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Nasdaq · USD

TRVI

Trevi Therapeutics, Inc.

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Tapewire entity
4387
SEC CIK
0001563880
Parsed reports
257

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 17, 2026 20:55 UTC Exercise / conversionStock Option (right to buy) · Derivative 21,052 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001193125-26-394456 · ownership.xml · derivative · entry 8

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on December 20, 2017. The 21,052 shares of common stock underlying the options vested over four years from the date of grant in equal quarterly installments.

F6 · derivative.expiration_date: These options, which were awarded on December 20, 2017, would otherwise expire and become forfeitable on December 19, 2027.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 20:55 UTC Exercise / conversionStock Option (right to buy) · Derivative 18,421 $0.00 Strike: $3.04 $0.00
Disclosure

SEC source: 0001193125-26-394456 · ownership.xml · derivative · entry 7

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on February 28, 2017. The 18,421 shares of common stock underlying the options vested over four years from the date of grant in equal quarterly installments.

F4 · derivative.expiration_date: These options, which were awarded on February 28, 2017, would otherwise expire and become forfeitable on February 27, 2027.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 20:55 UTC SaleCommon Stock 100 $15.88 $1,588.00
Disclosure

SEC source: 0001193125-26-394456 · ownership.xml · nonDerivative · entry 6

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,351

F1 · acquired: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on June 16, 2026.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 20:55 UTC SaleCommon Stock 20,952 $15.09 $316,165.68
Disclosure

SEC source: 0001193125-26-394456 · ownership.xml · nonDerivative · entry 5

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,451

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.80 to $15.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · acquired: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on June 16, 2026.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 20:55 UTC Exercise / conversionCommon Stock 21,052 $3.33 $70,103.16
Disclosure

SEC source: 0001193125-26-394456 · ownership.xml · nonDerivative · entry 4

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 20:55 UTC SaleCommon Stock 100 $15.88 $1,588.00
Disclosure

SEC source: 0001193125-26-394456 · ownership.xml · nonDerivative · entry 3

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,351

F1 · acquired: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on June 16, 2026.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 20:55 UTC SaleCommon Stock 18,321 $15.09 $276,463.89
Disclosure

SEC source: 0001193125-26-394456 · ownership.xml · nonDerivative · entry 2

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,451

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.80 to $15.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · acquired: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on June 16, 2026.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 20:55 UTC Exercise / conversionCommon Stock 18,421 $3.04 $55,999.84
Disclosure

SEC source: 0001193125-26-394456 · ownership.xml · nonDerivative · entry 1

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 20:05 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $13.45 $0.00
Disclosure

SEC source: 0001193125-26-257366 · ownership.xml · derivative · entry 1

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2036-06-02

F1 · derivative.exercise_date: This option was granted on June 3, 2026. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 20:05 UTC
VANLENT ANNEDirector
GrantNonstatutory Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $13.45 $0.00
Disclosure

SEC source: 0001193125-26-257371 · ownership.xml · derivative · entry 1

VANLENT ANNE · CIK 0001229243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2036-06-02

F1 · derivative.exercise_date: This option was granted on June 3, 2026. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 20:05 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $13.45 $0.00
Disclosure

SEC source: 0001193125-26-257370 · ownership.xml · derivative · entry 1

Colangelo Dominick · CIK 0001313403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2036-06-02

F1 · derivative.exercise_date: This option was granted on June 3, 2026. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 20:28 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $13.45 $0.00
Disclosure

SEC source: 0001193125-26-257488 · ownership.xml · derivative · entry 1

Mathers Edward T · CIK 0001328625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2036-06-02

F1 · derivative.exercise_date: This option was granted on June 3, 2026. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 20:05 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $13.45 $0.00
Disclosure

SEC source: 0001193125-26-257373 · ownership.xml · derivative · entry 1

Meeker David P · CIK 0001385155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2036-06-02

F1 · derivative.exercise_date: This option was granted on June 3, 2026. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
February 19, 2026 Filed Feb 20, 2026 16:16 UTC GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001193125-26-061396 · ownership.xml · derivative · entry 1

Galletta Christopher · CIK 0001486099 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2036-02-18

F1 · derivative.exercise_date: This option was granted on February 19, 2026. The 35,000 shares of common stock underlying the option are scheduled to vest in equal monthly installments through February 19, 2030, subject to the reporting person's continued service with the issuer.

Read SEC document
February 19, 2026 Filed Feb 20, 2026 16:17 UTC
Cassella James VChief Development Officer
GrantStock Option (right to buy) · Derivative 215,000 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001193125-26-061399 · ownership.xml · derivative · entry 1

Cassella James V · CIK 0001353528 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Common Stock · 215,000 shares

Expires 2036-02-18

F1 · derivative.exercise_date: This option was granted on February 19, 2026. The 215,000 shares of common stock underlying the option are scheduled to vest in equal monthly installments through February 19, 2030, subject to the reporting person's continued service with the issuer.

Read SEC document
February 19, 2026 Filed Feb 20, 2026 16:16 UTC
SCIASCIA THOMASChief Scientific Officer
GrantStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001193125-26-061394 · ownership.xml · derivative · entry 1

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2036-02-18

F1 · derivative.exercise_date: This option was granted on February 19, 2026. The 85,000 shares of common stock underlying the option are scheduled to vest in equal monthly installments through February 19, 2030, subject to the reporting person's continued service with the issuer.

Read SEC document
February 19, 2026 Filed Feb 20, 2026 21:16 UTC
GOOD JENNIFER LDirector · President & CEO
GrantStock Option (right to buy) · Derivative 675,000 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001193125-26-061391 · ownership.xml · derivative · entry 1

GOOD JENNIFER L · CIK 0001229245 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675,000

Underlying: Common Stock · 675,000 shares

Expires 2036-02-18

F1 · derivative.exercise_date: This option was granted on February 19, 2026. The 675,000 shares of common stock underlying the option are scheduled to vest in equal monthly installments through February 19, 2030, subject to the reporting person's continued service with the issuer.

Read SEC document
February 19, 2026 Filed Feb 20, 2026 21:15 UTC
Simon FarrellChief Commercial Officer
GrantStock Option (right to buy) · Derivative 160,000 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001193125-26-061385 · ownership.xml · derivative · entry 1

Simon Farrell · CIK 0001965585 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2036-02-18

F1 · derivative.exercise_date: This option was granted on February 19, 2026. The 160,000 shares of common stock underlying the option are scheduled to vest in equal monthly installments through February 19, 2030, subject to the reporting person's continued service with the issuer.

Read SEC document
January 08, 2026 Filed Jan 12, 2026 21:05 UTC
HASTINGS DAVID CChief Financial Officer
GrantStock Option (right to buy) · Derivative 375,000 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001193125-26-010361 · ownership.xml · derivative · entry 1

HASTINGS DAVID C · CIK 0001237401 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2036-01-07

F1 · derivative.exercise_date: This option was granted on January 8, 2026. The 375,000 shares of common stock underlying the option are scheduled to vest as to 25% of the shares on January 8, 2027 and as to the remaining 75% of the shares in equal monthly installments thereafter through January 8, 2030.

Read SEC document
December 02, 2025 Filed Dec 3, 2025 16:16 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,225 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001193125-25-306729 · ownership.xml · derivative · entry 2

Galletta Christopher · CIK 0001486099 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,775

Underlying: Common Stock · 4,225 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on February 11, 2022. The 35,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
December 02, 2025 Filed Dec 3, 2025 16:16 UTC Exercise / conversionCommon Stock 4,225 $0.51 $2,158.98
Disclosure

SEC source: 0001193125-25-306729 · ownership.xml · nonDerivative · entry 1

Galletta Christopher · CIK 0001486099 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 6,870 shares purchased through the Issuer's employee stock purchase plan.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:00 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 45,000 $0.00 Strike: $6.25 $0.00
Disclosure

SEC source: 0000950170-25-086111 · ownership.xml · derivative · entry 1

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: This option was granted on June 11, 2025. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:00 UTC
VANLENT ANNEDirector
GrantNonstatutory Stock Option (right to buy) · Derivative 45,000 $0.00 Strike: $6.25 $0.00
Disclosure

SEC source: 0000950170-25-086110 · ownership.xml · derivative · entry 1

VANLENT ANNE · CIK 0001229243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: This option was granted on June 11, 2025. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:00 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 45,000 $0.00 Strike: $6.25 $0.00
Disclosure

SEC source: 0000950170-25-086112 · ownership.xml · derivative · entry 1

Colangelo Dominick · CIK 0001313403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: This option was granted on June 11, 2025. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:09 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 45,000 $0.00 Strike: $6.25 $0.00
Disclosure

SEC source: 0000950170-25-086165 · ownership.xml · derivative · entry 1

Mathers Edward T · CIK 0001328625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: This option was granted on June 11, 2025. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:00 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 45,000 $0.00 Strike: $6.25 $0.00
Disclosure

SEC source: 0000950170-25-086109 · ownership.xml · derivative · entry 1

Meeker David P · CIK 0001385155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: This option was granted on June 11, 2025. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 16:00 UTC GrantPerformance Stock Option (right to buy) · Derivative 8,550 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-25-080889 · ownership.xml · derivative · entry 1

Galletta Christopher · CIK 0001486099 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,110

Underlying: Common Stock · 8,550 shares

Expires 2034-02-14

F1 · shares: Reporting person was granted a performance-based stock option on February 15, 2024, to purchase 14,250 shares of common stock. The option vested based on the attainment of established performance criteria related to the timing and successful results of the Company's Phase 2b CORAL trial of Haduvio (nalbuphine ER) in patients with chronic cough in idiopathic pulmonary fibrosis, and Phase 2 RIVER trial of Haduvio in patients with refractory chronic cough. On March 10, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the RIVER trial were satisfied, resulting in the vesting of the option as to 4,560 shares of common stock. On May 31, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the CORAL trial were satisfied, resulting in the vesting of the option as to 8,550 shares of common stock.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 20:00 UTC
GOOD JENNIFER LDirector · President & CEO
GrantPerformance Stock Option (right to buy) · Derivative 102,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-25-080883 · ownership.xml · derivative · entry 1

GOOD JENNIFER L · CIK 0001229245 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,400

Underlying: Common Stock · 102,000 shares

Expires 2034-02-14

F1 · shares: Reporting person was granted a performance-based stock option on February 15, 2024, to purchase 170,000 shares of common stock. The option vested based on the attainment of established performance criteria related to the timing and successful results of the Company's Phase 2b CORAL trial of Haduvio (nalbuphine ER) in patients with chronic cough in idiopathic pulmonary fibrosis, and Phase 2 RIVER trial of Haduvio in patients with refractory chronic cough. On March 10, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the RIVER trial were satisfied, resulting in the vesting of the option as to 54,400 shares of common stock. On May 31, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the CORAL trial were satisfied, resulting in the vesting of the option as to 102,000 shares of common stock.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 16:00 UTC
SCIASCIA THOMASChief Scientific Officer
GrantPerformance Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-25-080887 · ownership.xml · derivative · entry 1

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,000

Underlying: Common Stock · 60,000 shares

Expires 2034-02-14

F1 · shares: Reporting person was granted a performance-based stock option on February 15, 2024, to purchase 100,000 shares of common stock. The option vested based on the attainment of established performance criteria related to the timing and successful results of the Company's Phase 2b CORAL trial of Haduvio (nalbuphine ER) in patients with chronic cough in idiopathic pulmonary fibrosis, and Phase 2 RIVER trial of Haduvio in patients with refractory chronic cough. On March 10, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the RIVER trial were satisfied, resulting in the vesting of the option as to 32,000 shares of common stock. On May 31, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the CORAL trial were satisfied, resulting in the vesting of the option as to 60,000 shares of common stock.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 20:00 UTC
Delfini LisaChief Financial Officer
GrantPerformance Stock Option (right to buy) · Derivative 72,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-25-080886 · ownership.xml · derivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,400

Underlying: Common Stock · 72,000 shares

Expires 2034-02-14

F1 · shares: Reporting person was granted a performance-based stock option on February 15, 2024, to purchase 120,000 shares of common stock. The option vested based on the attainment of established performance criteria related to the timing and successful results of the Company's Phase 2b CORAL trial of Haduvio (nalbuphine ER) in patients with chronic cough in idiopathic pulmonary fibrosis, and Phase 2 RIVER trial of Haduvio in patients with refractory chronic cough. On March 10, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the RIVER trial were satisfied, resulting in the vesting of the option as to 38,400 shares of common stock. On May 31, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the CORAL trial were satisfied, resulting in the vesting of the option as to 72,000 shares of common stock.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 20:00 UTC
Simon FarrellChief Commercial Officer
GrantPerformance Stock Option (right to buy) · Derivative 72,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-25-080885 · ownership.xml · derivative · entry 1

Simon Farrell · CIK 0001965585 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,400

Underlying: Common Stock · 72,000 shares

Expires 2034-02-14

F1 · shares: Reporting person was granted a performance-based stock option on February 15, 2024, to purchase 120,000 shares of common stock. The option vested based on the attainment of established performance criteria related to the timing and successful results of the Company's Phase 2b CORAL trial of Haduvio (nalbuphine ER) in patients with chronic cough in idiopathic pulmonary fibrosis, and Phase 2 RIVER trial of Haduvio in patients with refractory chronic cough. On March 10, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the RIVER trial were satisfied, resulting in the vesting of the option as to 38,400 shares of common stock. On May 31, 2025, the Compensation Committee of the Board of Directors of the Company certified that the performance metrics related to the successful results of the CORAL trial were satisfied, resulting in the vesting of the option as to 72,000 shares of common stock.

Read SEC document
April 17, 2025 Filed Feb 13, 2026 16:30 UTC Other3.5-Year Common Stock Warrant · Derivative 1,851,852 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001193125-26-051537 · ownership.xml · derivative · entry 2

New Enterprise Associates 16, L.P. · CIK 0001694560 · 10% owner

NEA Partners 16, L.P. · CIK 0001712881 · 10% owner

NEA 16 GP, LLC · CIK 0001712882 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,851,852 shares

Expires 2025-04-18

F1 · ownership.direct: The securities are directly held by NEA 16, and indirectly held by NEA Partners 16, L.P. ("NEA Partners"), the sole general partner of NEA 16, NEA 16 GP, LLC ("NEA 16 GP"), the sole general partner of NEA Partners 16, and the individual managers of NEA 16 GP (NEA Partners 16, NEA 16 GP and the individual managers of NEA 16 GP (collectively, the "Managers"), together, the "Indirect Reporting Persons"). The Managers of NEA 16 GP are Forest Baskett, Ali Behbahani, Carmen Chang, Anthony A. Florence, Jr., Mohamad Makhzoumi, Scott D. Sandell and Paul Walker. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 16 in which the Indirect Reporting Persons have no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 16:30 UTC OtherCommon Stock 1,851,852 $1.37 $2,537,037.24
Disclosure

SEC source: 0001193125-26-051537 · ownership.xml · nonDerivative · entry 1

New Enterprise Associates 16, L.P. · CIK 0001694560 · 10% owner

NEA Partners 16, L.P. · CIK 0001712881 · 10% owner

NEA 16 GP, LLC · CIK 0001712882 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,273,280

F1 · ownership.direct: The securities are directly held by NEA 16, and indirectly held by NEA Partners 16, L.P. ("NEA Partners"), the sole general partner of NEA 16, NEA 16 GP, LLC ("NEA 16 GP"), the sole general partner of NEA Partners 16, and the individual managers of NEA 16 GP (NEA Partners 16, NEA 16 GP and the individual managers of NEA 16 GP (collectively, the "Managers"), together, the "Indirect Reporting Persons"). The Managers of NEA 16 GP are Forest Baskett, Ali Behbahani, Carmen Chang, Anthony A. Florence, Jr., Mohamad Makhzoumi, Scott D. Sandell and Paul Walker. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 16 in which the Indirect Reporting Persons have no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 21:30 UTC Other3.5-Year Common Stock Warrant · Derivative 1,851,852 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001193125-26-051548 · ownership.xml · derivative · entry 3

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 0

Underlying: Common Stock · 1,851,852 shares

Expires 2025-04-18

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 21:30 UTC OtherCommon Stock 1,851,852 $1.37 $2,537,037.24
Disclosure

SEC source: 0001193125-26-051548 · ownership.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 12,273,280

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 16:30 UTC Other3.5-Year Common Stock Warrant · Derivative 1,851,852 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001193125-26-051528 · ownership.xml · derivative · entry 2

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 0

Underlying: Common Stock · 1,851,852 shares

Expires 2025-04-18

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 16:30 UTC OtherCommon Stock 1,851,852 $1.37 $2,537,037.24
Disclosure

SEC source: 0001193125-26-051528 · ownership.xml · nonDerivative · entry 1

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 12,273,280

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 16:30 UTC Other3.5-Year Common Stock Warrant · Derivative 1,851,852 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001193125-26-051520 · ownership.xml · derivative · entry 3

Walker Paul Edward · CIK 0001553150 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 0

Underlying: Common Stock · 1,851,852 shares

Expires 2025-04-18

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 16:30 UTC OtherCommon Stock 1,851,852 $1.37 $2,537,037.24
Disclosure

SEC source: 0001193125-26-051520 · ownership.xml · nonDerivative · entry 1

Walker Paul Edward · CIK 0001553150 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 12,273,280

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 21:30 UTC Other3.5-Year Common Stock Warrant · Derivative 1,851,852 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001193125-26-051530 · ownership.xml · derivative · entry 3

Florence Anthony A. Jr. · CIK 0001559827 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 0

Underlying: Common Stock · 1,851,852 shares

Expires 2025-04-18

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 21:30 UTC OtherCommon Stock 1,851,852 $1.37 $2,537,037.24
Disclosure

SEC source: 0001193125-26-051530 · ownership.xml · nonDerivative · entry 1

Florence Anthony A. Jr. · CIK 0001559827 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 12,273,280

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 21:30 UTC
Behbahani Ali10% owner
Other3.5-Year Common Stock Warrant · Derivative 1,851,852 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001193125-26-051545 · ownership.xml · derivative · entry 3

Behbahani Ali · CIK 0001613867 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 0

Underlying: Common Stock · 1,851,852 shares

Expires 2025-04-18

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 21:30 UTC
Behbahani Ali10% owner
OtherCommon Stock 1,851,852 $1.37 $2,537,037.24
Disclosure

SEC source: 0001193125-26-051545 · ownership.xml · nonDerivative · entry 1

Behbahani Ali · CIK 0001613867 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 12,273,280

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 21:30 UTC Other3.5-Year Common Stock Warrant · Derivative 1,851,852 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001193125-26-051525 · ownership.xml · derivative · entry 3

Makhzoumi Mohamad · CIK 0001630226 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 0

Underlying: Common Stock · 1,851,852 shares

Expires 2025-04-18

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 21:30 UTC OtherCommon Stock 1,851,852 $1.37 $2,537,037.24
Disclosure

SEC source: 0001193125-26-051525 · ownership.xml · nonDerivative · entry 1

Makhzoumi Mohamad · CIK 0001630226 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 12,273,280

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 21:30 UTC
Chang Carmen10% owner
Other3.5-Year Common Stock Warrant · Derivative 1,851,852 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001193125-26-051517 · ownership.xml · derivative · entry 3

Chang Carmen · CIK 0001746342 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 0

Underlying: Common Stock · 1,851,852 shares

Expires 2025-04-18

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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April 17, 2025 Filed Feb 13, 2026 21:30 UTC
Chang Carmen10% owner
OtherCommon Stock 1,851,852 $1.37 $2,537,037.24
Disclosure

SEC source: 0001193125-26-051517 · ownership.xml · nonDerivative · entry 1

Chang Carmen · CIK 0001746342 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 1

Disclosed balance after: 12,273,280

F1 · ownership.nature: The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.

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March 25, 2025 Filed Mar 26, 2025 16:30 UTC
SCIASCIA THOMASChief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,631 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0000950170-25-045295 · ownership.xml · derivative · entry 3

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,631 shares

Expires 2025-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on May 15, 2015. The 2,631 shares of common stock underlying the option vested as to 25% of the shares on May 15, 2016 and vested as to the remaining 75% of the shares in equal monthly installments thereafter through May 15, 2019.

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March 25, 2025 Filed Mar 26, 2025 16:30 UTC
SCIASCIA THOMASChief Scientific Officer
SaleCommon Stock 2,631 $6.60 $17,364.60
Disclosure

SEC source: 0000950170-25-045295 · ownership.xml · nonDerivative · entry 2

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,373

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March 25, 2025 Filed Mar 26, 2025 16:30 UTC
SCIASCIA THOMASChief Scientific Officer
Exercise / conversionCommon Stock 2,631 $1.43 $3,762.33
Disclosure

SEC source: 0000950170-25-045295 · ownership.xml · nonDerivative · entry 1

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,058 shares purchased through the Issuer's employee stock purchase plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.