Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dominari Holdings Inc.DOMH · Entity 7162 | Director · 10% owner | April 16, 2025 | April 16, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dominari Holdings Inc.
Report date April 16, 2025 · Filed April 16, 2025
Jointly reported with Wool Kyle Michael
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Expires 2035-02-09 | Direct | 5,000,000 |
Reported balance
After 2025-04-16 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-04-16 · Grant · Acquired 5,000,000 · Balance 5,000,000 F8: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. |
| Common StockSEC Table I · non-derivative | Direct | 2,355,328 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,355,328 F1: Of the 2,355,328 shares reported as beneficially owned directly, 1,113,339 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. |
| Common StockSEC Table I · non-derivative | IndirectBy Mr. Wool's SEP-IRA | 27,750 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 27,750 F2: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. |
| Common StockSEC Table I · non-derivative | IndirectBy Ms. Yu's Pension | 13,750 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,750 F3: The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension. |
| Common StockSEC Table I · non-derivative | IndirectBy Mr. Wool's Rollover IRA | 24,000 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 24,000 F4: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. |
| Common StockSEC Table I · non-derivative | IndirectCatatonk Creek LLC | 1,477 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,477 F5: Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC. |
| Common StockSEC Table I · non-derivative | IndirectTioga 22 LLC | 1,476 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,476 F5: Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC. |
| Common StockSEC Table I · non-derivative | IndirectWool c/f Alison Cottone UTMA/NY Age 18 | 3,559 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 3,559 F6: Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old. |
| Common StockSEC Table I · non-derivative | IndirectDongam, LLC | 1,477 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,477 F7: Ms. Yu is the sole member of Dongam, LLC. |
| Series A Warrants (right to buy)SEC Table II · derivative / convertible security | Direct | 288,184 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 288,184 F9: Mr. Wool holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering consummated in February 2025, at a combined offering price of $3.47. |
| Series B Warrants (right to buy)SEC Table II · derivative / convertible security | Direct | 288,184 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 288,184 F9: Mr. Wool holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering consummated in February 2025, at a combined offering price of $3.47. |
Filing footnotes · ownership attribution and instrument terms
F1: Of the 2,355,328 shares reported as beneficially owned directly, 1,113,339 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
F2: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
F3: The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
F4: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
F5: Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
F6: Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
F7: Ms. Yu is the sole member of Dongam, LLC.
F8: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035.
F9: Mr. Wool holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering consummated in February 2025, at a combined offering price of $3.47.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2022 Filed Sep 14, 2022 15:22 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 44,895 | $6.33 | $283,960.88 |
DisclosureSEC source: 0001213900-22-055811 · ownership.xml · nonDerivative · entry 1 Yu Soo · CIK 0001933417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,895 Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:18 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | GrantCommon Stock | 8,000 | $6.00 | $48,000.00 |
DisclosureSEC source: 0001213900-22-052353 · ownership.xml · nonDerivative · entry 1 Yu Soo · CIK 0001933417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · shares: On August 26, 2022, the reporting person was granted 8,000 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.