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STONE POINT CAPITAL LLC

Disclosed activity across 7 companies

Tapewire entity
77650
SEC CIK
0001332638

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Pine Technology Acquisition Corp.PTOC · Entity 14101010% ownerMarch 10, 2021March 15, 2021
Stone Point Credit CorpNONE · Entity 4765310% ownerFebruary 04, 2020February 09, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible securityIndirectSee FootnotesNot disclosed Reported balance Holding disclosure · report date 2021-03-10 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance Not disclosed

F1: The reported shares of Pine Technology Acquisition Corp. (the "Issuer") are directly held by Pine Technology Sponsor LLC (the "Sponsor"). Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B common stock will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253278). The shares of Class B common stock have no expiration date.

F2: This Form 3 is being filed by Sponsor. Peel Acquisition Company II, LLC and Trident Pine Acquisition, L.P. are the managing members of Sponsor and, together, have shared voting and investment discretion with respect to the securities held by Sponsor. Barry D. Zyskind is the manager of Peel Acquisition Company II, LLC. Trident Pine GP, LLC is the general partner of Trident Pine Acquisition, L.P. Trident VII, L.P. and Trident VII Parallel Fund, L.P. (the "Trident VII Partnerships") are the majority members of Trident Pine GP, LLC. Trident Capital VII, L.P. is the general partner of the Trident VII Partnerships (the "Trident VII GP").

F3: Pursuant to certain management agreements, Stone Point Capital LLC, the investment manager of the Trident VII Partnerships, has received delegated authority by Trident VII GP relating to the Trident VII Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VII Partnerships without first receiving direction from the Investment Committee of the Trident VII GP or a majority of the general partners of the Trident VII GP. The management agreements do not delegate any power with respect to the disposition of Class A common stock or Class B common stock held by the Trident VII Partnerships. Nicolas D. Zerbib is a member and managing director of Stone Point Capital LLC and one of five general partners of the Trident VII GP.

F4: Accordingly, all of the shares held by the Sponsor may be deemed to be beneficially held by Peel Acquisition Company II, LLC, Trident Pine Acquisition, L.P., Mr. Barry D. Zyskind, Trident Pine GP, LLC, Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident Capital VII, L.P., Stone Point Capital LLC and Nicolas D. Zerbib. Each such reporting person under this Form 3 disclaims beneficial ownership of the securities reported herein except to the extent of his or its respective pecuniary interest therein and the filing of this Form 3 shall not be construed as an admission that any such reporting person is the beneficial owner of any securities covered by this Form 3.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares of Pine Technology Acquisition Corp. (the "Issuer") are directly held by Pine Technology Sponsor LLC (the "Sponsor"). Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B common stock will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253278). The shares of Class B common stock have no expiration date.

F2: This Form 3 is being filed by Sponsor. Peel Acquisition Company II, LLC and Trident Pine Acquisition, L.P. are the managing members of Sponsor and, together, have shared voting and investment discretion with respect to the securities held by Sponsor. Barry D. Zyskind is the manager of Peel Acquisition Company II, LLC. Trident Pine GP, LLC is the general partner of Trident Pine Acquisition, L.P. Trident VII, L.P. and Trident VII Parallel Fund, L.P. (the "Trident VII Partnerships") are the majority members of Trident Pine GP, LLC. Trident Capital VII, L.P. is the general partner of the Trident VII Partnerships (the "Trident VII GP").

F3: Pursuant to certain management agreements, Stone Point Capital LLC, the investment manager of the Trident VII Partnerships, has received delegated authority by Trident VII GP relating to the Trident VII Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VII Partnerships without first receiving direction from the Investment Committee of the Trident VII GP or a majority of the general partners of the Trident VII GP. The management agreements do not delegate any power with respect to the disposition of Class A common stock or Class B common stock held by the Trident VII Partnerships. Nicolas D. Zerbib is a member and managing director of Stone Point Capital LLC and one of five general partners of the Trident VII GP.

F4: Accordingly, all of the shares held by the Sponsor may be deemed to be beneficially held by Peel Acquisition Company II, LLC, Trident Pine Acquisition, L.P., Mr. Barry D. Zyskind, Trident Pine GP, LLC, Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident Capital VII, L.P., Stone Point Capital LLC and Nicolas D. Zerbib. Each such reporting person under this Form 3 disclaims beneficial ownership of the securities reported herein except to the extent of his or its respective pecuniary interest therein and the filing of this Form 3 shall not be construed as an admission that any such reporting person is the beneficial owner of any securities covered by this Form 3.

Stone Point Credit Corp

Report date February 04, 2020 · Filed February 09, 2021

Jointly reported with SPC Wilson Point, L.P., Stone Point GP Ltd., SPC Field Partners LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote498,859.687 Reported balance After 2020-02-04 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-02-04 · Purchase · Acquired 266,578.39 · Balance 498,859.687

F1: These shares are owned directly by SPC Wilson Point, L.P., which is managed by Stone Point Capital LLC. Stone Point GP Ltd. is the general partner of SPC Wilson Point, L.P. Stone Point Capital LLC is controlled by SPC Field Partners LLC. Stone Point GP Ltd. and SPC Field Partners LLC could be deemed to be the indirect beneficial owners of the reported securities to the extent of the pecuniary interest of Stone Point GP Ltd. in such securities on account of its partnership capital account at SPC Wilson Point, L.P. as calculated in accordance with Rule 16a-1(a)(2)(ii)(B). The reporting persons disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned directly by SPC Wilson Point, L.P., which is managed by Stone Point Capital LLC. Stone Point GP Ltd. is the general partner of SPC Wilson Point, L.P. Stone Point Capital LLC is controlled by SPC Field Partners LLC. Stone Point GP Ltd. and SPC Field Partners LLC could be deemed to be the indirect beneficial owners of the reported securities to the extent of the pecuniary interest of Stone Point GP Ltd. in such securities on account of its partnership capital account at SPC Wilson Point, L.P. as calculated in accordance with Rule 16a-1(a)(2)(ii)(B). The reporting persons disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Atlantic Capital Bancshares, Inc.

Report date August 23, 2017 · Filed August 25, 2017

Jointly reported with Trident IV LP, Trident Capital IV, L.P., Trident IV Professionals Fund LP

Section 16 reporting ended · disclosed 2017-08-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2017-08-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-08-23 · Sale · Disposed 3,109,127 · Balance 0

F1: Represents 3,057,283 shares of common stock ("Common Stock") of Atlantic Capital Bancshares, Inc. (the "Issuer") sold by Trident IV, L.P.("Trident IV") and 51,844 shares of Common Stock sold by Trident IV Professionals Fund, L.P. ("Trident IV Professionals"). Trident Capital IV, L.P ("Trident IV GP") is the sole general partner of Trident IV and may have been deemed a beneficial owner of the Common Stock held by Trident IV. The general partners of Trident IV GP are four single member limited liability companies that are owned by individuals who are members of Stone Point Capital LLC ("Stone Point"). Stone Point was delegated authority to exercise voting rights of the shares of Common Stock of the Issuer on behalf of Trident IV and may have been deemed a beneficial owner of Common Stock sold by Trident IV.

F2: Stone Point GP Ltd. ("Trident IV Professionals GP") is the sole general partner of Trident IV Professionals and may have been deemed a beneficial owner of Common Stock sold by Trident IV Professionals. Stone Point, as the manager of Trident IV Professionals, was delegated authority to exercise voting rights of the shares of Common Stock of the issuer on behalf of Trident IV Professionals and may have been deemed a beneficial owner of Common Stock sold by Trident IV Professionals. Trident IV, Trident IV Professionals, Trident IV GP, Stone Point and Trident IV Professionals GP are referred to collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of all shares of Common Stock of the Issuer reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 3,057,283 shares of common stock ("Common Stock") of Atlantic Capital Bancshares, Inc. (the "Issuer") sold by Trident IV, L.P.("Trident IV") and 51,844 shares of Common Stock sold by Trident IV Professionals Fund, L.P. ("Trident IV Professionals"). Trident Capital IV, L.P ("Trident IV GP") is the sole general partner of Trident IV and may have been deemed a beneficial owner of the Common Stock held by Trident IV. The general partners of Trident IV GP are four single member limited liability companies that are owned by individuals who are members of Stone Point Capital LLC ("Stone Point"). Stone Point was delegated authority to exercise voting rights of the shares of Common Stock of the Issuer on behalf of Trident IV and may have been deemed a beneficial owner of Common Stock sold by Trident IV.

F2: Stone Point GP Ltd. ("Trident IV Professionals GP") is the sole general partner of Trident IV Professionals and may have been deemed a beneficial owner of Common Stock sold by Trident IV Professionals. Stone Point, as the manager of Trident IV Professionals, was delegated authority to exercise voting rights of the shares of Common Stock of the issuer on behalf of Trident IV Professionals and may have been deemed a beneficial owner of Common Stock sold by Trident IV Professionals. Trident IV, Trident IV Professionals, Trident IV GP, Stone Point and Trident IV Professionals GP are referred to collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of all shares of Common Stock of the Issuer reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Enstar Group LTD

Report date July 02, 2025 · Filed July 07, 2025

Jointly reported with Stone Point GP Ltd., Trident V Parallel Fund, L.P., TRIDENT V, L.P.

Section 16 reporting ended · disclosed 2025-07-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeIndirectSee Note0 Reported balance After 2025-07-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-07-02 · Other · Disposed 1,451,196 · Balance 0

F1: On July 2, 2025, the Issuer completed the transactions contemplated by that certain Agreement and Plan of Merger, dated as of July 29, 2024 (the "Merger Agreement") by and among Deer Ltd., an exempted company limited by shares existing under the laws of Bermuda and a direct wholly owned Subsidiary of the Issuer ("New Company Holdco"), Deer Merger Sub Ltd., an exempted company limited by shares existing under the laws of Bermuda and a direct wholly owned Subsidiary of New Company Holdco ("Company Merger Sub"), Elk Bidco Limited, an exempted company limited by shares existing under the laws of Bermuda ("Parent"), and Elk Merger Sub Limited, an exempted company limited by shares existing under the laws of Bermuda and a direct wholly owned Subsidiary of Parent ("Parent Merger Sub").

F2: Parent and Merger Sub were backed by equity commitments from investment vehicles managed or advised by affiliates of Sixth Street Partners, LLC. Pursuant to the Merger Agreement, the Issuer, New Company Holdco, Company Merger Sub, Parent and Parent Merger Sub effected a series of mergers (collectively, the "Mergers"), with the Issuer surviving such mergers as a wholly owned subsidiary of Parent. As of the date hereof, following the Mergers, the Reporting Persons does not beneficially own any Ordinary Shares.

Filing footnotes · ownership attribution and instrument terms

F1: On July 2, 2025, the Issuer completed the transactions contemplated by that certain Agreement and Plan of Merger, dated as of July 29, 2024 (the "Merger Agreement") by and among Deer Ltd., an exempted company limited by shares existing under the laws of Bermuda and a direct wholly owned Subsidiary of the Issuer ("New Company Holdco"), Deer Merger Sub Ltd., an exempted company limited by shares existing under the laws of Bermuda and a direct wholly owned Subsidiary of New Company Holdco ("Company Merger Sub"), Elk Bidco Limited, an exempted company limited by shares existing under the laws of Bermuda ("Parent"), and Elk Merger Sub Limited, an exempted company limited by shares existing under the laws of Bermuda and a direct wholly owned Subsidiary of Parent ("Parent Merger Sub").

F2: Parent and Merger Sub were backed by equity commitments from investment vehicles managed or advised by affiliates of Sixth Street Partners, LLC. Pursuant to the Merger Agreement, the Issuer, New Company Holdco, Company Merger Sub, Parent and Parent Merger Sub effected a series of mergers (collectively, the "Mergers"), with the Issuer surviving such mergers as a wholly owned subsidiary of Parent. As of the date hereof, following the Mergers, the Reporting Persons does not beneficially own any Ordinary Shares.

Section 16 reporting ended · disclosed 2023-08-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes8,250,165 Reported balance After 2023-08-31 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-08-31 · Exercise / conversion · Acquired 8,250,165 · Balance 8,250,165

F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist.

F2: Limited liability company units of Focus Financial Partners, LLC, which were exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC.

F3: These shares of Class A Common Stock are held by Trident FFP L.P.

F8: The sole general partner of Trident FFP LP is Trident FFP GP LLC.

F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2023-08-31 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-08-31 · Disposition to issuer · Disposed 8,250,165 · Balance 0

F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist.

F3: These shares of Class A Common Stock are held by Trident FFP L.P.

F8: The sole general partner of Trident FFP LP is Trident FFP GP LLC.

F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2023-08-31 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2023-08-31 · Disposition to issuer · Disposed 955,755 · Balance 0

F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist.

F4: These shares of Class A Common Stock are held by Trident VI, L.P.

F9: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P.

F10: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships.

F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2023-08-31 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2023-08-31 · Disposition to issuer · Disposed 6,701,039 · Balance 0

F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist.

F5: These shares of Class A Common Stock are held by Trident VI Parallel Fund, L.P.

F9: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P.

F10: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships.

F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2023-08-31 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2023-08-31 · Disposition to issuer · Disposed 142,016 · Balance 0

F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist.

F6: These shares of Class A Common Stock are held by Trident VI DE Parallel Fund, L.P.

F9: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P.

F10: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships.

F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein.

Units of Focus Financial Partners, LLCSEC Table II · derivative / convertible securityIndirectSee Footnotes0 Reported balance After 2023-08-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-08-31 · Exercise / conversion · Disposed 8,250,165 · Balance 0

F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist.

F2: Limited liability company units of Focus Financial Partners, LLC, which were exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC.

F7: Held by Trident FFP LP.

F8: The sole general partner of Trident FFP LP is Trident FFP GP LLC.

F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein.

Filing footnotes · ownership attribution and instrument terms

F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist.

F2: Limited liability company units of Focus Financial Partners, LLC, which were exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC.

F3: These shares of Class A Common Stock are held by Trident FFP L.P.

F4: These shares of Class A Common Stock are held by Trident VI, L.P.

F5: These shares of Class A Common Stock are held by Trident VI Parallel Fund, L.P.

F6: These shares of Class A Common Stock are held by Trident VI DE Parallel Fund, L.P.

F7: Held by Trident FFP LP.

F8: The sole general partner of Trident FFP LP is Trident FFP GP LLC.

F9: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P.

F10: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships.

F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein.

Section 16 reporting ended · disclosed 2024-06-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2024-06-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-06-28 · Other · Disposed 11,959,030 · Balance 0

F1: Pursuant the Agreement and Plan of Merger by and among HireRight Holdings Corporation (the "Issuer"), Hearts Parent, LLC, a Delaware limited liability company ("Parent"), and Hearts Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), on June 28, 2024, Merger Sub merged with and into the Issuer with the Issuer continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, each share of the Issuer's common stock (the "Common Stock") beneficially owned by the Reporting Persons was contributed and transferred to an entity that indirectly owns 100% of the equity interests of Parent ("TopCo") in exchange for newly issued equity interests of TopCo. Each such share of the Issuer's Common Stock was then cancelled and ceased to exist.

F2: These shares of Common Stock were held by Trident VII, L.P.

F3: Shares of Common Stock were held by Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident VII DE Parallel Fund, L.P. and Trident VII Professionals Fund, L.P. (the "Trident VII Partnerships"). Trident Capital VII, L.P. ("Trident VII GP") is the general partner of Trident VII, L.P., Trident VII Parallel Fund, L.P. and Trident VII DE Parallel Fund, L.P., and Stone Point GP Ltd. is the general partner of Trident VII Professionals Fund, L.P.

F4: Pursuant to certain management agreements, Stone Point Capital LLC, the investment manager of the Trident VII Partnerships, has received delegated authority by Trident VII GP relating to the Trident VII Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VII Partnerships without first receiving direction from the Investment Committee of the Trident VII GP or a majority of the general partners of the Trident VII GP.

F5: Each of the Reporting Persons disclaims any beneficial ownership of any shares of Common Stock held by the Trident VII Partnerships except to the extent of its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2024-06-28 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-06-28 · Other · Disposed 5,814,235 · Balance 0

F1: Pursuant the Agreement and Plan of Merger by and among HireRight Holdings Corporation (the "Issuer"), Hearts Parent, LLC, a Delaware limited liability company ("Parent"), and Hearts Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), on June 28, 2024, Merger Sub merged with and into the Issuer with the Issuer continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, each share of the Issuer's common stock (the "Common Stock") beneficially owned by the Reporting Persons was contributed and transferred to an entity that indirectly owns 100% of the equity interests of Parent ("TopCo") in exchange for newly issued equity interests of TopCo. Each such share of the Issuer's Common Stock was then cancelled and ceased to exist.

F3: Shares of Common Stock were held by Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident VII DE Parallel Fund, L.P. and Trident VII Professionals Fund, L.P. (the "Trident VII Partnerships"). Trident Capital VII, L.P. ("Trident VII GP") is the general partner of Trident VII, L.P., Trident VII Parallel Fund, L.P. and Trident VII DE Parallel Fund, L.P., and Stone Point GP Ltd. is the general partner of Trident VII Professionals Fund, L.P.

F4: Pursuant to certain management agreements, Stone Point Capital LLC, the investment manager of the Trident VII Partnerships, has received delegated authority by Trident VII GP relating to the Trident VII Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VII Partnerships without first receiving direction from the Investment Committee of the Trident VII GP or a majority of the general partners of the Trident VII GP.

F5: Each of the Reporting Persons disclaims any beneficial ownership of any shares of Common Stock held by the Trident VII Partnerships except to the extent of its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F6: These shares of Common Stock were held by Trident VII Parallel Fund, L.P.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2024-06-28 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2024-06-28 · Other · Disposed 100,067 · Balance 0

F1: Pursuant the Agreement and Plan of Merger by and among HireRight Holdings Corporation (the "Issuer"), Hearts Parent, LLC, a Delaware limited liability company ("Parent"), and Hearts Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), on June 28, 2024, Merger Sub merged with and into the Issuer with the Issuer continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, each share of the Issuer's common stock (the "Common Stock") beneficially owned by the Reporting Persons was contributed and transferred to an entity that indirectly owns 100% of the equity interests of Parent ("TopCo") in exchange for newly issued equity interests of TopCo. Each such share of the Issuer's Common Stock was then cancelled and ceased to exist.

F3: Shares of Common Stock were held by Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident VII DE Parallel Fund, L.P. and Trident VII Professionals Fund, L.P. (the "Trident VII Partnerships"). Trident Capital VII, L.P. ("Trident VII GP") is the general partner of Trident VII, L.P., Trident VII Parallel Fund, L.P. and Trident VII DE Parallel Fund, L.P., and Stone Point GP Ltd. is the general partner of Trident VII Professionals Fund, L.P.

F4: Pursuant to certain management agreements, Stone Point Capital LLC, the investment manager of the Trident VII Partnerships, has received delegated authority by Trident VII GP relating to the Trident VII Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VII Partnerships without first receiving direction from the Investment Committee of the Trident VII GP or a majority of the general partners of the Trident VII GP.

F5: Each of the Reporting Persons disclaims any beneficial ownership of any shares of Common Stock held by the Trident VII Partnerships except to the extent of its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F7: These shares of Common Stock were held by Trident VII DE Parallel Fund, L.P.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2024-06-28 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2024-06-28 · Other · Disposed 590,065 · Balance 0

F1: Pursuant the Agreement and Plan of Merger by and among HireRight Holdings Corporation (the "Issuer"), Hearts Parent, LLC, a Delaware limited liability company ("Parent"), and Hearts Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), on June 28, 2024, Merger Sub merged with and into the Issuer with the Issuer continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, each share of the Issuer's common stock (the "Common Stock") beneficially owned by the Reporting Persons was contributed and transferred to an entity that indirectly owns 100% of the equity interests of Parent ("TopCo") in exchange for newly issued equity interests of TopCo. Each such share of the Issuer's Common Stock was then cancelled and ceased to exist.

F3: Shares of Common Stock were held by Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident VII DE Parallel Fund, L.P. and Trident VII Professionals Fund, L.P. (the "Trident VII Partnerships"). Trident Capital VII, L.P. ("Trident VII GP") is the general partner of Trident VII, L.P., Trident VII Parallel Fund, L.P. and Trident VII DE Parallel Fund, L.P., and Stone Point GP Ltd. is the general partner of Trident VII Professionals Fund, L.P.

F4: Pursuant to certain management agreements, Stone Point Capital LLC, the investment manager of the Trident VII Partnerships, has received delegated authority by Trident VII GP relating to the Trident VII Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VII Partnerships without first receiving direction from the Investment Committee of the Trident VII GP or a majority of the general partners of the Trident VII GP.

F5: Each of the Reporting Persons disclaims any beneficial ownership of any shares of Common Stock held by the Trident VII Partnerships except to the extent of its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F8: These shares of Common Stock were held by Trident VII Professionals Fund, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant the Agreement and Plan of Merger by and among HireRight Holdings Corporation (the "Issuer"), Hearts Parent, LLC, a Delaware limited liability company ("Parent"), and Hearts Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), on June 28, 2024, Merger Sub merged with and into the Issuer with the Issuer continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, each share of the Issuer's common stock (the "Common Stock") beneficially owned by the Reporting Persons was contributed and transferred to an entity that indirectly owns 100% of the equity interests of Parent ("TopCo") in exchange for newly issued equity interests of TopCo. Each such share of the Issuer's Common Stock was then cancelled and ceased to exist.

F2: These shares of Common Stock were held by Trident VII, L.P.

F3: Shares of Common Stock were held by Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident VII DE Parallel Fund, L.P. and Trident VII Professionals Fund, L.P. (the "Trident VII Partnerships"). Trident Capital VII, L.P. ("Trident VII GP") is the general partner of Trident VII, L.P., Trident VII Parallel Fund, L.P. and Trident VII DE Parallel Fund, L.P., and Stone Point GP Ltd. is the general partner of Trident VII Professionals Fund, L.P.

F4: Pursuant to certain management agreements, Stone Point Capital LLC, the investment manager of the Trident VII Partnerships, has received delegated authority by Trident VII GP relating to the Trident VII Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VII Partnerships without first receiving direction from the Investment Committee of the Trident VII GP or a majority of the general partners of the Trident VII GP.

F5: Each of the Reporting Persons disclaims any beneficial ownership of any shares of Common Stock held by the Trident VII Partnerships except to the extent of its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F6: These shares of Common Stock were held by Trident VII Parallel Fund, L.P.

F7: These shares of Common Stock were held by Trident VII DE Parallel Fund, L.P.

F8: These shares of Common Stock were held by Trident VII Professionals Fund, L.P.

Section 16 reporting ended · disclosed 2023-08-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2023-08-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-08-01 · Disposition to issuer · Disposed 68,878,127 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023, by and among Home Point Capital Inc., Mr. Cooper Group Inc. and Heisman Merger Sub, Inc., each share of the Issuer's common stock was exchanged for the right to receive a cash payment of $2.33 without interest, and subject to any required tax withholding.

F2: Reflects securities held directly by Trident VI, L.P.

F6: The general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. is Trident Capital VI, L.P. The general partner of Trident VI Professionals Fund, L.P. is Stone Point GP Ltd. Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. and Stone Point GP Ltd. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P., or Stone Point GP Ltd., as applicable. The management agreements do not delegate any power with respect to the disposition of Common Stock held by the Trident VI Partnerships.

F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2023-08-01 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-08-01 · Disposition to issuer · Disposed 53,924,166 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023, by and among Home Point Capital Inc., Mr. Cooper Group Inc. and Heisman Merger Sub, Inc., each share of the Issuer's common stock was exchanged for the right to receive a cash payment of $2.33 without interest, and subject to any required tax withholding.

F3: Reflects securities held directly by Trident VI Parallel Fund, L.P.

F6: The general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. is Trident Capital VI, L.P. The general partner of Trident VI Professionals Fund, L.P. is Stone Point GP Ltd. Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. and Stone Point GP Ltd. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P., or Stone Point GP Ltd., as applicable. The management agreements do not delegate any power with respect to the disposition of Common Stock held by the Trident VI Partnerships.

F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2023-08-01 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2023-08-01 · Disposition to issuer · Disposed 1,142,824 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023, by and among Home Point Capital Inc., Mr. Cooper Group Inc. and Heisman Merger Sub, Inc., each share of the Issuer's common stock was exchanged for the right to receive a cash payment of $2.33 without interest, and subject to any required tax withholding.

F4: Reflects securities held directly by Trident VI DE Parallel Fund, L.P.

F6: The general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. is Trident Capital VI, L.P. The general partner of Trident VI Professionals Fund, L.P. is Stone Point GP Ltd. Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. and Stone Point GP Ltd. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P., or Stone Point GP Ltd., as applicable. The management agreements do not delegate any power with respect to the disposition of Common Stock held by the Trident VI Partnerships.

F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2023-08-01 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2023-08-01 · Disposition to issuer · Disposed 3,825,918 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023, by and among Home Point Capital Inc., Mr. Cooper Group Inc. and Heisman Merger Sub, Inc., each share of the Issuer's common stock was exchanged for the right to receive a cash payment of $2.33 without interest, and subject to any required tax withholding.

F5: Reflects securities held directly by Trident VI Professionals Fund, L.P. (collectively, Trident VI, L.P., Trident VI Parallel Fund, L.P., Trident VI DE Parallel Fund, L.P. and Trident VI Professionals Fund, L.P. shall be referred to as the "Trident VI Partnerships").

F6: The general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. is Trident Capital VI, L.P. The general partner of Trident VI Professionals Fund, L.P. is Stone Point GP Ltd. Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. and Stone Point GP Ltd. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P., or Stone Point GP Ltd., as applicable. The management agreements do not delegate any power with respect to the disposition of Common Stock held by the Trident VI Partnerships.

F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023, by and among Home Point Capital Inc., Mr. Cooper Group Inc. and Heisman Merger Sub, Inc., each share of the Issuer's common stock was exchanged for the right to receive a cash payment of $2.33 without interest, and subject to any required tax withholding.

F2: Reflects securities held directly by Trident VI, L.P.

F3: Reflects securities held directly by Trident VI Parallel Fund, L.P.

F4: Reflects securities held directly by Trident VI DE Parallel Fund, L.P.

F5: Reflects securities held directly by Trident VI Professionals Fund, L.P. (collectively, Trident VI, L.P., Trident VI Parallel Fund, L.P., Trident VI DE Parallel Fund, L.P. and Trident VI Professionals Fund, L.P. shall be referred to as the "Trident VI Partnerships").

F6: The general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. is Trident Capital VI, L.P. The general partner of Trident VI Professionals Fund, L.P. is Stone Point GP Ltd. Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. and Stone Point GP Ltd. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P., or Stone Point GP Ltd., as applicable. The management agreements do not delegate any power with respect to the disposition of Common Stock held by the Trident VI Partnerships.

F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2021 Filed Mar 4, 2021 17:45 UTC Focus Financial Partners Inc. FOCS · Entity 15608 SaleClass A Common Stock 1,946,670 $46.20 $89,936,154.00
Disclosure

SEC source: 0000899243-21-009897 · doc4.xml · nonDerivative · entry 4

STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner

Trident FFP LP · CIK 0001748078 · Director · 10% owner

Trident VI, L.P. · CIK 0001593010 · Director · 10% owner

Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner

Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner

Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner

Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,986,311

F2 · price: This amount represents the $48.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.80 per share of Class A Common Stock.

F5 · ownership.nature: These shares of Class A Common Stock are held by Trident VI Parallel Fund, L.P.

F9 · ownership.nature: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P.

F10 · ownership.nature: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships.

F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:45 UTC Focus Financial Partners Inc. FOCS · Entity 15608 SaleClass A Common Stock 277,650 $46.20 $12,827,430.00
Disclosure

SEC source: 0000899243-21-009897 · doc4.xml · nonDerivative · entry 3

STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner

Trident FFP LP · CIK 0001748078 · Director · 10% owner

Trident VI, L.P. · CIK 0001593010 · Director · 10% owner

Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner

Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner

Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner

Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 996,443

F2 · price: This amount represents the $48.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.80 per share of Class A Common Stock.

F4 · ownership.nature: These shares of Class A Common Stock are held by Trident VI, L.P.

F9 · ownership.nature: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P.

F10 · ownership.nature: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships.

F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:45 UTC Focus Financial Partners Inc. FOCS · Entity 15608 SaleClass A Common Stock 2,396,693 $46.20 $110,727,216.60
Disclosure

SEC source: 0000899243-21-009897 · doc4.xml · nonDerivative · entry 2

STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner

Trident FFP LP · CIK 0001748078 · Director · 10% owner

Trident VI, L.P. · CIK 0001593010 · Director · 10% owner

Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner

Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner

Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner

Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F2 · price: This amount represents the $48.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.80 per share of Class A Common Stock.

F3 · ownership.nature: These shares of Class A Common Stock are held by Trident FFP LP.

F8 · ownership.nature: The sole general partner of Trident FFP LP is Trident FFP GP LLC.

F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:45 UTC Focus Financial Partners Inc. FOCS · Entity 15608 ConversionClass A Common Stock 1,296,885 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009897 · doc4.xml · nonDerivative · entry 1

STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner

Trident FFP LP · CIK 0001748078 · Director · 10% owner

Trident VI, L.P. · CIK 0001593010 · Director · 10% owner

Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner

Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner

Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner

Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,396,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Units of Focus Financial Partners, LLC represent limited liability company units of Focus Financial Partners, LLC and an equal number of shares of Class B common stock ("Class B Common Stock") of Focus Financial Partners Inc. (the "Issuer"), which together are exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock ("Class A Common Stock") of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC.

F3 · ownership.nature: These shares of Class A Common Stock are held by Trident FFP LP.

F8 · ownership.nature: The sole general partner of Trident FFP LP is Trident FFP GP LLC.

F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 20:38 UTC Home Point Capital Inc. HMPT · Entity 110966 SaleCommon Stock 211,018 $12.16 $2,564,923.79
Disclosure

SEC source: 0001140361-21-003472 · form4.xml · nonDerivative · entry 4

Trident VI, L.P. · CIK 0001593010 · 10% owner

Trident VI Parallel Fund, L.P. · CIK 0001593012 · 10% owner

Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · 10% owner

Trident VI Professionals Fund, L.P. · CIK 0001593375 · 10% owner

Trident Capital VI, L.P. · CIK 0001690519 · 10% owner

Stone Point GP Ltd. · CIK 0001492231 · 10% owner

STONE POINT CAPITAL LLC · CIK 0001332638 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,825,918

F1 · price: This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering.

F5 · ownership.nature: Reflects securities held directly by Trident VI Professionals Fund, L.P. (collectively, Trident VI, L.P., Trident VI Parallel Fund, L.P., Trident VI DE Parallel Fund, L.P. and Trident VI Professionals Fund, L.P. shall be referred to as the "Trident VI Partnerships").

F6 · ownership.nature: The general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. is Trident Capital VI, L.P. The general partner of Trident VI Professionals Fund, L.P. is Stone Point GP Ltd. Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. and Stone Point GP Ltd. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P., or Stone Point GP Ltd., as applicable. The management agreements do not delegate any power with respect to the disposition of Common Stock held by the Trident VI Partnerships.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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February 02, 2021 Filed Feb 4, 2021 20:38 UTC Home Point Capital Inc. HMPT · Entity 110966 SaleCommon Stock 63,033 $12.16 $766,166.12
Disclosure

SEC source: 0001140361-21-003472 · form4.xml · nonDerivative · entry 3

Trident VI, L.P. · CIK 0001593010 · 10% owner

Trident VI Parallel Fund, L.P. · CIK 0001593012 · 10% owner

Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · 10% owner

Trident VI Professionals Fund, L.P. · CIK 0001593375 · 10% owner

Trident Capital VI, L.P. · CIK 0001690519 · 10% owner

Stone Point GP Ltd. · CIK 0001492231 · 10% owner

STONE POINT CAPITAL LLC · CIK 0001332638 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,142,824

F1 · price: This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering.

F4 · ownership.nature: Reflects securities held directly by Trident VI DE Parallel Fund, L.P.

F6 · ownership.nature: The general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. is Trident Capital VI, L.P. The general partner of Trident VI Professionals Fund, L.P. is Stone Point GP Ltd. Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. and Stone Point GP Ltd. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P., or Stone Point GP Ltd., as applicable. The management agreements do not delegate any power with respect to the disposition of Common Stock held by the Trident VI Partnerships.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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February 02, 2021 Filed Feb 4, 2021 20:38 UTC Home Point Capital Inc. HMPT · Entity 110966 SaleCommon Stock 2,974,174 $12.16 $36,151,084.97
Disclosure

SEC source: 0001140361-21-003472 · form4.xml · nonDerivative · entry 2

Trident VI, L.P. · CIK 0001593010 · 10% owner

Trident VI Parallel Fund, L.P. · CIK 0001593012 · 10% owner

Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · 10% owner

Trident VI Professionals Fund, L.P. · CIK 0001593375 · 10% owner

Trident Capital VI, L.P. · CIK 0001690519 · 10% owner

Stone Point GP Ltd. · CIK 0001492231 · 10% owner

STONE POINT CAPITAL LLC · CIK 0001332638 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 53,924,166

F1 · price: This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering.

F3 · ownership.nature: Reflects securities held directly by Trident VI Parallel Fund, L.P.

F6 · ownership.nature: The general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. is Trident Capital VI, L.P. The general partner of Trident VI Professionals Fund, L.P. is Stone Point GP Ltd. Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. and Stone Point GP Ltd. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P., or Stone Point GP Ltd., as applicable. The management agreements do not delegate any power with respect to the disposition of Common Stock held by the Trident VI Partnerships.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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February 02, 2021 Filed Feb 4, 2021 20:38 UTC Home Point Capital Inc. HMPT · Entity 110966 SaleCommon Stock 3,798,956 $12.16 $46,176,310.18
Disclosure

SEC source: 0001140361-21-003472 · form4.xml · nonDerivative · entry 1

Trident VI, L.P. · CIK 0001593010 · 10% owner

Trident VI Parallel Fund, L.P. · CIK 0001593012 · 10% owner

Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · 10% owner

Trident VI Professionals Fund, L.P. · CIK 0001593375 · 10% owner

Trident Capital VI, L.P. · CIK 0001690519 · 10% owner

Stone Point GP Ltd. · CIK 0001492231 · 10% owner

STONE POINT CAPITAL LLC · CIK 0001332638 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 68,878,127

F1 · price: This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering.

F2 · ownership.nature: Reflects securities held directly by Trident VI, L.P.

F6 · ownership.nature: The general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. is Trident Capital VI, L.P. The general partner of Trident VI Professionals Fund, L.P. is Stone Point GP Ltd. Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. and Stone Point GP Ltd. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P., or Stone Point GP Ltd., as applicable. The management agreements do not delegate any power with respect to the disposition of Common Stock held by the Trident VI Partnerships.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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January 04, 2021 Filed Jan 6, 2021 16:40 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 108.873 $202.07 $21,999.97
Disclosure

SEC source: 0001363829-21-000007 · wf-form4_160996922986420.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,126.793

Underlying: Ordinary Shares · 108.873 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

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October 01, 2020 Filed Oct 5, 2020 16:29 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 134.936 $163.04 $21,999.97
Disclosure

SEC source: 0001363829-20-000204 · wf-form4_160192972877036.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,017.92

Underlying: Ordinary Shares · 134.936 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

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July 01, 2020 Filed Jul 2, 2020 17:05 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 153.303 $151.66 $23,249.93
Disclosure

SEC source: 0001363829-20-000141 · wf-form4_159372390603099.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,882.984

Underlying: Ordinary Shares · 153.303 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 16:34 UTC Enstar Group LTD ESGR · Entity 77648 GrantRestricted Share Unit · Derivative 655.652 $0.00 $0.00
Disclosure

SEC source: 0001363829-20-000102 · wf-form4_158585967419628.xml · derivative · entry 2

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655.652

Underlying: Ordinary Shares · 655.652 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Share Unit is granted pursuant to the Plan and is the economic equivalent of one ordinary share. The Restricted Share Units vest on April 1, 2021. Vested units become payable in ordinary shares (with any fractional shares paid in cash) upon the Reporting Person's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F6 · shares: Restricted Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer the annual director retainer that would otherwise have been paid in restricted ordinary shares.

F5 · derivative.exercise_date: Each Restricted Share Unit is granted pursuant to the Plan and is the economic equivalent of one ordinary share. The Restricted Share Units vest on April 1, 2021. Vested units become payable in ordinary shares (with any fractional shares paid in cash) upon the Reporting Person's termination of service as a member of the Board of Directors of Enstar Group Limited.

F5 · derivative.expiration_date: Each Restricted Share Unit is granted pursuant to the Plan and is the economic equivalent of one ordinary share. The Restricted Share Units vest on April 1, 2021. Vested units become payable in ordinary shares (with any fractional shares paid in cash) upon the Reporting Person's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

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April 01, 2020 Filed Apr 2, 2020 16:34 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 160.635 $152.52 $24,500.05
Disclosure

SEC source: 0001363829-20-000102 · wf-form4_158585967419628.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,729.681

Underlying: Ordinary Shares · 160.635 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F4 · balance_after: Includes 428.571 Share Units that vested on April 1, 2020.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
February 04, 2020 Filed Feb 9, 2021 01:06 UTC Stone Point Credit Corp NONE · Entity 47653 PurchaseCommon Stock 266,578.39 $19.39 $5,168,954.98
Disclosure

SEC source: 0000899243-21-005286 · doc4.xml · nonDerivative · entry 1

SPC Wilson Point, L.P. · CIK 0001826531 · 10% owner

Stone Point GP Ltd. · CIK 0001492231 · 10% owner

STONE POINT CAPITAL LLC · CIK 0001332638 · 10% owner

SPC Field Partners LLC · CIK 0001834075 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 498,859.687

F1 · ownership.nature: These shares are owned directly by SPC Wilson Point, L.P., which is managed by Stone Point Capital LLC. Stone Point GP Ltd. is the general partner of SPC Wilson Point, L.P. Stone Point Capital LLC is controlled by SPC Field Partners LLC. Stone Point GP Ltd. and SPC Field Partners LLC could be deemed to be the indirect beneficial owners of the reported securities to the extent of the pecuniary interest of Stone Point GP Ltd. in such securities on account of its partnership capital account at SPC Wilson Point, L.P. as calculated in accordance with Rule 16a-1(a)(2)(ii)(B). The reporting persons disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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January 02, 2020 Filed Jan 6, 2020 16:24 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 112.596 $208.71 $23,499.91
Disclosure

SEC source: 0001363829-20-000005 · wf-form4_157834584636614.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,140.475

Underlying: Ordinary Shares · 112.596 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 17:14 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 126.012 $186.49 $23,499.98
Disclosure

SEC source: 0001363829-19-000146 · wf-form4_157013722585340.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,027.879

Underlying: Ordinary Shares · 126.012 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 17:56 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 113.918 $175.48 $19,990.33
Disclosure

SEC source: 0001363829-19-000120 · wf-form4_156210457063650.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,901.867

Underlying: Ordinary Shares · 113.918 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:31 UTC Enstar Group LTD ESGR · Entity 77648 GrantRestricted Share Unit · Derivative 428.571 $0.00 $0.00
Disclosure

SEC source: 0001363829-19-000061 · wf-form4_155432348563449.xml · derivative · entry 2

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428.571

Underlying: Ordinary Shares · 428.571 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Share Unit is granted pursuant to the Plan and is the economic equivalent of one ordinary share. The Restricted Share Units vest on April 1, 2020. Vested units become payable in ordinary shares (with any fractional shares paid in cash) upon the Reporting Person's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F6 · shares: Restricted Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer the annual director retainer that would otherwise have been paid in restricted ordinary shares.

F5 · derivative.exercise_date: Each Restricted Share Unit is granted pursuant to the Plan and is the economic equivalent of one ordinary share. The Restricted Share Units vest on April 1, 2020. Vested units become payable in ordinary shares (with any fractional shares paid in cash) upon the Reporting Person's termination of service as a member of the Board of Directors of Enstar Group Limited.

F5 · derivative.expiration_date: Each Restricted Share Unit is granted pursuant to the Plan and is the economic equivalent of one ordinary share. The Restricted Share Units vest on April 1, 2020. Vested units become payable in ordinary shares (with any fractional shares paid in cash) upon the Reporting Person's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:31 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 134.286 $175.00 $23,500.05
Disclosure

SEC source: 0001363829-19-000061 · wf-form4_155432348563449.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,787.949

Underlying: Ordinary Shares · 134.286 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F4 · balance_after: Includes 358.509 Share Units that vested on April 2, 2019.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:12 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 139.856 $168.03 $23,500.00
Disclosure

SEC source: 0001363829-19-000013 · wf-form4_154663991666988.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,295.154

Underlying: Ordinary Shares · 139.856 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 17:16 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 114.461 $205.31 $23,499.99
Disclosure

SEC source: 0001363829-18-000121 · wf-form4_153860139772176.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,155.298

Underlying: Ordinary Shares · 114.461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 17:59 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 114.383 $205.45 $23,499.99
Disclosure

SEC source: 0001363829-18-000087 · wf-form4_153065518233597.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,040.837

Underlying: Ordinary Shares · 114.383 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
May 14, 2018 Filed May 15, 2018 16:30 UTC Enstar Group LTD ESGR · Entity 77648 GrantOrdinary Shares 285,986 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-030235 · doc4.xml · nonDerivative · entry 1

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Trident V Parallel Fund, L.P. · CIK 0001492068 · Director

Trident V Professionals Fund, L.P. · CIK 0001591729 · Director

TRIDENT V, L.P. · CIK 0001459925 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 1,635,986

F1 · shares: Consists of: (a) 163,871 ordinary shares ("Shares") of Enstar Group Ltd. ("Enstar") acquired by Trident V, L.P. ("Trident V"), (b) 114,925 Shares acquired by Trident V Parallel Fund, L.P. ("Trident V Parallel"), and (c) 7,190 Shares acquired by Trident V Professionals Fund, L.P. ("Trident V Professionals").

F2 · price: Enstar issued a total of 285,986 Shares to Trident V, Trident V Parallel, and Trident V Professionals in exchange, proportionately, for a total of 2,500,000 common shares of KaylaRe Holdings Ltd.

F3 · ownership.nature: Consists of: (a) 163,871 Shares held by or held for Trident V, (b) 114,925 Shares held by or held for Trident V Parallel, (c) 7,190 Shares held by or held for Trident V Professionals, and (d) 1,350,000 Shares held by or held for Trident Public Equity LP. Stone Point Capital LLC and certain of its subsidiaries may be deemed to beneficially own the Shares held by one or more of Trident V, Trident V Parallel, and Trident V Professionals. Each of the reporting persons disclaims beneficial ownership of the Shares disclosed herein except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:25 UTC Enstar Group LTD ESGR · Entity 77648 GrantRestricted Share Unit · Derivative 358.509 $0.00 $0.00
Disclosure

SEC source: 0001363829-18-000043 · wf-form4_152287707447342.xml · derivative · entry 2

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358.509

Underlying: Ordinary Shares · 358.509 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Share Unit is granted pursuant to the Plan and is the economic equivalent of one ordinary share. The Restricted Share Units vest on April 2, 2019. Vested units become payable in ordinary shares (with any fractional shares paid in cash) upon the Reporting Person's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F6 · shares: Restricted Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer the annual director retainer that would otherwise have been paid in restricted ordinary shares.

F5 · derivative.exercise_date: Each Restricted Share Unit is granted pursuant to the Plan and is the economic equivalent of one ordinary share. The Restricted Share Units vest on April 2, 2019. Vested units become payable in ordinary shares (with any fractional shares paid in cash) upon the Reporting Person's termination of service as a member of the Board of Directors of Enstar Group Limited.

F5 · derivative.expiration_date: Each Restricted Share Unit is granted pursuant to the Plan and is the economic equivalent of one ordinary share. The Restricted Share Units vest on April 2, 2019. Vested units become payable in ordinary shares (with any fractional shares paid in cash) upon the Reporting Person's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:25 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 112.333 $209.20 $23,500.06
Disclosure

SEC source: 0001363829-18-000043 · wf-form4_152287707447342.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,926.454

Underlying: Ordinary Shares · 112.333 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F4 · balance_after: Includes 393.185 Share Units that vested on April 3, 2018.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 17:47 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 117.677 $199.70 $23,500.10
Disclosure

SEC source: 0001363829-18-000005 · wf-form4_151501962869686.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420.936

Underlying: Ordinary Shares · 117.677 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 17:08 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 103.593 $226.85 $23,500.07
Disclosure

SEC source: 0001363829-17-000110 · wf-form4_150706487397015.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,303.259

Underlying: Ordinary Shares · 103.593 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 16:16 UTC Atlantic Capital Bancshares, Inc. ACBI · Entity 129595 SaleCommon Stock 3,109,127 $16.50 $51,300,595.50
Disclosure

SEC source: 0000899243-17-021018 · doc4.xml · nonDerivative · entry 1

STONE POINT CAPITAL LLC · CIK 0001332638 · 10% owner

Trident IV LP · CIK 0001386191 · 10% owner

Trident Capital IV, L.P. · CIK 0001657072 · 10% owner

Trident IV Professionals Fund LP · CIK 0001386190 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · shares: Represents 3,057,283 shares of common stock ("Common Stock") of Atlantic Capital Bancshares, Inc. (the "Issuer") sold by Trident IV, L.P.("Trident IV") and 51,844 shares of Common Stock sold by Trident IV Professionals Fund, L.P. ("Trident IV Professionals"). Trident Capital IV, L.P ("Trident IV GP") is the sole general partner of Trident IV and may have been deemed a beneficial owner of the Common Stock held by Trident IV. The general partners of Trident IV GP are four single member limited liability companies that are owned by individuals who are members of Stone Point Capital LLC ("Stone Point"). Stone Point was delegated authority to exercise voting rights of the shares of Common Stock of the Issuer on behalf of Trident IV and may have been deemed a beneficial owner of Common Stock sold by Trident IV.

F2 · shares: Stone Point GP Ltd. ("Trident IV Professionals GP") is the sole general partner of Trident IV Professionals and may have been deemed a beneficial owner of Common Stock sold by Trident IV Professionals. Stone Point, as the manager of Trident IV Professionals, was delegated authority to exercise voting rights of the shares of Common Stock of the issuer on behalf of Trident IV Professionals and may have been deemed a beneficial owner of Common Stock sold by Trident IV Professionals. Trident IV, Trident IV Professionals, Trident IV GP, Stone Point and Trident IV Professionals GP are referred to collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of all shares of Common Stock of the Issuer reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 18:18 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 116.77 $201.25 $23,499.96
Disclosure

SEC source: 0001363829-17-000094 · wf-form4_149929310943167.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,199.666

Underlying: Ordinary Shares · 116.77 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

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April 03, 2017 Filed Apr 5, 2017 17:08 UTC Enstar Group LTD ESGR · Entity 77648 GrantRestricted Share Unit · Derivative 393.185 $0.00 $0.00
Disclosure

SEC source: 0001363829-17-000049 · wf-form4_149142649877200.xml · derivative · entry 2

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393.185

Underlying: Ordinary Shares · 393.185 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Share Unit is granted pursuant to the Plan and is the economic equivalent of one ordinary share. The Restricted Share Units vest on April 3, 2018. Vested units become payable in ordinary shares (with any fractional shares paid in cash) upon the Reporting Person's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F6 · shares: Restricted Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer the annual director retainer that would otherwise have been paid in restricted ordinary shares.

F5 · derivative.exercise_date: Each Restricted Share Unit is granted pursuant to the Plan and is the economic equivalent of one ordinary share. The Restricted Share Units vest on April 3, 2018. Vested units become payable in ordinary shares (with any fractional shares paid in cash) upon the Reporting Person's termination of service as a member of the Board of Directors of Enstar Group Limited.

F5 · derivative.expiration_date: Each Restricted Share Unit is granted pursuant to the Plan and is the economic equivalent of one ordinary share. The Restricted Share Units vest on April 3, 2018. Vested units become payable in ordinary shares (with any fractional shares paid in cash) upon the Reporting Person's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

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April 03, 2017 Filed Apr 5, 2017 17:08 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 123.198 $190.75 $23,500.02
Disclosure

SEC source: 0001363829-17-000049 · wf-form4_149142649877200.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,082.896

Underlying: Ordinary Shares · 123.198 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of the Reporting Person's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F4 · balance_after: Includes 454.904 Share Units that vested on April 1, 2017.

F2 · ownership.direct: These Share Units and Restricted Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

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January 03, 2017 Filed Jan 5, 2017 16:13 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 118.747 $197.90 $23,500.03
Disclosure

SEC source: 0001363829-17-000006 · wf-form4_148365080732051.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,504.794

Underlying: Ordinary Shares · 118.747 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of Mr. Carey's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

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October 03, 2016 Filed Oct 4, 2016 16:44 UTC Enstar Group LTD ESGR · Entity 77648 GrantShare Unit · Derivative 144.172 $163.00 $23,500.04
Disclosure

SEC source: 0001363829-16-000036 · wf-form4_147561385913980.xml · derivative · entry 1

Carey James D · CIK 0001490137 · Director

STONE POINT CAPITAL LLC · CIK 0001332638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,386.047

Underlying: Ordinary Shares · 144.172 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · kind: These Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

F3 · shares: Share Units granted as a result of Mr. Carey's election, pursuant to the Plan, to defer quarterly cash director fees.

F1 · derivative.exercise_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F1 · derivative.expiration_date: Each Share Unit is granted pursuant to the Enstar Group Limited Deferred Compensation and Ordinary Share Plan for Non-Employee Directors (the "Plan"). Pursuant to the Plan, each Share Unit is the economic equivalent of one ordinary share. The Share Units become payable in ordinary shares (with any fractional shares paid in cash) upon Mr. Carey's termination of service as a member of the Board of Directors of Enstar Group Limited.

F2 · ownership.direct: These Share Units granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC ("Stone Point"), of which Mr. Carey is a senior principal. Mr. Carey disclaims beneficial ownership of these Share Units, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect beneficial owner of these Share Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.