RAVICH MARK H

SEC source: 0001104659-25-051712 · tm2515860-7_4seq1.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,831

F1 · kind: Restricted stock units vest on May 20, 2026.

F2 · balance_after: This amount has been adjusted to correct an earlier filing.

SEC source: 0001104659-24-120577 · tm2428911-1_4seq1.xml · nonDerivative · entry 2

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Revocable Trust of Mark H Ravich

Disclosed balance after: 0

F1 · ownership.nature: Represents securities owned directly by Revocable Trust of Mark H Ravich ("MHR Trust"). Mr. Ravich, as the trustee of MHR Trust, may be deemed to beneficially own the securities owned directly by MHR Trust.

SEC source: 0001104659-24-120577 · tm2428911-1_4seq1.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,429

SEC source: 0001104659-24-064814 · tm2415466-5_4seq1.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,831

F1 · kind: Restricted stock units vest on May 21, 2025, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Effective on May 13, 2022, the Issuer effected a 1-for-11 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

SEC source: 0001104659-23-064632 · tm2316982-2_4seq1.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,319

F1 · kind: Restricted stock units vest on May 23, 2024, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001104659-22-069689 · tm2218111-4_4seq1.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,604

F1 · kind: Restricted stock units vest on June 7, 2023, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001628280-21-012675 · wf-form4_162439722360264.xml · derivative · entry 5

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,857

Underlying: Common Stock · 72,857 shares

Expires 2031-06-17

F5 · derivative.exercise_date: Stock options shall vest in accordance with the following vesting schedule: (1) one-half (fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2023; and (2) the final one-half (remaining fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2025, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001628280-21-012675 · wf-form4_162439722360264.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,604

F1 · kind: Restricted stock units vest on June 17, 2022, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001628280-20-017292 · wf-form4_160755112113783.xml · nonDerivative · entry 2

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BY: Revocable Trust of Mark H Ravich

Disclosed balance after: 219,905

F1 · kind: Represents the transfer of shares of common stock from Cindy Libman Irrevocable Trust ("CL Trust") to Revocable Trust of Mark H Ravich ("MHR Trust"). The Reporting Person is the trustee of each of the CL Trust and the MHR Trust. The Reporting Person's total beneficial ownership in the Issuer has not changed, as he was the beneficial owner of these shares both before and after the transfer reported herein.

F3 · ownership.nature: Represents securities owned directly by Revocable Trust of Mark H Ravich ("MHR Trust"). Mr. Ravich, as the trustee of MHR Trust, may be deemed to beneficially own the securities owned directly by MHR Trust.

SEC source: 0001628280-20-017292 · wf-form4_160755112113783.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Cindy Libman Irrevocable Trust

Disclosed balance after: 0

F1 · kind: Represents the transfer of shares of common stock from Cindy Libman Irrevocable Trust ("CL Trust") to Revocable Trust of Mark H Ravich ("MHR Trust"). The Reporting Person is the trustee of each of the CL Trust and the MHR Trust. The Reporting Person's total beneficial ownership in the Issuer has not changed, as he was the beneficial owner of these shares both before and after the transfer reported herein.

F2 · ownership.nature: Represents securities owned directly by CL Trust. Mr. Ravich, as the trustee of CL Trust, may be deemed to beneficially own the securities owned directly by CL Trust.

SEC source: 0001628279-20-000218 · wf-form4_159960646138892.xml · nonDerivative · entry 7

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Cindy Libman Irrevocable Trust

Disclosed balance after: 219,905

F1 · kind: Represents the transfer of shares of common stock to Cindy Libman Irrevocable Trust ("CL Trust") for which the Reporting Person is the trustee. The Reporting Person's total beneficial ownership in the Issuer has not changed, as he was the beneficial owner of these shares both before and after the transfers reported herein.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.21 to $1.22 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Represents securities owned directly by CL Trust. Mr. Ravich, as the trustee of CL Trust, may be deemed to beneficially own the securities owned directly by CL Trust.

SEC source: 0001628279-20-000218 · wf-form4_159960646138892.xml · nonDerivative · entry 6

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Alyssa Danielle Ravich 1991 Irrevocable Trust

Disclosed balance after: 16,000

F1 · kind: Represents the transfer of shares of common stock to Cindy Libman Irrevocable Trust ("CL Trust") for which the Reporting Person is the trustee. The Reporting Person's total beneficial ownership in the Issuer has not changed, as he was the beneficial owner of these shares both before and after the transfers reported herein.

F9 · ownership.nature: Represents securities owned directly by Alyssa Danielle Ravich 1991 Irrevocable Trust ("ADR Trust"). Mr. Ravich, as the trustee of ADR Trust, may be deemed to beneficially own the securities owned directly by ADR Trust.

SEC source: 0001628279-20-000218 · wf-form4_159960646138892.xml · nonDerivative · entry 5

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Alexander Coleman Ravich 1991 Irrevocable Trust

Disclosed balance after: 9,000

F1 · kind: Represents the transfer of shares of common stock to Cindy Libman Irrevocable Trust ("CL Trust") for which the Reporting Person is the trustee. The Reporting Person's total beneficial ownership in the Issuer has not changed, as he was the beneficial owner of these shares both before and after the transfers reported herein.

F8 · ownership.nature: Represents securities owned directly by Alexander Coleman Ravich 1991 Irrevocable Trust ("ACR Trust"). Mr. Ravich, as the trustee of ACR Trust, may be deemed to beneficially own the securities owned directly by ACR Trust.

SEC source: 0001628279-20-000218 · wf-form4_159960646138892.xml · nonDerivative · entry 4

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,604

F1 · kind: Represents the transfer of shares of common stock to Cindy Libman Irrevocable Trust ("CL Trust") for which the Reporting Person is the trustee. The Reporting Person's total beneficial ownership in the Issuer has not changed, as he was the beneficial owner of these shares both before and after the transfers reported herein.

F3 · balance_after: Includes 30,000 shares of common stock underlying unvested restricted stock units that vest based on the achievement of certain time-based milestones.

SEC source: 0001628279-20-000218 · wf-form4_159960646138892.xml · nonDerivative · entry 3

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Cindy Libman Irrevocable Trust

Disclosed balance after: 194,905

F1 · kind: Represents the transfer of shares of common stock to Cindy Libman Irrevocable Trust ("CL Trust") for which the Reporting Person is the trustee. The Reporting Person's total beneficial ownership in the Issuer has not changed, as he was the beneficial owner of these shares both before and after the transfers reported herein.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.20 to $1.23 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Represents securities owned directly by CL Trust. Mr. Ravich, as the trustee of CL Trust, may be deemed to beneficially own the securities owned directly by CL Trust.

SEC source: 0001628279-20-000218 · wf-form4_159960646138892.xml · nonDerivative · entry 2

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Norman and Sally Ravich Family Trust

Disclosed balance after: 0

F1 · kind: Represents the transfer of shares of common stock to Cindy Libman Irrevocable Trust ("CL Trust") for which the Reporting Person is the trustee. The Reporting Person's total beneficial ownership in the Issuer has not changed, as he was the beneficial owner of these shares both before and after the transfers reported herein.

F4 · shares: Includes 1,000 shares which were inadvertently omitted in previous filings due to administrative error.

F5 · ownership.nature: Represents securities owned directly by Norman and Sally Ravich Family Trust ("NSR Trust"). Mr. Ravich, as the trustee of NSR Trust, may be deemed to beneficially own the securities owned directly by NSR Trust.

SEC source: 0001628279-20-000218 · wf-form4_159960646138892.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,604

F1 · kind: Represents the transfer of shares of common stock to Cindy Libman Irrevocable Trust ("CL Trust") for which the Reporting Person is the trustee. The Reporting Person's total beneficial ownership in the Issuer has not changed, as he was the beneficial owner of these shares both before and after the transfers reported herein.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.21 to $1.22 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range.

F3 · balance_after: Includes 30,000 shares of common stock underlying unvested restricted stock units that vest based on the achievement of certain time-based milestones.

SEC source: 0001628280-20-008127 · wf-form4_159000721396814.xml · derivative · entry 5

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,024

Underlying: Common Stock · 34,024 shares

Expires 2030-05-18

F6 · derivative.exercise_date: Stock options vest on May 18, 2021, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001628280-20-008127 · wf-form4_159000721396814.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,509

F1 · kind: Restricted stock units vest on May 18, 2021, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Includes 19,759 shares of common stock underlying unvested restricted stock units that vest based on the achievement of certain time-based milestones.

SEC source: 0001104659-19-034647 · a4.xml · derivative · entry 5

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,461

Underlying: Common Stock · 22,461 shares

Expires 2029-06-06

SEC source: 0001104659-19-034647 · a4.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,709

F1 · kind: Restricted stock units vest on June 6, 2020.

SEC source: 0001104659-18-074918 · a4.xml · nonDerivative · entry 2

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,950

F2 · balance_after: Includes 22,200 shares of the Issuer's Common Stock distributed to Mr. Ravich in the transaction described in footnote (1).

SEC source: 0001104659-18-074918 · a4.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Norman J. Ravich Irrevocable Trust

Disclosed balance after: 0

F1 · ownership.nature: Represents securities owned directly by Norman J. Ravich Irrevocable Trust ("NJR Trust"). On December 21, 2018, 44,400 shares of the Issuer's Common Stock held in this trust were distributed pro rata to the beneficiaries of the NJR Trust. 22,200 shares of the Issuer's Common Stock were distributed to Mr. Ravich and are reported in this Form 4 as directly owned. Mr. Ravich, as the trustee of NJR Trust, may be deemed to beneficially own the securities owned directly by NJR Trust.

SEC source: 0001144204-18-024813 · tv492839_4.xml · derivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-04-30

SEC source: 0001140361-18-014507 · doc1.xml · derivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,416

Underlying: Common Stock · 38,416 shares

Expires 2028-03-19

F1 · security: The grant of these options is contingent upon shareholder approval of the 2018 Rockwell Medical, Inc. Long Term Incentive Plan (the "2018 Plan") at the Company's 2018 Annual Meeting of Shareholders. If the Company's shareholders do not approve the 2018 Plan, these contingent options are deemed null and void and may not be exercised by the reporting person.

F1 · kind: The grant of these options is contingent upon shareholder approval of the 2018 Rockwell Medical, Inc. Long Term Incentive Plan (the "2018 Plan") at the Company's 2018 Annual Meeting of Shareholders. If the Company's shareholders do not approve the 2018 Plan, these contingent options are deemed null and void and may not be exercised by the reporting person.

SEC source: 0000921895-17-001617 · form411265002_05232017.xml · derivative · entry 7

RAVICH MARK H · CIK 0000897727 · See Footnote 1

Norman J. Ravich Irrevocable Trust · CIK 0001698580 · See Footnote 1

Norman & Sally Ravich Family Trust · CIK 0001698591 · See Footnote 1

Alexander Coleman Ravich 1991 Irrevocable Trust · CIK 0001698545 · See Footnote 1

Alyssa Danielle Ravich 1991 Irrevocable Trust · CIK 0001698590 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Norman and Sally Ravich Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-05-19

F6 · derivative.exercise_date: The Call Options reported herein were exercisable beginning on the date of their purchase.

F1 · derivative.underlying: This Form 4 is filed jointly by Norman J. Ravich Irrevocable Trust ("NJR Trust"), Norman and Sally Ravich Family Trust ("NSR Trust"), Alexander Coleman Ravich 1991 Irrevocable Trust ("ACR Trust"), Alyssa Danielle Ravich 1991 Irrevocable Trust ("ADR Trust") and Mark H. Ravich (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F5 · ownership.nature: Represents securities owned directly by NSR Trust. Mr. Ravich, as the trustee of NSR Trust, may be deemed to beneficially own the securities owned directly by NSR Trust.

SEC source: 0000921895-17-001617 · form411265002_05232017.xml · derivative · entry 6

RAVICH MARK H · CIK 0000897727 · See Footnote 1

Norman J. Ravich Irrevocable Trust · CIK 0001698580 · See Footnote 1

Norman & Sally Ravich Family Trust · CIK 0001698591 · See Footnote 1

Alexander Coleman Ravich 1991 Irrevocable Trust · CIK 0001698545 · See Footnote 1

Alyssa Danielle Ravich 1991 Irrevocable Trust · CIK 0001698590 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2017-05-19

F6 · derivative.exercise_date: The Call Options reported herein were exercisable beginning on the date of their purchase.

F1 · derivative.underlying: This Form 4 is filed jointly by Norman J. Ravich Irrevocable Trust ("NJR Trust"), Norman and Sally Ravich Family Trust ("NSR Trust"), Alexander Coleman Ravich 1991 Irrevocable Trust ("ACR Trust"), Alyssa Danielle Ravich 1991 Irrevocable Trust ("ADR Trust") and Mark H. Ravich (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

SEC source: 0000921895-17-001617 · form411265002_05232017.xml · nonDerivative · entry 2

RAVICH MARK H · CIK 0000897727 · See Footnote 1

Norman J. Ravich Irrevocable Trust · CIK 0001698580 · See Footnote 1

Norman & Sally Ravich Family Trust · CIK 0001698591 · See Footnote 1

Alexander Coleman Ravich 1991 Irrevocable Trust · CIK 0001698545 · See Footnote 1

Alyssa Danielle Ravich 1991 Irrevocable Trust · CIK 0001698590 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Norman and Sally Ravich Family Trust

Disclosed balance after: 10,000

F1 · security: This Form 4 is filed jointly by Norman J. Ravich Irrevocable Trust ("NJR Trust"), Norman and Sally Ravich Family Trust ("NSR Trust"), Alexander Coleman Ravich 1991 Irrevocable Trust ("ACR Trust"), Alyssa Danielle Ravich 1991 Irrevocable Trust ("ADR Trust") and Mark H. Ravich (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F5 · ownership.nature: Represents securities owned directly by NSR Trust. Mr. Ravich, as the trustee of NSR Trust, may be deemed to beneficially own the securities owned directly by NSR Trust.

SEC source: 0000921895-17-001617 · form411265002_05232017.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · See Footnote 1

Norman J. Ravich Irrevocable Trust · CIK 0001698580 · See Footnote 1

Norman & Sally Ravich Family Trust · CIK 0001698591 · See Footnote 1

Alexander Coleman Ravich 1991 Irrevocable Trust · CIK 0001698545 · See Footnote 1

Alyssa Danielle Ravich 1991 Irrevocable Trust · CIK 0001698590 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,750

F1 · security: This Form 4 is filed jointly by Norman J. Ravich Irrevocable Trust ("NJR Trust"), Norman and Sally Ravich Family Trust ("NSR Trust"), Alexander Coleman Ravich 1991 Irrevocable Trust ("ACR Trust"), Alyssa Danielle Ravich 1991 Irrevocable Trust ("ADR Trust") and Mark H. Ravich (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

SEC source: 0001144204-17-024273 · v466025_4.xml · derivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-05-01