Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Discover Financial Services
Report date May 15, 2025 · Filed May 19, 2025
Section 16 reporting ended · disclosed 2025-05-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,308 |
Reported balance
After 2025-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-05-15 · Grant · Acquired 948 · Balance 22,308 F1: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-05-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-05-18 · Disposition to issuer · Disposed 22,308 · Balance 0 F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash. F3: Includes 948 shares of Issuer common stock in respect of restricted stock units that vested in full immediately prior to the Effective Time. F4: As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan.
F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash.
F3: Includes 948 shares of Issuer common stock in respect of restricted stock units that vested in full immediately prior to the Effective Time.
F4: As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
REGIONS FINANCIAL CORP
Report date February 11, 2021 · Filed April 05, 2021
Section 16 reporting ended · disclosed 2021-04-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,187 |
Reported balance
After 2021-02-11 transaction · row 1
1 source rowRow 1 · 2021-02-11 · Gift · Disposed 6,000 · Balance 24,187 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2016 Filed Jan 27, 2017 20:43 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherPhantom Stock Units (401k) | 880.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001860 · doc4.xml · nonDerivative · entry 4 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 31,863.523 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2016 Filed Jan 27, 2017 20:43 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 416.474 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001860 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 15,087.445 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.