DYNR

SEC source: 0001193125-26-385370 · ownership.xml · derivative · entry 4

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Golden Post Rail, LLC

Disclosed balance after: 1,913,889

Underlying: Common Stock · 1,913,889 shares

Expires not disclosed

F1 · price: The reported securities are included within 1,913,889 units of DynaResource, Inc. (the "Issuer" and such units, the "Units") purchased by Golden Post Rail, LLC ("Golden Post") for $0.45 per Unit. Each Unit consists of one share of common stock of the Issuer ("Common Stock") and one warrant to purchase one share of Common Stock (the "Warrant") at an exercise price of $0.51 per share.

F5 · derivative.exercise_date: The Warrant is exercisable for a period commencing on the date that an amendment to the Issuer's Amended and Restated Certificate of Incorporation, as amended, is approved and filed with the Delaware Secretary of State to either increase the authorized shares of Common Stock or effect a reverse stock split of the Common Stock, in each case to satisfy all share reservation obligations of the Issuer, including to accommodate the exercise of the Warrant to purchase the underlying Common Stock in accordance with the terms of the Warrant (the "Authorized Shares Condition").

F6 · derivative.expiration_date: The Warrant expires at 5:00 p.m. Central Time on the later of (a) 180 days following the issuance date of the Warrant and (b) 30 days following the satisfaction of the Authorized Shares Condition.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F3 · ownership.nature: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the Issuer.

SEC source: 0001193125-26-385370 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Golden Post Rail, LLC

Disclosed balance after: 4,389,304

F1 · price: The reported securities are included within 1,913,889 units of DynaResource, Inc. (the "Issuer" and such units, the "Units") purchased by Golden Post Rail, LLC ("Golden Post") for $0.45 per Unit. Each Unit consists of one share of common stock of the Issuer ("Common Stock") and one warrant to purchase one share of Common Stock (the "Warrant") at an exercise price of $0.51 per share.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F3 · ownership.nature: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the Issuer.

SEC source: 0001667071-26-000004 · form4-09032026_060901.xml · derivative · entry 2

NICHOL GARETH · CIK 0001667071 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires not disclosed

F1 · price: On September 1, 2026, the Reporting Person purchased 2,000,000 units of securities of the Issuer (each, a "Unit" and collectively, the "Units") at a purchase price of $0.45 per Unit. The Units are comprised of 2,000,000 shares of Common Stock and a warrant to purchase 2,000,000 shares of Common Stock at an exercise price of $0.51 per share.

F2 · derivative.exercise_date: The exercise of the Warrant is conditioned upon the Issuer obtaining stockholder approval and filing with the Delaware Secretary of State of an amendment to its Amended and Restated Certificate of Incorporation to either (i) increase the Issuer's authorized shares of Common Stock or (ii) effect a reverse stock split of the Common Stock such that the Issuer has sufficient authorized shares of Common Stock to accommodate the exercise of the Warrant and satisfy its existing share reserve requirements under the Issuer's outstanding derivative securities, equity awards, and equity incentive plans (the "Authorized Shares Condition"). Consistent with the foregoing, the Warrant is exercisable commencing on the date of satisfaction of the Authorized Shares Condition and continuing until the later of 180 days from the issuance date and 30 days after the date the Authorized Shares Condition is satisfied.

F2 · derivative.expiration_date: The exercise of the Warrant is conditioned upon the Issuer obtaining stockholder approval and filing with the Delaware Secretary of State of an amendment to its Amended and Restated Certificate of Incorporation to either (i) increase the Issuer's authorized shares of Common Stock or (ii) effect a reverse stock split of the Common Stock such that the Issuer has sufficient authorized shares of Common Stock to accommodate the exercise of the Warrant and satisfy its existing share reserve requirements under the Issuer's outstanding derivative securities, equity awards, and equity incentive plans (the "Authorized Shares Condition"). Consistent with the foregoing, the Warrant is exercisable commencing on the date of satisfaction of the Authorized Shares Condition and continuing until the later of 180 days from the issuance date and 30 days after the date the Authorized Shares Condition is satisfied.

SEC source: 0001667071-26-000004 · form4-09032026_060901.xml · nonDerivative · entry 1

NICHOL GARETH · CIK 0001667071 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,425,768

F1 · price: On September 1, 2026, the Reporting Person purchased 2,000,000 units of securities of the Issuer (each, a "Unit" and collectively, the "Units") at a purchase price of $0.45 per Unit. The Units are comprised of 2,000,000 shares of Common Stock and a warrant to purchase 2,000,000 shares of Common Stock at an exercise price of $0.51 per share.

SEC source: 0000950170-25-109453 · ownership.xml · nonDerivative · entry 1

DIEPHOLZ KOY W · CIK 0001468385 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,230,700

SEC source: 0000950170-25-056393 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Golden Post Rail, LLC

Disclosed balance after: 2,475,415

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F2 · ownership.nature: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post Rail, LLC ("Golden Post") and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the Issuer.

SEC source: 0000950170-25-056203 · ownership.xml · nonDerivative · entry 2

DIEPHOLZ KOY W · CIK 0001468385 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,180,700

SEC source: 0000950170-25-056203 · ownership.xml · nonDerivative · entry 1

DIEPHOLZ KOY W · CIK 0001468385 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,180,500

SEC source: 0000950170-25-051047 · ownership.xml · nonDerivative · entry 7

DIEPHOLZ KOY W · CIK 0001468385 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,180,000

SEC source: 0000950170-25-051047 · ownership.xml · nonDerivative · entry 6

DIEPHOLZ KOY W · CIK 0001468385 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,179,900

SEC source: 0000950170-24-116429 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Golden Post Rail, LLC

Disclosed balance after: 2,275,415

F1 · balance_after: The number of shares reported includes 125,054 shares issued to Golden Post Rail, LLC ("Golden Post") pursuant to certain anti-dilution protections.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F3 · ownership.nature: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the Issuer.

SEC source: 0000950170-24-116222 · ownership.xml · nonDerivative · entry 2

NICHOL GARETH · CIK 0001667071 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,425,768

SEC source: 0000950170-24-116219 · ownership.xml · nonDerivative · entry 2

Hazelton Rohan · CIK 0001347111 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510,000

SEC source: 0000950170-25-051047 · ownership.xml · nonDerivative · entry 5

DIEPHOLZ KOY W · CIK 0001468385 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,179,205

SEC source: 0000950170-25-051047 · ownership.xml · nonDerivative · entry 4

DIEPHOLZ KOY W · CIK 0001468385 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,179,105

SEC source: 0000950170-25-051047 · ownership.xml · nonDerivative · entry 3

DIEPHOLZ KOY W · CIK 0001468385 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,178,955

SEC source: 0000950170-24-079578 · ownership.xml · derivative · entry 1

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,552,795

Underlying: Common Stock · 1,552,795 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents shares of Series E Convertible Preferred Stock of DynaResource, Inc. (the "Issuer") issued by the Issuer to Golden Post Rail, LLC ("Golden Post") pursuant to the Stock Purchase Agreement, dated as of June 26, 2024, by and between Golden Post and the Issuer. The Shares of Series E Convertible Preferred Stock are convertible on a one-to-one basis into shares of common stock of the Issuer at any time, at the holder's election, and have no expiration date. The conversion price and the number of shares of common stock into which the shares of Series E Convertible Preferred Stock are convertible are subject to adjustments for stock splits, combinations, dividends and distributions.

F1 · derivative.expiration_date: Represents shares of Series E Convertible Preferred Stock of DynaResource, Inc. (the "Issuer") issued by the Issuer to Golden Post Rail, LLC ("Golden Post") pursuant to the Stock Purchase Agreement, dated as of June 26, 2024, by and between Golden Post and the Issuer. The Shares of Series E Convertible Preferred Stock are convertible on a one-to-one basis into shares of common stock of the Issuer at any time, at the holder's election, and have no expiration date. The conversion price and the number of shares of common stock into which the shares of Series E Convertible Preferred Stock are convertible are subject to adjustments for stock splits, combinations, dividends and distributions.

F2 · ownership.direct: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the Issuer.

F3 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the Issuer.

SEC source: 0000950170-25-051047 · ownership.xml · nonDerivative · entry 2

DIEPHOLZ KOY W · CIK 0001468385 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,178,855

SEC source: 0000950170-24-116219 · ownership.xml · derivative · entry 3

Hazelton Rohan · CIK 0001347111 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2029-06-03

F2 · security: The options vest in three equal installments on each of June 3, 2025, June 3, 2026 and June 3, 2027.

F2 · deemedExecutionDate: The options vest in three equal installments on each of June 3, 2025, June 3, 2026 and June 3, 2027.

SEC source: 0000950170-24-116219 · ownership.xml · nonDerivative · entry 1

Hazelton Rohan · CIK 0001347111 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

F1 · security: On June 3, 2024, the issuer awarded 500,000 restricted stock units ("RSU's") to the reporting person. The RSU's vest in three equal installments on each of June 3, 2025, June 3, 2026 and June 3, 2027. Each RSU represents a contingent right to receive one share of the issuer's common stock.

SEC source: 0000950170-23-068594 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,479

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-065479 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,781

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-049920 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,781

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-049426 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,881

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-047059 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,881

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-044574 · ownership.xml · nonDerivative · entry 2

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,881

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-044574 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,881

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-043891 · ownership.xml · nonDerivative · entry 2

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,981

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.68 to $2.70. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-043891 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,421

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.60 to $2.70. The reporting persons undertake to provide to DynaResource, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-23-043526 · ownership.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,279

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.48. The reporting persons undertake to provide to DynaResource, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-23-004409 · doc4.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,479

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-23-002159 · doc4.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,479

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000950170-25-051047 · ownership.xml · nonDerivative · entry 1

DIEPHOLZ KOY W · CIK 0001468385 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,992,500

SEC source: 0000899243-22-038343 · doc4.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,379

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-035689 · doc4.xml · nonDerivative · entry 2

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,379

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.29 to $2.45. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-035689 · doc4.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,379

F1 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 7

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,379

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 6

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,279

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.92 to $2.05. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (4) to this Form 4.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-23-009974 · doc4.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Golden Post Rail, LLC

Disclosed balance after: 655,361

F1 · kind: Golden Post Rail, LLC ("Golden Post") distributed these shares to Matthew K. Rose, the sole member of Golden Post, for no consideration.

F2 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F2 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F3 · ownership.nature: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 5

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,779

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 4

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,900

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.10 to $2.15. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 3

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 2

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.10. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-029839 · doc4.xml · nonDerivative · entry 1

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.02 to $2.08. The reporting persons undertake to provide to DynaResource, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0000899243-22-024601 · doc4.xml · derivative · entry 2

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,655,361 shares

Expires 2022-07-01

F1 · derivative.exercise_price: The number of shares of common stock for which the warrants described in Line 1 of Tables I and II (the "July 2020 Warrants") were exercisable was subject to anti-dilution adjustments, which generally provided that the July 2020 Warrants would retain their aggregate percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with such anti-dilution adjustments, the exercise price per share decreased such that the aggregate exercise price of the warrant remained constant. Any increase or decrease in the number of shares of common stock issuable upon the exercise of the July 2020 Warrants or the exercise price of July 2020 Warrants as a result of any prior or subsequent anti-dilution adjustment is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9(a) thereunder.

F1 · shares: The number of shares of common stock for which the warrants described in Line 1 of Tables I and II (the "July 2020 Warrants") were exercisable was subject to anti-dilution adjustments, which generally provided that the July 2020 Warrants would retain their aggregate percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with such anti-dilution adjustments, the exercise price per share decreased such that the aggregate exercise price of the warrant remained constant. Any increase or decrease in the number of shares of common stock issuable upon the exercise of the July 2020 Warrants or the exercise price of July 2020 Warrants as a result of any prior or subsequent anti-dilution adjustment is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9(a) thereunder.

F1 · price: The number of shares of common stock for which the warrants described in Line 1 of Tables I and II (the "July 2020 Warrants") were exercisable was subject to anti-dilution adjustments, which generally provided that the July 2020 Warrants would retain their aggregate percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with such anti-dilution adjustments, the exercise price per share decreased such that the aggregate exercise price of the warrant remained constant. Any increase or decrease in the number of shares of common stock issuable upon the exercise of the July 2020 Warrants or the exercise price of July 2020 Warrants as a result of any prior or subsequent anti-dilution adjustment is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9(a) thereunder.

F4 · derivative.exercise_date: Immediately exercisable.

F1 · derivative.underlying_shares: The number of shares of common stock for which the warrants described in Line 1 of Tables I and II (the "July 2020 Warrants") were exercisable was subject to anti-dilution adjustments, which generally provided that the July 2020 Warrants would retain their aggregate percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with such anti-dilution adjustments, the exercise price per share decreased such that the aggregate exercise price of the warrant remained constant. Any increase or decrease in the number of shares of common stock issuable upon the exercise of the July 2020 Warrants or the exercise price of July 2020 Warrants as a result of any prior or subsequent anti-dilution adjustment is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9(a) thereunder.

F2 · ownership.direct: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the issuer.

F3 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

SEC source: 0000899243-22-024601 · doc4.xml · nonDerivative · entry 1

Golden Post Rail, LLC · CIK 0001647774 · Director · 10% owner

ROSE MATTHEW K · CIK 0001200246 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,655,361

F1 · shares: The number of shares of common stock for which the warrants described in Line 1 of Tables I and II (the "July 2020 Warrants") were exercisable was subject to anti-dilution adjustments, which generally provided that the July 2020 Warrants would retain their aggregate percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with such anti-dilution adjustments, the exercise price per share decreased such that the aggregate exercise price of the warrant remained constant. Any increase or decrease in the number of shares of common stock issuable upon the exercise of the July 2020 Warrants or the exercise price of July 2020 Warrants as a result of any prior or subsequent anti-dilution adjustment is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9(a) thereunder.

F1 · price: The number of shares of common stock for which the warrants described in Line 1 of Tables I and II (the "July 2020 Warrants") were exercisable was subject to anti-dilution adjustments, which generally provided that the July 2020 Warrants would retain their aggregate percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with such anti-dilution adjustments, the exercise price per share decreased such that the aggregate exercise price of the warrant remained constant. Any increase or decrease in the number of shares of common stock issuable upon the exercise of the July 2020 Warrants or the exercise price of July 2020 Warrants as a result of any prior or subsequent anti-dilution adjustment is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9(a) thereunder.

F2 · ownership.direct: Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the issuer.

F3 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

SEC source: 0001654954-22-007726 · section16.xml · nonDerivative · entry 1

DIEPHOLZ KOY W · CIK 0001468385 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,292,500

SEC source: 0000950170-24-116222 · ownership.xml · derivative · entry 5

NICHOL GARETH · CIK 0001667071 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Series D Preferred Stock is convertible into shares of the issuer's common stock at any time on a one-for-one basis.

F2 · derivative.expiration_date: The Series D Preferred Stock is convertible into shares of the issuer's common stock at any time on a one-for-one basis.

SEC source: 0000950170-24-116222 · ownership.xml · derivative · entry 4

NICHOL GARETH · CIK 0001667071 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series D Preferred Stock · 500,000 shares

Expires 2022-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-116222 · ownership.xml · derivative · entry 3

NICHOL GARETH · CIK 0001667071 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 313,589 shares

Expires 2030-05-20

F1 · shares: Individual inadvertently reported 313,591 warrants to purchase Common Stock on 06/08/2020 when he should have reported 313,589 warrants.