Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dominari Holdings Inc.DOMH · Entity 7162 | Director · 10% owner | April 16, 2025 | April 16, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dominari Holdings Inc.
Report date April 16, 2025 · Filed April 16, 2025
Jointly reported with Wool Kyle Michael
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Expires 2035-02-09 | Direct | 5,000,000 |
Reported balance
After 2025-04-16 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-04-16 · Grant · Acquired 5,000,000 · Balance 5,000,000 F8: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. |
| Common StockSEC Table I · non-derivative | Direct | 2,355,328 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,355,328 F1: Of the 2,355,328 shares reported as beneficially owned directly, 1,113,339 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. |
| Common StockSEC Table I · non-derivative | IndirectBy Mr. Wool's SEP-IRA | 27,750 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 27,750 F2: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. |
| Common StockSEC Table I · non-derivative | IndirectBy Ms. Yu's Pension | 13,750 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,750 F3: The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension. |
| Common StockSEC Table I · non-derivative | IndirectBy Mr. Wool's Rollover IRA | 24,000 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 24,000 F4: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. |
| Common StockSEC Table I · non-derivative | IndirectCatatonk Creek LLC | 1,477 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,477 F5: Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC. |
| Common StockSEC Table I · non-derivative | IndirectTioga 22 LLC | 1,476 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,476 F5: Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC. |
| Common StockSEC Table I · non-derivative | IndirectWool c/f Alison Cottone UTMA/NY Age 18 | 3,559 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 3,559 F6: Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old. |
| Common StockSEC Table I · non-derivative | IndirectDongam, LLC | 1,477 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,477 F7: Ms. Yu is the sole member of Dongam, LLC. |
| Series A Warrants (right to buy)SEC Table II · derivative / convertible security | Direct | 288,184 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 288,184 F9: Mr. Wool holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering consummated in February 2025, at a combined offering price of $3.47. |
| Series B Warrants (right to buy)SEC Table II · derivative / convertible security | Direct | 288,184 |
Reported balance
Holding disclosure · report date 2025-04-16 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 288,184 F9: Mr. Wool holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering consummated in February 2025, at a combined offering price of $3.47. |
Filing footnotes · ownership attribution and instrument terms
F1: Of the 2,355,328 shares reported as beneficially owned directly, 1,113,339 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
F2: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
F3: The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
F4: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
F5: Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
F6: Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
F7: Ms. Yu is the sole member of Dongam, LLC.
F8: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035.
F9: Mr. Wool holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering consummated in February 2025, at a combined offering price of $3.47.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2025 Filed Apr 16, 2025 23:55 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantStock Option (right to buy) · Derivative | 5,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-032700 · ownership.xml · derivative · entry 9 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000,000 Underlying: Common Stock · 5,000,000 shares Expires 2035-02-09 F8 · derivative.exercise_price: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. F8 · price: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. F8 · derivative.exercise_date: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. Read SEC document |
| February 12, 2025 Filed Feb 12, 2025 21:58 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 288,184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-013023 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,200,769 F1 · shares: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · price: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F2 · balance_after: Of the 2,200,769 shares reported as beneficially owned directly, 958,780 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| February 12, 2025 Filed Mar 25, 2025 20:15 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 154,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001013762-25-002156 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,355,328 F1 · shares: On March 24, 2025, Mr. Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F1 · price: On March 24, 2025, Mr. Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F2 · balance_after: Of the 2,355,328 shares reported as beneficially owned directly, 1,113,339 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:58 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseSeries B Warrants (right to buy) · Derivative | 288,184 | Not disclosed Strike: $4.22 | Not disclosed |
DisclosureSEC source: 0001213900-25-013023 · ownership.xml · derivative · entry 10 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,184 Underlying: Common Stock · 288,184 shares Expires 2030-02-12 F1 · price: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:58 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseSeries A Warrants (right to buy) · Derivative | 288,184 | Not disclosed Strike: $3.72 | Not disclosed |
DisclosureSEC source: 0001213900-25-013023 · ownership.xml · derivative · entry 9 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,184 Underlying: Common Stock · 288,184 shares Expires 2030-02-12 F1 · price: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:25 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 309,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-000793 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,912,585 F1 · shares: On December 31, 2024, Kyle Wool was granted 309,118 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F1 · price: On December 31, 2024, Kyle Wool was granted 309,118 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F2 · balance_after: Of the 1,912,585 shares reported as beneficially owned directly, 670,596 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 21:29 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 154,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-052514 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,603,467 F1 · shares: On June 11, 2024, Kyle Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F1 · price: On June 11, 2024, Kyle Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F2 · balance_after: Of the 1,603,467 shares reported as beneficially owned directly, 361,478 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| May 29, 2024 Filed May 31, 2024 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 5,000 | $2.20 | $11,000.00 |
DisclosureSEC source: 0001213900-24-048444 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's SEP-IRA Disclosed balance after: 27,750 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA. F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 20:10 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 4,250 | $2.99 | $12,694.75 |
DisclosureSEC source: 0001213900-24-031873 · ownership.xml · nonDerivative · entry 2 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Ms. Yu's Pension Disclosed balance after: 13,750 F3 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's pension. F4 · balance_after: The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 20:10 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 4,250 | $2.99 | $12,694.75 |
DisclosureSEC source: 0001213900-24-031873 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's SEP-IRA Disclosed balance after: 22,750 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA. F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 20:10 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 9,500 | $2.84 | $27,007.55 |
DisclosureSEC source: 0001213900-24-031177 · ownership.xml · nonDerivative · entry 2 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Ms. Yu's Pension Disclosed balance after: 9,500 F4 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's pension. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.19 to $2.86, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F6 · balance_after: The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 20:10 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 9,500 | $2.90 | $27,503.45 |
DisclosureSEC source: 0001213900-24-031177 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's SEP-IRA Disclosed balance after: 18,500 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.88 to $2.90, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F3 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 13:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 5,000 | $2.60 | $12,996.50 |
DisclosureSEC source: 0001213900-23-099073 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's SEP-IRA Disclosed balance after: 9,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA. F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. Read SEC document |
| December 21, 2023 Filed Dec 26, 2023 23:43 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 630,050 | $2.02 | $1,272,701.00 |
DisclosureSEC source: 0001213900-23-098677 · ownership.xml · nonDerivative · entry 3 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,448,908 F3 · shares: The Reporting Person has the right to receive 1,287,129 shares of the Issuer's common stock pursuant to the Issuer's 2022 Equity Incentive Plan (the "Plan") and her employment agreement with Dominari Securities LLC, an affiliate of the Issuer. Of the 1,287,129 shares, 657,079 shares were concurrently withheld at the time of grant by the Issuer for tax withholding purposes as permitted by Section 15(b) of the Plan. F4 · balance_after: Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.04 | $4,085.60 |
DisclosureSEC source: 0001213900-23-095706 · ownership.xml · nonDerivative · entry 2 Wool Kyle Michael · CIK 0001856536 · Director · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's SEP-IRA Disclosed balance after: 4,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA. F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.02 | $4,036.60 |
DisclosureSEC source: 0001213900-23-095706 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's SEP-IRA Disclosed balance after: 2,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA. F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. Read SEC document |
| November 27, 2023 Filed Nov 28, 2023 21:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 1,000 | $2.20 | $2,199.90 |
DisclosureSEC source: 0001213900-23-090553 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 24,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.05 | $4,103.40 |
DisclosureSEC source: 0001213900-23-089238 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 23,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 5,000 | $2.77 | $13,836.50 |
DisclosureSEC source: 0001213900-23-078534 · ownership.xml · nonDerivative · entry 4 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 21,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. F3 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,500 | $2.66 | $6,658.25 |
DisclosureSEC source: 0001213900-23-078534 · ownership.xml · nonDerivative · entry 3 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 16,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. F3 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 7,400 | $2.50 | $18,522.94 |
DisclosureSEC source: 0001213900-23-078534 · ownership.xml · nonDerivative · entry 2 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 13,500 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. F3 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 100 | $2.53 | $253.00 |
DisclosureSEC source: 0001213900-23-078534 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 6,100 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. F3 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 19, 2023 Filed Sep 20, 2023 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.55 | $5,091.40 |
DisclosureSEC source: 0001213900-23-078010 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 6,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 12:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.74 | $5,470.80 |
DisclosureSEC source: 0001213900-23-077175 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 4,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 20:45 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.82 | $5,630.60 |
DisclosureSEC source: 0001213900-23-076124 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 2,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 21:02 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.90 | $5,794.40 |
DisclosureSEC source: 0001213900-23-071293 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 818,858 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. F2 · balance_after: Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| August 21, 2023 Filed Aug 22, 2023 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 1,000 | $2.99 | $2,993.90 |
DisclosureSEC source: 0001213900-23-069931 · ownership.xml · nonDerivative · entry 2 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 816,858 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. F2 · balance_after: Of the 816,858 shares reported as beneficially owned directly, 204,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 1,369 | $2.95 | $4,034.44 |
DisclosureSEC source: 0001213900-23-069931 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 815,858 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $3.00 | $5,999.80 |
DisclosureSEC source: 0001213900-23-068199 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 814,489 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. F2 · balance_after: Of the 814,489 shares reported as beneficially owned directly, 202,550 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 01:45 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 529,715 | $2.58 | $1,366,664.70 |
DisclosureSEC source: 0001213900-23-050700 · ownership.xml · nonDerivative · entry 1 Yu Soo · CIK 0001933417 · Director Wool Kyle Michael · CIK 0001856536 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 820,478 F1 · shares: The Reporting Person has the right to receive 1,033,591 shares of the Issuer's common stock pursuant to her employment agreement with the Issuer (the "Employment Agreement"). Of the 1,033,591 shares, 48.75%, or 503,876 shares were concurrently withheld at the time of grant by the Issuer for tax withholding purposes, as permitted by Section 3 of the Employment Agreement. F2 · balance_after: Of the 820,478 shares reported as beneficially owned directly, 207,062 shares are beneficially owned directly by Mr. Wool and 613,416 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 1,500 | $2.76 | $4,145.85 |
DisclosureSEC source: 0001213900-23-048136 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,774 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. F2 · balance_after: Of the 282,774 shares reported as beneficially owned directly, 200,492 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| June 08, 2023 Filed Jun 10, 2023 01:06 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 424 | $2.59 | $1,097.40 |
DisclosureSEC source: 0001213900-23-047917 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,274 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. F2 · balance_after: Of the 281,274 shares reported as beneficially owned directly, 198,992 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| May 30, 2023 Filed May 31, 2023 12:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.59 | $5,179.60 |
DisclosureSEC source: 0001213900-23-044219 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,850 F1 · balance_after: Of the 280,850 shares reported as beneficially owned directly, 198,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| May 18, 2023 Filed May 22, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.94 | $5,877.00 |
DisclosureSEC source: 0001213900-23-041741 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,792 F1 · balance_after: Of the 278,792 shares reported as beneficially owned directly, 196,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| May 18, 2023 Filed May 26, 2023 21:51 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 58 | $2.54 | $147.56 |
DisclosureSEC source: 0001213900-23-043618 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,850 F1 · balance_after: Of the 278,850 shares reported as beneficially owned directly, 196,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| May 17, 2023 Filed May 18, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.77 | $5,539.00 |
DisclosureSEC source: 0001213900-23-040987 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,792 F1 · balance_after: Of the 276,792 shares reported as beneficially owned directly, 194,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| May 16, 2023 Filed May 17, 2023 12:46 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.71 | $5,422.80 |
DisclosureSEC source: 0001213900-23-040655 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,792 F1 · balance_after: Of the 274,792 shares reported as beneficially owned directly, 192,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 22:15 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 6,000 | $3.59 | $21,528.00 |
DisclosureSEC source: 0001213900-22-082244 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,792 F1 · balance_after: Of the 272,792 shares reported as beneficially owned directly, 190,568 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 21:15 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.59 | $17,965.00 |
DisclosureSEC source: 0001213900-22-081779 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,792 F1 · balance_after: Of the 266,792 shares reported as beneficially owned directly, 184,568 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 22:26 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.71 | $18,525.00 |
DisclosureSEC source: 0001213900-22-081468 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,792 F1 · balance_after: Of the 261,792 shares reported as beneficially owned directly, 179,568 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Due to an administrative error, Mr. Wool's direct ownership, as previously reported, did not reflect the 1-for-17 reverse split of the Company's common stock effective June 7, 2022. As a result, Mr. Wool's direct beneficial ownership was overstated by 23,530 shares of common stock. The amount of Mr. Wool's direct beneficial ownership has been corrected in this Form 4. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.69 | $18,435.00 |
DisclosureSEC source: 0001213900-22-080685 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,322 F1 · balance_after: Of the 280,322 shares reported as beneficially owned directly, 198,098 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 4,500 | $3.69 | $16,605.00 |
DisclosureSEC source: 0001213900-22-080303 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,322 F1 · balance_after: Of the 275,322 shares reported as beneficially owned directly, 193,098 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.70 | $18,485.00 |
DisclosureSEC source: 0001213900-22-079913 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,822 F1 · balance_after: Of the 270,822 shares reported as beneficially owned directly, 188,598 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.63 | $18,125.00 |
DisclosureSEC source: 0001213900-22-079628 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,822 F1 · balance_after: Of the 265,822 shares reported as beneficially owned directly, 183,598 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.68 | $18,415.00 |
DisclosureSEC source: 0001213900-22-079303 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,822 F1 · balance_after: Of the 260,822 shares reported as beneficially owned directly, 178,598 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.56 | $17,810.00 |
DisclosureSEC source: 0001213900-22-078919 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,822 F1 · balance_after: Of the 255,822 shares reported as beneficially owned directly, 173,598 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 14:40 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.48 | $17,383.00 |
DisclosureSEC source: 0001213900-22-078601 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,822 F1 · balance_after: Of the 250,822 shares reported as beneficially owned directly, 168,598 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 13:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 3,559 | $6.54 | $23,286.54 |
DisclosureSEC source: 0001213900-22-056768 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · WOOL C/F ALISON COTTONE UTMA/NY UNTIL AGE 18. Disclosed balance after: 230,281 F1 · ownership.nature: Mr. Wool controls Ms. Cottone's account until she is 18. He and Ms. Yu disclaim beneficial ownership of such shares. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 13:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 1,477 | $6.12 | $9,033.33 |
DisclosureSEC source: 0001213900-22-056375 · ownership.xml · nonDerivative · entry 1 Yu Soo · CIK 0001933417 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Dongam LLC Disclosed balance after: 83,701 F1 · ownership.nature: Ms. Yu is the sole member of Dongam, LLC. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 13:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 29,329 | $6.32 | $185,447.27 |
DisclosureSEC source: 0001213900-22-056073 · ownership.xml · nonDerivative · entry 1 Yu Soo · CIK 0001933417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,224 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.