Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARROW FINANCIAL CORPAROW · Entity 5233 | Director | April 09, 2025 | April 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARROW FINANCIAL CORP
Report date April 09, 2025 · Filed April 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,635 |
Reported balance
After 2025-04-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-04-09 · Other · Acquired 641 · Balance 64,635 F1: Quarterly Director's Retainer Payment F2: The information provided reflects 652 shares acquired under the Company's DRIP since January 29, 2025 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Quarterly Director's Retainer Payment
F2: The information provided reflects 652 shares acquired under the Company's DRIP since January 29, 2025 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2018 Filed Jul 27, 2018 18:08 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 317 | $39.40 | $12,489.80 |
DisclosureSEC source: 0000717538-18-000146 · wf-form4_153271490968501.xml · nonDerivative · entry 4 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,485 Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 18:08 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 552 | $22.65 | $12,502.80 |
DisclosureSEC source: 0000717538-18-000146 · wf-form4_153271490968501.xml · nonDerivative · entry 3 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 18:08 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 154 | $39.40 | $6,067.60 |
DisclosureSEC source: 0000717538-18-000146 · wf-form4_153271490968501.xml · nonDerivative · entry 2 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,250 Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 18:08 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 282 | $21.56 | $6,079.92 |
DisclosureSEC source: 0000717538-18-000146 · wf-form4_153271490968501.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 586 shares acquired under the Company's DRIP since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| May 30, 2018 Filed May 31, 2018 19:38 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 204 | $37.95 | $7,741.80 |
DisclosureSEC source: 0000717538-18-000125 · wf-form4_152779542928178.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,536 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 406 shares acquired under the Company's DRIP since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:07 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $32.80 | $0.00 |
DisclosureSEC source: 0000717538-18-000026 · wf-form4_151751921988218.xml · derivative · entry 2 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2028-01-31 F2 · derivative.exercise_date: The options vests in four equal installments beginning January 31, 2019 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:28 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 211 | $36.80 | $7,764.80 |
DisclosureSEC source: 0000717538-17-000195 · wf-form4_151216370292998.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,346 F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 1048 shares acquired under the Company's DRIP and 1108 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:52 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 245 | $31.65 | $7,754.25 |
DisclosureSEC source: 0000717538-17-000102 · wf-form4_149635034945082.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,979 F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 297 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 23:25 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $37.20 | $0.00 |
DisclosureSEC source: 0000717538-17-000036 · wf-form4_148547313104506.xml · derivative · entry 2 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2027-01-25 F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018 Read SEC document |
| December 07, 2016 Filed Jan 26, 2017 23:25 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-17-000036 · wf-form4_148547313104506.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,354 F1 · balance_after: The information provided reflects 433 shares acquired under the Company's DRIP since November 30, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:23 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 204 | $37.85 | $7,721.40 |
DisclosureSEC source: 0000717538-16-000372 · wf-form4_148062740723232.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,987 Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 21:53 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 262 | $0.00 Strike: $24.61 | $0.00 |
DisclosureSEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · derivative · entry 7 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789 Underlying: Common Stock · 262 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2016. Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 21:53 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 535 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · derivative · entry 6 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536 Underlying: Common Stock · 535 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in four equal installments beginning January 29, 2015. Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 21:53 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 163 | $39.45 | $6,430.35 |
DisclosureSEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · nonDerivative · entry 5 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,783 Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 21:53 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 262 | $24.61 | $6,447.82 |
DisclosureSEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · nonDerivative · entry 4 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 21:53 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 316 | $39.45 | $12,466.20 |
DisclosureSEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · nonDerivative · entry 3 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,684 Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 21:53 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 535 | $23.33 | $12,481.55 |
DisclosureSEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · nonDerivative · entry 2 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 28, 2016 21:53 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,465 F1 · balance_after: The information provided reflects 1,002 shares acquired under the Company's DRIP and 398 shares acquired via a 3% stock dividend since July 25, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.