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Viola Vincent J

Disclosed activity across 2 companies

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80824
SEC CIK
0001573350

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Virtu Financial, Inc.VIRT · Entity 3811Director · 10% owner · See RemarksApril 11, 2025April 14, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Virtu Financial, Inc.

Report date April 11, 2025 · Filed April 14, 2025

Jointly reported with TJMT Holdings LLC, Viola Michael T, Viola Teresa

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect693,750 Reported balance After 2025-04-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-04-11 · Exercise / conversion · Acquired 693,750 · Balance 693,750

F1: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date.

Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $19.00DirectNot disclosed Reported balance After 2025-04-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-04-11 · Exercise / conversion · Disposed 693,750 · Balance Not disclosed

F1: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date.

Class A common stockSEC Table I · non-derivativeIndirectSee footnote3,000,000 Reported balance Holding disclosure · report date 2025-04-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,000,000

F2: Held by TJMT Holdings LLC ("TJMT"), a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT.

Class C common stockSEC Table I · non-derivativeIndirectSee footnote216,680 Reported balance Holding disclosure · report date 2025-04-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 216,680

F2: Held by TJMT Holdings LLC ("TJMT"), a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT.

Class D common stockSEC Table I · non-derivativeIndirectSee footnote60,091,740 Reported balance Holding disclosure · report date 2025-04-11 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 60,091,740

F3: Shares of Class D common stock of the Issuer ("Class D Common Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are paired with an equal number of Virtu Financial Units.

F2: Held by TJMT Holdings LLC ("TJMT"), a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT.

Non-voting common interest units of Virtu Financial LLCSEC Table II · derivative / convertible securityIndirectSee footnote216,680 Reported balance Holding disclosure · report date 2025-04-11 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 216,680

F4: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2: Held by TJMT Holdings LLC ("TJMT"), a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT.

Non-voting common interest units of Virtu Financial LLCSEC Table II · derivative / convertible securityIndirectSee footnote60,091,740 Reported balance Holding disclosure · report date 2025-04-11 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 60,091,740

F5: Pursuant to the terms of the Exchange Agreement, Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F2: Held by TJMT Holdings LLC ("TJMT"), a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT.

Filing footnotes · ownership attribution and instrument terms

F1: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date.

F2: Held by TJMT Holdings LLC ("TJMT"), a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT.

F3: Shares of Class D common stock of the Issuer ("Class D Common Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are paired with an equal number of Virtu Financial Units.

F4: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F5: Pursuant to the terms of the Exchange Agreement, Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Independent Bank Group, Inc.

Report date December 31, 2022 · Filed February 13, 2023

Section 16 reporting ended · disclosed 2023-02-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,093,839 Reported balance After 2022-05-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-05-18 · Gift · Disposed 350,000 · Balance 4,093,839

F1: As a result of this transaction on May 18, 2022, the Reporting Person ceased to be a 10% owner of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: As a result of this transaction on May 18, 2022, the Reporting Person ceased to be a 10% owner of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 11, 2025 Filed Apr 14, 2025 16:07 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionNon-Qualified Stock Option · Derivative 693,750 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-25-001056 · es250615585_4-tjmt.xml · derivative · entry 5

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner · See Remarks

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Class A common stock · 693,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date.

F1 · kind: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date.

F1 · shares: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date.

F1 · derivative.exercise_date: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date.

F1 · derivative.expiration_date: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date.

Read SEC document
April 11, 2025 Filed Apr 14, 2025 16:07 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 693,750 $19.00 $13,181,250.00
Disclosure

SEC source: 0000950142-25-001056 · es250615585_4-tjmt.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner · See Remarks

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 693,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date.

Read SEC document
May 18, 2022 Filed Feb 13, 2023 15:30 UTC Independent Bank Group, Inc. IBTX · Entity 84480 GiftCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001564618-23-000024 · wf-form5_167632020373034.xml · nonDerivative · entry 1

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,093,839

F1 · kind: As a result of this transaction on May 18, 2022, the Reporting Person ceased to be a 10% owner of the Issuer.

F1 · shares: As a result of this transaction on May 18, 2022, the Reporting Person ceased to be a 10% owner of the Issuer.

F1 · balance_after: As a result of this transaction on May 18, 2022, the Reporting Person ceased to be a 10% owner of the Issuer.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 17:03 UTC Virtu Financial, Inc. VIRT · Entity 3811 OtherWarrant (right to buy) · Derivative 3,000,000 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0000950142-21-004119 · es210212036_4-tjmt.xml · derivative · entry 4

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A common stock · 3,000,000 shares

Expires 2022-01-15

F2 · security: On December 17, 2021, TJMT Holdings LLC exercised in full its warrant to purchase 3,000,000 shares of the Issuer's Class A Common Stock (the "Class A Common Stock").

F5 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 17:03 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 3,000,000 $22.98 $68,940,000.00
Disclosure

SEC source: 0000950142-21-004119 · es210212036_4-tjmt.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control.

Read SEC document
May 22, 2020 Filed May 22, 2020 21:49 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseNon-voting common interest units of Virtu Financial LLC · Derivative 216,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006555 · edgar.xml · derivative · entry 4

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 216,680

Underlying: Class A common stock · 216,680 shares

Expires not disclosed

F1 · derivative.exercise_price: TJMT Holdings LLC acquired 216,680 non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and an equal number of shares of Class C common stock of the Issuer ("Class C Common Stock") for a per share purchase price of $26.00.

F5 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F5 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F5 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F5 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F7 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control.

Read SEC document
May 22, 2020 Filed May 22, 2020 21:49 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass C common stock 216,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006555 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 216,680

F1 · price: TJMT Holdings LLC acquired 216,680 non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and an equal number of shares of Class C common stock of the Issuer ("Class C Common Stock") for a per share purchase price of $26.00.

F7 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control.

Read SEC document
May 21, 2020 Filed May 22, 2020 21:49 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantWarrant · Derivative 3,000,000 Not disclosed Strike: $22.98 Not disclosed
Disclosure

SEC source: 0001179110-20-006555 · edgar.xml · derivative · entry 3

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,000,000

Underlying: Class A common stock · 3,000,000 shares

Expires 2022-01-15

F3 · security: On March 20, 2020, an indirect subsidiary of the Issuer entered into a Loan Agreement (the "Loan Agreement") with TJMT Holdings LLC (the "Lender") providing for unsecured term loans from time to time (the "Loans") in an aggregate original principal amount not to exceed $300 million. Upon the execution of and in consideration for the Lender's commitments under the Loan Agreement, TJMT Holdings LLC received a warrant (the "Warrant") to purchase shares of Class A Common Stock. Pursuant to the Warrant, the Lender may purchase up to 3,000,000 shares of Class A common stock, which number of shares will be increased to 10,000,000 if, at any time during the term of the Loan Agreement, Loans equal to or greater than $100 million remain outstanding for a certain period of time specified in the Warrant.

F4 · derivative.exercise_price: The exercise price per share of the Class A Common Stock issuable pursuant to the Warrant is equal to the average of the volume weighted average prices of the Class A Common Stock for the ten (10) trading days following the date on which the Issuer publicly announced its earnings results for the first quarter of 2020, which was May 7, 2020.

F4 · date: The exercise price per share of the Class A Common Stock issuable pursuant to the Warrant is equal to the average of the volume weighted average prices of the Class A Common Stock for the ten (10) trading days following the date on which the Issuer publicly announced its earnings results for the first quarter of 2020, which was May 7, 2020.

F4 · price: The exercise price per share of the Class A Common Stock issuable pursuant to the Warrant is equal to the average of the volume weighted average prices of the Class A Common Stock for the ten (10) trading days following the date on which the Issuer publicly announced its earnings results for the first quarter of 2020, which was May 7, 2020.

F7 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control.

Read SEC document
May 17, 2019 Filed May 21, 2019 17:32 UTC Virtu Financial, Inc. VIRT · Entity 3811 Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative 9,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-006465 · edgar.xml · derivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 60,091,740

Underlying: Class B common stock and Class A common stock · 9,000,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F3 · price: The Issuer sold 9,000,000 shares of Class A common stock of the Issuer ("Class A Common Stock") in a public offering and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT Holdings LLC ("TJMT"). The purchase price per Virtu Financial Unit and share of Class D Common Stock was $22.00, the same price per share received by the Issuer from the underwriters in the public offering.

F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F4 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control.

Read SEC document
May 17, 2019 Filed May 21, 2019 17:32 UTC Virtu Financial, Inc. VIRT · Entity 3811 Disposition to issuerClass D common stock 9,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-006465 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 60,091,740

F1 · security: Shares of Class D common stock of the Issuer ("Class D Common Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are paired with an equal number of non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units").

F2 · security: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F3 · price: The Issuer sold 9,000,000 shares of Class A common stock of the Issuer ("Class A Common Stock") in a public offering and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT Holdings LLC ("TJMT"). The purchase price per Virtu Financial Unit and share of Class D Common Stock was $22.00, the same price per share received by the Issuer from the underwriters in the public offering.

F4 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 18:27 UTC Independent Bank Group, Inc. IBTX · Entity 84480 OtherCommon Stock · Derivative 93,091 $0.00 Strike: $17.19 $0.00
Disclosure

SEC source: 0001564618-18-000137 · wf-form4_154508925087019.xml · derivative · entry 2

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,091 shares

Expires 2018-12-23

F1 · security: Common Stock Warrant (Right to Buy)

Read SEC document
December 14, 2018 Filed Dec 17, 2018 18:27 UTC Independent Bank Group, Inc. IBTX · Entity 84480 OtherCommon Stock 93,091 $17.19 $1,600,001.56
Disclosure

SEC source: 0001564618-18-000137 · wf-form4_154508925087019.xml · nonDerivative · entry 1

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,443,839

Read SEC document
May 15, 2018 Filed May 16, 2018 19:00 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionOption Award · Derivative 2,081,250 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · derivative · entry 7

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,750

Underlying: Class A common stock · 2,081,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A Common Stock.

F9 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F9 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F6 · ownership.direct: Directly owned by Mr. Vincent Viola.

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May 15, 2018 Filed May 16, 2018 19:00 UTC Virtu Financial, Inc. VIRT · Entity 3811 Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative 10,518,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · derivative · entry 6

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 69,091,740

Underlying: Class B common stock and Class A common stock · 10,518,750 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F5 · price: As part of the Public Offering, the Issuer sold 10,518,750 shares of Class A Common Stock and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT. The purchase price per Virtu Financial Unit and share of Class D Common Stock was $28.00 with TJMT being responsible for the underwriting discount per share paid by the Issuer to the underwriters in the Public Offering with respect to 10,518,750 shares of Class A Common Stock sold by the Issuer (or a net price of $27.16).

F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which the reporting persons share dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities held by TJMT by virtue of his spouse's dispositive and voting control over TJMT.

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May 15, 2018 Filed May 16, 2018 19:00 UTC Virtu Financial, Inc. VIRT · Entity 3811 SaleClass A common stock 2,281,250 $27.16 $61,958,750.00
Disclosure

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 4

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale was made as part of a public offering (the "Public Offering") of an aggregate of 17,250,000 of Class A common stock of the Issuer ("Class A Common Stock") by the Issuer and certain selling stockholders, including Mr. Vincent Viola and TJMT Holdings LLC ("TJMT").

F6 · ownership.direct: Directly owned by Mr. Vincent Viola.

Read SEC document
May 15, 2018 Filed May 16, 2018 19:00 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 2,081,250 $19.00 $39,543,750.00
Disclosure

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 3

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,281,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · ownership.direct: Directly owned by Mr. Vincent Viola.

Read SEC document
May 15, 2018 Filed May 16, 2018 19:00 UTC Virtu Financial, Inc. VIRT · Entity 3811 Disposition to issuerClass D common stock 10,518,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 69,091,740

F3 · security: Shares of Class D common stock of the Issuer ("Class D Common Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are paired with an equal number of non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units").

F4 · security: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F5 · price: As part of the Public Offering, the Issuer sold 10,518,750 shares of Class A Common Stock and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT. The purchase price per Virtu Financial Unit and share of Class D Common Stock was $28.00 with TJMT being responsible for the underwriting discount per share paid by the Issuer to the underwriters in the Public Offering with respect to 10,518,750 shares of Class A Common Stock sold by the Issuer (or a net price of $27.16).

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which the reporting persons share dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities held by TJMT by virtue of his spouse's dispositive and voting control over TJMT.

Read SEC document
May 15, 2018 Filed May 16, 2018 19:00 UTC Virtu Financial, Inc. VIRT · Entity 3811 SaleClass A common stock 1,000,000 $27.16 $27,160,000.00
Disclosure

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: This sale was made as part of a public offering (the "Public Offering") of an aggregate of 17,250,000 of Class A common stock of the Issuer ("Class A Common Stock") by the Issuer and certain selling stockholders, including Mr. Vincent Viola and TJMT Holdings LLC ("TJMT").

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which the reporting persons share dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities held by TJMT by virtue of his spouse's dispositive and voting control over TJMT.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 15:19 UTC Independent Bank Group, Inc. IBTX · Entity 84480 OtherCommon Stock 310,456 Not disclosed Not disclosed
Disclosure

SEC source: 0001564618-17-000088 · primary_doc.xml · nonDerivative · entry 1

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,350,748

F1 · shares: Reflects the pro rata distribution of 310,456 shares of issuer's common stock from VV-IB Holdings, LLC to the reporting person in respect of reporting person's membership interest in VV-IB Holdings, LLC. The reporting person previously reported indirect ownership of the total of 405,000 shares of the issuer's common stock held by VV-IB Holdings, LLC, but disclaimed beneficial ownership of such 405,000 shares except to the extent of the reporting person's pecuniary interest therein. The remaining 94,544 shares of the issuer's common stock of such 405,000 shares were distributed to the other member of VV-IB Holdings, LLC as a part of such pro rata distribution.

F1 · price: Reflects the pro rata distribution of 310,456 shares of issuer's common stock from VV-IB Holdings, LLC to the reporting person in respect of reporting person's membership interest in VV-IB Holdings, LLC. The reporting person previously reported indirect ownership of the total of 405,000 shares of the issuer's common stock held by VV-IB Holdings, LLC, but disclaimed beneficial ownership of such 405,000 shares except to the extent of the reporting person's pecuniary interest therein. The remaining 94,544 shares of the issuer's common stock of such 405,000 shares were distributed to the other member of VV-IB Holdings, LLC as a part of such pro rata distribution.

F2 · balance_after: The total reflects the aggregate amount owned as of the date of filing and also affects (and is deemed to also correct) the total securities owned by the reporting person as reported on February 9, 2017 Form 4/A and all subsequent filings.

Read SEC document
April 17, 2017 Filed Apr 17, 2017 20:43 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 44,542 $15.51 $690,681.61
Disclosure

SEC source: 0001179110-17-006024 · edgar.xml · nonDerivative · entry 3

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,000,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.325 to $15.60, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:43 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.65 $782,610.00
Disclosure

SEC source: 0001179110-17-006024 · edgar.xml · nonDerivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 955,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.45 to $15.775, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
April 12, 2017 Filed Apr 17, 2017 20:43 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.22 $760,880.00
Disclosure

SEC source: 0001179110-17-006024 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 905,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.05 to $15.50, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 20:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.46 $772,760.00
Disclosure

SEC source: 0001179110-17-005961 · edgar.xml · nonDerivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 855,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.20 to $15.75, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 20:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.79 $789,495.00
Disclosure

SEC source: 0001179110-17-005961 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 805,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $15.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
April 07, 2017 Filed Apr 7, 2017 19:14 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.78 $788,985.00
Disclosure

SEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 5

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 755,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
April 06, 2017 Filed Apr 7, 2017 19:14 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.86 $793,115.00
Disclosure

SEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 4

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 705,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.70 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 19:14 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 41,584 $15.97 $663,896.88
Disclosure

SEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 3

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 655,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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March 21, 2017 Filed Mar 24, 2017 18:03 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 28,273 $15.98 $451,779.92
Disclosure

SEC source: 0001179110-17-005135 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 604,330

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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March 16, 2017 Filed Mar 20, 2017 18:13 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 300 $16.00 $4,800.00
Disclosure

SEC source: 0001179110-17-004927 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 576,057

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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February 17, 2017 Filed Feb 17, 2017 18:27 UTC Independent Bank Group, Inc. IBTX · Entity 84480 SaleCommon Stock 38,820 $66.36 $2,575,939.92
Disclosure

SEC source: 0001564618-17-000032 · primary_doc.xml · nonDerivative · entry 2

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,040,092

F2 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $66.0 to $66.5, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

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February 16, 2017 Filed Feb 17, 2017 18:27 UTC Independent Bank Group, Inc. IBTX · Entity 84480 SaleCommon Stock 32,953 $65.85 $2,169,922.10
Disclosure

SEC source: 0001564618-17-000032 · primary_doc.xml · nonDerivative · entry 1

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,078,912

F1 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $65.3 to $66.15,inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

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February 15, 2017 Filed Feb 15, 2017 19:51 UTC Independent Bank Group, Inc. IBTX · Entity 84480 SaleCommon Stock 16,187 $65.75 $1,064,214.32
Disclosure

SEC source: 0001564618-17-000031 · primary_doc.xml · nonDerivative · entry 4

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,111,865

F4 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $65.4 to $66.15, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

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February 14, 2017 Filed Feb 15, 2017 19:51 UTC Independent Bank Group, Inc. IBTX · Entity 84480 SaleCommon Stock 14,859 $66.00 $980,694.00
Disclosure

SEC source: 0001564618-17-000031 · primary_doc.xml · nonDerivative · entry 3

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,128,052

F3 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $65.75 to $66.30, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 19:51 UTC Independent Bank Group, Inc. IBTX · Entity 84480 SaleCommon Stock 4,716 $65.49 $308,850.84
Disclosure

SEC source: 0001564618-17-000031 · primary_doc.xml · nonDerivative · entry 2

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,142,911

F2 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $64.70 to $65.70, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 19:51 UTC Independent Bank Group, Inc. IBTX · Entity 84480 SaleCommon Stock 21,687 $65.36 $1,417,397.26
Disclosure

SEC source: 0001564618-17-000031 · primary_doc.xml · nonDerivative · entry 1

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,147,627

F1 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $65.10 to $65.95, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

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February 10, 2017 Filed Feb 10, 2017 17:31 UTC Independent Bank Group, Inc. IBTX · Entity 84480 SaleCommon Stock 7,498 $64.34 $482,421.32
Disclosure

SEC source: 0001564618-17-000026 · primary_doc.xml · nonDerivative · entry 2

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,169,314

F2 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.75, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 17:31 UTC Independent Bank Group, Inc. IBTX · Entity 84480 SaleCommon Stock 2,100 $64.07 $134,544.90
Disclosure

SEC source: 0001564618-17-000026 · primary_doc.xml · nonDerivative · entry 1

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176,812

F1 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.30, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

Read SEC document
February 08, 2017 Filed Feb 8, 2017 17:35 UTC Independent Bank Group, Inc. IBTX · Entity 84480 SaleCommon Stock 23,816 $63.06 $1,501,836.96
Disclosure

SEC source: 0001564618-17-000022 · primary_doc.xml · nonDerivative · entry 3

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,179,012

F3 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.20, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

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February 08, 2017 Filed Feb 9, 2017 15:48 UTC Amendment Independent Bank Group, Inc. IBTX · Entity 84480 SaleCommon Stock 23,716 $63.06 $1,495,530.96
Disclosure

SEC source: 0001564618-17-000025 · primary_doc.xml · nonDerivative · entry 1

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,178,912

F1 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.20, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 17:35 UTC Independent Bank Group, Inc. IBTX · Entity 84480 SaleCommon Stock 8,313 $63.29 $526,129.77
Disclosure

SEC source: 0001564618-17-000022 · primary_doc.xml · nonDerivative · entry 2

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,202,828

F2 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.85, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 17:35 UTC Independent Bank Group, Inc. IBTX · Entity 84480 SaleCommon Stock 8,333 $63.46 $528,812.18
Disclosure

SEC source: 0001564618-17-000022 · primary_doc.xml · nonDerivative · entry 1

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,211,141

F1 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $63.15 to $63.90, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 13:50 UTC Independent Bank Group, Inc. IBTX · Entity 84480 SaleCommon Stock 6,223 $63.21 $393,355.83
Disclosure

SEC source: 0001564618-17-000021 · primary_doc.xml · nonDerivative · entry 1

Viola Vincent J · CIK 0001573350 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,219,474

F1 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.70, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 17:40 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 100 $16.00 $1,600.00
Disclosure

SEC source: 0001179110-17-001114 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 575,757

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 18, 2017 Filed Jan 18, 2017 17:44 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 41,665 $15.98 $665,981.69
Disclosure

SEC source: 0001179110-17-001014 · edgar.xml · nonDerivative · entry 3

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 575,657

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.875 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 17:44 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 23,948 $16.00 $383,048.26
Disclosure

SEC source: 0001179110-17-001014 · edgar.xml · nonDerivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 533,992

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.95 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 17:44 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 360 $16.00 $5,760.00
Disclosure

SEC source: 0001179110-17-001014 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 510,044

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 12, 2017 Filed Apr 7, 2017 19:14 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 7,844 $15.99 $125,423.99
Disclosure

SEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 519,228

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.95 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 11, 2017 Filed Jan 11, 2017 17:18 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 1,924 $16.00 $30,784.00
Disclosure

SEC source: 0001179110-17-000907 · edgar.xml · nonDerivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 509,684

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 10, 2017 Filed Apr 7, 2017 19:14 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 1,700 $16.00 $27,200.00
Disclosure

SEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 509,640

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 17:18 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 100 $16.00 $1,600.00
Disclosure

SEC source: 0001179110-17-000907 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 507,760

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.