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THOMA BRAVO EXECUTIVE FUND XI, L.P.

Disclosed activity across 4 companies

Tapewire entity
80709
SEC CIK
0001606288

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
N-able, Inc.NABL · Entity 520310% ownerJuly 19, 2021July 29, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes50,090,643 Reported balance Holding disclosure · report date 2021-07-19 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 50,090,643

F1: Consists of 16,333,201 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 8,202,937 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 360,326 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 8,079,625 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 7,145,401 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 79,070 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 70,260 shares held directly by Thoma Bravo Executive Fund XII-A, L.P. ("TB Exec Fund XII-A"), 6,610,607 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 3,209,216 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F2: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo UGP, LLC ("TB, LLC") is the managing member of the general partner of each of TB Partners XI and TB Partners XII.

F3: (Continued from footnote 2) By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB SOF II and TB SOF II-A. Each of TB Partners XI, TB Partners XII and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of 16,333,201 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 8,202,937 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 360,326 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 8,079,625 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 7,145,401 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 79,070 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 70,260 shares held directly by Thoma Bravo Executive Fund XII-A, L.P. ("TB Exec Fund XII-A"), 6,610,607 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 3,209,216 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F2: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo UGP, LLC ("TB, LLC") is the managing member of the general partner of each of TB Partners XI and TB Partners XII.

F3: (Continued from footnote 2) By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB SOF II and TB SOF II-A. Each of TB Partners XI, TB Partners XII and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2024-02-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote16,114,344 Reported balance After 2024-02-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-02-12 · Sale · Disposed 14,242,929 · Balance 16,114,344

F1: On February 12, 2024, the Reporting Persons sold an aggregate of 14,242,929 shares of the Issuer's Common Stock, par value $0.001 per share, pursuant to Rule 144 under the Securities Act of 1933, as amended.

F2: After giving effect to the distribution reported on this statement, consists of 839,999 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 183,745 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 3,956,572 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,987,086 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 87,284 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 72,073 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 530,982 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 1,798,578 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 6,658,025 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F3: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote16,114,344 Reported balance After 2024-02-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-02-14 · Other · Disposed 2,847,726 · Balance 16,114,344

F4: Represents a distribution of (i) 175,612 shares held directly by TB SOF AIV, 24,437 shares held directly by TB SOF, 351,970 shares held directly by TB Fund X and 58,947 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 27,878 shares held directly by TB Exec Fund, 1,607,653 shares held directly by TB Fund XI, and 601,229 shares held directly by TB Fund XI-A, in each case to TB Partners XI.

F2: After giving effect to the distribution reported on this statement, consists of 839,999 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 183,745 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 3,956,572 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,987,086 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 87,284 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 72,073 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 530,982 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 1,798,578 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 6,658,025 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F3: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On February 12, 2024, the Reporting Persons sold an aggregate of 14,242,929 shares of the Issuer's Common Stock, par value $0.001 per share, pursuant to Rule 144 under the Securities Act of 1933, as amended.

F2: After giving effect to the distribution reported on this statement, consists of 839,999 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 183,745 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 3,956,572 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,987,086 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 87,284 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 72,073 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 530,982 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 1,798,578 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 6,658,025 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F3: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F4: Represents a distribution of (i) 175,612 shares held directly by TB SOF AIV, 24,437 shares held directly by TB SOF, 351,970 shares held directly by TB Fund X and 58,947 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 27,878 shares held directly by TB Exec Fund, 1,607,653 shares held directly by TB Fund XI, and 601,229 shares held directly by TB Fund XI-A, in each case to TB Partners XI.

Sailpoint Technologies Holdings, Inc.

Report date September 11, 2018 · Filed September 13, 2018

Jointly reported with THOMA BRAVO, L.P., THOMA BRAVO PARTNERS XI, L.P., THOMA BRAVO FUND XI, L.P., THOMA BRAVO FUND XI-A, L.P.

Section 16 reporting ended · disclosed 2018-09-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote5,819,382 Reported balance After 2018-09-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-09-11 · Other · Disposed 8,205,934 · Balance 5,819,382

F1: Represents a distribution of shares by Thoma Bravo Partners XI, L.P. ("TB Partners XI") to its limited partners. 4,209,173 of the shares are subject to customary lock-up restrictions until 60 days from August 15, 2018. The remaining 3,996,761 shares are subject to customary lock-up restrictions until 75 days from August 15, 2018

F2: Consists of 3,817,786 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,917,342 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 84,254 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").

F3: TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a distribution of shares by Thoma Bravo Partners XI, L.P. ("TB Partners XI") to its limited partners. 4,209,173 of the shares are subject to customary lock-up restrictions until 60 days from August 15, 2018. The remaining 3,996,761 shares are subject to customary lock-up restrictions until 75 days from August 15, 2018

F2: Consists of 3,817,786 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,917,342 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 84,254 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").

F3: TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.

Section 16 reporting ended · disclosed 2025-04-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2025-04-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-04-16 · Other · Disposed 50,090,648 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share, owned by the Reporting Persons was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon.

F2: Consists of 16,333,202 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 8,202,937 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 360,326 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 8,079,625 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 7,145,402 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 79,071 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 70,261 shares held directly by Thoma Bravo Executive Fund XII-a, L.P. ("TB Exec Fund XII-A"), 6,610,607 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 3,209,217 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F3: The number of securities disposed has been adjusted to reflect the 1-for-2 reverse stock split effected by the Issuer on July 30, 2021.

F4: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate managing member of each of TB Partners XI and TB Partners XII. By virtue of the relationships described in this footnote, TB UGP may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A.

F5: (Continued from footnote 4) Each of TB Partners XI, TB Partners XII and TB UGP disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share, owned by the Reporting Persons was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon.

F2: Consists of 16,333,202 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 8,202,937 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 360,326 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 8,079,625 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 7,145,402 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 79,071 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 70,261 shares held directly by Thoma Bravo Executive Fund XII-a, L.P. ("TB Exec Fund XII-A"), 6,610,607 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 3,209,217 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F3: The number of securities disposed has been adjusted to reflect the 1-for-2 reverse stock split effected by the Issuer on July 30, 2021.

F4: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate managing member of each of TB Partners XI and TB Partners XII. By virtue of the relationships described in this footnote, TB UGP may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A.

F5: (Continued from footnote 4) Each of TB Partners XI, TB Partners XII and TB UGP disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 16, 2025 Filed Apr 17, 2025 17:23 UTC SolarWinds Corp SWI · Entity 80691 OtherCommon Stock 50,090,648 $18.50 $926,676,988.00
Disclosure

SEC source: 0000950170-25-055580 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

THOMA BRAVO PARTNERS XII, L.P. · CIK 0001756435 · 10% owner

THOMA BRAVO FUND XII, L.P. · CIK 0001666742 · 10% owner

THOMA BRAVO FUND XII-A, L.P. · CIK 0001666747 · 10% owner

THOMA BRAVO EXECUTIVE FUND XII, L.P. · CIK 0001666745 · 10% owner

Thoma Bravo Executive Fund XII-a, L.P. · CIK 0001680073 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share, owned by the Reporting Persons was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon.

F2 · shares: Consists of 16,333,202 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 8,202,937 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 360,326 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 8,079,625 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 7,145,402 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 79,071 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 70,261 shares held directly by Thoma Bravo Executive Fund XII-a, L.P. ("TB Exec Fund XII-A"), 6,610,607 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 3,209,217 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F3 · shares: The number of securities disposed has been adjusted to reflect the 1-for-2 reverse stock split effected by the Issuer on July 30, 2021.

F4 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate managing member of each of TB Partners XI and TB Partners XII. By virtue of the relationships described in this footnote, TB UGP may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A.

F5 · ownership.nature: (Continued from footnote 4) Each of TB Partners XI, TB Partners XII and TB UGP disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

Read SEC document
February 14, 2024 Filed Feb 14, 2024 16:05 UTC Dynatrace, Inc. DT · Entity 697 OtherCommon Stock 2,847,726 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-015202 · ownership.xml · nonDerivative · entry 2

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 16,114,344

F4 · kind: Represents a distribution of (i) 175,612 shares held directly by TB SOF AIV, 24,437 shares held directly by TB SOF, 351,970 shares held directly by TB Fund X and 58,947 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 27,878 shares held directly by TB Exec Fund, 1,607,653 shares held directly by TB Fund XI, and 601,229 shares held directly by TB Fund XI-A, in each case to TB Partners XI.

F4 · price: Represents a distribution of (i) 175,612 shares held directly by TB SOF AIV, 24,437 shares held directly by TB SOF, 351,970 shares held directly by TB Fund X and 58,947 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 27,878 shares held directly by TB Exec Fund, 1,607,653 shares held directly by TB Fund XI, and 601,229 shares held directly by TB Fund XI-A, in each case to TB Partners XI.

F2 · balance_after: After giving effect to the distribution reported on this statement, consists of 839,999 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 183,745 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 3,956,572 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,987,086 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 87,284 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 72,073 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 530,982 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 1,798,578 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 6,658,025 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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February 12, 2024 Filed Feb 14, 2024 16:05 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 14,242,929 $52.60 $749,178,065.40
Disclosure

SEC source: 0000950170-24-015202 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 16,114,344

F1 · shares: On February 12, 2024, the Reporting Persons sold an aggregate of 14,242,929 shares of the Issuer's Common Stock, par value $0.001 per share, pursuant to Rule 144 under the Securities Act of 1933, as amended.

F2 · balance_after: After giving effect to the distribution reported on this statement, consists of 839,999 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 183,745 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 3,956,572 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,987,086 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 87,284 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 72,073 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 530,982 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 1,798,578 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 6,658,025 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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December 01, 2023 Filed Dec 4, 2023 16:05 UTC Dynatrace, Inc. DT · Entity 697 OtherCommon Stock 3,032,740 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-067742 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 30,357,273

F1 · kind: Represents a distribution of (i) 187,917 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 26,159 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 364,529 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X") and 63,461 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), in each case to Thoma Bravo Partners X, L.P. ("TB Partners X"), and (ii) 30,172 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 1,706,709 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), and 653,793 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), in each case to Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F1 · price: Represents a distribution of (i) 187,917 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 26,159 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 364,529 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X") and 63,461 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), in each case to Thoma Bravo Partners X, L.P. ("TB Partners X"), and (ii) 30,172 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 1,706,709 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), and 653,793 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), in each case to Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F2 · balance_after: After giving effect to the distribution reported on this statement, consists of 2,714,720 shares held directly by TB Fund X, 593,825 shares held directly by TB Fund X-A, 12,786,903 shares held directly by TB Fund XI, 6,421,895 shares held directly by TB Fund XI-A, 282,090 shares held directly by TB Exec Fund, 232,926 shares held directly by TB SOF, 1,716,037 shares held directly by TB SOF AIV, 1,187,612 shares held directly by TB Partners X, and 4,421,265 shares held directly by TB Partners XI.

F3 · balance_after: The shares of Common Stock held by the Reporting Persons are subject to customary lock-up restrictions until 90 days from November 15, 2023.

F4 · ownership.direct: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F4 · ownership.nature: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 16:05 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 1,500,000 $50.00 $75,000,000.00
Disclosure

SEC source: 0000950170-23-065478 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 30,357,273

F1 · balance_after: Consists of 3,079,249 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 657,286 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 14,493,612 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 7,075,688 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 312,262 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 259,085 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 1,903,954 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 545,546 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 2,030,591 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F2 · ownership.direct: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F2 · ownership.nature: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 16:05 UTC Dynatrace, Inc. DT · Entity 697 OtherCommon Stock 2,576,137 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-064799 · ownership.xml · nonDerivative · entry 2

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 31,857,273

F3 · kind: Represents a distribution of (i) 159,600 shares held directly by TB SOF AIV, 22,217 shares held directly by TB SOF, 309,847 shares held directly by TB Fund X and 53,882 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 25,609 shares held directly by TB Exec Fund, 1,450,201 shares held directly by TB Fund XI, and 554,781 shares held directly by TB Fund XI-A, in each case to TB Partners XI.

F3 · price: Represents a distribution of (i) 159,600 shares held directly by TB SOF AIV, 22,217 shares held directly by TB SOF, 309,847 shares held directly by TB Fund X and 53,882 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 25,609 shares held directly by TB Exec Fund, 1,450,201 shares held directly by TB Fund XI, and 554,781 shares held directly by TB Fund XI-A, in each case to TB Partners XI.

F1 · balance_after: After giving effect to the distribution reported on this statement, consists of 3,239,632 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 694,491 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 15,250,396 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 7,482,290 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 329,933 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 273,513 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 2,010,881 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 545,546 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 2,030,591 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F2 · ownership.direct: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F2 · ownership.nature: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 16:05 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 10,000,000 $50.00 $500,000,000.00
Disclosure

SEC source: 0000950170-23-064799 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 31,857,273

F1 · balance_after: After giving effect to the distribution reported on this statement, consists of 3,239,632 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 694,491 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 15,250,396 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 7,482,290 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 329,933 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 273,513 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 2,010,881 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 545,546 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 2,030,591 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F2 · ownership.direct: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F2 · ownership.nature: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 16:49 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 9,811,097 $46.40 $455,234,900.80
Disclosure

SEC source: 0000950170-23-061222 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 41,857,273

F1 · shares: On November 6, 2023, the Reporting Persons sold an aggregate of 9,811,097 shares of the Issuer's Common Stock, par value $0.001 per share, pursuant to Rule 144 under the Securities Act of 1933, as amended.

F2 · balance_after: Consists of 4,618,702 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 996,411 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 21,745,822 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 10,747,741 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 473,349 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 391,920 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 2,883,328 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F3 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 16:35 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 17,856,400 $51.85 $925,854,340.00
Disclosure

SEC source: 0000899243-23-014719 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 51,668,370

F1 · shares: On June 6, 2023, the Reporting Persons sold an aggregate of 17,856,400 shares of the Issuer's Common Stock, par value $0.001 per share, pursuant to Rule 144 under the Securities Act of 1933, as amended.

F2 · balance_after: Consists of 5,667,645 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 1,239,754 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 26,695,807 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 13,407,291 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 588,934 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 486,288 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 3,582,651 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F3 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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February 10, 2023 Filed Feb 10, 2023 17:11 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 14,773,500 $45.15 $667,023,525.00
Disclosure

SEC source: 0000899243-23-004602 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 69,524,770

F1 · balance_after: Consists of 7,626,363 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 1,668,208 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 35,921,780 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 18,040,802 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 792,468 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 654,347 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 4,820,802 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F2 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F2 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 16:42 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 10,780,000 $40.15 $432,817,000.00
Disclosure

SEC source: 0000899243-20-033585 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 84,298,270

F1 · balance_after: Consists of 9,246,909 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 2,022,690 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 43,554,893 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 21,874,339 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 960,861 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 793,391 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 5,845,187 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F2 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F2 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 20:13 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 5,839,157 $21.97 $128,286,279.29
Disclosure

SEC source: 0000899243-20-033220 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

THOMA BRAVO PARTNERS XII, L.P. · CIK 0001756435 · 10% owner

THOMA BRAVO FUND XII, L.P. · CIK 0001666742 · 10% owner

THOMA BRAVO FUND XII-A, L.P. · CIK 0001666747 · 10% owner

THOMA BRAVO EXECUTIVE FUND XII, L.P. · CIK 0001666745 · 10% owner

Thoma Bravo Executive Fund XII-a, L.P. · CIK 0001680073 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,181,291

F1 · shares: Consists of 1,903,990 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 956,231 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 42,004 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 941,857 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 832,953 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 9,217 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 8,190 shares held directly by Thoma Bravo Executive Fund XII-A, L.P. ("TB Exec Fund XII-A"), 770,611 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 374,104 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F2 · price: On December 7, 2020, each of the foregoing reporting persons entered in a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances.

F3 · balance_after: Consists of 32,666,403 shares held directly by TB Fund XI, 16,405,874 shares held directly by TB Fund XI-A, 720,652 shares held directly by TB Exec Fund XI, 16,159,250 shares held directly by TB Fund XII, 14,290,803 shares held directly by TB Fund XII-A, 158,141 shares held directly by TB Exec Fund XII, 140,521 shares held directly by TB Exec Fund XII-A, 13,221,214 shares held directly by TB SOF II and 6,418,433 shares held directly by TB SOF II-A.

F4 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate managing member of each of TB Partners XI and TB Partners XII. By virtue of the relationships described in this footnote, TB UGP may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A.

F5 · ownership.nature: (Continued from footnote 4) Each of TB Partners XI, TB Partners XII and TB UGP disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 19:36 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 21,412,966 $40.90 $875,790,309.40
Disclosure

SEC source: 0000899243-20-021787 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 95,078,270

F1 · price: Represents the offering price to the public of $41.10 per share, less the underwriters' discount of $0.20 per share.

F2 · balance_after: Consists of 10,429,397 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 2,281,350 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 49,124,660 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 24,671,613 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 1,083,735 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 894,849 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 6,592,666 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F3 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 17:02 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 29,668,891 $34.30 $1,017,642,961.30
Disclosure

SEC source: 0000899243-20-015504 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 116,491,236

F1 · price: Represents the offering price to the public of $35.00 per share, less the underwriters' discount of $0.70 per share.

F2 · balance_after: Consists of 12,778,244 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 2,795,142 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 60,188,225 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 30,228,008 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 1,327,808 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 1,096,382 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 8,077,427 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F3 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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February 25, 2020 Filed Feb 25, 2020 16:41 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 21,270,072 $33.55 $713,638,566.69
Disclosure

SEC source: 0000899243-20-005759 · doc4.xml · nonDerivative · entry 1

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 146,160,127

F1 · price: Represents the offering price to the public of $34.50 per share, less the underwriters' discount of $0.94875 per share.

F2 · balance_after: Consists of 16,032,706 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 3,507,031 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 75,517,428 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 37,926,711 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 1,665,985 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 1,375,617 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 10,134,649 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F3 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo, LLC is the general partner of each of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo, LLC is the general partner of each of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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December 18, 2019 Filed Dec 18, 2019 20:08 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 3,636,066 $24.01 $87,292,854.50
Disclosure

SEC source: 0000899243-19-029593 · doc4.xml · nonDerivative · entry 1

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 167,430,199

F1 · price: Represents the offering price to the public of $24.75 per share, less the underwriters' discount of $0.7425 per share.

F2 · balance_after: Consists of 18,365,879 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 4,017,395 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 86,507,162 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 43,446,027 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 1,908,429 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 1,575,805 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 11,609,502 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F3 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo, LLC is the general partner of each of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo, LLC is the general partner of each of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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December 10, 2019 Filed Dec 10, 2019 16:57 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 23,358,898 $24.01 $560,788,743.74
Disclosure

SEC source: 0000899243-19-028838 · doc4.xml · nonDerivative · entry 1

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 171,066,265

F1 · price: Represents the offering price to the public of $24.75 per share, less the underwriters' discount of $0.7425 per share.

F2 · balance_after: Consists of 18,764,729 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 4,104,640 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 88,385,831 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 44,389,540 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 1,949,874 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 1,610,027 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 11,861,624 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F3 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo, LLC is the general partner of each of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo, LLC is the general partner of each of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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May 28, 2019 Filed May 30, 2019 17:09 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 6,108,870 $17.42 $106,385,971.05
Disclosure

SEC source: 0000899243-19-015192 · doc4.xml · nonDerivative · entry 1

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

THOMA BRAVO PARTNERS XII, L.P. · CIK 0001756435 · 10% owner

THOMA BRAVO FUND XII, L.P. · CIK 0001666742 · 10% owner

THOMA BRAVO FUND XII-A, L.P. · CIK 0001666747 · 10% owner

THOMA BRAVO EXECUTIVE FUND XII, L.P. · CIK 0001666745 · 10% owner

Thoma Bravo Executive Fund XII-a, L.P. · CIK 0001680073 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 106,020,448

F1 · shares: Consists of 1,991,937 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,000,400 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 43,944 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 985,361 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 871,427 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 9,643 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 8,569 shares held directly by Thoma Bravo Executive Fund XII-A, L.P. ("TB Exec Fund XII-A"), 806,205 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 391,384 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F2 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share.

F3 · balance_after: Consists of 34,570,393 shares held directly by TB Fund XI, 17,362,105 shares held directly by TB Fund XI-A, 762,656 shares held directly by TB Exec Fund XI, 17,101,107 shares held directly by TB Fund XII, 15,123,756 shares held directly by TB Fund XII-A, 167,358 shares held directly by TB Exec Fund XII, 148,711 shares held directly by TB Exec Fund XII-A, 13,991,825 shares held directly by TB SOF II and 6,792,537 shares held directly by TB SOF II-A.

F4 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo, LLC ("TB, LLC") is the general partner of each of TB Partners XI and TB Partners XII. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A. Each of TB Partners XI, TB Partners XII and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

Read SEC document
October 23, 2018 Filed Oct 24, 2018 16:16 UTC SolarWinds Corp SWI · Entity 80691 ConversionClass A Common Stock · Derivative 1,076,505 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-027351 · doc4.xml · derivative · entry 2

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

THOMA BRAVO PARTNERS XII, L.P. · CIK 0001756435 · 10% owner

THOMA BRAVO FUND XII, L.P. · CIK 0001666742 · 10% owner

THOMA BRAVO FUND XII-A, L.P. · CIK 0001666747 · 10% owner

THOMA BRAVO EXECUTIVE FUND XII, L.P. · CIK 0001666745 · 10% owner

Thoma Bravo Executive Fund XII-a, L.P. · CIK 0001680073 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 71,943,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F6 · shares: Consists of 351,143 shares held directly by TB Fund XI, 176,353 shares held directly by TB Fund XI-A, 7,747 shares held directly by TB Exec Fund XI, 173,640 shares held directly by TB Fund XII, 153,563 shares held directly by TB Fund XII-A, 1,699 shares held directly by TB Exec Fund XII, 1,510 shares held directly by TB Exec Fund XII-A, 141,942 shares held directly by TB SOF II and 68,908 shares held directly by TB SOF II-A.

F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · derivative.exercise_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · derivative.expiration_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.

F2 · derivative.underlying_shares: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F3 · derivative.underlying_shares: Consists of 23,454,308 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 11,779,333 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 517,424 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 11,604,548 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 10,262,749 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 113,566 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 100,913 shares held directly by Thoma Bravo Executive Fund XII-A, L.P. ("TB Exec Fund XII-A"), 9,499,388 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 4,611,617 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F5 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo, LLC ("TB, LLC") is the general partner of each of TB Partners XI and TB Partners XII. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB SOF II and TB SOF II-A. Each of TB Partners XI, TB Partners XII and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

Read SEC document
October 23, 2018 Filed Oct 24, 2018 16:16 UTC SolarWinds Corp SWI · Entity 80691 ConversionCommon Stock 71,943,846 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-027351 · doc4.xml · nonDerivative · entry 1

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

THOMA BRAVO PARTNERS XII, L.P. · CIK 0001756435 · 10% owner

THOMA BRAVO FUND XII, L.P. · CIK 0001666742 · 10% owner

THOMA BRAVO FUND XII-A, L.P. · CIK 0001666747 · 10% owner

THOMA BRAVO EXECUTIVE FUND XII, L.P. · CIK 0001666745 · 10% owner

Thoma Bravo Executive Fund XII-a, L.P. · CIK 0001680073 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 112,129,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.

F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F3 · shares: Consists of 23,454,308 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 11,779,333 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 517,424 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 11,604,548 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 10,262,749 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 113,566 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 100,913 shares held directly by Thoma Bravo Executive Fund XII-A, L.P. ("TB Exec Fund XII-A"), 9,499,388 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 4,611,617 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F4 · balance_after: Consists of 36,562,330 shares held directly by TB Fund XI, 18,362,505 shares held directly by TB Fund XI-A, 806,600 shares held directly by TB Exec Fund XI, 18,086,468 shares held directly by TB Fund XII, 15,995,183 shares held directly by TB Fund XII-A, 177,001 shares held directly by TB Exec Fund XII, 157,280 shares held directly by TB Exec Fund XII-A, 14,798,030 shares held directly by TB SOF II and 7,183,921 shares held directly by TB SOF II-A.

F5 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo, LLC ("TB, LLC") is the general partner of each of TB Partners XI and TB Partners XII. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB SOF II and TB SOF II-A. Each of TB Partners XI, TB Partners XII and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

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September 11, 2018 Filed Sep 13, 2018 18:06 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 OtherCommon Stock 8,205,934 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-024459 · doc4.xml · nonDerivative · entry 1

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,819,382

F1 · kind: Represents a distribution of shares by Thoma Bravo Partners XI, L.P. ("TB Partners XI") to its limited partners. 4,209,173 of the shares are subject to customary lock-up restrictions until 60 days from August 15, 2018. The remaining 3,996,761 shares are subject to customary lock-up restrictions until 75 days from August 15, 2018

F1 · shares: Represents a distribution of shares by Thoma Bravo Partners XI, L.P. ("TB Partners XI") to its limited partners. 4,209,173 of the shares are subject to customary lock-up restrictions until 60 days from August 15, 2018. The remaining 3,996,761 shares are subject to customary lock-up restrictions until 75 days from August 15, 2018

F1 · price: Represents a distribution of shares by Thoma Bravo Partners XI, L.P. ("TB Partners XI") to its limited partners. 4,209,173 of the shares are subject to customary lock-up restrictions until 60 days from August 15, 2018. The remaining 3,996,761 shares are subject to customary lock-up restrictions until 75 days from August 15, 2018

F2 · balance_after: Consists of 3,817,786 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,917,342 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 84,254 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").

F3 · ownership.nature: TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.

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August 20, 2018 Filed Aug 22, 2018 21:00 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 OtherCommon Stock 3,996,761 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-023098 · doc4.xml · nonDerivative · entry 3

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,205,934

F5 · kind: Represents a distribution of 2,783,003 shares held directly by TB Fund XI, 1,160,848 shares held directly by TB Fund XI-A and 52,910 shares held directly by TB Exec Fund XI, in each case to TB Partners XI. The shares are subject to customary lock-up restrictions until 60 days from August 15, 2018.

F5 · shares: Represents a distribution of 2,783,003 shares held directly by TB Fund XI, 1,160,848 shares held directly by TB Fund XI-A and 52,910 shares held directly by TB Exec Fund XI, in each case to TB Partners XI. The shares are subject to customary lock-up restrictions until 60 days from August 15, 2018.

F5 · price: Represents a distribution of 2,783,003 shares held directly by TB Fund XI, 1,160,848 shares held directly by TB Fund XI-A and 52,910 shares held directly by TB Exec Fund XI, in each case to TB Partners XI. The shares are subject to customary lock-up restrictions until 60 days from August 15, 2018.

F7 · balance_after: Consists of 8,205,934 shares held directly by TB Partners XI following the distributions described in footnote (5). TB, LLC is the general partner of TB Partners XI. By virtue of this relationship, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Partners XI. TB, LLC disclaims beneficial ownership of the shares owned by TB Partners XI except to the extent of its pecuniary interest therein.

F7 · ownership.nature: Consists of 8,205,934 shares held directly by TB Partners XI following the distributions described in footnote (5). TB, LLC is the general partner of TB Partners XI. By virtue of this relationship, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Partners XI. TB, LLC disclaims beneficial ownership of the shares owned by TB Partners XI except to the extent of its pecuniary interest therein.

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August 20, 2018 Filed Aug 22, 2018 21:00 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 OtherCommon Stock 3,996,761 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-023098 · doc4.xml · nonDerivative · entry 2

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,819,382

F5 · kind: Represents a distribution of 2,783,003 shares held directly by TB Fund XI, 1,160,848 shares held directly by TB Fund XI-A and 52,910 shares held directly by TB Exec Fund XI, in each case to TB Partners XI. The shares are subject to customary lock-up restrictions until 60 days from August 15, 2018.

F5 · shares: Represents a distribution of 2,783,003 shares held directly by TB Fund XI, 1,160,848 shares held directly by TB Fund XI-A and 52,910 shares held directly by TB Exec Fund XI, in each case to TB Partners XI. The shares are subject to customary lock-up restrictions until 60 days from August 15, 2018.

F5 · price: Represents a distribution of 2,783,003 shares held directly by TB Fund XI, 1,160,848 shares held directly by TB Fund XI-A and 52,910 shares held directly by TB Exec Fund XI, in each case to TB Partners XI. The shares are subject to customary lock-up restrictions until 60 days from August 15, 2018.

F6 · balance_after: Consists of 3,817,786 shares held directly by TB Fund XI, 1,917,342 shares held directly by TB Fund XI-A and 84,254 shares held directly by TB Exec Fund XI.

F4 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.

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August 20, 2018 Filed Aug 22, 2018 21:00 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 SaleCommon Stock 15,812,500 $27.26 $431,034,518.75
Disclosure

SEC source: 0000899243-18-023098 · doc4.xml · nonDerivative · entry 1

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,816,143

F1 · shares: Consists of 9,826,954 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 5,739,150 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 246,396 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").

F2 · price: Represents the offering price to the public of $28.25 per share, less the underwriters' discount of $0.990852 per share.

F3 · balance_after: Consists of 6,600,789 shares held directly by TB Fund XI, 3,078,190 shares held directly by TB Fund XI-A and 137,164 shares held directly by TB Exec Fund XI.

F4 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.

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May 29, 2018 Filed May 31, 2018 20:22 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 OtherCommon Stock 4,209,173 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-014592 · doc4.xml · nonDerivative · entry 3

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,209,173

F5 · kind: Represents a distribution of 3,147,216 shares held directly by TB Fund XI, 1,013,643 shares held directly by TB Fund XI-A and 48,314 shares held directly by TB Exec Fund XI, in each case to TB Partners XI. The shares are subject to customary lock-up restrictions until 90 days from May 23, 2018.

F7 · shares: Consists of 4,209,173 shares held directly by TB Partners XI following the distributions described in footnote (5). TB, LLC is the general partner of TB Partners XI. By virtue of this relationship, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Partners XI. TB, LLC disclaims beneficial ownership of the shares owned by TB Partners XI except to the extent of its pecuniary interest therein.

F5 · price: Represents a distribution of 3,147,216 shares held directly by TB Fund XI, 1,013,643 shares held directly by TB Fund XI-A and 48,314 shares held directly by TB Exec Fund XI, in each case to TB Partners XI. The shares are subject to customary lock-up restrictions until 90 days from May 23, 2018.

F7 · balance_after: Consists of 4,209,173 shares held directly by TB Partners XI following the distributions described in footnote (5). TB, LLC is the general partner of TB Partners XI. By virtue of this relationship, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Partners XI. TB, LLC disclaims beneficial ownership of the shares owned by TB Partners XI except to the extent of its pecuniary interest therein.

F7 · ownership.nature: Consists of 4,209,173 shares held directly by TB Partners XI following the distributions described in footnote (5). TB, LLC is the general partner of TB Partners XI. By virtue of this relationship, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Partners XI. TB, LLC disclaims beneficial ownership of the shares owned by TB Partners XI except to the extent of its pecuniary interest therein.

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May 29, 2018 Filed May 31, 2018 20:22 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 OtherCommon Stock 4,209,173 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-014592 · doc4.xml · nonDerivative · entry 2

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,628,643

F5 · kind: Represents a distribution of 3,147,216 shares held directly by TB Fund XI, 1,013,643 shares held directly by TB Fund XI-A and 48,314 shares held directly by TB Exec Fund XI, in each case to TB Partners XI. The shares are subject to customary lock-up restrictions until 90 days from May 23, 2018.

F5 · shares: Represents a distribution of 3,147,216 shares held directly by TB Fund XI, 1,013,643 shares held directly by TB Fund XI-A and 48,314 shares held directly by TB Exec Fund XI, in each case to TB Partners XI. The shares are subject to customary lock-up restrictions until 90 days from May 23, 2018.

F5 · price: Represents a distribution of 3,147,216 shares held directly by TB Fund XI, 1,013,643 shares held directly by TB Fund XI-A and 48,314 shares held directly by TB Exec Fund XI, in each case to TB Partners XI. The shares are subject to customary lock-up restrictions until 90 days from May 23, 2018.

F6 · balance_after: Consists of 16,427,743 shares held directly by TB Fund XI, 8,817,340 shares held directly by TB Fund XI-A and 383,560 shares held directly by TB Exec Fund XI.

F4 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.

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May 29, 2018 Filed May 31, 2018 20:22 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 SaleCommon Stock 20,479,200 $21.66 $443,655,245.04
Disclosure

SEC source: 0000899243-18-014592 · doc4.xml · nonDerivative · entry 1

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 29,837,816

F1 · shares: Consists of 13,435,277 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 6,747,528 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 296,395 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").

F2 · price: Represents the offering price to the public of $22.50 per share, less the underwriters' discount of $0.836325 per share.

F3 · balance_after: Consists of 19,574,959 shares held directly by TB Fund XI, 9,830,983 shares held directly by TB Fund XI-A and 431,874 shares held directly by TB Exec Fund XI.

F4 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.

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November 27, 2017 Filed Nov 28, 2017 20:18 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 SaleCommon Stock 1,500,000 $11.16 $16,740,000.00
Disclosure

SEC source: 0000899243-17-027519 · doc4.xml · nonDerivative · entry 1

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,317,016

F1 · shares: Consists of 984,067 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 494,223 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 21,710 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").

F2 · price: Represents the offering price to the public of $12.00 per share, less the underwriters' discount of $0.84 per share.

F3 · balance_after: Consists of 33,010,236 shares held directly by TB Fund XI, 16,578,511 shares held directly by TB Fund XI-A and 728,269 shares held directly by TB Exec Fund XI.

F4 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.

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November 21, 2017 Filed Nov 22, 2017 18:52 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 ConversionSeries A Convertible Preferred Stock · Derivative 18,137,245 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-027368 · doc4.xml · derivative · entry 3

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 18,137,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the issuer's initial public offering, each outstanding share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date.

F1 · kind: Immediately prior to the closing of the issuer's initial public offering, each outstanding share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date.

F2 · shares: Consists of 11,898,857 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 5,975,856 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 262,532 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").

F1 · price: Immediately prior to the closing of the issuer's initial public offering, each outstanding share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the issuer's initial public offering, each outstanding share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the issuer's initial public offering, each outstanding share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date.

F1 · derivative.underlying_shares: Immediately prior to the closing of the issuer's initial public offering, each outstanding share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date.

F2 · derivative.underlying_shares: Consists of 11,898,857 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 5,975,856 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 262,532 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").

F4 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.

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November 21, 2017 Filed Nov 22, 2017 18:52 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 SaleCommon Stock 5,000,000 $11.16 $55,800,000.00
Disclosure

SEC source: 0000899243-17-027368 · doc4.xml · nonDerivative · entry 2

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 51,817,016

F5 · shares: Consists of 3,280,225 shares held directly by TB Fund XI, 1,647,410 shares held directly by TB Fund XI-A and 72,365 shares held directly by TB Exec Fund XI.

F6 · price: Represents the initial public offering price to the public of $12.00 per share, less the underwriters' discount of $0.84 per share.

F7 · balance_after: Consists of 33,994,303 shares held directly by TB Fund XI, 17,072,734 shares held directly by TB Fund XI-A and 749,979 shares held directly by TB Exec Fund XI.

F4 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.

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November 21, 2017 Filed Nov 22, 2017 18:52 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 ConversionCommon Stock 18,137,245 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-027368 · doc4.xml · nonDerivative · entry 1

Thoma Bravo, LLC · CIK 0001450701 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 56,817,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Immediately prior to the closing of the issuer's initial public offering, each outstanding share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date.

F2 · shares: Consists of 11,898,857 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 5,975,856 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 262,532 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").

F1 · price: Immediately prior to the closing of the issuer's initial public offering, each outstanding share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date.

F3 · balance_after: Consists of 37,274,528 shares held directly by TB Fund XI, 18,720,144 shares held directly by TB Fund XI-A and 822,344 shares held directly by TB Exec Fund XI.

F4 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.