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Beers David C

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80783
SEC CIK
0001869583

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Celularity IncCELU · Entity 7145Chief Financial OfficerApril 13, 2025April 15, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Celularity Inc

Report date April 13, 2025 · Filed April 15, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect18,201 Ending reported balance After 2025-04-13 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-04-13 · Exercise / conversion · Acquired 1,025 · Balance 18,561

F1: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On April 13, 2022, the reporting person was granted 4,101 RSUs, 25% of which vested on April 13, 2025. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022.

Row 2 · 2025-04-13 · Tax withholding · Disposed 360 · Balance 18,201

F2: This line reflects the tax withholding on the vesting of RSUs that vested on April 13, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,025 Reported balance After 2025-04-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-04-13 · Exercise / conversion · Disposed 1,025 · Balance 1,025

F3: Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock.

F4: On April 13, 2022, the reporting person was granted 4,101 RSUs, 25% of which vested on April 13, 2025. The Class A Common Stock into which such vested RSUs converted on April 13, 2025 is reported in Table I on this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On April 13, 2022, the reporting person was granted 4,101 RSUs, 25% of which vested on April 13, 2025. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022.

F2: This line reflects the tax withholding on the vesting of RSUs that vested on April 13, 2025.

F3: Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock.

F4: On April 13, 2022, the reporting person was granted 4,101 RSUs, 25% of which vested on April 13, 2025. The Class A Common Stock into which such vested RSUs converted on April 13, 2025 is reported in Table I on this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 13, 2025 Filed Apr 15, 2025 16:30 UTC Celularity Inc CELU · Entity 7145 Exercise / conversionRestricted Stock Units · Derivative 1,025 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-004820 · ownership.xml · derivative · entry 3

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,025

Underlying: Class A Common Stock · 1,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock.

F4 · derivative.exercise_date: On April 13, 2022, the reporting person was granted 4,101 RSUs, 25% of which vested on April 13, 2025. The Class A Common Stock into which such vested RSUs converted on April 13, 2025 is reported in Table I on this Form 4.

F4 · derivative.expiration_date: On April 13, 2022, the reporting person was granted 4,101 RSUs, 25% of which vested on April 13, 2025. The Class A Common Stock into which such vested RSUs converted on April 13, 2025 is reported in Table I on this Form 4.

Read SEC document
April 13, 2025 Filed Apr 15, 2025 16:30 UTC Celularity Inc CELU · Entity 7145 Tax withholdingClass A Common Stock 360 $1.64 $590.40
Disclosure

SEC source: 0001641172-25-004820 · ownership.xml · nonDerivative · entry 2

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,201

F2 · kind: This line reflects the tax withholding on the vesting of RSUs that vested on April 13, 2025.

Read SEC document
April 13, 2025 Filed Apr 15, 2025 16:30 UTC Celularity Inc CELU · Entity 7145 Exercise / conversionClass A Common Stock 1,025 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-004820 · ownership.xml · nonDerivative · entry 1

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On April 13, 2022, the reporting person was granted 4,101 RSUs, 25% of which vested on April 13, 2025. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022.

F1 · shares: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On April 13, 2022, the reporting person was granted 4,101 RSUs, 25% of which vested on April 13, 2025. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022.

Read SEC document
February 17, 2025 Filed Feb 19, 2025 17:00 UTC Celularity Inc CELU · Entity 7145 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-007599 · ownership.xml · derivative · entry 3

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock.

F4 · derivative.exercise_date: On February 17, 2023, the reporting person was granted 12,500 RSUs, which vested on February 17, 2025. The Class A Common Stock into which such vested RSUs converted on February 17, 2025 is reported in Table I on this Form 4.

F4 · derivative.expiration_date: On February 17, 2023, the reporting person was granted 12,500 RSUs, which vested on February 17, 2025. The Class A Common Stock into which such vested RSUs converted on February 17, 2025 is reported in Table I on this Form 4.

Read SEC document
February 17, 2025 Filed Feb 19, 2025 17:00 UTC Celularity Inc CELU · Entity 7145 Tax withholdingClass A Common Stock 4,396 $2.14 $9,407.44
Disclosure

SEC source: 0001493152-25-007599 · ownership.xml · nonDerivative · entry 2

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,536

F2 · kind: This line reflects the tax withholding on the vesting of RSUs that vested on February 17, 2025.

Read SEC document
February 17, 2025 Filed Feb 19, 2025 17:00 UTC Celularity Inc CELU · Entity 7145 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-007599 · ownership.xml · nonDerivative · entry 1

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On February 17, 2023, the reporting person was granted 12,500 RSUs, which vested on February 17, 2025. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on February 22,2023.

F1 · shares: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On February 17, 2023, the reporting person was granted 12,500 RSUs, which vested on February 17, 2025. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on February 22,2023.

Read SEC document
April 13, 2024 Filed Apr 16, 2024 20:56 UTC Celularity Inc CELU · Entity 7145 Tax withholdingClass A Common Stock 360 $4.11 $1,479.60
Disclosure

SEC source: 0001493152-24-014943 · ownership.xml · nonDerivative · entry 1

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,983

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan") and does not represent a sale.

F2 · balance_after: Includes 23,319 shares underlying RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock subject to vesting.

F3 · balance_after: On February 29, 2024, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
February 17, 2024 Filed Feb 21, 2024 21:18 UTC Celularity Inc CELU · Entity 7145 Tax withholdingClass A Common Stock 43,968 $0.43 $19,082.11
Disclosure

SEC source: 0001493152-24-007473 · ownership.xml · nonDerivative · entry 1

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,437

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan") and does not represent a sale.

F2 · balance_after: Includes 236,791 shares underlying RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock subject to vesting.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:18 UTC Celularity Inc CELU · Entity 7145 GrantStock Option Grant (Right to Buy) · Derivative 183,612 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0001493152-24-007473 · ownership.xml · derivative · entry 2

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,612

Underlying: Class A Common Stock · 183,612 shares

Expires 2034-02-15

F3 · derivative.exercise_date: The option was granted pursuant to the 2021 Plan. The shares underlying such option will vest in equal quarterly installments during 2024 such that 25% of the option will vest on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 21:17 UTC Celularity Inc CELU · Entity 7145 Tax withholdingClass A Common Stock 3,606 $0.71 $2,575.04
Disclosure

SEC source: 0000899243-23-011340 · doc4.xml · nonDerivative · entry 1

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,405

F1 · shares: Represents shares withheld by the Issuer to satisfy its tax withholding obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan") and does not represent a sale.

F2 · balance_after: Includes 280,759 shares underlying RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock subject to vesting.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:21 UTC Celularity Inc CELU · Entity 7145 GrantClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-005919 · doc4.xml · nonDerivative · entry 1

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,011

F1 · price: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A Common Stock. The RSUs is subject to time-based vesting over a two-year period, with 50% vesting on the one-year anniversary of the grant date, and the remainder vesting on the two-year anniversary of the grant date, and subject to the Reporting Person's continuous service on each vesting date.

F2 · balance_after: These shares represent 291,011 shares underlying RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock subject to vesting.

Read SEC document
April 13, 2022 Filed Apr 28, 2022 20:57 UTC Celularity Inc CELU · Entity 7145 GrantStock Option (Right to Buy) · Derivative 120,251 $0.00 Strike: $10.16 $0.00
Disclosure

SEC source: 0000899243-22-015906 · doc4.xml · derivative · entry 2

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,251

Underlying: Class A Common Stock · 120,251 shares

Expires 2032-04-13

F2 · derivative.exercise_date: This option shall vest and become exercisable over a four-year period, with 25% of the option vesting on the one-year anniversary of the grant date, and the remainder vesting in equal monthly installments thereafter so that vested in full on the four-year anniversary of the grant date, and subject to the Reporting Person's continuous service on each vesting date.

Read SEC document
April 13, 2022 Filed Apr 28, 2022 20:57 UTC Celularity Inc CELU · Entity 7145 GrantClass A Common Stock 41,011 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-015906 · doc4.xml · nonDerivative · entry 1

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,011

F1 · price: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A Common Stock. The RSUs is subject to time-based vesting over a four-year period, with 25% vesting on the one-year anniversary of the grant date, and the remainder vesting in equal annual installments thereafter so that vested in full on the four-year anniversary of the grant date, and subject to the Reporting Person's continuous service on each vesting date.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 17:59 UTC Celularity Inc CELU · Entity 7145 GrantStock Option (Right to Buy) · Derivative 153,718 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001213900-21-047738 · ownership.xml · derivative · entry 1

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,718

Underlying: Class A Common Stock · 153,718 shares

Expires 2031-09-09

F1 · derivative.exercise_date: This option shall vest and become exercisable as follows: 50% is fully-vested as of the grant date; 50% is subject to time-based vesting over a four-year period from the July 16, 2021 closing of the business combination, with 25% of this tranche vesting on the one-year anniversary of the closing (July 16, 2022), and the remainder vesting monthly thereafter so that vested in full on the four-year anniversary of the business combination closing date, and subject to the Reporting Person's continuous service on each vesting date.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 21:22 UTC Celularity Inc CELU · Entity 7145 GrantStock Option (Right to Buy) · Derivative 76,859 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001209191-21-047517 · doc4.xml · derivative · entry 2

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,859

Underlying: Class A Common Stock · 76,859 shares

Expires 2031-07-16

F2 · price: Pursuant to the Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021 (the "Business Combination Agreement"), by and among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc. ("Legacy Celularity"), each security to purchase shares of Legacy Celularity common stock issued and outstanding immediately prior to the effective time of the transactions contemplated by the Business Combination Agreement was automatically converted into a security to purchase a number of shares of the Issuer's common stock based on a 1-to-0.768594024295126 conversion ratio. Upon consummation of the business combination, GX changed its name to "Celularity Inc."

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 21:22 UTC Celularity Inc CELU · Entity 7145 GrantStock Option (Right to Buy) · Derivative 538,015 $0.00 Strike: $3.70 $0.00
Disclosure

SEC source: 0001209191-21-047517 · doc4.xml · derivative · entry 1

Beers David C · CIK 0001869583 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,015

Underlying: Class A Common Stock · 538,015 shares

Expires 2031-07-16

F2 · price: Pursuant to the Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021 (the "Business Combination Agreement"), by and among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc. ("Legacy Celularity"), each security to purchase shares of Legacy Celularity common stock issued and outstanding immediately prior to the effective time of the transactions contemplated by the Business Combination Agreement was automatically converted into a security to purchase a number of shares of the Issuer's common stock based on a 1-to-0.768594024295126 conversion ratio. Upon consummation of the business combination, GX changed its name to "Celularity Inc."

F1 · derivative.exercise_date: This option shall vest and become exercisable over a period of four years from the Vesting Start Date, January 31, 2020, with 25% vesting on the one year anniversary of the Vesting Start Date, and the remainder vesting over a period of 36 months thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.