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person · Reporting owner

WERNER THOMAS H

Disclosed activity across 3 companies

Tapewire entity
80315
SEC CIK
0001247756

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SUNPOWER CORPSPWR · Entity 88423Director · Executive ChairmanFebruary 21, 2024February 23, 2024
WOLFSPEED, INC.WOLF · Entity 619Director · Chairman of the BoardApril 30, 2025May 01, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SUNPOWER CORP

Report date February 21, 2024 · Filed February 23, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect87,464 Reported balance After 2024-02-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-02-21 · Grant · Acquired 87,464 · Balance 87,464

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were granted and vested immediately on February 21, 2024 pursuant to the terms and conditions of that certain offer letter, dated February 19, 2024, by and between the Reporting Person and Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were granted and vested immediately on February 21, 2024 pursuant to the terms and conditions of that certain offer letter, dated February 19, 2024, by and between the Reporting Person and Issuer.

WOLFSPEED, INC.

Report date April 30, 2025 · Filed May 01, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect263,835 Reported balance After 2025-04-30 transaction · row 1
1 source row

Row 1 · 2025-04-30 · Grant · Acquired 22,500 · Balance 263,835

F1: Award of restricted stock units vesting in full on April 30, 2026.

COMMON STOCKSEC Table I · non-derivativeIndirectFamily Trust683 Reported balance Holding disclosure · report date 2025-04-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 683

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units vesting in full on April 30, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Itron Networked Solutions, Inc.

Report date January 05, 2018 · Filed January 09, 2018

Section 16 reporting ended · disclosed 2018-01-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-01-05 transaction · row 1
1 source row

Row 1 · 2018-01-05 · Disposition to issuer · Disposed 71,393 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron, Inc. ("Itron") and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), in exchange for the right to receive cash in the amount of $16.25 per share (the "Merger Consideration").

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.50 · Expires 2019-05-06Direct0 Reported balance After 2018-01-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-01-05 · Disposition to issuer · Disposed 3,750 · Balance 0

F2: This option, which is fully vested, was canceled pursuant to the Merger Agreement in exchange for the right to receive cash in the amount of $10.75 per share, representing the difference between the per share exercise price of this option and the Merger Consideration.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2021-05-19Direct0 Reported balance After 2018-01-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-01-05 · Disposition to issuer · Disposed 5,000 · Balance 0

F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2023-03-11Direct0 Reported balance After 2018-01-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-01-05 · Disposition to issuer · Disposed 5,000 · Balance 0

F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.48 · Expires 2023-05-22Direct0 Reported balance After 2018-01-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-01-05 · Disposition to issuer · Disposed 16,890 · Balance 0

F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-01-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-01-05 · Disposition to issuer · Disposed 20,018 · Balance 0

F4: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F5: Pursuant to the Merger Agreement, these RSUs became fully vested and were immediately settled and converted into the right to receive cash equal to the amount of the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron, Inc. ("Itron") and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), in exchange for the right to receive cash in the amount of $16.25 per share (the "Merger Consideration").

F2: This option, which is fully vested, was canceled pursuant to the Merger Agreement in exchange for the right to receive cash in the amount of $10.75 per share, representing the difference between the per share exercise price of this option and the Merger Consideration.

F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement.

F4: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F5: Pursuant to the Merger Agreement, these RSUs became fully vested and were immediately settled and converted into the right to receive cash equal to the amount of the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · derivative · entry 19

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F8 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The remaining PSUs vest on March 1, 2020.

F8 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The remaining PSUs vest on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 32,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · derivative · entry 18

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,305

Underlying: Common Stock · 32,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F8 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The remaining PSUs vest on March 1, 2020.

F8 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The remaining PSUs vest on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · derivative · entry 17

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F7 · derivative.exercise_date: The remaining RSUs shall vest on each of March 1, 2020 and March 1, 2021.

F7 · derivative.expiration_date: The remaining RSUs shall vest on each of March 1, 2020 and March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · derivative · entry 16

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F6 · derivative.exercise_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The remaining PSUs vest on each of March 1, 2020 and March 1, 2021.

F6 · derivative.expiration_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The remaining PSUs vest on each of March 1, 2020 and March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 17,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · derivative · entry 15

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,900

Underlying: Common Stock · 17,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: The remaining RSUs shall vest on March 1, 2020.

F5 · derivative.expiration_date: The remaining RSUs shall vest on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 5,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · derivative · entry 14

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,138

Underlying: Common Stock · 5,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. The remaining portion of these PSUs will vest on March 1, 2020.

F3 · derivative.expiration_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. The remaining portion of these PSUs will vest on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 14,874 $6.47 $96,234.78
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · nonDerivative · entry 12

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,213

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 16,017 $6.47 $103,629.99
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · nonDerivative · entry 11

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,087

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 18,593 $6.47 $120,296.71
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · nonDerivative · entry 10

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,104

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 18,593 $6.47 $120,296.71
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · nonDerivative · entry 9

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,697

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 8,875 $6.47 $57,421.25
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · nonDerivative · entry 8

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,290

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 2,547 $6.47 $16,479.09
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · nonDerivative · entry 7

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,165

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · nonDerivative · entry 6

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 32,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · nonDerivative · entry 5

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · nonDerivative · entry 4

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · nonDerivative · entry 3

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 17,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · nonDerivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 5,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016461 · doc4.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:50 UTC SUNPOWER CORP SPWR · Entity 88423 GrantPerformance Based Restricted Stock Units (PSUs) · Derivative 34,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010354 · doc4.xml · derivative · entry 4

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,170

Underlying: Common Stock · 34,170 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020.

F3 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:50 UTC SUNPOWER CORP SPWR · Entity 88423 GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010354 · doc4.xml · derivative · entry 3

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in two equal installments on each of March 1, 2019 and March 1, 2020.

F2 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in two equal installments on each of March 1, 2019 and March 1, 2020.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:50 UTC SUNPOWER CORP SPWR · Entity 88423 GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative 59,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010354 · doc4.xml · derivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,640

Underlying: Common Stock · 59,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020.

F3 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:50 UTC SUNPOWER CORP SPWR · Entity 88423 GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative 64,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010354 · doc4.xml · derivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,610

Underlying: Common Stock · 64,610 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in two equal installments on each of March 1, 2019 and March 1, 2020.

F2 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in two equal installments on each of March 1, 2019 and March 1, 2020.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:57 UTC SUNPOWER CORP SPWR · Entity 88423 GrantPerformance Based Restricted Stock Units (PSUs) · Derivative 34,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010362 · doc4.xml · derivative · entry 4

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,170

Underlying: Common Stock · 34,170 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020.

F3 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:57 UTC SUNPOWER CORP SPWR · Entity 88423 GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010362 · doc4.xml · derivative · entry 3

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in two equal installments on each of March 1, 2019 and March 1, 2020.

F2 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in two equal installments on each of March 1, 2019 and March 1, 2020.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:57 UTC SUNPOWER CORP SPWR · Entity 88423 GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative 59,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010362 · doc4.xml · derivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,640

Underlying: Common Stock · 59,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020.

F3 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:57 UTC SUNPOWER CORP SPWR · Entity 88423 GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative 64,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010362 · doc4.xml · derivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,610

Underlying: Common Stock · 64,610 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in two equal installments on each of March 1, 2019 and March 1, 2020.

F2 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in two equal installments on each of March 1, 2019 and March 1, 2020.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 20:32 UTC WOLFSPEED, INC. CREE · Entity 619 GrantCOMMON STOCK 3,566 $0.00 $0.00
Disclosure

SEC source: 0000895419-18-000107 · wf-form4_153617951335915.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,446

F1 · kind: Award of restricted stock units vesting in full on September 1, 2019.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:39 UTC WOLFSPEED, INC. CREE · Entity 619 Exercise / conversionNONQUALIFIED STOCK OPTION (RIGHT TO BUY) · Derivative 4,000 $30.92 Strike: $30.92 $123,680.00
Disclosure

SEC source: 0000895419-18-000088 · wf-form4_153548875082262.xml · derivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 4,000 shares

Expires 2018-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:39 UTC WOLFSPEED, INC. CREE · Entity 619 Exercise / conversionCOMMON STOCK 4,000 $30.92 $123,680.00
Disclosure

SEC source: 0000895419-18-000088 · wf-form4_153548875082262.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · derivative · entry 22

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F10 · derivative.exercise_date: The remaining RSUs shall vest on each of March 1, 2019, March 1, 2020 and March 1, 2021.

F10 · derivative.expiration_date: The remaining RSUs shall vest on each of March 1, 2019, March 1, 2020 and March 1, 2021.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · derivative · entry 21

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F9 · derivative.exercise_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The remaining PSUs vest on each of March 1, 2019, March 1, 2020 and March 1, 2021.

F9 · derivative.expiration_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The remaining PSUs vest on each of March 1, 2019, March 1, 2020 and March 1, 2021.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 17,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · derivative · entry 20

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,800

Underlying: Common Stock · 17,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F8 · derivative.exercise_date: The remaining RSUs shall vest on each of March 1, 2019 and March 1, 2020.

F8 · derivative.expiration_date: The remaining RSUs shall vest on each of March 1, 2019 and March 1, 2020.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 5,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · derivative · entry 19

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,275

Underlying: Common Stock · 5,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F7 · derivative.exercise_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. The remaining portion of these PSUs will vest on each of March 1, 2019 and March 1, 2020.

F7 · derivative.expiration_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. The remaining portion of these PSUs will vest on each of March 1, 2019 and March 1, 2020.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 1,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · derivative · entry 18

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F6 · derivative.exercise_date: On March 20, 2015, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 22, 2016 and, based on that assessment, determined the number of PSUs. The last vesting date of these PSUs was on March 1, 2018.

F6 · derivative.expiration_date: On March 20, 2015, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 22, 2016 and, based on that assessment, determined the number of PSUs. The last vesting date of these PSUs was on March 1, 2018.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 13,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · derivative · entry 17

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: The last vesting date of these RSUs was March 1, 2018.

F5 · derivative.expiration_date: The last vesting date of these RSUs was March 1, 2018.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 14,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · derivative · entry 16

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 23, 2015, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 22, 2016 and, based on that assessment, determined the number of PSUs. The last vesting date of these PSUs was March 1, 2018.

F3 · derivative.expiration_date: On February 23, 2015, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 22, 2016 and, based on that assessment, determined the number of PSUs. The last vesting date of these PSUs was March 1, 2018.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 18,593 $7.06 $131,266.58
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 14

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,370

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 18,593 $7.06 $131,266.58
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 13

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,963

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 8,875 $7.06 $62,657.50
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 12

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,556

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 2,045 $7.06 $14,437.70
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 11

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,431

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 485 $7.06 $3,424.10
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 10

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,476

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 5,082 $7.06 $35,878.92
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 9

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,961

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 4,807 $7.06 $33,937.42
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 8

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,043

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 7

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 6

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 17,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 5

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 5,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 4

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 3

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 13,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:32 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 14,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016853 · doc4.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.