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Nasdaq · USD

RMTI

ROCKWELL MEDICAL, INC.

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Tapewire entity
7426
SEC CIK
0001041024
Parsed reports
215

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 20:03 UTC
Strobeck MarkDirector · President and CEO
SaleCommon Stock 1,000 $8.42 $8,420.00
Disclosure

SEC source: 0001628280-26-064902 · wk-form4_1791230621.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,349

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 13:26 UTC GrantCommon Stock 9,633 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047127 · wk-form4_1783344396.xml · nonDerivative · entry 1

Dawson Joseph H · CIK 0002097560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,133

F1 · shares: Restricted stock units vest on July 1, 2027, subject to the Reporting Person's continued service to the Issuer through the 2027 Annual Meeting.

F2 · balance_after: Effective at 12:01 AM on July 1, 2026, the Issuer effected a 1-for-10 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, the shares listed under Amount of Securities Beneficially Owned Following Reported Transaction(s) reported in this Form 4 have been adjusted to reflect the 1-for-10 reverse split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 13:26 UTC GrantCommon Stock 9,633 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047126 · wk-form4_1783344377.xml · nonDerivative · entry 1

Nissenson Allen · CIK 0001441889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,892

F1 · kind: Restricted stock units vest on July 1, 2027, subject to the Reporting Person's continued service to the Issuer through the 2027 Annual Meeting.

F2 · balance_after: Effective at 12:01 AM on July 1, 2026, the Issuer effected a 1-for-10 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, the shares listed under Amount of Securities Beneficially Owned Following Reported Transaction(s) reported in this Form 4 have been adjusted to reflect the 1-for-10 reverse split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 13:25 UTC
Lau JoanDirector
GrantCommon Stock 9,633 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047125 · wk-form4_1783344355.xml · nonDerivative · entry 1

Lau Joan · CIK 0001881621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,944

F1 · kind: Restricted stock units vest on July 1, 2027, subject to the Reporting Person's continued service to the Issuer through the 2027 Annual Meeting.

F2 · balance_after: Effective at 12:01 AM on July 1, 2026, the Issuer effected a 1-for-10 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, the shares listed under Amount of Securities Beneficially Owned Following Reported Transaction(s) reported in this Form 4 have been adjusted to reflect the 1-for-10 reverse split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 13:25 UTC GrantCommon Stock 9,633 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047121 · wk-form4_1783344313.xml · nonDerivative · entry 1

Radie Robert S · CIK 0001591113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,985

F1 · kind: Restricted stock units vest on July 1, 2027, subject to the Reporting Person's continued service to the Issuer through the 2027 Annual Meeting.

F2 · balance_after: Effective at 12:01 AM on July 1, 2026, the Issuer effected a 1-for-10 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, the shares listed under Amount of Securities Beneficially Owned Following Reported Transaction(s) reported in this Form 4 have been adjusted to reflect the 1-for-10 reverse split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 13:24 UTC GrantCommon Stock 9,633 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047119 · wk-form4_1783344281.xml · nonDerivative · entry 1

COOPER JOHN G · CIK 0001164287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,670

F1 · kind: Restricted stock units vest on July 1, 2027, subject to the Reporting Person's continued service to the Issuer through the 2027 Annual Meeting.

F2 · balance_after: Effective at 12:01 AM on July 1, 2026, the Issuer effected a 1-for-10 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, the shares listed under Amount of Securities Beneficially Owned Following Reported Transaction(s) reported in this Form 4 have been adjusted to reflect the 1-for-10 reverse split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 13:24 UTC
Chole TimothySVP and CCO
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047117 · wk-form4_1783344242.xml · nonDerivative · entry 1

Chole Timothy · CIK 0002025169 · SVP and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,285

F1 · kind: Restricted stock units ("RSUs") vest in three equal installments on the first, second and third anniversaries of July 1, 2026, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Effective at 12:01 AM on July 1, 2026, the Issuer effected a 1-for-10 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, the shares listed under Amount of Securities Beneficially Owned Following Reported Transaction(s) reported in this Form 4 have been adjusted to reflect the 1-for-10 reverse split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 13:23 UTC
Hunter HeatherChief Operating Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047114 · wk-form4_1783344211.xml · nonDerivative · entry 1

Hunter Heather · CIK 0002090705 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,007

F1 · kind: Restricted stock units ("RSUs") vest in three equal installments on the first, second and third anniversaries of July 1, 2026, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Effective at 12:01 AM on July 1, 2026, the Issuer effected a 1-for-10 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, the shares listed under Amount of Securities Beneficially Owned Following Reported Transaction(s) reported in this Form 4 have been adjusted to reflect the 1-for-10 reverse split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 13:22 UTC
TIMMINS MEGAN C.EVP, CLO & Secretary
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047110 · wk-form4_1783344140.xml · nonDerivative · entry 1

TIMMINS MEGAN C. · CIK 0001733798 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,240

F1 · kind: Restricted stock units ("RSUs") vest in three equal installments on the first, second and third anniversaries of July 1, 2026, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Effective at 12:01 AM on July 1, 2026, the Issuer effected a 1-for-10 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, the shares listed under Amount of Securities Beneficially Owned Following Reported Transaction(s) reported in this Form 4 have been adjusted to reflect the 1-for-10 reverse split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 13:21 UTC
Neri JesseSVP and CFO
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047108 · wk-form4_1783344116.xml · nonDerivative · entry 1

Neri Jesse · CIK 0001997116 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,239

F1 · kind: Restricted stock units ("RSUs") vest in three equal installments on the first, second and third anniversaries of July 1, 2026, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Effective at 12:01 AM on July 1, 2026, the Issuer effected a 1-for-10 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, the shares listed under Amount of Securities Beneficially Owned Following Reported Transaction(s) reported in this Form 4 have been adjusted to reflect the 1-for-10 reverse split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 13:21 UTC
Strobeck MarkDirector · President and CEO
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047107 · wk-form4_1783344086.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,349

F1 · kind: Restricted stock units ("RSUs") vest in three equal installments on the first, second and third anniversaries of July 1, 2026, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Effective at 12:01 AM on July 1, 2026, the Issuer effected a 1-for-10 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, the shares listed under Amount of Securities Beneficially Owned Following Reported Transaction(s) reported in this Form 4 have been adjusted to reflect the 1-for-10 reverse split.

Read SEC document
March 14, 2026 Filed Mar 16, 2026 22:11 UTC
Hunter HeatherChief Operating Officer
Tax withholdingCommon Stock 2,444 $0.90 $2,199.60
Disclosure

SEC source: 0001628280-26-018320 · wk-form4_1773699104.xml · nonDerivative · entry 1

Hunter Heather · CIK 0002090705 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,079

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
March 14, 2026 Filed Mar 16, 2026 22:10 UTC
TIMMINS MEGAN C.See Remarks
Tax withholdingCommon Stock 3,667 $0.90 $3,300.30
Disclosure

SEC source: 0001628280-26-018319 · wk-form4_1773699055.xml · nonDerivative · entry 1

TIMMINS MEGAN C. · CIK 0001733798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,408

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
March 14, 2026 Filed Mar 16, 2026 22:10 UTC
Neri JesseSVP and CFO
Tax withholdingCommon Stock 2,444 $0.90 $2,199.60
Disclosure

SEC source: 0001628280-26-018317 · wk-form4_1773699006.xml · nonDerivative · entry 1

Neri Jesse · CIK 0001997116 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,398

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
March 14, 2026 Filed Mar 16, 2026 22:09 UTC
Chole TimothySVP and CCO
Tax withholdingCommon Stock 2,444 $0.90 $2,199.60
Disclosure

SEC source: 0001628280-26-018315 · wk-form4_1773698967.xml · nonDerivative · entry 1

Chole Timothy · CIK 0002025169 · SVP and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,855

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
March 14, 2026 Filed Mar 16, 2026 22:08 UTC
Strobeck MarkDirector · President and CEO
Tax withholdingCommon Stock 7,333 $0.90 $6,599.70
Disclosure

SEC source: 0001628280-26-018314 · wk-form4_1773698920.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,493

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:15 UTC
Hunter HeatherChief Operating Officer
SaleCommon Stock 2,868 $0.84 $2,396.21
Disclosure

SEC source: 0001628280-26-000435 · wk-form4_1767647751.xml · nonDerivative · entry 1

Hunter Heather · CIK 0002090705 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,523

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:13 UTC
Neri JesseSVP and CFO
SaleCommon Stock 886 $0.84 $740.25
Disclosure

SEC source: 0001628280-26-000424 · wk-form4_1767647603.xml · nonDerivative · entry 1

Neri Jesse · CIK 0001997116 · SVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,842

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

Read SEC document
November 18, 2025 Filed Nov 18, 2025 21:26 UTC SaleCommon Stock 5,079 $0.87 $4,418.73
Disclosure

SEC source: 0001628280-25-052908 · wk-form4_1763501178.xml · nonDerivative · entry 1

COOPER JOHN G · CIK 0001164287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,372

Read SEC document
November 17, 2025 Filed Nov 21, 2025 00:37 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001104659-25-114698 · tm2531871-2_4seq1.xml · derivative · entry 2

Dawson Joseph H · CIK 0002097560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-11-17

F2 · derivative.exercise_date: Stock options vest on November 17, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
November 17, 2025 Filed Nov 21, 2025 00:37 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-114698 · tm2531871-2_4seq1.xml · nonDerivative · entry 1

Dawson Joseph H · CIK 0002097560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · kind: Restricted stock units vest on November 17, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
October 01, 2025 Filed Oct 1, 2025 20:24 UTC
Chole TimothySVP and CCO
SaleCommon Stock 2,868 $1.19 $3,412.92
Disclosure

SEC source: 0001628280-25-043434 · wk-form4_1759350273.xml · nonDerivative · entry 1

Chole Timothy · CIK 0002025169 · SVP and CCO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,299

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2024. The price reported above reflects the sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2025 Filed Oct 1, 2025 20:23 UTC
Neri JesseSVP and CFO
SaleCommon Stock 886 $1.19 $1,054.34
Disclosure

SEC source: 0001628280-25-043432 · wk-form4_1759350191.xml · nonDerivative · entry 1

Neri Jesse · CIK 0001997116 · SVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,728

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024. The price reported above reflects the sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2025 Filed Oct 1, 2025 20:22 UTC
Strobeck MarkDirector · President and CEO
SaleCommon Stock 6,926 $1.19 $8,241.94
Disclosure

SEC source: 0001628280-25-043430 · wk-form4_1759350124.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 330,826

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. The price reported above reflects the sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2025 Filed Oct 8, 2025 23:48 UTC
Hunter HeatherSVP, Chief Operating Officer
SaleCommon Stock 2,868 $1.19 $3,412.92
Disclosure

SEC source: 0001104659-25-098020 · tm2528334-2_4seq1.xml · nonDerivative · entry 1

Hunter Heather · CIK 0002090705 · SVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,391

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 21:17 UTC
Strobeck MarkDirector · President and CEO
SaleCommon Stock 6,926 $0.82 $5,679.32
Disclosure

SEC source: 0001628280-25-034068 · wk-form4_1751491044.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,752

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024 in multiple trades at prices ranging from $0.81 to $0.84. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 21:22 UTC
Chole TimothySVP and CCO
SaleCommon Stock 2,868 $0.82 $2,351.76
Disclosure

SEC source: 0001628280-25-034076 · wk-form4_1751491366.xml · nonDerivative · entry 1

Chole Timothy · CIK 0002025169 · SVP and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,167

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2024 in multiple trades at prices ranging from $0.80 to $0.83. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 21:20 UTC
Neri JesseSVP and CFO
SaleCommon Stock 886 $0.82 $726.52
Disclosure

SEC source: 0001628280-25-034071 · wk-form4_1751491227.xml · nonDerivative · entry 1

Neri Jesse · CIK 0001997116 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,614

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024 in multiple trades at prices ranging from $0.80 to $0.84. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 17:28 UTC Amendment
Chole TimothySVP and CCO
SaleCommon Stock 2,868 $0.82 $2,351.76
Disclosure

SEC source: 0001628280-25-034187 · wk-form4a_1751563685.xml · nonDerivative · entry 1

Chole Timothy · CIK 0002025169 · SVP and CCO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,167

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2024 in multiple trades at prices ranging from $0.80 to $0.83. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 17:26 UTC Amendment
Strobeck MarkDirector · President and CEO
SaleCommon Stock 6,926 $0.82 $5,679.32
Disclosure

SEC source: 0001628280-25-034186 · wk-form4a_1751563574.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 337,752

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024 in multiple trades at prices ranging from $0.81 to $0.84. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 17:24 UTC Amendment
Neri JesseSVP and CFO
SaleCommon Stock 886 $0.82 $726.52
Disclosure

SEC source: 0001628280-25-034183 · wk-form4a_1751563442.xml · nonDerivative · entry 1

Neri Jesse · CIK 0001997116 · SVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,614

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024 in multiple trades at prices ranging from $0.80 to $0.84. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 20, 2025 Filed May 21, 2025 19:06 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-051712 · tm2515860-7_4seq1.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,831

F1 · kind: Restricted stock units vest on May 20, 2026.

F2 · balance_after: This amount has been adjusted to correct an earlier filing.

Read SEC document
May 20, 2025 Filed May 21, 2025 23:10 UTC
Lau JoanDirector
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-051716 · tm2515860-3_4seq1.xml · nonDerivative · entry 1

Lau Joan · CIK 0001881621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,111

F1 · kind: Restricted stock units vest on May 20, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 20, 2025 Filed May 21, 2025 23:08 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-051714 · tm2515860-2_4seq1.xml · nonDerivative · entry 1

COOPER JOHN G · CIK 0001164287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,451

F1 · kind: Restricted stock units vest on May 20, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 20, 2025 Filed May 21, 2025 23:07 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-051713 · tm2515860-5_4seq1.xml · nonDerivative · entry 1

Nissenson Allen · CIK 0001441889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,597

F1 · kind: Restricted stock units vest on May 20, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 20, 2025 Filed May 21, 2025 23:05 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-051711 · tm2515860-6_4seq1.xml · nonDerivative · entry 1

Radie Robert S · CIK 0001591113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,525

F1 · kind: Restricted stock units vest on May 20, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 20, 2025 Filed May 21, 2025 23:03 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-051710 · tm2515860-8_4seq1.xml · nonDerivative · entry 1

Smiley Andrea Heslin · CIK 0001703767 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,062

F1 · kind: Restricted stock units vest on May 20, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 20, 2025 Filed May 21, 2025 23:01 UTC
Chole TimothySVP, Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 170,000 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001104659-25-051707 · tm2515860-1_4seq1.xml · derivative · entry 2

Chole Timothy · CIK 0002025169 · SVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 170,000 shares

Expires 2035-05-20

F2 · derivative.exercise_date: Stock options vest 1/3 on the first anniversary of May 20, 2025, with the remaining vesting in equal monthly installments through May 20, 2028, subject to the Reporting Person's continued service to the Issuer.

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May 20, 2025 Filed May 21, 2025 23:01 UTC
Chole TimothySVP, Chief Commercial Officer
GrantCommon Stock 85,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-051707 · tm2515860-1_4seq1.xml · nonDerivative · entry 1

Chole Timothy · CIK 0002025169 · SVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,035

F1 · kind: Restricted stock units vest on May 20, 2027, subject to the Reporting Person's continued service to the Issuer.

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May 20, 2025 Filed May 21, 2025 22:59 UTC
Neri JesseSVP, FINANCE AND CFO
GrantStock Option (Right to Buy) · Derivative 195,000 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001104659-25-051706 · tm2515860-4_4seq1.xml · derivative · entry 2

Neri Jesse · CIK 0001997116 · SVP, FINANCE AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2035-05-20

F2 · derivative.exercise_date: Stock options vest 1/3 on the first anniversary of May 20, 2025, with the remaining vesting in equal monthly installments through May 20, 2028, subject to the Reporting Person's continued service to the Issuer.

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May 20, 2025 Filed May 21, 2025 22:59 UTC
Neri JesseSVP, FINANCE AND CFO
GrantCommon Stock 97,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-051706 · tm2515860-4_4seq1.xml · nonDerivative · entry 1

Neri Jesse · CIK 0001997116 · SVP, FINANCE AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,500

F1 · kind: Restricted stock units vest on May 20, 2027, subject to the Reporting Person's continued service to the Issuer.

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May 20, 2025 Filed May 21, 2025 22:57 UTC
TIMMINS MEGAN C.EVP, CLO and Secretary
GrantStock Option (Right to Buy) · Derivative 195,000 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001104659-25-051705 · tm2515860-10_4seq1.xml · derivative · entry 2

TIMMINS MEGAN C. · CIK 0001733798 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2035-05-20

F2 · derivative.exercise_date: Stock options vest 1/3 on the first anniversary of May 20, 2025, with the remaining vesting in equal monthly installments through May 20, 2028, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 20, 2025 Filed May 21, 2025 22:57 UTC
TIMMINS MEGAN C.EVP, CLO and Secretary
GrantCommon Stock 97,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-051705 · tm2515860-10_4seq1.xml · nonDerivative · entry 1

TIMMINS MEGAN C. · CIK 0001733798 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,075

F1 · kind: Restricted stock units vest on May 20, 2027, subject to the Reporting Person's continued service to the Issuer.

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May 20, 2025 Filed May 21, 2025 22:56 UTC
Strobeck MarkDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 308,000 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001104659-25-051704 · tm2515860-9_4seq1.xml · derivative · entry 2

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,000

Underlying: Common Stock · 308,000 shares

Expires 2035-05-20

F2 · derivative.exercise_date: Stock options vest 1/3 on the first anniversary of May 20, 2025, with the remaining vesting in equal monthly installments through May 20, 2028, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 20, 2025 Filed May 21, 2025 22:56 UTC
Strobeck MarkDirector · President and CEO
GrantCommon Stock 220,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-051704 · tm2515860-9_4seq1.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,678

F1 · kind: Restricted stock units vest on May 20, 2027, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 20, 2025 Filed Apr 17, 2026 22:52 UTC Amendment
Neri JesseSVP, FINANCE AND CFO
GrantPerformance-based restricted stock units · Derivative 97,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-045050 · tm2612183-4_4aseq1.xml · derivative · entry 1

Neri Jesse · CIK 0001997116 · SVP, FINANCE AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 97,500 shares

Expires 2028-05-20

F1 · derivative.exercise_price: These are performance-based restricted stock units ("PSU") with terms as follows. The term of each PSU award runs from the grant date through the third anniversary of the grant date. Any unvested PSUs remaining after the third anniversary will be cancelled. The performance period for the award is the same three-year period. PSUs will vest on or after the first anniversary of the grant date only if the stock price meets the performance hurdle. The performance hurdle is met if the average closing price of the Company's common stock over any 60 consecutive trading days during the performance period equals two times the base price. The base price was calculated as the average closing price over the ten trading days ending on the trading day prior to the grant date and is $2.14 for this award.

F1 · kind: These are performance-based restricted stock units ("PSU") with terms as follows. The term of each PSU award runs from the grant date through the third anniversary of the grant date. Any unvested PSUs remaining after the third anniversary will be cancelled. The performance period for the award is the same three-year period. PSUs will vest on or after the first anniversary of the grant date only if the stock price meets the performance hurdle. The performance hurdle is met if the average closing price of the Company's common stock over any 60 consecutive trading days during the performance period equals two times the base price. The base price was calculated as the average closing price over the ten trading days ending on the trading day prior to the grant date and is $2.14 for this award.

F1 · derivative.exercise_date: These are performance-based restricted stock units ("PSU") with terms as follows. The term of each PSU award runs from the grant date through the third anniversary of the grant date. Any unvested PSUs remaining after the third anniversary will be cancelled. The performance period for the award is the same three-year period. PSUs will vest on or after the first anniversary of the grant date only if the stock price meets the performance hurdle. The performance hurdle is met if the average closing price of the Company's common stock over any 60 consecutive trading days during the performance period equals two times the base price. The base price was calculated as the average closing price over the ten trading days ending on the trading day prior to the grant date and is $2.14 for this award.

Read SEC document
May 20, 2025 Filed Apr 17, 2026 22:51 UTC Amendment
TIMMINS MEGAN C.EVP, CLO and Secretary
GrantPerformance-based restricted stock units · Derivative 97,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-045049 · tm2612183-3_4aseq1.xml · derivative · entry 1

TIMMINS MEGAN C. · CIK 0001733798 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 97,500 shares

Expires 2028-05-20

F1 · derivative.exercise_price: These are performance-based restricted stock units ("PSU") with terms as follows. The term of each PSU award runs from the grant date through the third anniversary of the grant date. Any unvested PSUs remaining after the third anniversary will be cancelled. The performance period for the award is the same three-year period. PSUs will vest on or after the first anniversary of the grant date only if the stock price meets the performance hurdle. The performance hurdle is met if the average closing price of the Company's common stock over any 60 consecutive trading days during the performance period equals two times the base price. The base price was calculated as the average closing price over the ten trading days ending on the trading day prior to the grant date and is $2.14 for this award.

F1 · kind: These are performance-based restricted stock units ("PSU") with terms as follows. The term of each PSU award runs from the grant date through the third anniversary of the grant date. Any unvested PSUs remaining after the third anniversary will be cancelled. The performance period for the award is the same three-year period. PSUs will vest on or after the first anniversary of the grant date only if the stock price meets the performance hurdle. The performance hurdle is met if the average closing price of the Company's common stock over any 60 consecutive trading days during the performance period equals two times the base price. The base price was calculated as the average closing price over the ten trading days ending on the trading day prior to the grant date and is $2.14 for this award.

F1 · derivative.exercise_date: These are performance-based restricted stock units ("PSU") with terms as follows. The term of each PSU award runs from the grant date through the third anniversary of the grant date. Any unvested PSUs remaining after the third anniversary will be cancelled. The performance period for the award is the same three-year period. PSUs will vest on or after the first anniversary of the grant date only if the stock price meets the performance hurdle. The performance hurdle is met if the average closing price of the Company's common stock over any 60 consecutive trading days during the performance period equals two times the base price. The base price was calculated as the average closing price over the ten trading days ending on the trading day prior to the grant date and is $2.14 for this award.

Read SEC document
May 20, 2025 Filed Apr 17, 2026 22:50 UTC Amendment
Chole TimothySVP, Chief Commercial Officer
GrantPerformance-based restricted stock units · Derivative 85,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-045048 · tm2612183-2_4aseq1.xml · derivative · entry 1

Chole Timothy · CIK 0002025169 · SVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2028-05-20

F1 · derivative.exercise_price: These are performance-based restricted stock units ("PSU") with terms as follows. The term of each PSU award runs from the grant date through the third anniversary of the grant date. Any unvested PSUs remaining after the third anniversary will be cancelled. The performance period for the award is the same three-year period. PSUs will vest on or after the first anniversary of the grant date only if the stock price meets the performance hurdle. The performance hurdle is met if the average closing price of the Company's common stock over any 60 consecutive trading days during the performance period equals two times the base price. The base price was calculated as the average closing price over the ten trading days ending on the trading day prior to the grant date and is $2.14 for this award.

F1 · kind: These are performance-based restricted stock units ("PSU") with terms as follows. The term of each PSU award runs from the grant date through the third anniversary of the grant date. Any unvested PSUs remaining after the third anniversary will be cancelled. The performance period for the award is the same three-year period. PSUs will vest on or after the first anniversary of the grant date only if the stock price meets the performance hurdle. The performance hurdle is met if the average closing price of the Company's common stock over any 60 consecutive trading days during the performance period equals two times the base price. The base price was calculated as the average closing price over the ten trading days ending on the trading day prior to the grant date and is $2.14 for this award.

F1 · derivative.exercise_date: These are performance-based restricted stock units ("PSU") with terms as follows. The term of each PSU award runs from the grant date through the third anniversary of the grant date. Any unvested PSUs remaining after the third anniversary will be cancelled. The performance period for the award is the same three-year period. PSUs will vest on or after the first anniversary of the grant date only if the stock price meets the performance hurdle. The performance hurdle is met if the average closing price of the Company's common stock over any 60 consecutive trading days during the performance period equals two times the base price. The base price was calculated as the average closing price over the ten trading days ending on the trading day prior to the grant date and is $2.14 for this award.

Read SEC document
May 20, 2025 Filed Apr 17, 2026 22:49 UTC Amendment
Strobeck MarkDirector · President and CEO
GrantPerformance-based restricted stock units · Derivative 352,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-045046 · tm2612183-1_4aseq1.xml · derivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,000

Underlying: Common Stock · 352,000 shares

Expires 2028-05-20

F1 · derivative.exercise_price: These are performance-based restricted stock units ("PSU") with terms as follows. The term of each PSU award runs from the grant date through the third anniversary of the grant date. Any unvested PSUs remaining after the third anniversary will be cancelled. The performance period for the award is the same three-year period. PSUs will vest on or after the first anniversary of the grant date only if the stock price meets the performance hurdle. The performance hurdle is met if the average closing price of the Company's common stock over any 60 consecutive trading days during the performance period equals two times the base price. The base price was calculated as the average closing price over the ten trading days ending on the trading day prior to the grant date and is $2.14 for this award.

F1 · kind: These are performance-based restricted stock units ("PSU") with terms as follows. The term of each PSU award runs from the grant date through the third anniversary of the grant date. Any unvested PSUs remaining after the third anniversary will be cancelled. The performance period for the award is the same three-year period. PSUs will vest on or after the first anniversary of the grant date only if the stock price meets the performance hurdle. The performance hurdle is met if the average closing price of the Company's common stock over any 60 consecutive trading days during the performance period equals two times the base price. The base price was calculated as the average closing price over the ten trading days ending on the trading day prior to the grant date and is $2.14 for this award.

F1 · derivative.exercise_date: These are performance-based restricted stock units ("PSU") with terms as follows. The term of each PSU award runs from the grant date through the third anniversary of the grant date. Any unvested PSUs remaining after the third anniversary will be cancelled. The performance period for the award is the same three-year period. PSUs will vest on or after the first anniversary of the grant date only if the stock price meets the performance hurdle. The performance hurdle is met if the average closing price of the Company's common stock over any 60 consecutive trading days during the performance period equals two times the base price. The base price was calculated as the average closing price over the ten trading days ending on the trading day prior to the grant date and is $2.14 for this award.

Read SEC document
April 11, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.09 $2,170.80
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 30

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,557,500

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.