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Delfini Lisa

Disclosed activity across 1 company

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78914
SEC CIK
0001873253

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Trevi Therapeutics, Inc.TRVI · Entity 4387Chief Financial OfficerMay 31, 2025June 03, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Trevi Therapeutics, Inc.

Report date May 31, 2025 · Filed June 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Performance Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.38 · Expires 2034-02-14Direct110,400 Reported balance After 2025-05-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-05-31 · Grant · Acquired 72,000 · Balance 110,400

F1: Reporting person was granted a performance-based stock option on February 15, 2024, to purchase 120,000 shares of common stock. The option vested based on the attainment of established performance criteria related to the timing and successful results of the Company's Phase 2b CORAL trial of Haduvio (nalbuphine ER) in patients with chronic cough in idiopathic pulmonary fibrosis, and Phase 2 RIVER trial of Haduvio in patients with refractory chronic cough. On March 10, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the RIVER trial were satisfied, resulting in the vesting of the option as to 38,400 shares of common stock. On May 31, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the CORAL trial were satisfied, resulting in the vesting of the option as to 72,000 shares of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting person was granted a performance-based stock option on February 15, 2024, to purchase 120,000 shares of common stock. The option vested based on the attainment of established performance criteria related to the timing and successful results of the Company's Phase 2b CORAL trial of Haduvio (nalbuphine ER) in patients with chronic cough in idiopathic pulmonary fibrosis, and Phase 2 RIVER trial of Haduvio in patients with refractory chronic cough. On March 10, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the RIVER trial were satisfied, resulting in the vesting of the option as to 38,400 shares of common stock. On May 31, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the CORAL trial were satisfied, resulting in the vesting of the option as to 72,000 shares of common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2025 Filed Jun 3, 2025 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 GrantPerformance Stock Option (right to buy) · Derivative 72,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-25-080886 · ownership.xml · derivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,400

Underlying: Common Stock · 72,000 shares

Expires 2034-02-14

F1 · shares: Reporting person was granted a performance-based stock option on February 15, 2024, to purchase 120,000 shares of common stock. The option vested based on the attainment of established performance criteria related to the timing and successful results of the Company's Phase 2b CORAL trial of Haduvio (nalbuphine ER) in patients with chronic cough in idiopathic pulmonary fibrosis, and Phase 2 RIVER trial of Haduvio in patients with refractory chronic cough. On March 10, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the RIVER trial were satisfied, resulting in the vesting of the option as to 38,400 shares of common stock. On May 31, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the CORAL trial were satisfied, resulting in the vesting of the option as to 72,000 shares of common stock.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 GrantPerformance Stock Option (right to buy) · Derivative 38,400 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-25-037884 · ownership.xml · derivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,400

Underlying: Common Stock · 38,400 shares

Expires 2034-02-14

F1 · shares: Reporting person was granted a performance-based stock option on February 15, 2024, to purchase 120,000 shares of common stock. The option vests based on the attainment of established performance criteria related to the timing and successful results of the Company's Phase 2b CORAL trial of Haduvio (nalbuphine ER) in patients with chronic cough in idiopathic pulmonary fibrosis, and Phase 2 RIVER trial of Haduvio in patients with refractory chronic cough. On March 10, 2025, the Compensation Committee of the Board of Directors of the Issuer certified that the performance metrics related to the successful results of the RIVER trial were satisfied, resulting in the vesting of the option as to 38,400 shares of common stock. The performance-based stock option remains eligible for vesting with respect to additional shares of common stock underlying the option in the event that performance metrics related to the successful results of the CORAL trial are satisfied.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 GrantStock Option (right to buy) · Derivative 225,500 $0.00 Strike: $4.22 $0.00
Disclosure

SEC source: 0000950170-25-024111 · ownership.xml · derivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,500

Underlying: Common Stock · 225,500 shares

Expires 2035-02-17

F1 · derivative.exercise_date: This option was granted on February 18, 2025. The 225,500 shares of common stock underlying the option are scheduled to vest as to 25% of the shares on February 18, 2026 and as to the remaining 75% of the shares in equal monthly installments thereafter through February 18, 2029.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:14 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0000950170-25-004164 · ownership.xml · derivative · entry 4

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,125

Underlying: Common Stock · 5,000 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:14 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionCommon Stock 5,000 $0.51 $2,555.00
Disclosure

SEC source: 0000950170-25-004164 · ownership.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 21:14 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0000950170-25-004164 · ownership.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,125

Underlying: Common Stock · 1,000 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 21:14 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionCommon Stock 1,000 $0.51 $511.00
Disclosure

SEC source: 0000950170-25-004164 · ownership.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 5,381 shares purchased through the Issuer's employee stock purchase plan.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:12 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionStock Option (right to buy) · Derivative 16,043 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0000950170-24-064598 · ownership.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,125

Underlying: Common Stock · 16,043 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:12 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 SaleCommon Stock 4,350 $2.64 $11,484.87
Disclosure

SEC source: 0000950170-24-064598 · ownership.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,279

F2 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on May 22, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.64 to $2.65 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 5,685 shares purchased through the Issuer's employee stock purchase plan.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:12 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionCommon Stock 16,043 $0.51 $8,197.97
Disclosure

SEC source: 0000950170-24-064598 · ownership.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 5,685 shares purchased through the Issuer's employee stock purchase plan.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:42 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 GrantStock Option (right to buy) · Derivative 175,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-24-016458 · ownership.xml · derivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2034-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2024. The 175,000 shares of common stock underlying the option are scheduled to vest as to 25% of the shares on February 15, 2025 and as to the remaining 75% of the shares in equal monthly installments thereafter through February 15, 2028.

Read SEC document
October 11, 2023 Filed Oct 12, 2023 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionStock Option (right to buy) · Derivative 2,292 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-23-052687 · doc4.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,168

Underlying: Common Stock · 2,292 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F3 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
October 11, 2023 Filed Oct 12, 2023 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 SaleCommon Stock 785 $2.02 $1,585.70
Disclosure

SEC source: 0001209191-23-052687 · doc4.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,901

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F2 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on October 11, 2023.

Read SEC document
October 11, 2023 Filed Oct 12, 2023 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionCommon Stock 2,292 $0.51 $1,171.21
Disclosure

SEC source: 0001209191-23-052687 · doc4.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:06 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionStock Option (right to buy) · Derivative 2,291 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-23-049252 · doc4.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,460

Underlying: Common Stock · 2,291 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F3 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:06 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 SaleCommon Stock 711 $2.20 $1,564.20
Disclosure

SEC source: 0001209191-23-049252 · doc4.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,394

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F2 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on September 11, 2023.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:06 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionCommon Stock 2,291 $0.51 $1,170.70
Disclosure

SEC source: 0001209191-23-049252 · doc4.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionStock Option (right to buy) · Derivative 2,292 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-23-045595 · doc4.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,751

Underlying: Common Stock · 2,292 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F3 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 SaleCommon Stock 682 $2.36 $1,609.52
Disclosure

SEC source: 0001209191-23-045595 · doc4.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,814

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F2 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on August 11, 2023.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionCommon Stock 2,292 $0.51 $1,171.21
Disclosure

SEC source: 0001209191-23-045595 · doc4.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 20:29 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionStock Option (right to buy) · Derivative 2,292 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-23-042078 · doc4.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,043

Underlying: Common Stock · 2,292 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F3 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 20:29 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 SaleCommon Stock 687 $2.34 $1,607.58
Disclosure

SEC source: 0001209191-23-042078 · doc4.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,204

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F2 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on July 11, 2023.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 20:29 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionCommon Stock 2,292 $0.51 $1,171.21
Disclosure

SEC source: 0001209191-23-042078 · doc4.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:28 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionStock Option (right to buy) · Derivative 2,291 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-23-037029 · doc4.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,335

Underlying: Common Stock · 2,291 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F3 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:28 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 SaleCommon Stock 610 $2.64 $1,610.40
Disclosure

SEC source: 0001209191-23-037029 · doc4.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,599

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F2 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on June 12, 2023.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:28 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionCommon Stock 2,291 $0.51 $1,170.70
Disclosure

SEC source: 0001209191-23-037029 · doc4.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionStock Option (right to buy) · Derivative 2,291 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-23-029399 · doc4.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,626

Underlying: Common Stock · 2,291 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F3 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 SaleCommon Stock 562 $2.89 $1,624.18
Disclosure

SEC source: 0001209191-23-029399 · doc4.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,918

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F2 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on May 11, 2023.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionCommon Stock 2,291 $0.51 $1,170.70
Disclosure

SEC source: 0001209191-23-029399 · doc4.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

Read SEC document
April 11, 2023 Filed Apr 12, 2023 21:02 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionStock Option (right to buy) · Derivative 2,292 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-23-024115 · doc4.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,917

Underlying: Common Stock · 2,292 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F3 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

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April 11, 2023 Filed Apr 12, 2023 21:02 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 SaleCommon Stock 840 $1.84 $1,544.76
Disclosure

SEC source: 0001209191-23-024115 · doc4.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,189

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F2 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on April 11, 2023.

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April 11, 2023 Filed Apr 12, 2023 21:02 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionCommon Stock 2,292 $0.51 $1,171.21
Disclosure

SEC source: 0001209191-23-024115 · doc4.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionStock Option (right to buy) · Derivative 2,291 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-23-018875 · doc4.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,209

Underlying: Common Stock · 2,291 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 SaleCommon Stock 892 $1.75 $1,563.85
Disclosure

SEC source: 0001209191-23-018875 · doc4.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,737

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan.

F3 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on March 13, 2023.

F2 · balance_after: Includes 4,312 shares purchased through the Issuer's employee stock purchase plan.

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March 13, 2023 Filed Mar 15, 2023 20:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionCommon Stock 2,291 $0.51 $1,170.70
Disclosure

SEC source: 0001209191-23-018875 · doc4.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Includes 4,312 shares purchased through the Issuer's employee stock purchase plan.

Read SEC document
February 16, 2023 Filed Feb 16, 2023 22:18 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 GrantStock Option (right to buy) · Derivative 187,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001209191-23-010165 · doc4.xml · derivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2033-02-15

F1 · derivative.exercise_date: This option was granted on February 16, 2023. The 187,500 shares of common stock underlying the option are scheduled to vest as to 25% of the shares on February 16, 2024 and as to the remaining 75% of the shares in equal monthly installments thereafter through February 16, 2027.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:01 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionStock Option (right to buy) · Derivative 27,500 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-23-009694 · doc4.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 27,500 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:01 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 SaleCommon Stock 8,474 $2.45 $20,761.30
Disclosure

SEC source: 0001209191-23-009694 · doc4.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,338

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan.

F3 · kind: Includes 4,312 shares purchased through the Issuer's employee stock purchase plan.

F2 · balance_after: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:01 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 Exercise / conversionCommon Stock 27,500 $0.51 $14,052.50
Disclosure

SEC source: 0001209191-23-009694 · doc4.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on February 13, 2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 21:00 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 GrantStock Option (right to buy) · Derivative 110,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-22-009738 · doc4.xml · derivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2032-02-10

F1 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option are scheduled to vest as to 25% of the shares on February 11, 2023 and as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 21:34 UTC Trevi Therapeutics, Inc. TRVI · Entity 4387 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001209191-21-050440 · doc4.xml · derivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-08-08

F1 · derivative.exercise_date: This option was granted on August 9, 2021. The 100,000 shares of common stock underlying the option are scheduled to vest as to 25% of the shares on August 9, 2022 and as to the remaining 75% of the shares in equal monthly installments thereafter, through August 9, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.