Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SUNPOWER CORPSPWR · Entity 88423 | Director · Executive Chairman | February 21, 2024 | February 23, 2024 |
| WOLFSPEED, INC.WOLF · Entity 619 | Director · Chairman of the Board | April 30, 2025 | May 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SUNPOWER CORP
Report date February 21, 2024 · Filed February 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 87,464 |
Reported balance
After 2024-02-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-02-21 · Grant · Acquired 87,464 · Balance 87,464 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were granted and vested immediately on February 21, 2024 pursuant to the terms and conditions of that certain offer letter, dated February 19, 2024, by and between the Reporting Person and Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F2: The RSUs were granted and vested immediately on February 21, 2024 pursuant to the terms and conditions of that certain offer letter, dated February 19, 2024, by and between the Reporting Person and Issuer.
WOLFSPEED, INC.
Report date April 30, 2025 · Filed May 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 263,835 |
Reported balance
After 2025-04-30 transaction · row 1
1 source rowRow 1 · 2025-04-30 · Grant · Acquired 22,500 · Balance 263,835 F1: Award of restricted stock units vesting in full on April 30, 2026. |
| COMMON STOCKSEC Table I · non-derivative | IndirectFamily Trust | 683 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 683 |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units vesting in full on April 30, 2026.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Itron Networked Solutions, Inc.
Report date January 05, 2018 · Filed January 09, 2018
Section 16 reporting ended · disclosed 2018-01-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 1
1 source rowRow 1 · 2018-01-05 · Disposition to issuer · Disposed 71,393 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron, Inc. ("Itron") and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), in exchange for the right to receive cash in the amount of $16.25 per share (the "Merger Consideration"). |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.50 · Expires 2019-05-06 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-01-05 · Disposition to issuer · Disposed 3,750 · Balance 0 F2: This option, which is fully vested, was canceled pursuant to the Merger Agreement in exchange for the right to receive cash in the amount of $10.75 per share, representing the difference between the per share exercise price of this option and the Merger Consideration. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2021-05-19 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-05 · Disposition to issuer · Disposed 5,000 · Balance 0 F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2023-03-11 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-01-05 · Disposition to issuer · Disposed 5,000 · Balance 0 F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.48 · Expires 2023-05-22 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-01-05 · Disposition to issuer · Disposed 16,890 · Balance 0 F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-01-05 · Disposition to issuer · Disposed 20,018 · Balance 0 F4: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5: Pursuant to the Merger Agreement, these RSUs became fully vested and were immediately settled and converted into the right to receive cash equal to the amount of the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron, Inc. ("Itron") and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), in exchange for the right to receive cash in the amount of $16.25 per share (the "Merger Consideration").
F2: This option, which is fully vested, was canceled pursuant to the Merger Agreement in exchange for the right to receive cash in the amount of $10.75 per share, representing the difference between the per share exercise price of this option and the Merger Consideration.
F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement.
F4: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
F5: Pursuant to the Merger Agreement, these RSUs became fully vested and were immediately settled and converted into the right to receive cash equal to the amount of the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2020 Filed Aug 12, 2020 19:02 UTC | SUNPOWER CORP SPWR · Entity 88423 | SaleCommon Stock | 40,000 | $12.23 | $489,176.00 |
DisclosureSEC source: 0001209191-20-046460 · doc4.xml · nonDerivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,342 F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person. F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $11.985-$12.540. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance Based Restricted Stock Units (PSUs) · Derivative | 34,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · derivative · entry 22 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F8 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. This is the only installment of these PSUs to vest F8 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. This is the only installment of these PSUs to vest Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance Based Restricted Stock Units (PSUs) · Derivative | 59,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · derivative · entry 21 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,640 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F8 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. This is the only installment of these PSUs to vest F8 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. This is the only installment of these PSUs to vest Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 32,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · derivative · entry 20 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F5 · derivative.exercise_date: This is the final RSU installment to vest. F5 · derivative.expiration_date: This is the final RSU installment to vest. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance Based Restricted Units (PSUs) · Derivative | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · derivative · entry 19 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F7 · derivative.exercise_date: This is the final PSU installment to vest. F7 · derivative.expiration_date: This is the final PSU installment to vest. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance Based Restricted Stock Units (PSUs) · Derivative | 17,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · derivative · entry 18 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F6 · derivative.exercise_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. This is the only installment to vest. F6 · derivative.expiration_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. This is the only installment to vest. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · derivative · entry 17 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F5 · derivative.exercise_date: This is the final RSU installment to vest. F5 · derivative.expiration_date: This is the final RSU installment to vest. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance Based Restricted Stock Units (PSUs) · Derivative | 8,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · derivative · entry 16 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. This is the only installment to vest. F3 · derivative.expiration_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. This is the only installment to vest. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 16,942 | $5.07 | $85,895.94 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 14 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,342 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 34,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 13 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 29,570 | $5.07 | $149,919.90 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 12 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,114 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 59,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 11 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 812,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 16,114 | $5.07 | $81,697.98 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 10 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,044 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 32,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 9 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 44,622 | $5.07 | $226,233.54 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 8 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,658 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 7 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 8,776 | $5.07 | $44,494.32 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 6 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,280 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 17,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 5 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 59,496 | $5.07 | $301,644.72 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 4 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682,356 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 3 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 4,269 | $5.07 | $21,643.83 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 2 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,852 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 19:33 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 8,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023473 · doc4.xml · nonDerivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance Based Restricted Stock Units (PSU's) · Derivative | 133,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · derivative · entry 20 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,050 Underlying: Common Stock · 133,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F9 · derivative.exercise_date: On April 18, 2019, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 29, 2020 and, based on that assessment, determined the number of PSUs. These PSUs shall vest on December 1, 2020, subject to acceleration of vesting as set forth in Reporting Person's employment agreement. F9 · derivative.expiration_date: On April 18, 2019, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 29, 2020 and, based on that assessment, determined the number of PSUs. These PSUs shall vest on December 1, 2020, subject to acceleration of vesting as set forth in Reporting Person's employment agreement. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · derivative · entry 19 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F8 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. This is the final installment of these PSUs to vest. F8 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. This is the final installment of these PSUs to vest. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 32,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · derivative · entry 18 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F8 · derivative.exercise_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. This is the final installment of these PSUs to vest. F8 · derivative.expiration_date: On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. This is the final installment of these PSUs to vest. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · derivative · entry 17 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F7 · derivative.exercise_date: The remaining RSUs shall vest on March 1, 2021. F7 · derivative.expiration_date: The remaining RSUs shall vest on March 1, 2021. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · derivative · entry 16 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F6 · derivative.exercise_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The remaining PSUs shall vest on March 1, 2021. F6 · derivative.expiration_date: On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The remaining PSUs shall vest on March 1, 2021. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 17,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · derivative · entry 15 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F5 · derivative.exercise_date: These are the final RSUs to vest. F5 · derivative.expiration_date: These are the final RSUs to vest. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 5,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · derivative · entry 14 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. This is the final installment to vest. F3 · derivative.expiration_date: On March 31, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. This is the final installment to vest. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 14,874 | $8.57 | $127,470.18 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · nonDerivative · entry 12 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,511 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 16,017 | $8.57 | $137,265.69 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · nonDerivative · entry 11 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,385 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 18,593 | $8.57 | $159,342.01 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · nonDerivative · entry 10 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,402 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 13,980 | $8.57 | $119,808.60 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · nonDerivative · entry 9 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,995 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 6,190 | $8.57 | $53,048.30 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · nonDerivative · entry 8 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,975 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 1,777 | $8.57 | $15,228.89 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · nonDerivative · entry 7 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,165 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · nonDerivative · entry 6 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 32,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · nonDerivative · entry 5 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · nonDerivative · entry 4 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · nonDerivative · entry 3 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 17,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · nonDerivative · entry 2 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 20:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 5,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016422 · doc4.xml · nonDerivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 20:30 UTC | WOLFSPEED, INC. CREE · Entity 619 | GrantCOMMON STOCK | 3,217 | $0.00 | $0.00 |
DisclosureSEC source: 0000895419-19-000073 · wf-form4_156762902305301.xml · nonDerivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,663 F1 · kind: Award of restricted stock units vesting in full on September 1, 2020. Read SEC document |
| August 26, 2019 Filed Aug 26, 2019 20:27 UTC | WOLFSPEED, INC. CREE · Entity 619 | Exercise / conversionNONQUALIFIED STOCK OPTION (RIGHT TO BUY) · Derivative | 4,000 | $27.77 Strike: $27.77 | $111,080.00 |
DisclosureSEC source: 0000895419-19-000052 · wf-form4_156685121181151.xml · derivative · entry 2 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 4,000 shares Expires 2019-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2019 Filed Aug 26, 2019 20:27 UTC | WOLFSPEED, INC. CREE · Entity 619 | Exercise / conversionCOMMON STOCK | 4,000 | $27.77 | $111,080.00 |
DisclosureSEC source: 0000895419-19-000052 · wf-form4_156685121181151.xml · nonDerivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2019 Filed Aug 5, 2019 18:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | SaleCommon Stock | 8,566 | $14.16 | $121,303.13 |
DisclosureSEC source: 0001209191-19-044707 · doc4.xml · nonDerivative · entry 2 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,599 F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person. F3 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $14.005-$14.50.The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price. Read SEC document |
| August 05, 2019 Filed Aug 5, 2019 18:49 UTC | SUNPOWER CORP SPWR · Entity 88423 | SaleCommon Stock | 81,434 | $13.39 | $1,090,238.39 |
DisclosureSEC source: 0001209191-19-044707 · doc4.xml · nonDerivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,165 F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person. F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $13.055-$14.The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 19:38 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025545 · doc4.xml · derivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs shall vest on December 1, 2020, subject to acceleration in the event of Mr. Werner's earlier termination of service after January 1, 2020, provided that such termination is not for Cause (as such term is defined in Mr. Werner's employment agreement). F2 · derivative.expiration_date: The RSUs shall vest on December 1, 2020, subject to acceleration in the event of Mr. Werner's earlier termination of service after January 1, 2020, provided that such termination is not for Cause (as such term is defined in Mr. Werner's employment agreement). Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 17:43 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 32,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022693 · doc4.xml · derivative · entry 4 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: The RSUs shall vest in two equal installments on each of March 31, 2019 and March 31, 2020. F3 · derivative.expiration_date: The RSUs shall vest in two equal installments on each of March 31, 2019 and March 31, 2020. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 17:43 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 16,114 | $6.51 | $104,902.14 |
DisclosureSEC source: 0001209191-19-022693 · doc4.xml · nonDerivative · entry 2 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,599 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 17:43 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 32,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022693 · doc4.xml · nonDerivative · entry 1 WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.