivative · entry 11

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,110

Underlying: Common Stock · 369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2023 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F3 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2023 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · derivative · entry 10

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Common Stock · 1,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on July 1, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on July 1, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,604 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · nonDerivative · entry 8

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 503 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · nonDerivative · entry 7

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,008 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · nonDerivative · entry 6

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,067 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · nonDerivative · entry 5

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,191 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · nonDerivative · entry 4

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 809 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · nonDerivative · entry 3

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 369 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · nonDerivative · entry 2

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,563 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000502 · wk-form4_1791230879.xml · nonDerivative · entry 1

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2025 Filed Apr 9, 2025 20:57 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 212 $5.79 $1,227.48
Disclosure

SEC source: 0001819848-25-000301 · wk-form4_1744232233.xml · nonDerivative · entry 2

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,157

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
April 07, 2025 Filed Apr 9, 2025 20:57 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 506 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000301 · wk-form4_1744232233.xml · derivative · entry 3

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 14, 2025, February 10, 2025, March 4, 2025 and April 7, 2025, based on the achievement of specified goals under the Joby Aviation, Inc. 2024 Performance Award Program and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 14, 2025, February 10, 2025, March 4, 2025 and April 7, 2025, based on the achievement of specified goals under the Joby Aviation, Inc. 2024 Performance Award Program and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
April 07, 2025 Filed Apr 9, 2025 20:57 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 506 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000301 · wk-form4_1744232233.xml · nonDerivative · entry 1

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 193 $6.00 $1,158.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · nonDerivative · entry 10

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,863

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 338 $6.00 $2,028.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · nonDerivative · entry 9

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,056

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 652 $6.00 $3,912.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · nonDerivative · entry 8

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,394

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 156 $6.00 $936.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · nonDerivative · entry 7

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,046

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 497 $6.00 $2,982.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · nonDerivative · entry 6

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,202

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · derivative · entry 15

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,298

Underlying: Common Stock · 459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F6 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 809 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · derivative · entry 14

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,899

Underlying: Common Stock · 809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on April 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F5 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on April 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · derivative · entry 13

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,064

Underlying: Common Stock · 1,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on July 1, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F4 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on July 1, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 370 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · derivative · entry 12

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,328

Underlying: Common Stock · 370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2023 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F3 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2023 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · derivative · entry 11

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,487

Underlying: Common Stock · 1,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on October 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on October 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · nonDerivative · entry 5

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 809 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · nonDerivative · entry 4

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,563 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · nonDerivative · entry 3

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 370 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · nonDerivative · entry 2

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,191 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000266 · wk-form4_1743713917.xml · nonDerivative · entry 1

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 21:46 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 212 $6.59 $1,397.08
Disclosure

SEC source: 0001819848-25-000220 · wk-form4_1741297553.xml · nonDerivative · entry 2

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,307

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:46 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000220 · wk-form4_1741297553.xml · derivative · entry 3

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506

Underlying: Common Stock · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 14, 2025, February 10, 2025, March 4, 2025 and April 7, 2025, based on the achievement of specified goals under the Joby Aviation, Inc. 2024 Performance Award Program and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 14, 2025, February 10, 2025, March 4, 2025 and April 7, 2025, based on the achievement of specified goals under the Joby Aviation, Inc. 2024 Performance Award Program and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:46 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 505 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000220 · wk-form4_1741297553.xml · nonDerivative · entry 1

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2025 Filed Feb 12, 2025 23:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 218 $7.50 $1,635.00
Disclosure

SEC source: 0001819848-25-000158 · wk-form4_1739404728.xml · nonDerivative · entry 2

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,014

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

F2 · price: This transaction was executed in multiple trades at prices ranging from $7.50 to $7.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000158 · wk-form4_1739404728.xml · derivative · entry 3

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,011

Underlying: Common Stock · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 14, 2025, February 10, 2025, March 4, 2025 and April 7, 2025, based on the achievement of specified goals under the Joby Aviation, Inc. 2024 Performance Award Program and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F3 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 14, 2025, February 10, 2025, March 4, 2025 and April 7, 2025, based on the achievement of specified goals under the Joby Aviation, Inc. 2024 Performance Award Program and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:58 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 505 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000158 · wk-form4_1739404728.xml · nonDerivative · entry 1

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2025 Filed Feb 5, 2025 21:26 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 1,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000120 · wk-form4_1738790763.xml · derivative · entry 1

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,667 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:15 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 212 $8.35 $1,770.20
Disclosure

SEC source: 0001819848-25-000100 · wk-form4_1737065709.xml · nonDerivative · entry 2

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,727

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
January 14, 2025 Filed Jan 16, 2025 22:15 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000100 · wk-form4_1737065709.xml · derivative · entry 3

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,516

Underlying: Common Stock · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 14, 2025, February 10, 2025, March 4, 2025 and April 7, 2025, based on the achievement of specified goals under the Joby Aviation, Inc. 2024 Performance Award Program and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 14, 2025, February 10, 2025, March 4, 2025 and April 7, 2025, based on the achievement of specified goals under the Joby Aviation, Inc. 2024 Performance Award Program and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
January 14, 2025 Filed Jan 16, 2025 22:15 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 505 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000100 · wk-form4_1737065709.xml · nonDerivative · entry 1

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 22:32 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 1,835 $8.08 $14,826.80
Disclosure

SEC source: 0001819848-25-000031 · wk-form4_1735943533.xml · nonDerivative · entry 6

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,434

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:32 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000031 · wk-form4_1735943533.xml · derivative · entry 11

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,757

Underlying: Common Stock · 460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F6 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:32 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 809 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000031 · wk-form4_1735943533.xml · derivative · entry 10

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,708

Underlying: Common Stock · 809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on April 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F5 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on April 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:32 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000031 · wk-form4_1735943533.xml · derivative · entry 9

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,627

Underlying: Common Stock · 1,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on July 1, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F4 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on July 1, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:32 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 370 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000031 · wk-form4_1735943533.xml · derivative · entry 8

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,698

Underlying: Common Stock · 370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2023 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F3 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2023 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.