Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SUNPOWER CORPSPWR · Entity 88423 | Director · Executive Chairman | February 21, 2024 | February 23, 2024 |
| WOLFSPEED, INC.WOLF · Entity 619 | Director · Chairman of the Board | April 30, 2025 | May 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SUNPOWER CORP
Report date February 21, 2024 · Filed February 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 87,464 |
Reported balance
After 2024-02-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-02-21 · Grant · Acquired 87,464 · Balance 87,464 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were granted and vested immediately on February 21, 2024 pursuant to the terms and conditions of that certain offer letter, dated February 19, 2024, by and between the Reporting Person and Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F2: The RSUs were granted and vested immediately on February 21, 2024 pursuant to the terms and conditions of that certain offer letter, dated February 19, 2024, by and between the Reporting Person and Issuer.
WOLFSPEED, INC.
Report date April 30, 2025 · Filed May 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 263,835 |
Reported balance
After 2025-04-30 transaction · row 1
1 source rowRow 1 · 2025-04-30 · Grant · Acquired 22,500 · Balance 263,835 F1: Award of restricted stock units vesting in full on April 30, 2026. |
| COMMON STOCKSEC Table I · non-derivative | IndirectFamily Trust | 683 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 683 |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units vesting in full on April 30, 2026.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Itron Networked Solutions, Inc.
Report date January 05, 2018 · Filed January 09, 2018
Section 16 reporting ended · disclosed 2018-01-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 1
1 source rowRow 1 · 2018-01-05 · Disposition to issuer · Disposed 71,393 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron, Inc. ("Itron") and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), in exchange for the right to receive cash in the amount of $16.25 per share (the "Merger Consideration"). |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.50 · Expires 2019-05-06 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-01-05 · Disposition to issuer · Disposed 3,750 · Balance 0 F2: This option, which is fully vested, was canceled pursuant to the Merger Agreement in exchange for the right to receive cash in the amount of $10.75 per share, representing the difference between the per share exercise price of this option and the Merger Consideration. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2021-05-19 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-05 · Disposition to issuer · Disposed 5,000 · Balance 0 F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2023-03-11 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-01-05 · Disposition to issuer · Disposed 5,000 · Balance 0 F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.48 · Expires 2023-05-22 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-01-05 · Disposition to issuer · Disposed 16,890 · Balance 0 F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-01-05 · Disposition to issuer · Disposed 20,018 · Balance 0 F4: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, these RSUs became fully vested and were immediately settled and converted into the right to receive cash equal to the amount of the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron, Inc. ("Itron") and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), in exchange for the right to receive cash in the amount of $16.25 per share (the "Merger Consideration").
F2: This option, which is fully vested, was canceled pursuant to the Merger Agreement in exchange for the right to receive cash in the amount of $10.75 per share, representing the difference between the per share exercise price of this option and the Merger Consideration.
F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement.
F4: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
F5: Pursuant to the Merger Agreement, these RSUs became fully vested and were immediately settled and converted into the right to receive cash equal to the amount of the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2018 Filed Feb 21, 2018 17:22 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012018 · doc4.xml · derivative · entry 4 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F5 · derivative.exercise_date: The RSUs shall vest in four equal installments on each of March 1, 2019, March 1, 2020 March 1, 2021 and March 1, 2022. F5 · derivative.expiration_date: The RSUs shall vest in four equal installments on each of March 1, 2019, March 1, 2020 March 1, 2021 and March 1, 2022. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 17:22 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 17,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012018 · doc4.xml · derivative · entry 3 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,700 Underlying: Common Stock · 17,700 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020. F3 · derivative.expiration_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 17:22 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012018 · doc4.xml · derivative · entry 2 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020. F3 · derivative.expiration_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 17:22 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012018 · doc4.xml · derivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in four equal installments on each of March 1, 2018, March 1, 2019, March 1, 2020 and March 1, 2021. F2 · derivative.expiration_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in four equal installments on each of March 1, 2018, March 1, 2019, March 1, 2020 and March 1, 2021. Read SEC document |
| February 16, 2018 Filed Mar 5, 2018 18:35 UTC Amendment | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016858 · doc4a.xml · derivative · entry 4 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F5 · derivative.exercise_date: The RSUs shall vest in two equal installments on each of March 31, 2019 and March 31, 2020. This footnote has been amended to correct the vesting schedule. F5 · derivative.expiration_date: The RSUs shall vest in two equal installments on each of March 31, 2019 and March 31, 2020. This footnote has been amended to correct the vesting schedule. Read SEC document |
| February 16, 2018 Filed Mar 5, 2018 18:35 UTC Amendment | SUNPOWER CORP SPWR · Entity 88423 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 17,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016858 · doc4a.xml · derivative · entry 3 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,700 Underlying: Common Stock · 17,700 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020. F3 · derivative.expiration_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020. Read SEC document |
| February 16, 2018 Filed Mar 5, 2018 18:35 UTC Amendment | SUNPOWER CORP SPWR · Entity 88423 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016858 · doc4a.xml · derivative · entry 2 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020. F3 · derivative.expiration_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020. Read SEC document |
| February 16, 2018 Filed Mar 5, 2018 18:35 UTC Amendment | SUNPOWER CORP SPWR · Entity 88423 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016858 · doc4a.xml · derivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in four equal installments on each of March 1, 2018, March 1, 2019, March 1, 2020 and March 1, 2021. F2 · derivative.expiration_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in four equal installments on each of March 1, 2018, March 1, 2019, March 1, 2020 and March 1, 2021. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:57 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Disposition to issuerRestricted Stock Units · Derivative | 20,018 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-001523 · doc1.xml · derivative · entry 6 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,018 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, these RSUs became fully vested and were immediately settled and converted into the right to receive cash equal to the amount of the Merger Consideration. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, these RSUs became fully vested and were immediately settled and converted into the right to receive cash equal to the amount of the Merger Consideration. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:57 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 16,890 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0001140361-18-001523 · doc1.xml · derivative · entry 5 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,890 shares Expires 2023-05-22 F3 · derivative.exercise_date: This option, which is fully vested, was canceled pursuant to the Merger Agreement. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:57 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001140361-18-001523 · doc1.xml · derivative · entry 4 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2023-03-11 F3 · derivative.exercise_date: This option, which is fully vested, was canceled pursuant to the Merger Agreement. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:57 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001140361-18-001523 · doc1.xml · derivative · entry 3 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-05-19 F3 · derivative.exercise_date: This option, which is fully vested, was canceled pursuant to the Merger Agreement. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:57 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001140361-18-001523 · doc1.xml · derivative · entry 2 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2019-05-06 F2 · derivative.exercise_date: This option, which is fully vested, was canceled pursuant to the Merger Agreement in exchange for the right to receive cash in the amount of $10.75 per share, representing the difference between the per share exercise price of this option and the Merger Consideration. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:57 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Disposition to issuerCommon Stock | 71,393 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-001523 · doc1.xml · nonDerivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron, Inc. ("Itron") and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), in exchange for the right to receive cash in the amount of $16.25 per share (the "Merger Consideration"). Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:24 UTC | WOLFSPEED, INC. CREE · Entity 619 | GrantCOMMON STOCK | 7,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000895419-17-000079 · wf-form4_150472943668476.xml · nonDerivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,880 F1 · kind: Award of restricted stock units vesting in full on September 1, 2018. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:12 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | GrantRestricted Stock Units · Derivative | 20,018 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022960 · doc1.xml · derivative · entry 3 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,018 Underlying: Common Stock · 20,018 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs vest as to 100% of the shares at the earlier date of: (i) the Issuer's 2018 Annual Meeting of Stockholders or (ii) May 25, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: The RSUs vest as to 100% of the shares at the earlier date of: (i) the Issuer's 2018 Annual Meeting of Stockholders or (ii) May 25, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:12 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Exercise / conversionRestricted Stock Units · Derivative | 16,234 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022960 · doc1.xml · derivative · entry 2 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2016. F3 · derivative.exercise_date: The RSUs vest as to 100% of the shares at the earlier date of: (i) the Issuer's 2017 Annual Meeting of Stockholders or (ii) June 2, 2017. F3 · derivative.expiration_date: The RSUs vest as to 100% of the shares at the earlier date of: (i) the Issuer's 2017 Annual Meeting of Stockholders or (ii) June 2, 2017. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:12 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Exercise / conversionCommon Stock | 16,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022960 · doc1.xml · nonDerivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2016. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 16:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 150,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020531 · doc4.xml · derivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs shall vest in four equal installments on each of March 1, 2018, March 1, 2019 March 1, 2020 and March 1, 2021. F2 · derivative.expiration_date: The RSUs shall vest in four equal installments on each of March 1, 2018, March 1, 2019 March 1, 2020 and March 1, 2021. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 17,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · derivative · entry 23 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,700 Underlying: Common Stock · 17,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F12 · derivative.exercise_date: The remaining RSUs shall vest in installments on each of March 1, 2018, March 1, 2019 and March 1, 2020. F12 · derivative.expiration_date: The remaining RSUs shall vest in installments on each of March 1, 2018, March 1, 2019 and March 1, 2020. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 5,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · derivative · entry 22 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,412 Underlying: Common Stock · 5,137 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F11 · derivative.exercise_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. The remaining portion of these PSUs will vest in installments on each of March 1, 2018, March 1, 2019 and March 1, 2020. F11 · derivative.expiration_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. The remaining portion of these PSUs will vest in installments on each of March 1, 2018, March 1, 2019 and March 1, 2020. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · derivative · entry 21 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 1,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F10 · derivative.exercise_date: On March 20, 2015, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 22, 2016 and, based on that assessment, determined the number of PSUs. The remaining portion of these PSUs will vest on March 1, 2018. F10 · derivative.expiration_date: On March 20, 2015, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 22, 2016 and, based on that assessment, determined the number of PSUs. The remaining portion of these PSUs will vest on March 1, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 13,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · derivative · entry 20 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,900 Underlying: Common Stock · 13,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F9 · derivative.exercise_date: The remaining portion of thses RSUs will vest on March 1, 2018. F9 · derivative.expiration_date: The remaining portion of thses RSUs will vest on March 1, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 14,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · derivative · entry 19 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,694 Underlying: Common Stock · 14,694 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F8 · derivative.exercise_date: On February 23, 2015, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 22, 2016 and, based on that assessment, determined the number of PSUs. The remaining portion of these PSUs will vest on March 1, 2018. F8 · derivative.expiration_date: On February 23, 2015, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 22, 2016 and, based on that assessment, determined the number of PSUs. The remaining portion of these PSUs will vest on March 1, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · derivative · entry 18 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F7 · derivative.exercise_date: The last vesting date for these RSUs was on March 1, 2017. F7 · derivative.expiration_date: The last vesting date for these RSUs was on March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 20,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · derivative · entry 17 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F5 · derivative.exercise_date: On February 5, 2014, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed achievement of the performance criteria on February 23, 2015. The last vesting date of these PSUs was March 1, 2017. F5 · derivative.expiration_date: On February 5, 2014, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed achievement of the performance criteria on February 23, 2015. The last vesting date of these PSUs was March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 8,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · derivative · entry 16 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,610 Underlying: Common Stock · 8,610 shares Expires not disclosed F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F4 · derivative.exercise_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. The PSUs will vest in full on March 31, 2020. F4 · derivative.expiration_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. The PSUs will vest in full on March 31, 2020. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 20,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · derivative · entry 15 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,549 Underlying: Common Stock · 20,549 shares Expires not disclosed F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. The PSUs will vest in four installments on each of March 1, 2017, March 1, 2018, March 1, 2019 and March 1, 2020. F3 · derivative.expiration_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. The PSUs will vest in four installments on each of March 1, 2017, March 1, 2018, March 1, 2019 and March 1, 2020. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 6,727 | $8.40 | $56,506.80 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 14 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,819 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 1,931 | $8.40 | $16,220.40 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 13 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,546 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 527 | $8.40 | $4,426.80 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 12 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,477 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 5,224 | $8.40 | $43,881.60 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 11 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,004 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 5,523 | $8.40 | $46,393.20 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 10 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,228 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 6,236 | $8.40 | $52,382.40 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 9 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,751 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 8,659 | $8.40 | $72,735.60 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 8 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,987 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 17,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 7 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 5,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 6 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 5 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 13,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 4 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 14,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 3 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 2 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:39 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 20,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017631 · doc4.xml · nonDerivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 16:08 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 125,278 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-028536 · doc4.xml · derivative · entry 3 WERNER THOMAS H · CIK 0001247756 · Director · Director, Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs vested on September 1, 2016. F2 · derivative.expiration_date: The RSUs vested on September 1, 2016. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 16:08 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 65,371 | $10.10 | $660,247.10 |
DisclosureSEC source: 0000899243-16-028536 · doc4.xml · nonDerivative · entry 2 WERNER THOMAS H · CIK 0001247756 · Director · Director, Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,225 F3 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 16:08 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 125,278 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-028536 · doc4.xml · nonDerivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director · Director, Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 21:06 UTC | WOLFSPEED, INC. CREE · Entity 619 | GrantCOMMON STOCK | 6,429 | $0.00 | $0.00 |
DisclosureSEC source: 0000895419-16-000183 · wf-form4_147319599861006.xml · nonDerivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,847 F1 · kind: Award of restricted stock units vesting in full on September 1, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.