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person · Reporting owner

WERNER THOMAS H

Disclosed activity across 3 companies

Tapewire entity
80315
SEC CIK
0001247756

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SUNPOWER CORPSPWR · Entity 88423Director · Executive ChairmanFebruary 21, 2024February 23, 2024
WOLFSPEED, INC.WOLF · Entity 619Director · Chairman of the BoardApril 30, 2025May 01, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SUNPOWER CORP

Report date February 21, 2024 · Filed February 23, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect87,464 Reported balance After 2024-02-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-02-21 · Grant · Acquired 87,464 · Balance 87,464

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were granted and vested immediately on February 21, 2024 pursuant to the terms and conditions of that certain offer letter, dated February 19, 2024, by and between the Reporting Person and Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were granted and vested immediately on February 21, 2024 pursuant to the terms and conditions of that certain offer letter, dated February 19, 2024, by and between the Reporting Person and Issuer.

WOLFSPEED, INC.

Report date April 30, 2025 · Filed May 01, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect263,835 Reported balance After 2025-04-30 transaction · row 1
1 source row

Row 1 · 2025-04-30 · Grant · Acquired 22,500 · Balance 263,835

F1: Award of restricted stock units vesting in full on April 30, 2026.

COMMON STOCKSEC Table I · non-derivativeIndirectFamily Trust683 Reported balance Holding disclosure · report date 2025-04-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 683

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units vesting in full on April 30, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Itron Networked Solutions, Inc.

Report date January 05, 2018 · Filed January 09, 2018

Section 16 reporting ended · disclosed 2018-01-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-01-05 transaction · row 1
1 source row

Row 1 · 2018-01-05 · Disposition to issuer · Disposed 71,393 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron, Inc. ("Itron") and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), in exchange for the right to receive cash in the amount of $16.25 per share (the "Merger Consideration").

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.50 · Expires 2019-05-06Direct0 Reported balance After 2018-01-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-01-05 · Disposition to issuer · Disposed 3,750 · Balance 0

F2: This option, which is fully vested, was canceled pursuant to the Merger Agreement in exchange for the right to receive cash in the amount of $10.75 per share, representing the difference between the per share exercise price of this option and the Merger Consideration.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2021-05-19Direct0 Reported balance After 2018-01-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-01-05 · Disposition to issuer · Disposed 5,000 · Balance 0

F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2023-03-11Direct0 Reported balance After 2018-01-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-01-05 · Disposition to issuer · Disposed 5,000 · Balance 0

F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.48 · Expires 2023-05-22Direct0 Reported balance After 2018-01-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-01-05 · Disposition to issuer · Disposed 16,890 · Balance 0

F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-01-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-01-05 · Disposition to issuer · Disposed 20,018 · Balance 0

F4: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F5: Pursuant to the Merger Agreement, these RSUs became fully vested and were immediately settled and converted into the right to receive cash equal to the amount of the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron, Inc. ("Itron") and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), in exchange for the right to receive cash in the amount of $16.25 per share (the "Merger Consideration").

F2: This option, which is fully vested, was canceled pursuant to the Merger Agreement in exchange for the right to receive cash in the amount of $10.75 per share, representing the difference between the per share exercise price of this option and the Merger Consideration.

F3: This option, which is fully vested, was canceled pursuant to the Merger Agreement.

F4: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F5: Pursuant to the Merger Agreement, these RSUs became fully vested and were immediately settled and converted into the right to receive cash equal to the amount of the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2025 Filed May 1, 2025 20:04 UTC WOLFSPEED, INC. WOLF · Entity 619 GrantCOMMON STOCK 22,500 $0.00 $0.00
Disclosure

SEC source: 0000895419-25-000044 · wk-form4_1746129865.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,835

F1 · shares: Award of restricted stock units vesting in full on April 30, 2026.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:02 UTC WOLFSPEED, INC. WOLF · Entity 619 GrantCOMMON STOCK 22,500 $0.00 $0.00
Disclosure

SEC source: 0000895419-25-000035 · wk-form4_1743537730.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Executive Chair · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,335

F1 · shares: Award of restricted stock units vesting in full on March 31, 2026.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:02 UTC WOLFSPEED, INC. WOLF · Entity 619 GrantCOMMON STOCK 36,947 $0.00 $0.00
Disclosure

SEC source: 0000895419-25-000029 · wk-form4_1741035715.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Executive Chair · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,835

F1 · shares: Award of restricted stock units vesting in full on February 28, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:20 UTC WOLFSPEED, INC. WOLF · Entity 619 GrantCOMMON STOCK 34,201 $0.00 $0.00
Disclosure

SEC source: 0000895419-25-000026 · wk-form4_1738617649.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Executive Chair · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,888

F1 · shares: Award of restricted stock units vesting in full on January 31, 2026.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:04 UTC WOLFSPEED, INC. WOLF · Entity 619 GrantCOMMON STOCK 39,138 $0.00 $0.00
Disclosure

SEC source: 0000895419-25-000003 · wk-form4_1735851874.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Executive Chair · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,687

F1 · shares: Award of restricted stock units vesting in full on December 31, 2025.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 21:08 UTC WOLFSPEED, INC. WOLF · Entity 619 PurchaseCOMMON STOCK 37,500 $6.53 $244,785.00
Disclosure

SEC source: 0000895419-24-000114 · wk-form4_1732223277.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,549

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $6.51 - $6.545 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission ("the SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 18:56 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 87,464 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-006716 · wk-form4_1708732583.xml · derivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,464

Underlying: Common Stock · 87,464 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were granted and vested immediately on February 21, 2024 pursuant to the terms and conditions of that certain offer letter, dated February 19, 2024, by and between the Reporting Person and Issuer.

F2 · derivative.expiration_date: The RSUs were granted and vested immediately on February 21, 2024 pursuant to the terms and conditions of that certain offer letter, dated February 19, 2024, by and between the Reporting Person and Issuer.

Read SEC document
October 24, 2023 Filed Jan 25, 2024 21:21 UTC WOLFSPEED, INC. WOLF · Entity 619 PurchaseCOMMON STOCK 683 $32.05 $21,888.85
Disclosure

SEC source: 0000895419-24-000003 · wk-form4_1706217662.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 683

F1 · kind: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held for a trust for which the Reporting Person is the trustee and the Reporting Person and his spouse are beneficiaries. Both the Reporting Person and the Reporting Person's spouse were unaware of the transactions at the time they occurred and do not exercise any investment control over the purchase and sale of the shares.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 20:06 UTC WOLFSPEED, INC. WOLF · Entity 619 GrantCOMMON STOCK 5,383 $0.00 $0.00
Disclosure

SEC source: 0000895419-23-000116 · wk-form4_1698264364.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,049

F1 · kind: Award of restricted stock units vesting in full on October 23, 2024.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:33 UTC WOLFSPEED, INC. WOLF · Entity 619 GrantCOMMON STOCK 2,122 $0.00 $0.00
Disclosure

SEC source: 0000895419-22-000085 · wf-form4_166215076077497.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,666

F1 · kind: Award of restricted stock units vesting in full on September 1, 2023.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:32 UTC WOLFSPEED, INC. CREE · Entity 619 GrantCOMMON STOCK 2,229 $0.00 $0.00
Disclosure

SEC source: 0000895419-21-000097 · wf-form4_163061474022624.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,544

F1 · kind: Award of restricted stock units vesting in full on September 1, 2022.

Read SEC document
May 03, 2021 Filed May 5, 2021 19:40 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 3,500 $24.96 $87,372.25
Disclosure

SEC source: 0000899243-21-018418 · doc4.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,789

F1 · kind: Shares sold to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units.

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $24.910-$25.010. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 6,523 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017487 · doc4.xml · derivative · entry 3

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: RSUs shall be fully vested on the date of grant.

F2 · derivative.expiration_date: RSUs shall be fully vested on the date of grant.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:20 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 6,523 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017487 · doc4.xml · derivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,523

Underlying: Common Stock · 6,523 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: RSUs shall be fully vested on the date of grant.

F2 · derivative.expiration_date: RSUs shall be fully vested on the date of grant.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:20 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 6,523 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017487 · doc4.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 20:58 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 58,500 $25.59 $1,497,044.25
Disclosure

SEC source: 0000899243-21-016827 · doc4.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,766

F1 · kind: Shares sold to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units.

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $25.550-$25.680. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 18:24 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 82,488 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016617 · doc4.xml · derivative · entry 4

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs fully vested on April 19, 2021.

F2 · derivative.expiration_date: The RSUs fully vested on April 19, 2021.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 18:24 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 30,860 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016617 · doc4.xml · derivative · entry 3

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs fully vested on April 19, 2021.

F2 · derivative.expiration_date: The RSUs fully vested on April 19, 2021.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 18:24 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 82,488 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016617 · doc4.xml · nonDerivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 18:24 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 30,860 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016617 · doc4.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:55 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 787 $37.78 $29,730.97
Disclosure

SEC source: 0001209191-21-018023 · doc4.xml · nonDerivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,918

F1 · kind: Shares sold to satisfy tax withholding obligations in connection with the vesting of Restricted Stok Units and Performance Based Restricted Stock Units

F3 · price: Price constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $37.770 - $37.810. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 19:55 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 37,063 $37.15 $1,377,042.41
Disclosure

SEC source: 0001209191-21-018023 · doc4.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,705

F1 · kind: Shares sold to satisfy tax withholding obligations in connection with the vesting of Restricted Stok Units and Performance Based Restricted Stock Units

F2 · price: Price constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $36.760 - $37.740. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 10:03 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSU's) · Derivative 39,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017616 · doc4.xml · derivative · entry 4

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The remaining PSU's or RSU's vested on March 1, 2021

F2 · derivative.expiration_date: The remaining PSU's or RSU's vested on March 1, 2021

Read SEC document
March 01, 2021 Filed Mar 4, 2021 10:03 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionPerformance Based Restricted Stock Units (RSU's) · Derivative 39,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017616 · doc4.xml · derivative · entry 3

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The remaining PSU's or RSU's vested on March 1, 2021

F2 · derivative.expiration_date: The remaining PSU's or RSU's vested on March 1, 2021

Read SEC document
March 01, 2021 Filed Mar 4, 2021 10:03 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 39,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017616 · doc4.xml · nonDerivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 10:03 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 39,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017616 · doc4.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 19:00 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 82,488 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013444 · doc4.xml · derivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,488

Underlying: Common Stock · 82,488 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs shall vest on December 1, 2021, subject to acceleration in the event of Mr. Werner's earlier termination of service, provided that such termination is not for Cause (as such term is defined in Mr. Werner's employment agreement). These grants were originally discussed in fiscal year 2020, commensurate with the stock price used for grants to other executive officers during the time period, for a target total grant value of $1 million, but grants were deferred due to the impact and uncertainty created by the COVID-19 pandemic. The grants were finalized on February 22, 2021.

F2 · derivative.expiration_date: The RSUs shall vest on December 1, 2021, subject to acceleration in the event of Mr. Werner's earlier termination of service, provided that such termination is not for Cause (as such term is defined in Mr. Werner's employment agreement). These grants were originally discussed in fiscal year 2020, commensurate with the stock price used for grants to other executive officers during the time period, for a target total grant value of $1 million, but grants were deferred due to the impact and uncertainty created by the COVID-19 pandemic. The grants were finalized on February 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 19:00 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 30,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013444 · doc4.xml · derivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,860

Underlying: Common Stock · 30,860 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs shall vest on December 1, 2021, subject to acceleration in the event of Mr. Werner's earlier termination of service, provided that such termination is not for Cause (as such term is defined in Mr. Werner's employment agreement). These grants were originally discussed in fiscal year 2020, commensurate with the stock price used for grants to other executive officers during the time period, for a target total grant value of $1 million, but grants were deferred due to the impact and uncertainty created by the COVID-19 pandemic. The grants were finalized on February 22, 2021.

F2 · derivative.expiration_date: The RSUs shall vest on December 1, 2021, subject to acceleration in the event of Mr. Werner's earlier termination of service, provided that such termination is not for Cause (as such term is defined in Mr. Werner's employment agreement). These grants were originally discussed in fiscal year 2020, commensurate with the stock price used for grants to other executive officers during the time period, for a target total grant value of $1 million, but grants were deferred due to the impact and uncertainty created by the COVID-19 pandemic. The grants were finalized on February 22, 2021.

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February 22, 2021 Filed Feb 24, 2021 21:58 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 50,000 $38.08 $1,904,000.00
Disclosure

SEC source: 0001209191-21-014117 · doc4.xml · nonDerivative · entry 3

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,076

F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.

F3 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $33.090-$36.920. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price.

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February 22, 2021 Filed Feb 24, 2021 21:58 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 40,000 $30.47 $1,218,800.00
Disclosure

SEC source: 0001209191-21-014117 · doc4.xml · nonDerivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,076

F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $33.100-$36.910. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price.

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February 22, 2021 Filed Feb 24, 2021 21:58 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 40,000 $30.47 $1,218,800.00
Disclosure

SEC source: 0001209191-21-014117 · doc4.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,076

F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $33.100-$36.910. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price.

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December 01, 2020 Filed Dec 3, 2020 19:06 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 52,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061663 · doc4.xml · derivative · entry 7

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: This is the final RSU installment to vest.

F5 · derivative.expiration_date: This is the final RSU installment to vest.

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December 01, 2020 Filed Dec 3, 2020 19:06 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionPerformance Based Restricted Stock Units (PSUs) · Derivative 139,601 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061663 · doc4.xml · derivative · entry 6

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 139,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On April 18,2019, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 28, 2020 and, based on that assessment, determined the number of PSUs. This is the only installment to vest.

F3 · derivative.expiration_date: On April 18,2019, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 28, 2020 and, based on that assessment, determined the number of PSUs. This is the only installment to vest.

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December 01, 2020 Filed Dec 3, 2020 19:06 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 26,011 $21.24 $552,473.64
Disclosure

SEC source: 0001209191-20-061663 · doc4.xml · nonDerivative · entry 4

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,178

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares.

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December 01, 2020 Filed Dec 3, 2020 19:06 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 52,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061663 · doc4.xml · nonDerivative · entry 3

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 01, 2020 Filed Dec 3, 2020 19:06 UTC SUNPOWER CORP SPWR · Entity 88423 Tax withholdingCommon Stock 69,215 $21.24 $1,470,126.60
Disclosure

SEC source: 0001209191-20-061663 · doc4.xml · nonDerivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,728

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares.

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December 01, 2020 Filed Dec 3, 2020 19:06 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 139,601 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061663 · doc4.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 18:37 UTC SUNPOWER CORP SPWR · Entity 88423 GiftCommon Stock 60,000 $21.85 $1,311,000.00
Disclosure

SEC source: 0001209191-20-061866 · doc4.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,178

F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person. Shares were transferred to the Fidelity Charitable Donor Advised Fund.

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $21.11-$22.59.The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price.

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November 30, 2020 Filed Dec 1, 2020 21:22 UTC WOLFSPEED, INC. CREE · Entity 619 SaleCOMMON STOCK 10,000 $91.02 $910,200.00
Disclosure

SEC source: 0000895419-20-000149 · wf-form4_160685773903820.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,315

F1 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $91.01 to $91.18, inclusive. Mr. Werner undertakes to provide Cree, Inc., any security holder of Cree, Inc., or the staff of the Securities Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 02, 2020 Filed Nov 4, 2020 18:21 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 40,000 $16.60 $664,100.00
Disclosure

SEC source: 0001209191-20-056992 · doc4.xml · nonDerivative · entry 5

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,342

F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.

F3 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $15.975-$16.880.The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price.

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November 02, 2020 Filed Nov 4, 2020 18:21 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 40,000 $16.61 $664,208.00
Disclosure

SEC source: 0001209191-20-056992 · doc4.xml · nonDerivative · entry 4

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,342

F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $16.000-$16.870. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price.

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November 02, 2020 Filed Nov 4, 2020 18:21 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 50,000 $16.02 $801,000.00
Disclosure

SEC source: 0001209191-20-056992 · doc4.xml · nonDerivative · entry 3

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,342

F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.

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November 02, 2020 Filed Nov 4, 2020 18:21 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 50,000 $16.02 $801,000.00
Disclosure

SEC source: 0001209191-20-056992 · doc4.xml · nonDerivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,342

F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 18:21 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 50,000 $16.02 $801,000.00
Disclosure

SEC source: 0001209191-20-056992 · doc4.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,342

F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.

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September 01, 2020 Filed Sep 3, 2020 20:50 UTC WOLFSPEED, INC. CREE · Entity 619 GrantCOMMON STOCK 2,652 $0.00 $0.00
Disclosure

SEC source: 0000895419-20-000096 · wf-form4_159916622639762.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,315

F1 · kind: Award of restricted stock units vesting in full on September 1, 2021.

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August 27, 2020 Filed Aug 28, 2020 20:32 UTC WOLFSPEED, INC. CREE · Entity 619 Exercise / conversionNONQUALIFIED STOCK OPTION (RIGHT TO BUY) · Derivative 4,000 $54.60 Strike: $54.60 $218,400.00
Disclosure

SEC source: 0000895419-20-000076 · wf-form4_159864672606248.xml · derivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 4,000 shares

Expires 2020-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:32 UTC WOLFSPEED, INC. CREE · Entity 619 Exercise / conversionCOMMON STOCK 4,000 $54.60 $218,400.00
Disclosure

SEC source: 0000895419-20-000076 · wf-form4_159864672606248.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 11:28 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 40,000 $13.00 $520,120.00
Disclosure

SEC source: 0001209191-20-048497 · doc4.xml · nonDerivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,342

F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.

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August 25, 2020 Filed Aug 27, 2020 11:28 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 40,000 $13.00 $520,120.00
Disclosure

SEC source: 0001209191-20-048497 · doc4.xml · nonDerivative · entry 1

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,342

F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.

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August 10, 2020 Filed Aug 12, 2020 19:02 UTC SUNPOWER CORP SPWR · Entity 88423 SaleCommon Stock 40,000 $12.23 $489,176.00
Disclosure

SEC source: 0001209191-20-046460 · doc4.xml · nonDerivative · entry 2

WERNER THOMAS H · CIK 0001247756 · Director · Pres and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,342

F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $11.985-$12.540. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.