Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Discover Financial Services
Report date May 15, 2025 · Filed May 19, 2025
Section 16 reporting ended · disclosed 2025-05-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,308 |
Reported balance
After 2025-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-05-15 · Grant · Acquired 948 · Balance 22,308 F1: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-05-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-05-18 · Disposition to issuer · Disposed 22,308 · Balance 0 F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash. F3: Includes 948 shares of Issuer common stock in respect of restricted stock units that vested in full immediately prior to the Effective Time. F4: As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan.
F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash.
F3: Includes 948 shares of Issuer common stock in respect of restricted stock units that vested in full immediately prior to the Effective Time.
F4: As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
REGIONS FINANCIAL CORP
Report date February 11, 2021 · Filed April 05, 2021
Section 16 reporting ended · disclosed 2021-04-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,187 |
Reported balance
After 2021-02-11 transaction · row 1
1 source rowRow 1 · 2021-02-11 · Gift · Disposed 6,000 · Balance 24,187 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2025 Filed May 19, 2025 17:03 UTC | Discover Financial Services DFS · Entity 13531 | Disposition to issuerCommon Stock | 22,308 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-074528 · ownership.xml · nonDerivative · entry 2 Owen John B · CIK 0001331307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash. F3 · shares: Includes 948 shares of Issuer common stock in respect of restricted stock units that vested in full immediately prior to the Effective Time. F2 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash. F4 · balance_after: As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. Read SEC document |
| May 15, 2025 Filed May 19, 2025 17:03 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-074528 · ownership.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,308 F1 · shares: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:33 UTC | Discover Financial Services DFS · Entity 13531 | Tax withholdingCommon Stock | 1,308 | $201.09 | $263,025.72 |
DisclosureSEC source: 0000950170-25-013556 · ownership.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,360 F1 · shares: Number of shares withheld to pay the tax withholding obligation incurred in connection with the settlement of the reporting person's January 31, 2024, restricted stock unit ("RSU") award. As previously reported, this RSU award was granted to the reporting person in recognition of his prior service as Interim Chief Executive Officer and President of the Issuer and settles ratably over three years. Read SEC document |
| May 09, 2024 Filed May 13, 2024 18:57 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-058947 · ownership.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,668 F1 · shares: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 17:34 UTC | Discover Financial Services DFS · Entity 13531 | Tax withholdingCommon Stock | 614 | $105.52 | $64,789.28 |
DisclosureSEC source: 0001209191-24-002691 · doc4.xml · nonDerivative · entry 3 Owen John B · CIK 0001331307 · Director · Interim CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,136 F3 · shares: Number of shares withheld to pay the tax withholding obligations in connection with the vesting of the reporting person's January 31, 2024, restricted stock unit award. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 17:34 UTC | Discover Financial Services DFS · Entity 13531 | Tax withholdingCommon Stock | 1,463 | $105.52 | $154,375.76 |
DisclosureSEC source: 0001209191-24-002691 · doc4.xml · nonDerivative · entry 2 Owen John B · CIK 0001331307 · Director · Interim CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,750 F2 · shares: Number of shares withheld to pay the tax withholding obligations in connection with the vesting of the reporting person's August 14, 2023, restricted stock unit award. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 17:34 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 15,164 | $105.52 | $1,600,105.28 |
DisclosureSEC source: 0001209191-24-002691 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · Director · Interim CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,213 F1 · shares: The reporting person was granted a restricted stock unit award in recognition of his service as Interim Chief Executive Officer and President of the Issuer. The restricted stock unit award is fully vested and will settle ratably over three years. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 16:22 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 4,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046020 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · Director · Interim CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,049 Read SEC document |
| May 11, 2023 Filed May 15, 2023 16:24 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029458 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,178 Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 16:42 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035054 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,404 Read SEC document |
| February 11, 2021 Filed Apr 5, 2021 21:29 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006488 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,187 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 21:21 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 40,000 | $19.04 | $761,456.00 |
DisclosureSEC source: 0001225208-21-001966 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,187 F1 · kind: Weighted average execution price. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 21:41 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 75,000 | $17.73 | $1,329,937.50 |
DisclosureSEC source: 0001225208-21-001216 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,187 F1 · price: Weighted average execution price. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:01 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 27,119 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006174 · doc4.xml · derivative · entry 4 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,709 Underlying: Common Stock · 27,119 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020. F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020. F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020. F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:01 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2017 · Derivative | 27,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006174 · doc4.xml · derivative · entry 3 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,915.66 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019. F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019. F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019. F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:01 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 27,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006174 · doc4.xml · nonDerivative · entry 2 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:01 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 30,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006174 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:35 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 48,591 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006060 · doc4.xml · derivative · entry 3 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,828 Underlying: Common Stock · 48,591 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F5 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:35 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2020) · Derivative | 48,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006060 · doc4.xml · derivative · entry 2 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,591 Underlying: Common Stock · 72,886.5 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F2 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022. F3 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions. F3 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions. F2 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 21:44 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 40,000 | $14.63 | $585,016.00 |
DisclosureSEC source: 0001225208-19-011230 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,152 F1 · price: Weighted average execution price. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:47 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 61,756 | $15.25 | $941,513.45 |
DisclosureSEC source: 0001225208-19-007189 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,152 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 49,322 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006383 · doc4.xml · derivative · entry 7 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,237 Underlying: Common Stock · 49,322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 30,926 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006383 · doc4.xml · derivative · entry 6 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,559 Underlying: Common Stock · 30,926 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F7 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions. F7 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2019) · Derivative | 30,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006383 · doc4.xml · derivative · entry 5 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,926 Underlying: Common Stock · 46,389 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F4 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021. F5 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions. F4 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2016 · Derivative | 49,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006383 · doc4.xml · derivative · entry 4 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,652.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 49,219 | $14.67 | $722,042.73 |
DisclosureSEC source: 0001225208-19-006383 · doc4.xml · nonDerivative · entry 3 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,908 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 49,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006383 · doc4.xml · nonDerivative · entry 2 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 61,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006383 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 46,374 | $18.52 | $858,846.48 |
DisclosureSEC source: 0001225208-18-008682 · doc4.xml · nonDerivative · entry 2 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,152 Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 53,626 | $18.70 | $1,002,763.30 |
DisclosureSEC source: 0001225208-18-008682 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,526 Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 24,192 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007242 · doc4.xml · derivative · entry 7 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,633 Underlying: Common Stock · 24,192 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F7 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. F7 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2018) · Derivative | 24,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007242 · doc4.xml · derivative · entry 6 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,192 Underlying: Common Stock · 36,288 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F4 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. F5 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F4 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 36,960 | $18.58 | $686,716.80 |
DisclosureSEC source: 0001225208-18-007242 · doc4.xml · nonDerivative · entry 3 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,152 Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 41,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007242 · doc4.xml · derivative · entry 5 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,441 Underlying: Common Stock · 41,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2015 · Derivative | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007242 · doc4.xml · derivative · entry 4 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007242 · doc4.xml · nonDerivative · entry 2 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007242 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 20:33 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 40,000 | $15.67 | $626,864.00 |
DisclosureSEC source: 0001225208-17-017069 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,778 Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 23:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 30,000 | $13.94 | $418,299.00 |
DisclosureSEC source: 0001225208-17-008486 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,778 F1 · price: Weighted average execution price Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 27,119 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007518 · doc4.xml · derivative · entry 7 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,108 Underlying: Common Stock · 27,119 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F7 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. F7 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2017) · Derivative | 27,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007518 · doc4.xml · derivative · entry 6 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,119 Underlying: Common Stock · 40,678.5 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F4 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F5 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F4 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F4 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 36,731 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007518 · doc4.xml · derivative · entry 5 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,989 Underlying: Common Stock · 36,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2014 · Derivative | 36,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007518 · doc4.xml · derivative · entry 4 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,139.625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 32,336 | $14.53 | $469,842.08 |
DisclosureSEC source: 0001225208-17-007518 · doc4.xml · nonDerivative · entry 3 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,778 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 32,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007518 · doc4.xml · nonDerivative · entry 2 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 36,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007518 · doc4.xml · nonDerivative · entry 1 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 20:43 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherPhantom Stock Units (401k) | 32,007.341 | $14.40 | $460,832.09 |
DisclosureSEC source: 0001225208-17-001860 · doc4.xml · nonDerivative · entry 6 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 0 F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 20:43 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 15,155.748 | $14.40 | $218,207.91 |
DisclosureSEC source: 0001225208-17-001860 · doc4.xml · nonDerivative · entry 3 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| January 03, 2017 Filed Jan 27, 2017 20:43 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherPhantom Stock Units (401k) | 143.818 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001860 · doc4.xml · nonDerivative · entry 5 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 32,007.341 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| January 03, 2017 Filed Jan 27, 2017 20:43 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 68.303 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001860 · doc4.xml · nonDerivative · entry 2 Owen John B · CIK 0001331307 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 15,155.748 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.