Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | Director | June 13, 2025 | June 16, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date June 13, 2025 · Filed June 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,517 |
Reported balance
After 2025-06-13 transaction · row 1
1 source rowRow 1 · 2025-06-13 · Grant · Acquired 62 · Balance 25,517 F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ascent Capital Group, Inc.
Report date August 30, 2019 · Filed August 30, 2019
Section 16 reporting ended · disclosed 2019-08-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-30 transaction · row 1
1 source rowRow 1 · 2019-08-30 · Disposition to issuer · Disposed 115,884 · Balance 0 F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section). |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-08-30 · Disposition to issuer · Disposed 98,136 · Balance 0 F2: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock. F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section). |
| Series B Common StockSEC Table I · non-derivative | IndirectBy William R. Fitzgerald Irrevocable 2012 Trust | 0 |
Reported balance
After 2019-08-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-08-30 · Disposition to issuer · Disposed 16,919 · Balance 0 F2: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock. F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section). |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.21 · Expires 2019-11-30 | Direct | 0 |
Reported balance
After 2019-08-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-08-30 · Disposition to issuer · Disposed 380,460 · Balance 0 F4: Pursuant to the terms of the Merger Agreement, such stock option to purchase shares of Ascent Common Stock was canceled for no consideration. F3: Such options were fully vested at the effective time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section).
F2: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock.
F3: Such options were fully vested at the effective time of the Merger.
F4: Pursuant to the terms of the Merger Agreement, such stock option to purchase shares of Ascent Common Stock was canceled for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2017 Filed Oct 4, 2017 16:00 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000134 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,692 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 293 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 16:09 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 70 | $55.10 | $3,857.00 |
DisclosureSEC source: 0001230245-17-000123 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,399 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 16:26 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000105 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,329 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 293 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 15:16 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | Tax withholdingSeries A Common Stock | 6,065 | $15.18 | $92,066.70 |
DisclosureSEC source: 0001437106-17-000045 · wf-form4_149928218291341.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,311 F1 · price: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on June 30, 2017. The price is based on an average of the high and low trading prices on June 30, 2017. F1 · acquired: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on June 30, 2017. The price is based on an average of the high and low trading prices on June 30, 2017. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 10:42 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 61 | $61.80 | $3,769.80 |
DisclosureSEC source: 0001230245-17-000096 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,036 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 11, 2017 Filed May 12, 2017 15:58 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 1,158 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000075 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,975 F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,158 shares of common stock resulting in an accrual to his account of 1,158 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 16:27 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000064 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,817 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 296 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 18:04 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | Tax withholdingSeries A Common Stock | 5,291 | $14.05 | $74,338.55 |
DisclosureSEC source: 0001437106-17-000024 · wf-form4_149125706207925.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,376 F1 · price: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on March 31, 2017. The price is based on an average of the high and low trading prices on March 31, 2017. F1 · acquired: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on March 31, 2017. The price is based on an average of the high and low trading prices on March 31, 2017. Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 20:41 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | PurchaseSeries B Common Stock | 300 | $16.00 | $4,800.00 |
DisclosureSEC source: 0001437106-17-000018 · wf-form4_149005685950296.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,136 F1 · security: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 16:28 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 49 | $67.80 | $3,322.20 |
DisclosureSEC source: 0001230245-17-000056 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,521 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 19:06 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | Tax withholdingSeries A Common Stock | 3,402 | $16.98 | $57,765.96 |
DisclosureSEC source: 0001437106-17-000004 · wf-form4_148357479264289.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,667 F1 · price: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on January 3, 2017. The price is based on an average of the high and low trading prices on January 3, 2017. F1 · acquired: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on January 3, 2017. The price is based on an average of the high and low trading prices on January 3, 2017. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 17:38 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000001 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,472 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 260 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:18 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | PurchaseSeries B Common Stock | 54 | $20.00 | $1,080.00 |
DisclosureSEC source: 0001437106-16-000249 · wf-form4_148235869983066.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,836 F1 · security: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 17:48 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | PurchaseSeries B Common Stock | 205 | $20.00 | $4,100.00 |
DisclosureSEC source: 0001437106-16-000245 · wf-form4_148192847939987.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,782 F1 · security: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:30 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-16-000299 · edgar.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,212 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 387 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. F2 · balance_after: This amount reflects the addition of 11 shares previously unattributed to the reporting person's account as a results of an adminsitrative error. Read SEC document |
| September 30, 2016 Filed Oct 6, 2016 11:58 UTC | Ascent Capital Group, Inc. ASCMA · Entity 15918 | Tax withholdingSeries A Common Stock | 4,053 | $22.53 | $91,314.09 |
DisclosureSEC source: 0001437106-16-000220 · wf-form4_147576951180005.xml · nonDerivative · entry 1 FITZGERALD WILLIAM R · CIK 0001195177 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,069 F1 · price: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on September 30, 2016. The price is based on an average of the high and low trading prices on September 30, 2016. F1 · acquired: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on September 30, 2016. The price is based on an average of the high and low trading prices on September 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.