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person · Reporting owner

Novikov Sergey

Disclosed activity across 1 company

Tapewire entity
80917
SEC CIK
0002048665

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Joby Aviation, Inc.JOBY · Entity 2121See RemarksOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Joby Aviation, Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,681 Ending reported balance After 2026-10-02 transaction · row 9
9 source rows · reconciled sequence

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 1,563 · Balance 45,095

Row 2 · 2026-10-01 · Exercise / conversion · Acquired 369 · Balance 45,464

Row 3 · 2026-10-01 · Exercise / conversion · Acquired 809 · Balance 46,273

Row 4 · 2026-10-01 · Exercise / conversion · Acquired 1,191 · Balance 47,464

Row 5 · 2026-10-01 · Exercise / conversion · Acquired 1,067 · Balance 48,531

Row 6 · 2026-10-01 · Exercise / conversion · Acquired 1,008 · Balance 49,539

Row 7 · 2026-10-01 · Exercise / conversion · Acquired 503 · Balance 50,042

Row 8 · 2026-10-01 · Exercise / conversion · Acquired 1,604 · Balance 51,646

Row 9 · 2026-10-02 · Sale · Disposed 2,965 · Balance 48,681

F1: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,688 Reported balance After 2026-10-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-10-01 · Exercise / conversion · Disposed 1,563 · Balance 4,688

F2: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on July 1, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,110 Reported balance After 2026-10-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-10-01 · Exercise / conversion · Disposed 369 · Balance 1,110

F3: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2023 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,045 Reported balance After 2026-10-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-10-01 · Exercise / conversion · Disposed 809 · Balance 4,045

F4: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on April 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct8,339 Reported balance After 2026-10-01 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-10-01 · Exercise / conversion · Disposed 1,191 · Balance 8,339

F5: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on October 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct7,469 Reported balance After 2026-10-01 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2026-10-01 · Exercise / conversion · Disposed 1,067 · Balance 7,469

F6: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct8,060 Reported balance After 2026-10-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-10-01 · Exercise / conversion · Disposed 1,008 · Balance 8,060

F7: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of October 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct8,557 Reported balance After 2026-10-01 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2026-10-01 · Exercise / conversion · Disposed 503 · Balance 8,557

F8: Represents an award of restricted stock units ("RSUs") that vests, with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026, and 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct17,645 Reported balance After 2026-10-01 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2026-10-01 · Exercise / conversion · Disposed 1,604 · Balance 17,645

F9: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

F2: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on July 1, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F3: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2023 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F4: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on April 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F5: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on October 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F6: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F7: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of October 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F8: Represents an award of restricted stock units ("RSUs") that vests, with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026, and 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F9: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2025 Filed Jan 3, 2025 22:32 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000031 · wk-form4_1735943533.xml · derivative · entry 7

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,678

Underlying: Common Stock · 1,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on October 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on October 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:32 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 460 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000031 · wk-form4_1735943533.xml · nonDerivative · entry 5

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:32 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 809 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000031 · wk-form4_1735943533.xml · nonDerivative · entry 4

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:32 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,563 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000031 · wk-form4_1735943533.xml · nonDerivative · entry 3

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:32 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 370 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000031 · wk-form4_1735943533.xml · nonDerivative · entry 2

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:32 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,191 $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000031 · wk-form4_1735943533.xml · nonDerivative · entry 1

Novikov Sergey · CIK 0002048665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.