Golden Post Rail, LLC

SEC source: 0001193125-26-385370 · ownership.xml · derivative · entry 4

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Golden Post Rail, LLC

Disclosed balance after: 1,913,889

Underlying: Common Stock · 1,913,889 shares

Expires not disclosed

F1 · price: The reported securities are included within 1,913,889 units of DynaResource, Inc. (the "Issuer" and such units, the "Units") purchased by Golden Post Rail, LLC ("Golden Post") for $0.45 per Unit. Each Unit consists of one share of common stock of the Issuer ("Common Stock") and one warrant to purchase one share of Common Stock (the "Warrant") at an exercise price of $0.51 per share.

F5 · derivative.exercise_date: The Warrant is exercisable for a period commencing on the date that an amendment to the Issuer's Amended and Restated Certificate of Incorporation, as amended, is approved and filed with the Delaware Secretary of State to either increase the authorized shares of Common Stock or effect a reverse stock split of the Common Stock, in each case to satisfy all share reservation obligations of the Issuer, including to accommodate the exercise of the Warrant to purchase the underlying Common Stock in accordance with the terms of the Warrant (the "Authorized Shares Condition").

F6 · derivative.expiration_date: The Warrant expires at 5:00 p.m. Central Time on the later of (a) 180 days following the issuance date of the Warrant and (b) 30 days following the satisfaction of the Authorized Shares Condition.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F3 · ownership.nature: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the Issuer.

SEC source: 0001193125-26-385370 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Golden Post Rail, LLC

Disclosed balance after: 4,389,304

F1 · price: The reported securities are included within 1,913,889 units of DynaResource, Inc. (the "Issuer" and such units, the "Units") purchased by Golden Post Rail, LLC ("Golden Post") for $0.45 per Unit. Each Unit consists of one share of common stock of the Issuer ("Common Stock") and one warrant to purchase one share of Common Stock (the "Warrant") at an exercise price of $0.51 per share.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F3 · ownership.nature: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the Issuer.

SEC source: 0000950170-25-056393 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Golden Post Rail, LLC

Disclosed balance after: 2,475,415

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F2 · ownership.nature: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post Rail, LLC ("Golden Post") and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the Issuer.

SEC source: 0000950170-24-116429 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Golden Post Rail, LLC

Disclosed balance after: 2,275,415

F1 · balance_after: The number of shares reported includes 125,054 shares issued to Golden Post Rail, LLC ("Golden Post") pursuant to certain anti-dilution protections.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F3 · ownership.nature: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the Issuer.

SEC source: 0000950170-24-079578 · ownership.xml · derivative · entry 1

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,552,795

Underlying: Common Stock · 1,552,795 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents shares of Series E Convertible Preferred Stock of DynaResource, Inc. (the "Issuer") issued by the Issuer to Golden Post Rail, LLC ("Golden Post") pursuant to the Stock Purchase Agreement, dated as of June 26, 2024, by and between Golden Post and the Issuer. The Shares of Series E Convertible Preferred Stock are convertible on a one-to-one basis into shares of common stock of the Issuer at any time, at the holder's election, and have no expiration date. The conversion price and the number of shares of common stock into which the shares of Series E Convertible Preferred Stock are convertible are subject to adjustments for stock splits, combinations, dividends and distributions.

F1 · derivative.expiration_date: Represents shares of Series E Convertible Preferred Stock of DynaResource, Inc. (the "Issuer") issued by the Issuer to Golden Post Rail, LLC ("Golden Post") pursuant to the Stock Purchase Agreement, dated as of June 26, 2024, by and between Golden Post and the Issuer. The Shares of Series E Convertible Preferred Stock are convertible on a one-to-one basis into shares of common stock of the Issuer at any time, at the holder's election, and have no expiration date. The conversion price and the number of shares of common stock into which the shares of Series E Convertible Preferred Stock are convertible are subject to adjustments for stock splits, combinations, dividends and distributions.

F2 · ownership.direct: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the Issuer.

F3 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the Issuer.

SEC source: 0000950170-23-068594 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,479

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-065479 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,781

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-049920 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,781

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-049426 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,881

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-047059 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,881

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-044574 · ownership.xml · nonDerivative · entry 2

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,881

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-044574 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,881

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-043891 · ownership.xml · nonDerivative · entry 2

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,981

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.68 to $2.70. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-043891 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,421

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.60 to $2.70. The reporting persons undertake to provide to DynaResource, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-043526 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,279

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.48. The reporting persons undertake to provide to DynaResource, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-23-004409 · doc4.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,479

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-23-002159 · doc4.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,479

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-038343 · doc4.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,379

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-035689 · doc4.xml · nonDerivative · entry 2

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,379

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.29 to $2.45. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-035689 · doc4.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,379

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 7

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,379

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 6

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,279

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.92 to $2.05. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (4) to this Form 4.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-23-009974 · doc4.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Golden Post Rail, LLC

Disclosed balance after: 655,361

F1 · kind: Golden Post Rail, LLC ("Golden Post") distributed these shares to Matthew K. Rose, the sole member of Golden Post, for no consideration.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F2 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F3 · ownership.nature: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 5

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,779

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 4

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,900

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.10 to $2.15. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 3

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 2

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.10. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.02 to $2.08. The reporting persons undertake to provide to DynaResource, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-024601 · doc4.xml · derivative · entry 2

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,655,361 shares

Expires 2022-07-01

F1 · derivative.exercise_price: The number of shares of common stock for which the warrants described in Line 1 of Tables I and II (the "July 2020 Warrants") were exercisable was subject to anti-dilution adjustments, which generally provided that the July 2020 Warrants would retain their aggregate percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with such anti-dilution adjustments, the exercise price per share decreased such that the aggregate exercise price of the warrant remained constant. Any increase or decrease in the number of shares of common stock issuable upon the exercise of the July 2020 Warrants or the exercise price of July 2020 Warrants as a result of any prior or subsequent anti-dilution adjustment is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9(a) thereunder.

F1 · shares: The number of shares of common stock for which the warrants described in Line 1 of Tables I and II (the "July 2020 Warrants") were exercisable was subject to anti-dilution adjustments, which generally provided that the July 2020 Warrants would retain their aggregate percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with such anti-dilution adjustments, the exercise price per share decreased such that the aggregate exercise price of the warrant remained constant. Any increase or decrease in the number of shares of common stock issuable upon the exercise of the July 2020 Warrants or the exercise price of July 2020 Warrants as a result of any prior or subsequent anti-dilution adjustment is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9(a) thereunder.

F1 · price: The number of shares of common stock for which the warrants described in Line 1 of Tables I and II (the "July 2020 Warrants") were exercisable was subject to anti-dilution adjustments, which generally provided that the July 2020 Warrants would retain their aggregate percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with such anti-dilution adjustments, the exercise price per share decreased such that the aggregate exercise price of the warrant remained constant. Any increase or decrease in the number of shares of common stock issuable upon the exercise of the July 2020 Warrants or the exercise price of July 2020 Warrants as a result of any prior or subsequent anti-dilution adjustment is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9(a) thereunder.

F4 · derivative.exercise_date: Immediately exercisable.

F1 · derivative.underlying_shares: The number of shares of common stock for which the warrants described in Line 1 of Tables I and II (the "July 2020 Warrants") were exercisable was subject to anti-dilution adjustments, which generally provided that the July 2020 Warrants would retain their aggregate percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with such anti-dilution adjustments, the exercise price per share decreased such that the aggregate exercise price of the warrant remained constant. Any increase or decrease in the number of shares of common stock issuable upon the exercise of the July 2020 Warrants or the exercise price of July 2020 Warrants as a result of any prior or subsequent anti-dilution adjustment is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9(a) thereunder.

F2 · ownership.direct: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the issuer.

F3 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

SEC source: 0000899243-22-024601 · doc4.xml · nonDerivative · entry 1

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,655,361

F1 · shares: The number of shares of common stock for which the warrants described in Line 1 of Tables I and II (the "July 2020 Warrants") were exercisable was subject to anti-dilution adjustments, which generally provided that the July 2020 Warrants would retain their aggregate percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with such anti-dilution adjustments, the exercise price per share decreased such that the aggregate exercise price of the warrant remained constant. Any increase or decrease in the number of shares of common stock issuable upon the exercise of the July 2020 Warrants or the exercise price of July 2020 Warrants as a result of any prior or subsequent anti-dilution adjustment is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9(a) thereunder.

F1 · price: The number of shares of common stock for which the warrants described in Line 1 of Tables I and II (the "July 2020 Warrants") were exercisable was subject to anti-dilution adjustments, which generally provided that the July 2020 Warrants would retain their aggregate percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with such anti-dilution adjustments, the exercise price per share decreased such that the aggregate exercise price of the warrant remained constant. Any increase or decrease in the number of shares of common stock issuable upon the exercise of the July 2020 Warrants or the exercise price of July 2020 Warrants as a result of any prior or subsequent anti-dilution adjustment is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9(a) thereunder.

F2 · ownership.direct: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the issuer.

F3 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

SEC source: 0000899243-21-039707 · doc4.xml · derivative · entry 1

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series D Convertible Preferred Stock · 1,250,000 shares

Expires 2022-05-14

F1 · kind: The convertible promissory note (the "Note") in favor of Golden Post Rail, LLC ("Golden Post") was called for redemption by the issuer in full pursuant to its terms.

F1 · shares: The convertible promissory note (the "Note") in favor of Golden Post Rail, LLC ("Golden Post") was called for redemption by the issuer in full pursuant to its terms.

F1 · price: The convertible promissory note (the "Note") in favor of Golden Post Rail, LLC ("Golden Post") was called for redemption by the issuer in full pursuant to its terms.

F1 · derivative.underlying_shares: The convertible promissory note (the "Note") in favor of Golden Post Rail, LLC ("Golden Post") was called for redemption by the issuer in full pursuant to its terms.

F2 · ownership.direct: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the issuer.

F3 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

SEC source: 0000899243-20-018558 · doc4.xml · derivative · entry 1

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,645,992

Underlying: Common Stock · 2,645,992 shares

Expires 2022-07-01

F1 · derivative.exercise_price: In connection with the issuance of the convertible promissory note (the "Note") on May 14, 2020, which is payable by the issuer to Golden Post Rail, LLC ("Golden Post"), the issuer also agreed to issue to the reporting persons, on July 1, 2020, a common stock purchase warrant (the "July 2020 Warrant") representing the right to purchase 2,645,992 shares of common stock of the issuer, at an exercise price of $2.05 per share, and expiring on the 2-year anniversary of the date of issuance. The July 2020 Warrant is subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters.

F1 · shares: In connection with the issuance of the convertible promissory note (the "Note") on May 14, 2020, which is payable by the issuer to Golden Post Rail, LLC ("Golden Post"), the issuer also agreed to issue to the reporting persons, on July 1, 2020, a common stock purchase warrant (the "July 2020 Warrant") representing the right to purchase 2,645,992 shares of common stock of the issuer, at an exercise price of $2.05 per share, and expiring on the 2-year anniversary of the date of issuance. The July 2020 Warrant is subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters.

F1 · price: In connection with the issuance of the convertible promissory note (the "Note") on May 14, 2020, which is payable by the issuer to Golden Post Rail, LLC ("Golden Post"), the issuer also agreed to issue to the reporting persons, on July 1, 2020, a common stock purchase warrant (the "July 2020 Warrant") representing the right to purchase 2,645,992 shares of common stock of the issuer, at an exercise price of $2.05 per share, and expiring on the 2-year anniversary of the date of issuance. The July 2020 Warrant is subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters.

F2 · derivative.exercise_date: Immediately exercisable.

F1 · derivative.underlying_shares: In connection with the issuance of the convertible promissory note (the "Note") on May 14, 2020, which is payable by the issuer to Golden Post Rail, LLC ("Golden Post"), the issuer also agreed to issue to the reporting persons, on July 1, 2020, a common stock purchase warrant (the "July 2020 Warrant") representing the right to purchase 2,645,992 shares of common stock of the issuer, at an exercise price of $2.05 per share, and expiring on the 2-year anniversary of the date of issuance. The July 2020 Warrant is subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters.

F1 · balance_after: In connection with the issuance of the convertible promissory note (the "Note") on May 14, 2020, which is payable by the issuer to Golden Post Rail, LLC ("Golden Post"), the issuer also agreed to issue to the reporting persons, on July 1, 2020, a common stock purchase warrant (the "July 2020 Warrant") representing the right to purchase 2,645,992 shares of common stock of the issuer, at an exercise price of $2.05 per share, and expiring on the 2-year anniversary of the date of issuance. The July 2020 Warrant is subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters.

F3 · ownership.direct: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the issuer.

F4 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

SEC source: 0000899243-20-013439 · doc4.xml · derivative · entry 2

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,975

Underlying: Common Stock · 783,975 shares

Expires 2030-05-14

F6 · derivative.exercise_price: In connection with the issuance of the Note to the reporting persons, the issuer also issued a common stock purchase warrant (the "2020 Warrant") representing the right to purchase of 783,976 shares of common stock of the issuer, at an exercise price of $0.01 per share, and expiring on the 10-year anniversary of the date of issuance. The 2020 Warrants are subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters.

F6 · shares: In connection with the issuance of the Note to the reporting persons, the issuer also issued a common stock purchase warrant (the "2020 Warrant") representing the right to purchase of 783,976 shares of common stock of the issuer, at an exercise price of $0.01 per share, and expiring on the 10-year anniversary of the date of issuance. The 2020 Warrants are subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters.

F6 · price: In connection with the issuance of the Note to the reporting persons, the issuer also issued a common stock purchase warrant (the "2020 Warrant") representing the right to purchase of 783,976 shares of common stock of the issuer, at an exercise price of $0.01 per share, and expiring on the 10-year anniversary of the date of issuance. The 2020 Warrants are subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters.

F6 · derivative.exercise_date: In connection with the issuance of the Note to the reporting persons, the issuer also issued a common stock purchase warrant (the "2020 Warrant") representing the right to purchase of 783,976 shares of common stock of the issuer, at an exercise price of $0.01 per share, and expiring on the 10-year anniversary of the date of issuance. The 2020 Warrants are subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters.

F6 · derivative.expiration_date: In connection with the issuance of the Note to the reporting persons, the issuer also issued a common stock purchase warrant (the "2020 Warrant") representing the right to purchase of 783,976 shares of common stock of the issuer, at an exercise price of $0.01 per share, and expiring on the 10-year anniversary of the date of issuance. The 2020 Warrants are subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters.

F6 · derivative.underlying_shares: In connection with the issuance of the Note to the reporting persons, the issuer also issued a common stock purchase warrant (the "2020 Warrant") representing the right to purchase of 783,976 shares of common stock of the issuer, at an exercise price of $0.01 per share, and expiring on the 10-year anniversary of the date of issuance. The 2020 Warrants are subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters.

F6 · balance_after: In connection with the issuance of the Note to the reporting persons, the issuer also issued a common stock purchase warrant (the "2020 Warrant") representing the right to purchase of 783,976 shares of common stock of the issuer, at an exercise price of $0.01 per share, and expiring on the 10-year anniversary of the date of issuance. The 2020 Warrants are subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters.

F4 · ownership.direct: Mr. Rose is the Manager, President, Secretary and Treasurer of Golden Post Rail, LLC and may be deemed to beneficially own the securities held by Golden Post Rail, LLC. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the issuer.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

SEC source: 0000899243-20-013439 · doc4.xml · derivative · entry 1

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Series D Convertible Preferred Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The convertible promissory note (the "Note") is payable by the Issuer to Golden Post Rail, LLC ("Golden Post") in the aggregate principal amount of $2,500,000, bearing an interest rate of 10% per annum, and maturing on the two-year anniversary of the date of issuance. As of the execution date of the Note, there was $1,250,000 in principal amount outstanding under the Note and the balance of the aggregate principal amount of the Note may be subsequently drawn down by and funded to the issuer in accordance with an agreed-upon draw summary and budget under the Note. The outstanding principal amount under the Note and any accrued and unpaid interest thereon is immediately convertible, at the option of Golden Post, into shares of Series D Senior Convertible Preferred Stock (the "Series D Preferred Stock") at a conversion price of $2.00 per share of Series D Preferred Stock.

F2 · derivative.exercise_price: (Continued from footnote 1) Any subsequent increase or decrease in the number of shares of Series D Preferred Stock issuable upon the conversion of the Note as a result of any subsequent increase or decrease in the outstanding principal amount of indebtedness under the Note and any accrued and unpaid interest thereon is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9(a) thereunder.

F3 · derivative.exercise_price: Though the Note matures two years from the date of issuance, the Note is convertible into Series D Preferred Stock for so long as there is any principal amount outstanding under the Note. If converted into Series D Preferred Stock, the shares of Series D Preferred Stock, which are convertible into shares of common stock at any time at the holder's election, have no expiration date. Though any shares of Series D Preferred Stock are initially convertible into shares of common stock on a 1:1 basis at any time at the holder's election, the conversion price and the number of shares of common stock into which any shares of Series D Preferred Stock is convertible are subject to anti-dilution adjustments, which generally provide that any shares of Series D Preferred Stock will retain their percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries.

F1 · shares: The convertible promissory note (the "Note") is payable by the Issuer to Golden Post Rail, LLC ("Golden Post") in the aggregate principal amount of $2,500,000, bearing an interest rate of 10% per annum, and maturing on the two-year anniversary of the date of issuance. As of the execution date of the Note, there was $1,250,000 in principal amount outstanding under the Note and the balance of the aggregate principal amount of the Note may be subsequently drawn down by and funded to the issuer in accordance with an agreed-upon draw summary and budget under the Note. The outstanding principal amount under the Note and any accrued and unpaid interest thereon is immediately convertible, at the option of Golden Post, into shares of Series D Senior Convertible Preferred Stock (the "Series D Preferred Stock") at a conversion price of $2.00 per share of Series D Preferred Stock.

F2 · shares: (Continued from footnote 1) Any subsequent increase or decrease in the number of shares of Series D Preferred Stock issuable upon the conversion of the Note as a result of any subsequent increase or decrease in the outstanding principal amount of indebtedness under the Note and any accrued and unpaid interest thereon is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9(a) thereunder.

F3 · shares: Though the Note matures two years from the date of issuance, the Note is convertible into Series D Preferred Stock for so long as there is any principal amount outstanding under the Note. If converted into Series D Preferred Stock, the shares of Series D Preferred Stock, which are convertible into shares of common stock at any time at the holder's election, have no expiration date. Though any shares of Series D Preferred Stock are initially convertible into shares of common stock on a 1:1 basis at any time at the holder's election, the conversion price and the number of shares of common stock into which any shares of Series D Preferred Stock is convertible are subject to anti-dilution adjustments, which generally provide that any shares of Series D Preferred Stock will retain their percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries.

F1 · price: The convertible promissory note (the "Note") is payable by the Issuer to Golden Post Rail, LLC ("Golden Post") in the aggregate principal amount of $2,500,000, bearing an interest rate of 10% per annum, and maturing on the two-year anniversary of the date of issuance. As of the execution date of the Note, there was $1,250,000 in principal amount outstanding under the Note and the balance of the aggregate principal amount of the Note may be subsequently drawn down by and funded to the issuer in accordance with an agreed-upon draw summary and budget under the Note. The outstanding principal amount under the Note and any accrued and unpaid interest thereon is immediately convertible, at the option of Golden Post, into shares of Series D Senior Convertible Preferred Stock (the "Series D Preferred Stock") at a conversion price of $2.00 per share of Series D Preferred Stock.

F2 · price: (Continued from footnote 1) Any subsequent increase or decrease in the number of shares of Series D Preferred Stock issuable upon the conversion of the Note as a result of any subsequent increase or decrease in the outstanding principal amount of indebtedness under the Note and any accrued and unpaid interest thereon is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9(a) thereunder.

F3 · price: Though the Note matures two years from the date of issuance, the Note is convertible into Series D Preferred Stock for so long as there is any principal amount outstanding under the Note. If converted into Series D Preferred Stock, the shares of Series D Preferred Stock, which are convertible into shares of common stock at any time at the holder's election, have no expiration date. Though any shares of Series D Preferred Stock are initially convertible into shares of common stock on a 1:1 basis at any time at the holder's election, the conversion price and the number of shares of common stock into which any shares of Series D Preferred Stock is convertible are subject to anti-dilution adjustments, which generally provide that any shares of Series D Preferred Stock will retain their percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries.

F1 · derivative.exercise_date: The convertible promissory note (the "Note") is payable by the Issuer to Golden Post Rail, LLC ("Golden Post") in the aggregate principal amount of $2,500,000, bearing an interest rate of 10% per annum, and maturing on the two-year anniversary of the date of issuance. As of the execution date of the Note, there was $1,250,000 in principal amount outstanding under the Note and the balance of the aggregate principal amount of the Note may be subsequently drawn down by and funded to the issuer in accordance with an agreed-upon draw summary and budget under the Note. The outstanding principal amount under the Note and any accrued and unpaid interest thereon is immediately convertible, at the option of Golden Post, into shares of Series D Senior Convertible Preferred Stock (the "Series D Preferred Stock") at a conversion price of $2.00 per share of Series D Preferred Stock.

F2 · derivative.exercise_date: (Continued from footnote 1) Any subsequent increase or decrease in the number of shares of Series D Preferred Stock issuable upon the conversion of the Note as a result of any subsequent increase or decrease in the outstanding principal amount of indebtedness under the Note and any accrued and unpaid interest thereon is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9(a) thereunder.

F3 · derivative.exercise_date: Though the Note matures two years from the date of issuance, the Note is convertible into Series D Preferred Stock for so long as there is any principal amount outstanding under the Note. If converted into Series D Preferred Stock, the shares of Series D Preferred Stock, which are convertible into shares of common stock at any time at the holder's election, have no expiration date. Though any shares of Series D Preferred Stock are initially convertible into shares of common stock on a 1:1 basis at any time at the holder's election, the conversion price and the number of shares of common stock into which any shares of Series D Preferred Stock is convertible are subject to anti-dilution adjustments, which generally provide that any shares of Series D Preferred Stock will retain their percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries.

F1 · derivative.expiration_date: The convertible promissory note (the "Note") is payable by the Issuer to Golden Post Rail, LLC ("Golden Post") in the aggregate principal amount of $2,500,000, bearing an interest rate of 10% per annum, and maturing on the two-year anniversary of the date of issuance. As of the execution date of the Note, there was $1,250,000 in principal amount outstanding under the Note and the balance of the aggregate principal amount of the Note may be subsequently drawn down by and funded to the issuer in accordance with an agreed-upon draw summary and budget under the Note. The outstanding principal amount under the Note and any accrued and unpaid interest thereon is immediately convertible, at the option of Golden Post, into shares of Series D Senior Convertible Preferred Stock (the "Series D Preferred Stock") at a conversion price of $2.00 per share of Series D Preferred Stock.

F2 · derivative.expiration_date: (Continued from footnote 1) Any subsequent increase or decrease in the number of shares of Series D Preferred Stock issuable upon the conversion of the Note as a result of any subsequent increase or decrease in the outstanding principal amount of indebtedness under the Note and any accrued and unpaid interest thereon is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9(a) thereunder.

F3 · derivative.expiration_date: Though the Note matures two years from the date of issuance, the Note is convertible into Series D Preferred Stock for so long as there is any principal amount outstanding under the Note. If converted into Series D Preferred Stock, the shares of Series D Preferred Stock, which are convertible into shares of common stock at any time at the holder's election, have no expiration date. Though any shares of Series D Preferred Stock are initially convertible into shares of common stock on a 1:1 basis at any time at the holder's election, the conversion price and the number of shares of common stock into which any shares of Series D Preferred Stock is convertible are subject to anti-dilution adjustments, which generally provide that any shares of Series D Preferred Stock will retain their percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries.

F1 · derivative.underlying_shares: The convertible promissory note (the "Note") is payable by the Issuer to Golden Post Rail, LLC ("Golden Post") in the aggregate principal amount of $2,500,000, bearing an interest rate of 10% per annum, and maturing on the two-year anniversary of the date of issuance. As of the execution date of the Note, there was $1,250,000 in principal amount outstanding under the Note and the balance of the aggregate principal amount of the Note may be subsequently drawn down by and funded to the issuer in accordance with an agreed-upon draw summary and budget under the Note. The outstanding principal amount under the Note and any accrued and unpaid interest thereon is immediately convertible, at the option of Golden Post, into shares of Series D Senior Convertible Preferred Stock (the "Series D Preferred Stock") at a conversion price of $2.00 per share of Series D Preferred Stock.

F2 · derivative.underlying_shares: (Continued from footnote 1) Any subsequent increase or decrease in the number of shares of Series D Preferred Stock issuable upon the conversion of the Note as a result of any subsequent increase or decrease in the outstanding principal amount of indebtedness under the Note and any accrued and unpaid interest thereon is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9(a) thereunder.

F3 · derivative.underlying_shares: Though the Note matures two years from the date of issuance, the Note is convertible into Series D Preferred Stock for so long as there is any principal amount outstanding under the Note. If converted into Series D Preferred Stock, the shares of Series D Preferred Stock, which are convertible into shares of common stock at any time at the holder's election, have no expiration date. Though any shares of Series D Preferred Stock are initially convertible into shares of common stock on a 1:1 basis at any time at the holder's election, the conversion price and the number of shares of common stock into which any shares of Series D Preferred Stock is convertible are subject to anti-dilution adjustments, which generally provide that any shares of Series D Preferred Stock will retain their percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries.

F1 · balance_after: The convertible promissory note (the "Note") is payable by the Issuer to Golden Post Rail, LLC ("Golden Post") in the aggregate principal amount of $2,500,000, bearing an interest rate of 10% per annum, and maturing on the two-year anniversary of the date of issuance. As of the execution date of the Note, there was $1,250,000 in principal amount outstanding under the Note and the balance of the aggregate principal amount of the Note may be subsequently drawn down by and funded to the issuer in accordance with an agreed-upon draw summary and budget under the Note. The outstanding principal amount under the Note and any accrued and unpaid interest thereon is immediately convertible, at the option of Golden Post, into shares of Series D Senior Convertible Preferred Stock (the "Series D Preferred Stock") at a conversion price of $2.00 per share of Series D Preferred Stock.

F2 · balance_after: (Continued from footnote 1) Any subsequent increase or decrease in the number of shares of Series D Preferred Stock issuable upon the conversion of the Note as a result of any subsequent increase or decrease in the outstanding principal amount of indebtedness under the Note and any accrued and unpaid interest thereon is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9(a) thereunder.

F3 · balance_after: Though the Note matures two years from the date of issuance, the Note is convertible into Series D Preferred Stock for so long as there is any principal amount outstanding under the Note. If converted into Series D Preferred Stock, the shares of Series D Preferred Stock, which are convertible into shares of common stock at any time at the holder's election, have no expiration date. Though any shares of Series D Preferred Stock are initially convertible into shares of common stock on a 1:1 basis at any time at the holder's election, the conversion price and the number of shares of common stock into which any shares of Series D Preferred Stock is convertible are subject to anti-dilution adjustments, which generally provide that any shares of Series D Preferred Stock will retain their percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries.

F4 · ownership.direct: Mr. Rose is the Manager, President, Secretary and Treasurer of Golden Post Rail, LLC and may be deemed to beneficially own the securities held by Golden Post Rail, LLC. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the issuer.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

SEC source: 0000899243-20-013229 · doc4.xml · derivative · entry 2

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,306

Underlying: Common Stock · 2,306 shares

Expires 2027-05-13

F3 · shares: Such shares of Series C Preferred Stock and warrant, as applicable, were issued for no additional consideration as a result of additional shares of common stock having been issued prior to the issuance of the Series C Preferred Stock and warrant, as applicable.

F3 · price: Such shares of Series C Preferred Stock and warrant, as applicable, were issued for no additional consideration as a result of additional shares of common stock having been issued prior to the issuance of the Series C Preferred Stock and warrant, as applicable.

F7 · derivative.exercise_date: Immediately exercisable.

F8 · derivative.underlying_shares: The number of shares of common stock for which the warrant is exercisable is subject to anti-dilution adjustments, which generally provide that the warrant will retain its percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with any such anti-dilution adjustment, the exercise price per share decreases such that the aggregate exercise price of the warrant remains constant.

F5 · ownership.direct: Mr. Rose is the Manager, President, Secretary and Treasurer of Golden Post Rail, LLC and may be deemed to beneficially own the securities held by Golden Post Rail, LLC. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the issuer.

F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

SEC source: 0000899243-20-013229 · doc4.xml · derivative · entry 1

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734,992

Underlying: Common Stock · 1,802,489 shares

Expires not disclosed

F1 · derivative.exercise_price: The conversion price, and the number of shares of common stock into which the shares of Series C Senior Convertible Preferred Stock (the "Series C Preferred Stock") is convertible, are subject to anti-dilution adjustments, which generally provide that the shares of Series C Preferred Stock retain their percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries.

F2 · derivative.exercise_price: (Continued from Footnote 1) As a result of various dilutive issuances since the original issuance date of the Series C Preferred Stock, the issuer has advised the reporting persons that the conversion price of the Series C Preferred Stock has decreased to $2.41 per share, and the number of shares of common stock issuable upon conversion of the Series C Preferred Stock by the reporting persons has increased by 67,423 shares. The amount of underlying securities also includes 283,545 shares of common stock that may be issuable upon conversion of the Series C Preferred Stock as a result of accrued and unpaid dividends as of May 13, 2020.

F3 · shares: Such shares of Series C Preferred Stock and warrant, as applicable, were issued for no additional consideration as a result of additional shares of common stock having been issued prior to the issuance of the Series C Preferred Stock and warrant, as applicable.

F3 · price: Such shares of Series C Preferred Stock and warrant, as applicable, were issued for no additional consideration as a result of additional shares of common stock having been issued prior to the issuance of the Series C Preferred Stock and warrant, as applicable.

F4 · derivative.exercise_date: The shares of Series C Preferred Stock are convertible into shares of common stock at any time, at the holder's election, and have no expiration date.

F4 · derivative.expiration_date: The shares of Series C Preferred Stock are convertible into shares of common stock at any time, at the holder's election, and have no expiration date.

F1 · derivative.underlying_shares: The conversion price, and the number of shares of common stock into which the shares of Series C Senior Convertible Preferred Stock (the "Series C Preferred Stock") is convertible, are subject to anti-dilution adjustments, which generally provide that the shares of Series C Preferred Stock retain their percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries.

F2 · derivative.underlying_shares: (Continued from Footnote 1) As a result of various dilutive issuances since the original issuance date of the Series C Preferred Stock, the issuer has advised the reporting persons that the conversion price of the Series C Preferred Stock has decreased to $2.41 per share, and the number of shares of common stock issuable upon conversion of the Series C Preferred Stock by the reporting persons has increased by 67,423 shares. The amount of underlying securities also includes 283,545 shares of common stock that may be issuable upon conversion of the Series C Preferred Stock as a result of accrued and unpaid dividends as of May 13, 2020.

F5 · ownership.direct: Mr. Rose is the Manager, President, Secretary and Treasurer of Golden Post Rail, LLC and may be deemed to beneficially own the securities held by Golden Post Rail, LLC. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the issuer.

F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.