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THOMA BRAVO UGP, LLC

Disclosed activity across 8 companies

Tapewire entity
80705
SEC CIK
0001813487

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MeridianLink, Inc.MLNK · Entity 7396110% ownerOctober 18, 2024October 18, 2024
N-able, Inc.NABL · Entity 520310% ownerJuly 19, 2021July 29, 2021
SailPoint, Inc.SAIL · Entity 348710% ownerFebruary 14, 2025February 19, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnote28,932,388 Reported balance After 2024-10-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-10-18 · Sale · Disposed 650,000 · Balance 28,932,388

F1: Consists of 12,005,495 shares held directly by Thoma Bravo Discover Fund, L.P. ("TB Discover"), 2,460,699 shares held directly by Thoma Bravo Discover Fund A, L.P. ("TB Discover A"), 10,000,539 shares held directly by Thoma Bravo Discover Fund II, L.P. ("TB Discover II"), 4,245,061 shares held directly by Thoma Bravo Discover Fund II-A, L.P. ("TB Discover II-A") and 220,594 shares held directly by Thoma Bravo Discover Executive Fund II, L.P. ("TB Discover Exec II").

F2: Thoma Bravo Discover Partners, L.P. ("TB Discover Partners") is the general partner of each of TB Discover and TB Discover A. Thoma Bravo Discover Partners II, L.P. ("TB Discover Partners II") is the general partner of each of TB Discover II, TB Discover II-A and TB Discover Exec II. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of each of TB Discover Partners and TB Discover Partners II. By virtue of the relationships described in this footnote, TB UGP, may be deemed to exercise voting and dispositive power with respect to the shares held directly by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II. TB UGP disclaims beneficial ownership of the shares owned by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II except to the extent of its pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of 12,005,495 shares held directly by Thoma Bravo Discover Fund, L.P. ("TB Discover"), 2,460,699 shares held directly by Thoma Bravo Discover Fund A, L.P. ("TB Discover A"), 10,000,539 shares held directly by Thoma Bravo Discover Fund II, L.P. ("TB Discover II"), 4,245,061 shares held directly by Thoma Bravo Discover Fund II-A, L.P. ("TB Discover II-A") and 220,594 shares held directly by Thoma Bravo Discover Executive Fund II, L.P. ("TB Discover Exec II").

F2: Thoma Bravo Discover Partners, L.P. ("TB Discover Partners") is the general partner of each of TB Discover and TB Discover A. Thoma Bravo Discover Partners II, L.P. ("TB Discover Partners II") is the general partner of each of TB Discover II, TB Discover II-A and TB Discover Exec II. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of each of TB Discover Partners and TB Discover Partners II. By virtue of the relationships described in this footnote, TB UGP, may be deemed to exercise voting and dispositive power with respect to the shares held directly by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II. TB UGP disclaims beneficial ownership of the shares owned by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II except to the extent of its pecuniary interest therein, if any.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes50,090,643 Reported balance Holding disclosure · report date 2021-07-19 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 50,090,643

F1: Consists of 16,333,201 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 8,202,937 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 360,326 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 8,079,625 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 7,145,401 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 79,070 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 70,260 shares held directly by Thoma Bravo Executive Fund XII-A, L.P. ("TB Exec Fund XII-A"), 6,610,607 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 3,209,216 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F2: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo UGP, LLC ("TB, LLC") is the managing member of the general partner of each of TB Partners XI and TB Partners XII.

F3: (Continued from footnote 2) By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB SOF II and TB SOF II-A. Each of TB Partners XI, TB Partners XII and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of 16,333,201 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 8,202,937 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 360,326 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 8,079,625 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 7,145,401 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 79,070 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 70,260 shares held directly by Thoma Bravo Executive Fund XII-A, L.P. ("TB Exec Fund XII-A"), 6,610,607 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 3,209,216 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F2: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo UGP, LLC ("TB, LLC") is the managing member of the general partner of each of TB Partners XI and TB Partners XII.

F3: (Continued from footnote 2) By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB SOF II and TB SOF II-A. Each of TB Partners XI, TB Partners XII and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

SailPoint, Inc.

Report date February 14, 2025 · Filed February 19, 2025

Jointly reported with THOMA BRAVO CO-INVEST OPPORTUNITIES XV-3, L.P., PROJECT QUAIL OPPORTUNITIES, L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote479,842,514 Reported balance After 2025-02-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-02-14 · Sale · Disposed 2,500,000 · Balance 479,842,514

F1: Consists of (i) 2,771 shares of held directly by Thoma Bravo Executive Fund XIII, L.P. ("TB Exec Fund XIII"), (ii) 146,200 shares held directly by Thoma Bravo Fund XIII, L.P. ("TB Fund XIII"), (iii) 166,221 shares held directly by Thoma Bravo Fund XIII-A, L.P. ("TB Fund XIII-A"), (iv) 4,637 shares held directly by Thoma Bravo Executive Fund XV, L.P. ("TB Exec Fund XV"), (v) 481,016 shares held directly by Thoma Bravo Fund XV, L.P. ("TB Fund XV"), (vi) 846,388 shares held directly by Thoma Bravo Fund XV-A, L.P. ("TB Fund XV-A"), (vii) 179 shares held directly by Thoma Bravo Employee Fund, L.P. ("TB Employee Fund"),

F2: (continued from footnote 1) (viii) 792,390 shares held directly by Project Hotel California Co-Invest Fund, L.P. ("TB Co-Invest Fund"), (ix) 10,959 shares held directly by Thoma Bravo Co-Invest Opportunities XV-1, L.P. ("TB Co-Invest XV-1 Fund"), (x) 5,820 shares held directly by Thoma Bravo Co-Invest Opportunities XV-3, L.P. ("TB Co-Invest XV-3 Fund"), and (xi) 43,419 shares held directly by Project Quail Opportunities, L.P. ("TB Quail Fund" and, together with TB Exec Fund XIII, TB Fund XIII, TB Fund XIII-A, TB Exec Fund XV, TB Fund XV, TB Fund XV-A, TB Employee Fund, TB Co-Invest Fund, TB Co-Invest XV-1 Fund and TB Co-Invest XV-3 Fund, the "Thoma Bravo Funds").

F3: Represents the initial public offering price to the public of $23.00 per share, less the underwriters' discounts and commissions of $1.0925 per share.

F4: Consists of (i) 531,953 shares held directly by TB Exec Fund XIII, (ii) 28,061,154 shares held directly by TB Fund XIII, (iii) 31,904,250 shares held directly by TB Fund XIII-A, (iv) 889,980 shares held directly by TB Exec Fund XV, (v) 92,324,736 shares held directly by TB Fund XV, (vi) 162,453,149 shares held directly by TB Fund XV-A, (vii) 34,286 shares held directly by TB Employee Fund, (viii) 152,088,871 shares held directly by TB Co-Invest Fund, (ix) 2,103,391 shares held directly by TB Co-Invest XV-1 Fund, (x) 1,117,008 shares held directly by TB Co-Invest XV-3 Fund, and (xi) 8,333,736 shares held directly by TB Quail Fund.

F5: Thoma Bravo UGP, LLC ("Thoma Bravo UGP") is the ultimate general partner of the Thoma Bravo Funds and may be deemed to beneficially own the shares directly held by the Thoma Bravo Funds. Thoma Bravo UGP disclaims beneficial ownership of the shares directly held by the Thoma Bravo Funds except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of (i) 2,771 shares of held directly by Thoma Bravo Executive Fund XIII, L.P. ("TB Exec Fund XIII"), (ii) 146,200 shares held directly by Thoma Bravo Fund XIII, L.P. ("TB Fund XIII"), (iii) 166,221 shares held directly by Thoma Bravo Fund XIII-A, L.P. ("TB Fund XIII-A"), (iv) 4,637 shares held directly by Thoma Bravo Executive Fund XV, L.P. ("TB Exec Fund XV"), (v) 481,016 shares held directly by Thoma Bravo Fund XV, L.P. ("TB Fund XV"), (vi) 846,388 shares held directly by Thoma Bravo Fund XV-A, L.P. ("TB Fund XV-A"), (vii) 179 shares held directly by Thoma Bravo Employee Fund, L.P. ("TB Employee Fund"),

F2: (continued from footnote 1) (viii) 792,390 shares held directly by Project Hotel California Co-Invest Fund, L.P. ("TB Co-Invest Fund"), (ix) 10,959 shares held directly by Thoma Bravo Co-Invest Opportunities XV-1, L.P. ("TB Co-Invest XV-1 Fund"), (x) 5,820 shares held directly by Thoma Bravo Co-Invest Opportunities XV-3, L.P. ("TB Co-Invest XV-3 Fund"), and (xi) 43,419 shares held directly by Project Quail Opportunities, L.P. ("TB Quail Fund" and, together with TB Exec Fund XIII, TB Fund XIII, TB Fund XIII-A, TB Exec Fund XV, TB Fund XV, TB Fund XV-A, TB Employee Fund, TB Co-Invest Fund, TB Co-Invest XV-1 Fund and TB Co-Invest XV-3 Fund, the "Thoma Bravo Funds").

F3: Represents the initial public offering price to the public of $23.00 per share, less the underwriters' discounts and commissions of $1.0925 per share.

F4: Consists of (i) 531,953 shares held directly by TB Exec Fund XIII, (ii) 28,061,154 shares held directly by TB Fund XIII, (iii) 31,904,250 shares held directly by TB Fund XIII-A, (iv) 889,980 shares held directly by TB Exec Fund XV, (v) 92,324,736 shares held directly by TB Fund XV, (vi) 162,453,149 shares held directly by TB Fund XV-A, (vii) 34,286 shares held directly by TB Employee Fund, (viii) 152,088,871 shares held directly by TB Co-Invest Fund, (ix) 2,103,391 shares held directly by TB Co-Invest XV-1 Fund, (x) 1,117,008 shares held directly by TB Co-Invest XV-3 Fund, and (xi) 8,333,736 shares held directly by TB Quail Fund.

F5: Thoma Bravo UGP, LLC ("Thoma Bravo UGP") is the ultimate general partner of the Thoma Bravo Funds and may be deemed to beneficially own the shares directly held by the Thoma Bravo Funds. Thoma Bravo UGP disclaims beneficial ownership of the shares directly held by the Thoma Bravo Funds except to the extent of its pecuniary interest therein.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2024-02-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote16,114,344 Reported balance After 2024-02-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-02-12 · Sale · Disposed 14,242,929 · Balance 16,114,344

F1: On February 12, 2024, the Reporting Persons sold an aggregate of 14,242,929 shares of the Issuer's Common Stock, par value $0.001 per share, pursuant to Rule 144 under the Securities Act of 1933, as amended.

F2: After giving effect to the distribution reported on this statement, consists of 839,999 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 183,745 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 3,956,572 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,987,086 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 87,284 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 72,073 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 530,982 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 1,798,578 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 6,658,025 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F3: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote16,114,344 Reported balance After 2024-02-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-02-14 · Other · Disposed 2,847,726 · Balance 16,114,344

F4: Represents a distribution of (i) 175,612 shares held directly by TB SOF AIV, 24,437 shares held directly by TB SOF, 351,970 shares held directly by TB Fund X and 58,947 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 27,878 shares held directly by TB Exec Fund, 1,607,653 shares held directly by TB Fund XI, and 601,229 shares held directly by TB Fund XI-A, in each case to TB Partners XI.

F2: After giving effect to the distribution reported on this statement, consists of 839,999 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 183,745 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 3,956,572 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,987,086 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 87,284 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 72,073 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 530,982 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 1,798,578 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 6,658,025 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F3: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On February 12, 2024, the Reporting Persons sold an aggregate of 14,242,929 shares of the Issuer's Common Stock, par value $0.001 per share, pursuant to Rule 144 under the Securities Act of 1933, as amended.

F2: After giving effect to the distribution reported on this statement, consists of 839,999 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 183,745 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 3,956,572 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,987,086 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 87,284 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 72,073 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 530,982 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 1,798,578 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 6,658,025 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F3: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F4: Represents a distribution of (i) 175,612 shares held directly by TB SOF AIV, 24,437 shares held directly by TB SOF, 351,970 shares held directly by TB Fund X and 58,947 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 27,878 shares held directly by TB Exec Fund, 1,607,653 shares held directly by TB Fund XI, and 601,229 shares held directly by TB Fund XI-A, in each case to TB Partners XI.

Section 16 reporting ended · disclosed 2024-11-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par value per shareSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2024-11-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-11-13 · Disposition to issuer · Disposed 122,065,804 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated July 25, 2024, by and among the Issuer, Icon Acquisition Sub Inc. ("Merger Sub") and Icon Parent Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), owned by the Reporting Persons was cancelled and converted into the right to receive $23.60 per share in cash without interest thereon.

F2: Includes 1,073,324 shares held directly by Thoma Bravo Executive Fund XIII, L.P. ("TB Exec Fund"), 56,619,128 shares held directly by Thoma Bravo Fund XIII, L.P. ("TB Fund XIII") and 64,373,352 shares held directly by Thoma Bravo Fund XIII-A, L.P. ("TB Fund XIII-A") disposed of in connection with the Merger.

F3: Thoma Bravo Partners XIII, L.P. ("TB Partners XIII") is the general partner of each of TB Exec Fund, TB Fund XIII and TB Fund XIII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of TB Partners XIII. By virtue of the relationships described in this footnote, TB UGP and TB Partners XIII may be deemed to exercise voting and dispositive power with respect to the shares held directly by TB Exec Fund, TB Fund XIII and TB Fund XIII-A. Each of TB UGP and TB Partners XIII disclaims beneficial ownership of the shares owned by TB Exec Fund, TB Fund XIII, and TB Fund XIII-A except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated July 25, 2024, by and among the Issuer, Icon Acquisition Sub Inc. ("Merger Sub") and Icon Parent Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), owned by the Reporting Persons was cancelled and converted into the right to receive $23.60 per share in cash without interest thereon.

F2: Includes 1,073,324 shares held directly by Thoma Bravo Executive Fund XIII, L.P. ("TB Exec Fund"), 56,619,128 shares held directly by Thoma Bravo Fund XIII, L.P. ("TB Fund XIII") and 64,373,352 shares held directly by Thoma Bravo Fund XIII-A, L.P. ("TB Fund XIII-A") disposed of in connection with the Merger.

F3: Thoma Bravo Partners XIII, L.P. ("TB Partners XIII") is the general partner of each of TB Exec Fund, TB Fund XIII and TB Fund XIII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of TB Partners XIII. By virtue of the relationships described in this footnote, TB UGP and TB Partners XIII may be deemed to exercise voting and dispositive power with respect to the shares held directly by TB Exec Fund, TB Fund XIII and TB Fund XIII-A. Each of TB UGP and TB Partners XIII disclaims beneficial ownership of the shares owned by TB Exec Fund, TB Fund XIII, and TB Fund XIII-A except to the extent of its pecuniary interest therein.

Section 16 reporting ended · disclosed 2022-03-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Explanation of Responses0 Last balance in matching sequence After 2022-03-01 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2022-03-01 · Conversion · Acquired 24,075,115 · Balance 40,686,250

F2: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Foundation Technology Worldwide LLC, as amended, each of Thoma Bravo Partners XII AIV, L.P. ("TB Partners XII AIV"), Thoma Bravo Fund XII AIV, L.P. ("TB Fund XII AIV"), Thoma Bravo Executive Fund XII AIV, L.P. ("TB Exec Fund XII AIV") and Thoma Bravo Executive Fund XII-a AIV, L.P. ("TB Exec Fund XII-a AIV") had the right to exchange all or a portion of its Class A units (the "Common Units") of Foundation Technology Worldwide LLC (together with an equal number of shares of Class B common stock (the "Class B Shares") of the Issuer) for Class A Shares on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F3: Immediately prior to the Effective Time on March 1, 2022, pursuant to the terms of the Merger Agreement, TB Partners XII AIV, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV exchanged all of their Common Units (together with an equal number of Class B Shares) for Class A Shares on a one-for-one basis.

F5: TB Partners XII AIV is the general partner of each of TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV, and Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of TB Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of TB Partners XII AIV and TB Partners XII. Because of the relationships described in this footnote, TB UGP may be deemed to have exercised voting and dispositive power with respect to the securities reported herein formerly held by the TB Funds. Each TB Fund, TB Partners XII and TB UGP disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any.

F6: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Row 2 · 2022-03-01 · Other · Disposed 40,686,250 · Balance 0

F4: Consists of Class A Shares that were directly held by TB Partners XII AIV, Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV (collectively, the "TB Funds").

F1: The securities reported herein were disposed of pursuant to the Agreement and Plan of Merger, dated as of November 5, 2021 (the "Merger Agreement"), by and among McAfee Corp. (the "Issuer"), Condor BidCo, Inc. ("Parent"), and Condor Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Subsidiary"), whereby the Merger Subsidiary merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time") on March 1, 2022, each share of Class A common stock (a "Class A Share") of the Issuer outstanding immediately prior to the Effective Time was automatically converted into the right to receive $26.00 in cash, subject to applicable withholding taxes.

F5: TB Partners XII AIV is the general partner of each of TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV, and Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of TB Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of TB Partners XII AIV and TB Partners XII. Because of the relationships described in this footnote, TB UGP may be deemed to have exercised voting and dispositive power with respect to the securities reported herein formerly held by the TB Funds. Each TB Fund, TB Partners XII and TB UGP disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any.

F6: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Class A Unit and Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Explanation of Responses0 Reported balance After 2022-03-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-01 · Conversion · Disposed 24,075,115 · Balance 0

F2: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Foundation Technology Worldwide LLC, as amended, each of Thoma Bravo Partners XII AIV, L.P. ("TB Partners XII AIV"), Thoma Bravo Fund XII AIV, L.P. ("TB Fund XII AIV"), Thoma Bravo Executive Fund XII AIV, L.P. ("TB Exec Fund XII AIV") and Thoma Bravo Executive Fund XII-a AIV, L.P. ("TB Exec Fund XII-a AIV") had the right to exchange all or a portion of its Class A units (the "Common Units") of Foundation Technology Worldwide LLC (together with an equal number of shares of Class B common stock (the "Class B Shares") of the Issuer) for Class A Shares on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F3: Immediately prior to the Effective Time on March 1, 2022, pursuant to the terms of the Merger Agreement, TB Partners XII AIV, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV exchanged all of their Common Units (together with an equal number of Class B Shares) for Class A Shares on a one-for-one basis.

F5: TB Partners XII AIV is the general partner of each of TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV, and Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of TB Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of TB Partners XII AIV and TB Partners XII. Because of the relationships described in this footnote, TB UGP may be deemed to have exercised voting and dispositive power with respect to the securities reported herein formerly held by the TB Funds. Each TB Fund, TB Partners XII and TB UGP disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any.

F6: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported herein were disposed of pursuant to the Agreement and Plan of Merger, dated as of November 5, 2021 (the "Merger Agreement"), by and among McAfee Corp. (the "Issuer"), Condor BidCo, Inc. ("Parent"), and Condor Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Subsidiary"), whereby the Merger Subsidiary merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time") on March 1, 2022, each share of Class A common stock (a "Class A Share") of the Issuer outstanding immediately prior to the Effective Time was automatically converted into the right to receive $26.00 in cash, subject to applicable withholding taxes.

F2: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Foundation Technology Worldwide LLC, as amended, each of Thoma Bravo Partners XII AIV, L.P. ("TB Partners XII AIV"), Thoma Bravo Fund XII AIV, L.P. ("TB Fund XII AIV"), Thoma Bravo Executive Fund XII AIV, L.P. ("TB Exec Fund XII AIV") and Thoma Bravo Executive Fund XII-a AIV, L.P. ("TB Exec Fund XII-a AIV") had the right to exchange all or a portion of its Class A units (the "Common Units") of Foundation Technology Worldwide LLC (together with an equal number of shares of Class B common stock (the "Class B Shares") of the Issuer) for Class A Shares on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F3: Immediately prior to the Effective Time on March 1, 2022, pursuant to the terms of the Merger Agreement, TB Partners XII AIV, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV exchanged all of their Common Units (together with an equal number of Class B Shares) for Class A Shares on a one-for-one basis.

F4: Consists of Class A Shares that were directly held by TB Partners XII AIV, Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV (collectively, the "TB Funds").

F5: TB Partners XII AIV is the general partner of each of TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV, and Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of TB Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of TB Partners XII AIV and TB Partners XII. Because of the relationships described in this footnote, TB UGP may be deemed to have exercised voting and dispositive power with respect to the securities reported herein formerly held by the TB Funds. Each TB Fund, TB Partners XII and TB UGP disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any.

F6: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

NASDAQ, INC.

Report date July 29, 2024 · Filed July 30, 2024

Jointly reported with Argus Seller, LP

Section 16 reporting ended · disclosed 2024-07-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect42,804,207 Reported balance After 2024-07-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-07-29 · Sale · Disposed 42,804,207 · Balance 42,804,207

F1: On July 29, 2024, the Reporting Persons sold an aggregate of 42,804,207 shares of the Issuer's Common Stock, par value $0.01 per share, in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-3 (File No. 333-279011).

F2: Consists of 42,804,207 shares held directly by Argus Seller, LP ("Argus Seller").

F3: Thoma Bravo UGP, LLC ("Thoma Bravo UGP") is the ultimate general partner of certain investment funds affiliated with Thoma Bravo UGP (the "Thoma Bravo Funds"), and the Thoma Bravo Funds and certain unaffiliated investors are limited partners of Argus Seller. By virtue of the relationships described in this footnote, Thoma Bravo UGP may be deemed to beneficially own shares of Common Stock directly owned by Argus Seller. The Thoma Bravo Funds and Thoma Bravo UGP disclaim beneficial ownership of the shares of Common Stock directly owned by Argus Seller except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On July 29, 2024, the Reporting Persons sold an aggregate of 42,804,207 shares of the Issuer's Common Stock, par value $0.01 per share, in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-3 (File No. 333-279011).

F2: Consists of 42,804,207 shares held directly by Argus Seller, LP ("Argus Seller").

F3: Thoma Bravo UGP, LLC ("Thoma Bravo UGP") is the ultimate general partner of certain investment funds affiliated with Thoma Bravo UGP (the "Thoma Bravo Funds"), and the Thoma Bravo Funds and certain unaffiliated investors are limited partners of Argus Seller. By virtue of the relationships described in this footnote, Thoma Bravo UGP may be deemed to beneficially own shares of Common Stock directly owned by Argus Seller. The Thoma Bravo Funds and Thoma Bravo UGP disclaim beneficial ownership of the shares of Common Stock directly owned by Argus Seller except to the extent of their pecuniary interest therein.

Section 16 reporting ended · disclosed 2025-04-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2025-04-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-04-16 · Other · Disposed 50,090,648 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share, owned by the Reporting Persons was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon.

F2: Consists of 16,333,202 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 8,202,937 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 360,326 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 8,079,625 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 7,145,402 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 79,071 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 70,261 shares held directly by Thoma Bravo Executive Fund XII-a, L.P. ("TB Exec Fund XII-A"), 6,610,607 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 3,209,217 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F3: The number of securities disposed has been adjusted to reflect the 1-for-2 reverse stock split effected by the Issuer on July 30, 2021.

F4: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate managing member of each of TB Partners XI and TB Partners XII. By virtue of the relationships described in this footnote, TB UGP may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A.

F5: (Continued from footnote 4) Each of TB Partners XI, TB Partners XII and TB UGP disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share, owned by the Reporting Persons was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon.

F2: Consists of 16,333,202 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 8,202,937 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 360,326 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 8,079,625 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 7,145,402 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 79,071 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 70,261 shares held directly by Thoma Bravo Executive Fund XII-a, L.P. ("TB Exec Fund XII-A"), 6,610,607 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 3,209,217 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F3: The number of securities disposed has been adjusted to reflect the 1-for-2 reverse stock split effected by the Issuer on July 30, 2021.

F4: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate managing member of each of TB Partners XI and TB Partners XII. By virtue of the relationships described in this footnote, TB UGP may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A.

F5: (Continued from footnote 4) Each of TB Partners XI, TB Partners XII and TB UGP disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 16, 2025 Filed Apr 17, 2025 17:23 UTC SolarWinds Corp SWI · Entity 80691 OtherCommon Stock 50,090,648 $18.50 $926,676,988.00
Disclosure

SEC source: 0000950170-25-055580 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

THOMA BRAVO PARTNERS XII, L.P. · CIK 0001756435 · 10% owner

THOMA BRAVO FUND XII, L.P. · CIK 0001666742 · 10% owner

THOMA BRAVO FUND XII-A, L.P. · CIK 0001666747 · 10% owner

THOMA BRAVO EXECUTIVE FUND XII, L.P. · CIK 0001666745 · 10% owner

Thoma Bravo Executive Fund XII-a, L.P. · CIK 0001680073 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share, owned by the Reporting Persons was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon.

F2 · shares: Consists of 16,333,202 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 8,202,937 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 360,326 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 8,079,625 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 7,145,402 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 79,071 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 70,261 shares held directly by Thoma Bravo Executive Fund XII-a, L.P. ("TB Exec Fund XII-A"), 6,610,607 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 3,209,217 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F3 · shares: The number of securities disposed has been adjusted to reflect the 1-for-2 reverse stock split effected by the Issuer on July 30, 2021.

F4 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate managing member of each of TB Partners XI and TB Partners XII. By virtue of the relationships described in this footnote, TB UGP may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A.

F5 · ownership.nature: (Continued from footnote 4) Each of TB Partners XI, TB Partners XII and TB UGP disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 21:16 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 2,500,000 $21.91 $54,768,750.00
Disclosure

SEC source: 0000950170-25-023187 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO CO-INVEST OPPORTUNITIES XV-3, L.P. · CIK 0001927538 · 10% owner

PROJECT QUAIL OPPORTUNITIES, L.P. · CIK 0001941105 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 479,842,514

F1 · shares: Consists of (i) 2,771 shares of held directly by Thoma Bravo Executive Fund XIII, L.P. ("TB Exec Fund XIII"), (ii) 146,200 shares held directly by Thoma Bravo Fund XIII, L.P. ("TB Fund XIII"), (iii) 166,221 shares held directly by Thoma Bravo Fund XIII-A, L.P. ("TB Fund XIII-A"), (iv) 4,637 shares held directly by Thoma Bravo Executive Fund XV, L.P. ("TB Exec Fund XV"), (v) 481,016 shares held directly by Thoma Bravo Fund XV, L.P. ("TB Fund XV"), (vi) 846,388 shares held directly by Thoma Bravo Fund XV-A, L.P. ("TB Fund XV-A"), (vii) 179 shares held directly by Thoma Bravo Employee Fund, L.P. ("TB Employee Fund"),

F2 · shares: (continued from footnote 1) (viii) 792,390 shares held directly by Project Hotel California Co-Invest Fund, L.P. ("TB Co-Invest Fund"), (ix) 10,959 shares held directly by Thoma Bravo Co-Invest Opportunities XV-1, L.P. ("TB Co-Invest XV-1 Fund"), (x) 5,820 shares held directly by Thoma Bravo Co-Invest Opportunities XV-3, L.P. ("TB Co-Invest XV-3 Fund"), and (xi) 43,419 shares held directly by Project Quail Opportunities, L.P. ("TB Quail Fund" and, together with TB Exec Fund XIII, TB Fund XIII, TB Fund XIII-A, TB Exec Fund XV, TB Fund XV, TB Fund XV-A, TB Employee Fund, TB Co-Invest Fund, TB Co-Invest XV-1 Fund and TB Co-Invest XV-3 Fund, the "Thoma Bravo Funds").

F3 · price: Represents the initial public offering price to the public of $23.00 per share, less the underwriters' discounts and commissions of $1.0925 per share.

F4 · balance_after: Consists of (i) 531,953 shares held directly by TB Exec Fund XIII, (ii) 28,061,154 shares held directly by TB Fund XIII, (iii) 31,904,250 shares held directly by TB Fund XIII-A, (iv) 889,980 shares held directly by TB Exec Fund XV, (v) 92,324,736 shares held directly by TB Fund XV, (vi) 162,453,149 shares held directly by TB Fund XV-A, (vii) 34,286 shares held directly by TB Employee Fund, (viii) 152,088,871 shares held directly by TB Co-Invest Fund, (ix) 2,103,391 shares held directly by TB Co-Invest XV-1 Fund, (x) 1,117,008 shares held directly by TB Co-Invest XV-3 Fund, and (xi) 8,333,736 shares held directly by TB Quail Fund.

F5 · ownership.nature: Thoma Bravo UGP, LLC ("Thoma Bravo UGP") is the ultimate general partner of the Thoma Bravo Funds and may be deemed to beneficially own the shares directly held by the Thoma Bravo Funds. Thoma Bravo UGP disclaims beneficial ownership of the shares directly held by the Thoma Bravo Funds except to the extent of its pecuniary interest therein.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 21:15 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 2,500,000 $21.91 $54,768,750.00
Disclosure

SEC source: 0000950170-25-023181 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO EXECUTIVE FUND XIII, L.P. · CIK 0001759152 · 10% owner

THOMA BRAVO FUND XIII, L.P. · CIK 0001744119 · 10% owner

THOMA BRAVO FUND XIII-A, L.P. · CIK 0001744118 · 10% owner

THOMA BRAVO EXECUTIVE FUND XV, L.P. · CIK 0001927093 · 10% owner

THOMA BRAVO FUND XV, L.P. · CIK 0001890425 · 10% owner

THOMA BRAVO FUND XV-A, L.P. · CIK 0001890652 · 10% owner

THOMA BRAVO EMPLOYEE FUND, L.P. · CIK 0001947288 · 10% owner

PROJECT HOTEL CALIFORNIA CO-INVEST FUND, L.P. · CIK 0001935089 · 10% owner

THOMA BRAVO CO-INVEST OPPORTUNITIES XV-1, L.P. · CIK 0001918387 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 479,842,514

F1 · shares: Consists of (i) 2,771 shares of held directly by Thoma Bravo Executive Fund XIII, L.P. ("TB Exec Fund XIII"), (ii) 146,200 shares held directly by Thoma Bravo Fund XIII, L.P. ("TB Fund XIII"), (iii) 166,221 shares held directly by Thoma Bravo Fund XIII-A, L.P. ("TB Fund XIII-A"), (iv) 4,637 shares held directly by Thoma Bravo Executive Fund XV, L.P. ("TB Exec Fund XV"), (v) 481,016 shares held directly by Thoma Bravo Fund XV, L.P. ("TB Fund XV"), (vi) 846,388 shares held directly by Thoma Bravo Fund XV-A, L.P. ("TB Fund XV-A"), (vii) 179 shares held directly by Thoma Bravo Employee Fund, L.P. ("TB Employee Fund"),

F2 · shares: (continued from footnote 1) (viii) 792,390 shares held directly by Project Hotel California Co-Invest Fund, L.P. ("TB Co-Invest Fund"), (ix) 10,959 shares held directly by Thoma Bravo Co-Invest Opportunities XV-1, L.P. ("TB Co-Invest XV-1 Fund"), (x) 5,820 shares held directly by Thoma Bravo Co-Invest Opportunities XV-3, L.P. ("TB Co-Invest XV-3 Fund"), and (xi) 43,419 shares held directly by Project Quail Opportunities, L.P. ("TB Quail Fund" and, together with TB Exec Fund XIII, TB Fund XIII, TB Fund XIII-A, TB Exec Fund XV, TB Fund XV, TB Fund XV-A, TB Employee Fund, TB Co-Invest Fund, TB Co-Invest XV-1 Fund and TB Co-Invest XV-3 Fund, the "Thoma Bravo Funds").

F3 · price: Represents the initial public offering price to the public of $23.00 per share, less the underwriters' discounts and commissions of $1.0925 per share.

F4 · balance_after: Consists of (i) 531,953 shares held directly by TB Exec Fund XIII, (ii) 28,061,154 shares held directly by TB Fund XIII, (iii) 31,904,250 shares held directly by TB Fund XIII-A, (iv) 889,980 shares held directly by TB Exec Fund XV, (v) 92,324,736 shares held directly by TB Fund XV, (vi) 162,453,149 shares held directly by TB Fund XV-A, (vii) 34,286 shares held directly by TB Employee Fund, (viii) 152,088,871 shares held directly by TB Co-Invest Fund, (ix) 2,103,391 shares held directly by TB Co-Invest XV-1 Fund, (x) 1,117,008 shares held directly by TB Co-Invest XV-3 Fund, and (xi) 8,333,736 shares held directly by TB Quail Fund.

F5 · ownership.nature: Thoma Bravo UGP, LLC ("Thoma Bravo UGP") is the ultimate general partner of the Thoma Bravo Funds and may be deemed to beneficially own the shares directly held by the Thoma Bravo Funds. Thoma Bravo UGP disclaims beneficial ownership of the shares directly held by the Thoma Bravo Funds except to the extent of its pecuniary interest therein.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 17:58 UTC INSTRUCTURE HOLDINGS, INC. INST · Entity 86088 Disposition to issuerCommon Stock, $0.01 par value per share 122,065,804 $23.60 $2,880,752,974.40
Disclosure

SEC source: 0000950170-24-127272 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS XIII, L.P. · CIK 0001874229 · 10% owner

THOMA BRAVO FUND XIII, L.P. · CIK 0001744119 · 10% owner

THOMA BRAVO FUND XIII-A, L.P. · CIK 0001744118 · 10% owner

THOMA BRAVO EXECUTIVE FUND XIII, L.P. · CIK 0001759152 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated July 25, 2024, by and among the Issuer, Icon Acquisition Sub Inc. ("Merger Sub") and Icon Parent Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), owned by the Reporting Persons was cancelled and converted into the right to receive $23.60 per share in cash without interest thereon.

F2 · shares: Includes 1,073,324 shares held directly by Thoma Bravo Executive Fund XIII, L.P. ("TB Exec Fund"), 56,619,128 shares held directly by Thoma Bravo Fund XIII, L.P. ("TB Fund XIII") and 64,373,352 shares held directly by Thoma Bravo Fund XIII-A, L.P. ("TB Fund XIII-A") disposed of in connection with the Merger.

F1 · acquired: Pursuant to the Agreement and Plan of Merger, dated July 25, 2024, by and among the Issuer, Icon Acquisition Sub Inc. ("Merger Sub") and Icon Parent Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), owned by the Reporting Persons was cancelled and converted into the right to receive $23.60 per share in cash without interest thereon.

F3 · ownership.nature: Thoma Bravo Partners XIII, L.P. ("TB Partners XIII") is the general partner of each of TB Exec Fund, TB Fund XIII and TB Fund XIII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of TB Partners XIII. By virtue of the relationships described in this footnote, TB UGP and TB Partners XIII may be deemed to exercise voting and dispositive power with respect to the shares held directly by TB Exec Fund, TB Fund XIII and TB Fund XIII-A. Each of TB UGP and TB Partners XIII disclaims beneficial ownership of the shares owned by TB Exec Fund, TB Fund XIII, and TB Fund XIII-A except to the extent of its pecuniary interest therein.

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October 18, 2024 Filed Oct 18, 2024 16:21 UTC MeridianLink, Inc. MLNK · Entity 73961 SaleCommon Stock, par value $0.001 per share 650,000 $21.05 $13,682,500.00
Disclosure

SEC source: 0000950170-24-115614 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO DISCOVER FUND, L.P. · CIK 0001658628 · 10% owner

THOMA BRAVO DISCOVER FUND A, L.P. · CIK 0001658627 · 10% owner

THOMA BRAVO DISCOVER FUND II, L.P. · CIK 0001717782 · 10% owner

THOMA BRAVO DISCOVER FUND II-A, L.P. · CIK 0001717783 · 10% owner

THOMA BRAVO DISCOVER EXECUTIVE FUND II, L.P. · CIK 0001730595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 28,932,388

F1 · balance_after: Consists of 12,005,495 shares held directly by Thoma Bravo Discover Fund, L.P. ("TB Discover"), 2,460,699 shares held directly by Thoma Bravo Discover Fund A, L.P. ("TB Discover A"), 10,000,539 shares held directly by Thoma Bravo Discover Fund II, L.P. ("TB Discover II"), 4,245,061 shares held directly by Thoma Bravo Discover Fund II-A, L.P. ("TB Discover II-A") and 220,594 shares held directly by Thoma Bravo Discover Executive Fund II, L.P. ("TB Discover Exec II").

F2 · ownership.direct: Thoma Bravo Discover Partners, L.P. ("TB Discover Partners") is the general partner of each of TB Discover and TB Discover A. Thoma Bravo Discover Partners II, L.P. ("TB Discover Partners II") is the general partner of each of TB Discover II, TB Discover II-A and TB Discover Exec II. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of each of TB Discover Partners and TB Discover Partners II. By virtue of the relationships described in this footnote, TB UGP, may be deemed to exercise voting and dispositive power with respect to the shares held directly by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II. TB UGP disclaims beneficial ownership of the shares owned by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II except to the extent of its pecuniary interest therein, if any.

F2 · ownership.nature: Thoma Bravo Discover Partners, L.P. ("TB Discover Partners") is the general partner of each of TB Discover and TB Discover A. Thoma Bravo Discover Partners II, L.P. ("TB Discover Partners II") is the general partner of each of TB Discover II, TB Discover II-A and TB Discover Exec II. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of each of TB Discover Partners and TB Discover Partners II. By virtue of the relationships described in this footnote, TB UGP, may be deemed to exercise voting and dispositive power with respect to the shares held directly by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II. TB UGP disclaims beneficial ownership of the shares owned by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II except to the extent of its pecuniary interest therein, if any.

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September 30, 2024 Filed Sep 30, 2024 16:05 UTC MeridianLink, Inc. MLNK · Entity 73961 SaleCommon Stock, par value $0.001 per share 6,000,000 $21.05 $126,300,000.00
Disclosure

SEC source: 0000950170-24-110363 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO DISCOVER FUND, L.P. · CIK 0001658628 · 10% owner

THOMA BRAVO DISCOVER FUND A, L.P. · CIK 0001658627 · 10% owner

THOMA BRAVO DISCOVER FUND II, L.P. · CIK 0001717782 · 10% owner

THOMA BRAVO DISCOVER FUND II-A, L.P. · CIK 0001717783 · 10% owner

THOMA BRAVO DISCOVER EXECUTIVE FUND II, L.P. · CIK 0001730595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 29,582,388

F1 · balance_after: Consists of 12,275,213 shares held directly by Thoma Bravo Discover Fund, L.P. ("TB Discover"), 2,515,981 shares held directly by Thoma Bravo Discover Fund A, L.P. ("TB Discover A"), 10,225,213 shares held directly by Thoma Bravo Discover Fund II, L.P. ("TB Discover II"), 4,340,431 shares held directly by Thoma Bravo Discover Fund II-A, L.P. ("TB Discover II-A") and 225,550 shares held directly by Thoma Bravo Discover Executive Fund II, L.P. ("TB Discover Exec II").

F2 · ownership.direct: Thoma Bravo Discover Partners, L.P. ("TB Discover Partners") is the general partner of each of TB Discover and TB Discover A. Thoma Bravo Discover Partners II, L.P. ("TB Discover Partners II") is the general partner of each of TB Discover II, TB Discover II-A and TB Discover Exec II. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of each of TB Discover Partners and TB Discover Partners II. By virtue of the relationships described in this footnote, TB UGP, may be deemed to exercise voting and dispositive power with respect to the shares held directly by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II. TB UGP disclaims beneficial ownership of the shares owned by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II except to the extent of its pecuniary interest therein, if any.

F2 · ownership.nature: Thoma Bravo Discover Partners, L.P. ("TB Discover Partners") is the general partner of each of TB Discover and TB Discover A. Thoma Bravo Discover Partners II, L.P. ("TB Discover Partners II") is the general partner of each of TB Discover II, TB Discover II-A and TB Discover Exec II. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of each of TB Discover Partners and TB Discover Partners II. By virtue of the relationships described in this footnote, TB UGP, may be deemed to exercise voting and dispositive power with respect to the shares held directly by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II. TB UGP disclaims beneficial ownership of the shares owned by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II except to the extent of its pecuniary interest therein, if any.

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July 29, 2024 Filed Jul 30, 2024 21:51 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 42,804,207 $64.58 $2,764,295,688.06
Disclosure

SEC source: 0000950170-24-088078 · ownership.xml · nonDerivative · entry 1

Argus Seller, LP · CIK 0001993263 · 10% owner

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,804,207

F1 · shares: On July 29, 2024, the Reporting Persons sold an aggregate of 42,804,207 shares of the Issuer's Common Stock, par value $0.01 per share, in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-3 (File No. 333-279011).

F2 · balance_after: Consists of 42,804,207 shares held directly by Argus Seller, LP ("Argus Seller").

F3 · ownership.direct: Thoma Bravo UGP, LLC ("Thoma Bravo UGP") is the ultimate general partner of certain investment funds affiliated with Thoma Bravo UGP (the "Thoma Bravo Funds"), and the Thoma Bravo Funds and certain unaffiliated investors are limited partners of Argus Seller. By virtue of the relationships described in this footnote, Thoma Bravo UGP may be deemed to beneficially own shares of Common Stock directly owned by Argus Seller. The Thoma Bravo Funds and Thoma Bravo UGP disclaim beneficial ownership of the shares of Common Stock directly owned by Argus Seller except to the extent of their pecuniary interest therein.

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February 14, 2024 Filed Feb 14, 2024 16:05 UTC Dynatrace, Inc. DT · Entity 697 OtherCommon Stock 2,847,726 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-015202 · ownership.xml · nonDerivative · entry 2

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 16,114,344

F4 · kind: Represents a distribution of (i) 175,612 shares held directly by TB SOF AIV, 24,437 shares held directly by TB SOF, 351,970 shares held directly by TB Fund X and 58,947 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 27,878 shares held directly by TB Exec Fund, 1,607,653 shares held directly by TB Fund XI, and 601,229 shares held directly by TB Fund XI-A, in each case to TB Partners XI.

F4 · price: Represents a distribution of (i) 175,612 shares held directly by TB SOF AIV, 24,437 shares held directly by TB SOF, 351,970 shares held directly by TB Fund X and 58,947 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 27,878 shares held directly by TB Exec Fund, 1,607,653 shares held directly by TB Fund XI, and 601,229 shares held directly by TB Fund XI-A, in each case to TB Partners XI.

F2 · balance_after: After giving effect to the distribution reported on this statement, consists of 839,999 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 183,745 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 3,956,572 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,987,086 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 87,284 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 72,073 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 530,982 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 1,798,578 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 6,658,025 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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February 12, 2024 Filed Feb 14, 2024 16:05 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 14,242,929 $52.60 $749,178,065.40
Disclosure

SEC source: 0000950170-24-015202 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 16,114,344

F1 · shares: On February 12, 2024, the Reporting Persons sold an aggregate of 14,242,929 shares of the Issuer's Common Stock, par value $0.001 per share, pursuant to Rule 144 under the Securities Act of 1933, as amended.

F2 · balance_after: After giving effect to the distribution reported on this statement, consists of 839,999 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 183,745 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 3,956,572 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,987,086 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 87,284 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 72,073 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 530,982 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 1,798,578 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 6,658,025 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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February 09, 2024 Filed Feb 9, 2024 16:05 UTC MeridianLink, Inc. MLNK · Entity 73961 SaleCommon Stock, par value $0.001 per share 4,880,858 $18.29 $89,258,690.68
Disclosure

SEC source: 0000950170-24-013251 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO DISCOVER FUND, L.P. · CIK 0001658628 · 10% owner

THOMA BRAVO DISCOVER FUND A, L.P. · CIK 0001658627 · 10% owner

THOMA BRAVO DISCOVER FUND II, L.P. · CIK 0001717782 · 10% owner

THOMA BRAVO DISCOVER FUND II-A, L.P. · CIK 0001717783 · 10% owner

THOMA BRAVO DISCOVER EXECUTIVE FUND II, L.P. · CIK 0001730595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 35,582,388

F1 · balance_after: Consists of 14,764,913 shares held directly by Thoma Bravo Discover Fund, L.P. ("TB Discover"), 3,026,281 shares held directly by Thoma Bravo Discover Fund A, L.P. ("TB Discover A"), 12,299,125 shares held directly by Thoma Bravo Discover Fund II, L.P. ("TB Discover II"), 5,220,772 shares held directly by Thoma Bravo Discover Fund II-A, L.P. ("TB Discover II-A") and 271,297 shares held directly by Thoma Bravo Discover Executive Fund II, L.P. ("TB Discover Exec II").

F2 · ownership.direct: Thoma Bravo Discover Partners, L.P. ("TB Discover Partners") is the general partner of each of TB Discover and TB Discover A. Thoma Bravo Discover Partners II, L.P. ("TB Discover Partners II") is the general partner of each of TB Discover II, TB Discover II-A and TB Discover Exec II. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of each of TB Discover Partners and TB Discover Partners II. By virtue of the relationships described in this footnote, TB UGP, may be deemed to exercise voting and dispositive power with respect to the shares held directly by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II. TB UGP disclaims beneficial ownership of the shares owned by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II except to the extent of its pecuniary interest therein, if any.

F2 · ownership.nature: Thoma Bravo Discover Partners, L.P. ("TB Discover Partners") is the general partner of each of TB Discover and TB Discover A. Thoma Bravo Discover Partners II, L.P. ("TB Discover Partners II") is the general partner of each of TB Discover II, TB Discover II-A and TB Discover Exec II. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of each of TB Discover Partners and TB Discover Partners II. By virtue of the relationships described in this footnote, TB UGP, may be deemed to exercise voting and dispositive power with respect to the shares held directly by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II. TB UGP disclaims beneficial ownership of the shares owned by TB Discover, TB Discover A, TB Discover II, TB Discover II-A and TB Discover Exec II except to the extent of its pecuniary interest therein, if any.

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December 01, 2023 Filed Dec 4, 2023 16:05 UTC Dynatrace, Inc. DT · Entity 697 OtherCommon Stock 3,032,740 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-067742 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 30,357,273

F1 · kind: Represents a distribution of (i) 187,917 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 26,159 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 364,529 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X") and 63,461 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), in each case to Thoma Bravo Partners X, L.P. ("TB Partners X"), and (ii) 30,172 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 1,706,709 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), and 653,793 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), in each case to Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F1 · price: Represents a distribution of (i) 187,917 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 26,159 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 364,529 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X") and 63,461 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), in each case to Thoma Bravo Partners X, L.P. ("TB Partners X"), and (ii) 30,172 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 1,706,709 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), and 653,793 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), in each case to Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F2 · balance_after: After giving effect to the distribution reported on this statement, consists of 2,714,720 shares held directly by TB Fund X, 593,825 shares held directly by TB Fund X-A, 12,786,903 shares held directly by TB Fund XI, 6,421,895 shares held directly by TB Fund XI-A, 282,090 shares held directly by TB Exec Fund, 232,926 shares held directly by TB SOF, 1,716,037 shares held directly by TB SOF AIV, 1,187,612 shares held directly by TB Partners X, and 4,421,265 shares held directly by TB Partners XI.

F3 · balance_after: The shares of Common Stock held by the Reporting Persons are subject to customary lock-up restrictions until 90 days from November 15, 2023.

F4 · ownership.direct: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F4 · ownership.nature: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 16:05 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 1,500,000 $50.00 $75,000,000.00
Disclosure

SEC source: 0000950170-23-065478 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 30,357,273

F1 · balance_after: Consists of 3,079,249 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 657,286 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 14,493,612 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 7,075,688 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 312,262 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 259,085 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 1,903,954 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 545,546 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 2,030,591 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F2 · ownership.direct: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F2 · ownership.nature: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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November 15, 2023 Filed Nov 17, 2023 16:05 UTC Dynatrace, Inc. DT · Entity 697 OtherCommon Stock 2,576,137 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-064799 · ownership.xml · nonDerivative · entry 2

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 31,857,273

F3 · kind: Represents a distribution of (i) 159,600 shares held directly by TB SOF AIV, 22,217 shares held directly by TB SOF, 309,847 shares held directly by TB Fund X and 53,882 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 25,609 shares held directly by TB Exec Fund, 1,450,201 shares held directly by TB Fund XI, and 554,781 shares held directly by TB Fund XI-A, in each case to TB Partners XI.

F3 · price: Represents a distribution of (i) 159,600 shares held directly by TB SOF AIV, 22,217 shares held directly by TB SOF, 309,847 shares held directly by TB Fund X and 53,882 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 25,609 shares held directly by TB Exec Fund, 1,450,201 shares held directly by TB Fund XI, and 554,781 shares held directly by TB Fund XI-A, in each case to TB Partners XI.

F1 · balance_after: After giving effect to the distribution reported on this statement, consists of 3,239,632 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 694,491 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 15,250,396 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 7,482,290 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 329,933 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 273,513 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 2,010,881 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 545,546 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 2,030,591 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F2 · ownership.direct: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F2 · ownership.nature: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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November 15, 2023 Filed Nov 17, 2023 16:05 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 10,000,000 $50.00 $500,000,000.00
Disclosure

SEC source: 0000950170-23-064799 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 31,857,273

F1 · balance_after: After giving effect to the distribution reported on this statement, consists of 3,239,632 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 694,491 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 15,250,396 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 7,482,290 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 329,933 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 273,513 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 2,010,881 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 545,546 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 2,030,591 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI").

F2 · ownership.direct: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F2 · ownership.nature: TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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November 06, 2023 Filed Nov 8, 2023 16:49 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 9,811,097 $46.40 $455,234,900.80
Disclosure

SEC source: 0000950170-23-061222 · ownership.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 41,857,273

F1 · shares: On November 6, 2023, the Reporting Persons sold an aggregate of 9,811,097 shares of the Issuer's Common Stock, par value $0.001 per share, pursuant to Rule 144 under the Securities Act of 1933, as amended.

F2 · balance_after: Consists of 4,618,702 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 996,411 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 21,745,822 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 10,747,741 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 473,349 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 391,920 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 2,883,328 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F3 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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June 06, 2023 Filed Jun 7, 2023 16:35 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 17,856,400 $51.85 $925,854,340.00
Disclosure

SEC source: 0000899243-23-014719 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 51,668,370

F1 · shares: On June 6, 2023, the Reporting Persons sold an aggregate of 17,856,400 shares of the Issuer's Common Stock, par value $0.001 per share, pursuant to Rule 144 under the Securities Act of 1933, as amended.

F2 · balance_after: Consists of 5,667,645 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 1,239,754 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 26,695,807 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 13,407,291 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 588,934 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 486,288 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 3,582,651 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F3 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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February 10, 2023 Filed Feb 10, 2023 17:11 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 14,773,500 $45.15 $667,023,525.00
Disclosure

SEC source: 0000899243-23-004602 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 69,524,770

F1 · balance_after: Consists of 7,626,363 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 1,668,208 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 35,921,780 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 18,040,802 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 792,468 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 654,347 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 4,820,802 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F2 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F2 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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March 01, 2022 Filed Mar 4, 2022 11:55 UTC McAfee Corp. MCFE · Entity 11636 ConversionClass A Unit and Class B Common Stock · Derivative 24,075,115 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-009345 · doc4.xml · derivative · entry 3

THOMA BRAVO UGP, LLC · CIK 0001813487 · Former 10% Owner

THOMA BRAVO PARTNERS XII AIV, L.P. · CIK 0001828302 · Former 10% Owner

THOMA BRAVO FUND XII-A, L.P. · CIK 0001666747 · Former 10% Owner

THOMA BRAVO FUND XII AIV, L.P. · CIK 0001828303 · Former 10% Owner

THOMA BRAVO EXECUTIVE FUND XII AIV, L.P. · CIK 0001828305 · Former 10% Owner

THOMA BRAVO EXECUTIVE FUND XII-a AIV, L.P. · CIK 0001828304 · Former 10% Owner

THOMA BRAVO PARTNERS XII, L.P. · CIK 0001756435 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 0

Underlying: Class A Common Stock · 24,075,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Foundation Technology Worldwide LLC, as amended, each of Thoma Bravo Partners XII AIV, L.P. ("TB Partners XII AIV"), Thoma Bravo Fund XII AIV, L.P. ("TB Fund XII AIV"), Thoma Bravo Executive Fund XII AIV, L.P. ("TB Exec Fund XII AIV") and Thoma Bravo Executive Fund XII-a AIV, L.P. ("TB Exec Fund XII-a AIV") had the right to exchange all or a portion of its Class A units (the "Common Units") of Foundation Technology Worldwide LLC (together with an equal number of shares of Class B common stock (the "Class B Shares") of the Issuer) for Class A Shares on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F3 · derivative.exercise_price: Immediately prior to the Effective Time on March 1, 2022, pursuant to the terms of the Merger Agreement, TB Partners XII AIV, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV exchanged all of their Common Units (together with an equal number of Class B Shares) for Class A Shares on a one-for-one basis.

F2 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Foundation Technology Worldwide LLC, as amended, each of Thoma Bravo Partners XII AIV, L.P. ("TB Partners XII AIV"), Thoma Bravo Fund XII AIV, L.P. ("TB Fund XII AIV"), Thoma Bravo Executive Fund XII AIV, L.P. ("TB Exec Fund XII AIV") and Thoma Bravo Executive Fund XII-a AIV, L.P. ("TB Exec Fund XII-a AIV") had the right to exchange all or a portion of its Class A units (the "Common Units") of Foundation Technology Worldwide LLC (together with an equal number of shares of Class B common stock (the "Class B Shares") of the Issuer) for Class A Shares on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F3 · price: Immediately prior to the Effective Time on March 1, 2022, pursuant to the terms of the Merger Agreement, TB Partners XII AIV, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV exchanged all of their Common Units (together with an equal number of Class B Shares) for Class A Shares on a one-for-one basis.

F2 · derivative.exercise_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Foundation Technology Worldwide LLC, as amended, each of Thoma Bravo Partners XII AIV, L.P. ("TB Partners XII AIV"), Thoma Bravo Fund XII AIV, L.P. ("TB Fund XII AIV"), Thoma Bravo Executive Fund XII AIV, L.P. ("TB Exec Fund XII AIV") and Thoma Bravo Executive Fund XII-a AIV, L.P. ("TB Exec Fund XII-a AIV") had the right to exchange all or a portion of its Class A units (the "Common Units") of Foundation Technology Worldwide LLC (together with an equal number of shares of Class B common stock (the "Class B Shares") of the Issuer) for Class A Shares on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F3 · derivative.exercise_date: Immediately prior to the Effective Time on March 1, 2022, pursuant to the terms of the Merger Agreement, TB Partners XII AIV, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV exchanged all of their Common Units (together with an equal number of Class B Shares) for Class A Shares on a one-for-one basis.

F2 · derivative.expiration_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Foundation Technology Worldwide LLC, as amended, each of Thoma Bravo Partners XII AIV, L.P. ("TB Partners XII AIV"), Thoma Bravo Fund XII AIV, L.P. ("TB Fund XII AIV"), Thoma Bravo Executive Fund XII AIV, L.P. ("TB Exec Fund XII AIV") and Thoma Bravo Executive Fund XII-a AIV, L.P. ("TB Exec Fund XII-a AIV") had the right to exchange all or a portion of its Class A units (the "Common Units") of Foundation Technology Worldwide LLC (together with an equal number of shares of Class B common stock (the "Class B Shares") of the Issuer) for Class A Shares on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F3 · derivative.expiration_date: Immediately prior to the Effective Time on March 1, 2022, pursuant to the terms of the Merger Agreement, TB Partners XII AIV, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV exchanged all of their Common Units (together with an equal number of Class B Shares) for Class A Shares on a one-for-one basis.

F5 · ownership.nature: TB Partners XII AIV is the general partner of each of TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV, and Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of TB Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of TB Partners XII AIV and TB Partners XII. Because of the relationships described in this footnote, TB UGP may be deemed to have exercised voting and dispositive power with respect to the securities reported herein formerly held by the TB Funds. Each TB Fund, TB Partners XII and TB UGP disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any.

F6 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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March 01, 2022 Filed Mar 4, 2022 11:55 UTC McAfee Corp. MCFE · Entity 11636 OtherClass A Common Stock 40,686,250 $26.00 $1,057,842,500.00
Disclosure

SEC source: 0000899243-22-009345 · doc4.xml · nonDerivative · entry 2

THOMA BRAVO UGP, LLC · CIK 0001813487 · Former 10% Owner

THOMA BRAVO PARTNERS XII AIV, L.P. · CIK 0001828302 · Former 10% Owner

THOMA BRAVO FUND XII-A, L.P. · CIK 0001666747 · Former 10% Owner

THOMA BRAVO FUND XII AIV, L.P. · CIK 0001828303 · Former 10% Owner

THOMA BRAVO EXECUTIVE FUND XII AIV, L.P. · CIK 0001828305 · Former 10% Owner

THOMA BRAVO EXECUTIVE FUND XII-a AIV, L.P. · CIK 0001828304 · Former 10% Owner

THOMA BRAVO PARTNERS XII, L.P. · CIK 0001756435 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 0

F4 · shares: Consists of Class A Shares that were directly held by TB Partners XII AIV, Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV (collectively, the "TB Funds").

F1 · price: The securities reported herein were disposed of pursuant to the Agreement and Plan of Merger, dated as of November 5, 2021 (the "Merger Agreement"), by and among McAfee Corp. (the "Issuer"), Condor BidCo, Inc. ("Parent"), and Condor Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Subsidiary"), whereby the Merger Subsidiary merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time") on March 1, 2022, each share of Class A common stock (a "Class A Share") of the Issuer outstanding immediately prior to the Effective Time was automatically converted into the right to receive $26.00 in cash, subject to applicable withholding taxes.

F5 · ownership.nature: TB Partners XII AIV is the general partner of each of TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV, and Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of TB Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of TB Partners XII AIV and TB Partners XII. Because of the relationships described in this footnote, TB UGP may be deemed to have exercised voting and dispositive power with respect to the securities reported herein formerly held by the TB Funds. Each TB Fund, TB Partners XII and TB UGP disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any.

F6 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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March 01, 2022 Filed Mar 4, 2022 11:55 UTC McAfee Corp. MCFE · Entity 11636 ConversionClass A Common Stock 24,075,115 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-009345 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · Former 10% Owner

THOMA BRAVO PARTNERS XII AIV, L.P. · CIK 0001828302 · Former 10% Owner

THOMA BRAVO FUND XII-A, L.P. · CIK 0001666747 · Former 10% Owner

THOMA BRAVO FUND XII AIV, L.P. · CIK 0001828303 · Former 10% Owner

THOMA BRAVO EXECUTIVE FUND XII AIV, L.P. · CIK 0001828305 · Former 10% Owner

THOMA BRAVO EXECUTIVE FUND XII-a AIV, L.P. · CIK 0001828304 · Former 10% Owner

THOMA BRAVO PARTNERS XII, L.P. · CIK 0001756435 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 40,686,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Foundation Technology Worldwide LLC, as amended, each of Thoma Bravo Partners XII AIV, L.P. ("TB Partners XII AIV"), Thoma Bravo Fund XII AIV, L.P. ("TB Fund XII AIV"), Thoma Bravo Executive Fund XII AIV, L.P. ("TB Exec Fund XII AIV") and Thoma Bravo Executive Fund XII-a AIV, L.P. ("TB Exec Fund XII-a AIV") had the right to exchange all or a portion of its Class A units (the "Common Units") of Foundation Technology Worldwide LLC (together with an equal number of shares of Class B common stock (the "Class B Shares") of the Issuer) for Class A Shares on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F3 · shares: Immediately prior to the Effective Time on March 1, 2022, pursuant to the terms of the Merger Agreement, TB Partners XII AIV, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV exchanged all of their Common Units (together with an equal number of Class B Shares) for Class A Shares on a one-for-one basis.

F2 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Foundation Technology Worldwide LLC, as amended, each of Thoma Bravo Partners XII AIV, L.P. ("TB Partners XII AIV"), Thoma Bravo Fund XII AIV, L.P. ("TB Fund XII AIV"), Thoma Bravo Executive Fund XII AIV, L.P. ("TB Exec Fund XII AIV") and Thoma Bravo Executive Fund XII-a AIV, L.P. ("TB Exec Fund XII-a AIV") had the right to exchange all or a portion of its Class A units (the "Common Units") of Foundation Technology Worldwide LLC (together with an equal number of shares of Class B common stock (the "Class B Shares") of the Issuer) for Class A Shares on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F3 · price: Immediately prior to the Effective Time on March 1, 2022, pursuant to the terms of the Merger Agreement, TB Partners XII AIV, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV exchanged all of their Common Units (together with an equal number of Class B Shares) for Class A Shares on a one-for-one basis.

F5 · ownership.nature: TB Partners XII AIV is the general partner of each of TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV, and Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of TB Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of TB Partners XII AIV and TB Partners XII. Because of the relationships described in this footnote, TB UGP may be deemed to have exercised voting and dispositive power with respect to the securities reported herein formerly held by the TB Funds. Each TB Fund, TB Partners XII and TB UGP disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any.

F6 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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December 09, 2020 Filed Dec 11, 2020 16:42 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 10,780,000 $40.15 $432,817,000.00
Disclosure

SEC source: 0000899243-20-033585 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 84,298,270

F1 · balance_after: Consists of 9,246,909 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 2,022,690 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 43,554,893 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 21,874,339 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 960,861 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 793,391 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 5,845,187 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F2 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F2 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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December 07, 2020 Filed Dec 9, 2020 20:13 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 5,839,157 $21.97 $128,286,279.29
Disclosure

SEC source: 0000899243-20-033220 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

THOMA BRAVO PARTNERS XII, L.P. · CIK 0001756435 · 10% owner

THOMA BRAVO FUND XII, L.P. · CIK 0001666742 · 10% owner

THOMA BRAVO FUND XII-A, L.P. · CIK 0001666747 · 10% owner

THOMA BRAVO EXECUTIVE FUND XII, L.P. · CIK 0001666745 · 10% owner

Thoma Bravo Executive Fund XII-a, L.P. · CIK 0001680073 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,181,291

F1 · shares: Consists of 1,903,990 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 956,231 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 42,004 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 941,857 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 832,953 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 9,217 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 8,190 shares held directly by Thoma Bravo Executive Fund XII-A, L.P. ("TB Exec Fund XII-A"), 770,611 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 374,104 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").

F2 · price: On December 7, 2020, each of the foregoing reporting persons entered in a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances.

F3 · balance_after: Consists of 32,666,403 shares held directly by TB Fund XI, 16,405,874 shares held directly by TB Fund XI-A, 720,652 shares held directly by TB Exec Fund XI, 16,159,250 shares held directly by TB Fund XII, 14,290,803 shares held directly by TB Fund XII-A, 158,141 shares held directly by TB Exec Fund XII, 140,521 shares held directly by TB Exec Fund XII-A, 13,221,214 shares held directly by TB SOF II and 6,418,433 shares held directly by TB SOF II-A.

F4 · ownership.nature: Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate managing member of each of TB Partners XI and TB Partners XII. By virtue of the relationships described in this footnote, TB UGP may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A.

F5 · ownership.nature: (Continued from footnote 4) Each of TB Partners XI, TB Partners XII and TB UGP disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.

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October 26, 2020 Filed Oct 28, 2020 16:30 UTC McAfee Corp. MCFE · Entity 11636 OtherClass A Unit and Class B Common Stock · Derivative 470,263 $18.90 $8,887,970.70
Disclosure

SEC source: 0000899243-20-029508 · doc4.xml · derivative · entry 2

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS XII AIV, L.P. · CIK 0001828302 · 10% owner

THOMA BRAVO FUND XII-A, L.P. · CIK 0001666747 · 10% owner

THOMA BRAVO FUND XII AIV, L.P. · CIK 0001828303 · 10% owner

THOMA BRAVO EXECUTIVE FUND XII AIV, L.P. · CIK 0001828305 · 10% owner

THOMA BRAVO EXECUTIVE FUND XII-a AIV, L.P. · CIK 0001828304 · 10% owner

THOMA BRAVO PARTNERS XII, L.P. · CIK 0001756435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 24,264,482

Underlying: Class A Common Stock · 470,263 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Foundation Technology Worldwide LLC, as amended, each of TB Partners XII AIV, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV may exchange all or a portion of its Common Units (together with an equal number of Class B Shares) for Class A Shares on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F4 · kind: On October 26, 2020, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV sold an aggregate of 470,263 Common Units (together with an equal number of Class B Shares) to the Issuer at a price of $18.90 per Common Unit/Class B Share.

F3 · derivative.exercise_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Foundation Technology Worldwide LLC, as amended, each of TB Partners XII AIV, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV may exchange all or a portion of its Common Units (together with an equal number of Class B Shares) for Class A Shares on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F3 · derivative.expiration_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Foundation Technology Worldwide LLC, as amended, each of TB Partners XII AIV, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV may exchange all or a portion of its Common Units (together with an equal number of Class B Shares) for Class A Shares on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F2 · ownership.nature: Consists of 2,364,188 Class A units ("Common Units") of Foundation Technology Worldwide LLC directly held by TB Partners XII AIV, 21,502,869 Common Units directly held by TB Fund XII AIV, 210,435 Common Units directly held by TB Exec Fund XII AIV and 186,990 Common Units directly held by TB Exec Fund XII-a AIV, in each case, together with an equal number of shares of Class B Common Stock ("Class B Shares") of the Issuer.

F3 · ownership.nature: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Foundation Technology Worldwide LLC, as amended, each of TB Partners XII AIV, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV may exchange all or a portion of its Common Units (together with an equal number of Class B Shares) for Class A Shares on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).

F4 · ownership.nature: On October 26, 2020, TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV sold an aggregate of 470,263 Common Units (together with an equal number of Class B Shares) to the Issuer at a price of $18.90 per Common Unit/Class B Share.

F5 · ownership.nature: TB Partners XII AIV is the general partner of each of TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV, and Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of TB Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of TB Partners XII AIV and TB Partners XII. Because of the relationships described in this footnote, TB UGP may be deemed to exercise voting and dispositive power with respect to the securities reported herein held by the TB Funds. Each TB Fund, TB Partners XII and TB UGP disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any.

F6 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

F7 · ownership.nature: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.

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October 26, 2020 Filed Oct 28, 2020 16:30 UTC McAfee Corp. MCFE · Entity 11636 SaleClass A Common Stock 408,340 $18.90 $7,717,626.00
Disclosure

SEC source: 0000899243-20-029508 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS XII AIV, L.P. · CIK 0001828302 · 10% owner

THOMA BRAVO FUND XII-A, L.P. · CIK 0001666747 · 10% owner

THOMA BRAVO FUND XII AIV, L.P. · CIK 0001828303 · 10% owner

THOMA BRAVO EXECUTIVE FUND XII AIV, L.P. · CIK 0001828305 · 10% owner

THOMA BRAVO EXECUTIVE FUND XII-a AIV, L.P. · CIK 0001828304 · 10% owner

THOMA BRAVO PARTNERS XII, L.P. · CIK 0001756435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 18,852,120

F1 · ownership.nature: Consists of 71,344 shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") directly held by Thoma Bravo Partners XII AIV, L.P. ("TB Partners XII AIV"), 17,603,384 Class A Shares directly held Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 1,156,028 Class A Shares directly held by Thoma Bravo Fund XII AIV, L.P. ("TB Fund XII AIV"), 11,312 Class A Shares directly held by Thoma Bravo Executive Fund XII AIV, L.P. ("TB Exec Fund XII AIV") and 10,052 Class A Shares directly held by Thoma Bravo Executive Fund XII-a AIV, L.P. ("TB Exec Fund XII-a AIV" and, collectively with each of the foregoing, the "TB Funds").

F5 · ownership.nature: TB Partners XII AIV is the general partner of each of TB Fund XII AIV, TB Exec Fund XII AIV and TB Exec Fund XII-a AIV, and Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of TB Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate general partner of TB Partners XII AIV and TB Partners XII. Because of the relationships described in this footnote, TB UGP may be deemed to exercise voting and dispositive power with respect to the securities reported herein held by the TB Funds. Each TB Fund, TB Partners XII and TB UGP disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any.

F6 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

F7 · ownership.nature: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.

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August 05, 2020 Filed Aug 7, 2020 19:36 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 21,412,966 $40.90 $875,790,309.40
Disclosure

SEC source: 0000899243-20-021787 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 95,078,270

F1 · price: Represents the offering price to the public of $41.10 per share, less the underwriters' discount of $0.20 per share.

F2 · balance_after: Consists of 10,429,397 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 2,281,350 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 49,124,660 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 24,671,613 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 1,083,735 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 894,849 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 6,592,666 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F3 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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June 05, 2020 Filed Jun 5, 2020 17:02 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 29,668,891 $34.30 $1,017,642,961.30
Disclosure

SEC source: 0000899243-20-015504 · doc4.xml · nonDerivative · entry 1

THOMA BRAVO UGP, LLC · CIK 0001813487 · 10% owner

THOMA BRAVO PARTNERS X, L.P. · CIK 0001783009 · 10% owner

THOMA BRAVO PARTNERS XI, L.P. · CIK 0001722232 · 10% owner

THOMA BRAVO FUND X, L.P. · CIK 0001537211 · 10% owner

THOMA BRAVO FUND X-A, L.P. · CIK 0001537212 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. · CIK 0001579904 · 10% owner

THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. · CIK 0001783011 · 10% owner

THOMA BRAVO FUND XI, L.P. · CIK 0001606286 · 10% owner

THOMA BRAVO FUND XI-A, L.P. · CIK 0001606287 · 10% owner

THOMA BRAVO EXECUTIVE FUND XI, L.P. · CIK 0001606288 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 116,491,236

F1 · price: Represents the offering price to the public of $35.00 per share, less the underwriters' discount of $0.70 per share.

F2 · balance_after: Consists of 12,778,244 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 2,795,142 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 60,188,225 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 30,228,008 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 1,327,808 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 1,096,382 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 8,077,427 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").

F3 · ownership.direct: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.