Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Focus Financial Partners Inc.
Report date August 31, 2023 · Filed August 31, 2023
Jointly reported with STONE POINT CAPITAL LLC, Trident FFP LP, Trident VI, L.P., Trident VI DE Parallel Fund, L.P., Trident VI Parallel Fund, L.P., Trident Capital VI, L.P.
Section 16 reporting ended · disclosed 2023-08-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 8,250,165 |
Reported balance
After 2023-08-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-08-31 · Exercise / conversion · Acquired 8,250,165 · Balance 8,250,165 F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F2: Limited liability company units of Focus Financial Partners, LLC, which were exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F3: These shares of Class A Common Stock are held by Trident FFP L.P. F8: The sole general partner of Trident FFP LP is Trident FFP GP LLC. F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-08-31 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-08-31 · Disposition to issuer · Disposed 8,250,165 · Balance 0 F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F3: These shares of Class A Common Stock are held by Trident FFP L.P. F8: The sole general partner of Trident FFP LP is Trident FFP GP LLC. F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-08-31 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2023-08-31 · Disposition to issuer · Disposed 955,755 · Balance 0 F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F4: These shares of Class A Common Stock are held by Trident VI, L.P. F9: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P. F10: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships. F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-08-31 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2023-08-31 · Disposition to issuer · Disposed 6,701,039 · Balance 0 F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F5: These shares of Class A Common Stock are held by Trident VI Parallel Fund, L.P. F9: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P. F10: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships. F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-08-31 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2023-08-31 · Disposition to issuer · Disposed 142,016 · Balance 0 F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F6: These shares of Class A Common Stock are held by Trident VI DE Parallel Fund, L.P. F9: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P. F10: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships. F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. |
| Units of Focus Financial Partners, LLCSEC Table II · derivative / convertible security | IndirectSee Footnotes | 0 |
Reported balance
After 2023-08-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-08-31 · Exercise / conversion · Disposed 8,250,165 · Balance 0 F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F2: Limited liability company units of Focus Financial Partners, LLC, which were exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F7: Held by Trident FFP LP. F8: The sole general partner of Trident FFP LP is Trident FFP GP LLC. F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist.
F2: Limited liability company units of Focus Financial Partners, LLC, which were exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC.
F3: These shares of Class A Common Stock are held by Trident FFP L.P.
F4: These shares of Class A Common Stock are held by Trident VI, L.P.
F5: These shares of Class A Common Stock are held by Trident VI Parallel Fund, L.P.
F6: These shares of Class A Common Stock are held by Trident VI DE Parallel Fund, L.P.
F7: Held by Trident FFP LP.
F8: The sole general partner of Trident FFP LP is Trident FFP GP LLC.
F9: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P.
F10: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships.
F11: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2023 Filed Aug 31, 2023 16:15 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | Exercise / conversionUnits of Focus Financial Partners, LLC · Derivative | 8,250,165 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-018620 · doc4.xml · derivative · entry 6 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 8,250,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F2 · derivative.exercise_price: Limited liability company units of Focus Financial Partners, LLC, which were exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F1 · kind: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F2 · derivative.exercise_date: Limited liability company units of Focus Financial Partners, LLC, which were exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F2 · derivative.expiration_date: Limited liability company units of Focus Financial Partners, LLC, which were exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F7 · ownership.nature: Held by Trident FFP LP. F8 · ownership.nature: The sole general partner of Trident FFP LP is Trident FFP GP LLC. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. Read SEC document |
| August 31, 2023 Filed Aug 31, 2023 16:15 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | Disposition to issuerClass A Common Stock | 142,016 | $53.00 | $7,526,848.00 |
DisclosureSEC source: 0000899243-23-018620 · doc4.xml · nonDerivative · entry 5 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F1 · price: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F6 · ownership.nature: These shares of Class A Common Stock are held by Trident VI DE Parallel Fund, L.P. F9 · ownership.nature: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P. F10 · ownership.nature: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. Read SEC document |
| August 31, 2023 Filed Aug 31, 2023 16:15 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | Disposition to issuerClass A Common Stock | 6,701,039 | $53.00 | $355,155,067.00 |
DisclosureSEC source: 0000899243-23-018620 · doc4.xml · nonDerivative · entry 4 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F1 · price: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F5 · ownership.nature: These shares of Class A Common Stock are held by Trident VI Parallel Fund, L.P. F9 · ownership.nature: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P. F10 · ownership.nature: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. Read SEC document |
| August 31, 2023 Filed Aug 31, 2023 16:15 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | Disposition to issuerClass A Common Stock | 955,755 | $53.00 | $50,655,015.00 |
DisclosureSEC source: 0000899243-23-018620 · doc4.xml · nonDerivative · entry 3 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F1 · price: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F4 · ownership.nature: These shares of Class A Common Stock are held by Trident VI, L.P. F9 · ownership.nature: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P. F10 · ownership.nature: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. Read SEC document |
| August 31, 2023 Filed Aug 31, 2023 16:15 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | Disposition to issuerClass A Common Stock | 8,250,165 | $53.00 | $437,258,745.00 |
DisclosureSEC source: 0000899243-23-018620 · doc4.xml · nonDerivative · entry 2 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F1 · price: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F3 · ownership.nature: These shares of Class A Common Stock are held by Trident FFP L.P. F8 · ownership.nature: The sole general partner of Trident FFP LP is Trident FFP GP LLC. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. Read SEC document |
| August 31, 2023 Filed Aug 31, 2023 16:15 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | Exercise / conversionClass A Common Stock | 8,250,165 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-018620 · doc4.xml · nonDerivative · entry 1 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 8,250,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F2 · kind: Limited liability company units of Focus Financial Partners, LLC, which were exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F1 · price: Focus Financial Partners Inc. (the "Issuer") was acquired by Ferdinand FFP Acquisition, LLC pursuant to an Agreement and Plan of Merger dated as of February 27, 2023, pursuant to which (i) limited liability company units of Focus Financial Partners, LLC were exchanged for shares of Class A common stock ("Class A Common Stock") of the Issuer on a one for one basis and a corresponding number of shares of Class B common stock ("Class B Common Stock") of the Issuer were surrendered to the Issuer for cancellation, (ii) each share of Class A Common Stock (other than certain excluded shares) was converted into the right to receive $53.00 in cash, and (iii) each share of Class B Common Stock of the Issuer was cancelled and ceased to exist. F2 · price: Limited liability company units of Focus Financial Partners, LLC, which were exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F3 · ownership.nature: These shares of Class A Common Stock are held by Trident FFP L.P. F8 · ownership.nature: The sole general partner of Trident FFP LP is Trident FFP GP LLC. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 13:14 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | ConversionUnits of Focus Financial Partners, LLC · Derivative | 351,220 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012494 · doc4.xml · derivative · entry 6 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,250,165 Underlying: Class A Common Stock · 351,220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units of Focus Financial Partners, LLC represent limited liability company units of Focus Financial Partners, LLC and an equal number of shares of Class B common stock ("Class B Common Stock") of Focus Financial Partners Inc. (the "Issuer"), which together are exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock ("Class A Common Stock") of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F1 · derivative.exercise_price: Units of Focus Financial Partners, LLC represent limited liability company units of Focus Financial Partners, LLC and an equal number of shares of Class B common stock ("Class B Common Stock") of Focus Financial Partners Inc. (the "Issuer"), which together are exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock ("Class A Common Stock") of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F1 · derivative.exercise_date: Units of Focus Financial Partners, LLC represent limited liability company units of Focus Financial Partners, LLC and an equal number of shares of Class B common stock ("Class B Common Stock") of Focus Financial Partners Inc. (the "Issuer"), which together are exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock ("Class A Common Stock") of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F1 · derivative.expiration_date: Units of Focus Financial Partners, LLC represent limited liability company units of Focus Financial Partners, LLC and an equal number of shares of Class B common stock ("Class B Common Stock") of Focus Financial Partners Inc. (the "Issuer"), which together are exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock ("Class A Common Stock") of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F7 · ownership.nature: Held by Trident FFP LP. F8 · ownership.nature: The sole general partner of Trident FFP LP is Trident FFP GP LLC. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 13:14 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | SaleClass A Common Stock | 6,046 | $46.20 | $279,325.20 |
DisclosureSEC source: 0000899243-21-012494 · doc4.xml · nonDerivative · entry 5 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 142,016 F2 · price: This amount represents the $48.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.80 per share of Class A Common Stock. F6 · ownership.nature: These shares of Class A Common Stock are held by Trident VI DE Parallel Fund, L.P. F9 · ownership.nature: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P. F10 · ownership.nature: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 13:14 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | SaleClass A Common Stock | 285,272 | $46.20 | $13,179,566.40 |
DisclosureSEC source: 0000899243-21-012494 · doc4.xml · nonDerivative · entry 4 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,701,039 F2 · price: This amount represents the $48.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.80 per share of Class A Common Stock. F5 · ownership.nature: These shares of Class A Common Stock are held by Trident VI Parallel Fund, L.P. F9 · ownership.nature: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P. F10 · ownership.nature: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 13:14 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | SaleClass A Common Stock | 40,688 | $46.20 | $1,879,785.60 |
DisclosureSEC source: 0000899243-21-012494 · doc4.xml · nonDerivative · entry 3 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 955,755 F2 · price: This amount represents the $48.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.80 per share of Class A Common Stock. F4 · ownership.nature: These shares of Class A Common Stock are held by Trident VI, L.P. F9 · ownership.nature: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P. F10 · ownership.nature: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 13:14 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | SaleClass A Common Stock | 351,220 | $46.20 | $16,226,364.00 |
DisclosureSEC source: 0000899243-21-012494 · doc4.xml · nonDerivative · entry 2 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · price: This amount represents the $48.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.80 per share of Class A Common Stock. F3 · ownership.nature: These shares of Class A Common Stock are held by Trident FFP LP. F8 · ownership.nature: The sole general partner of Trident FFP LP is Trident FFP GP LLC. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 13:14 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | ConversionClass A Common Stock | 351,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-012494 · doc4.xml · nonDerivative · entry 1 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 351,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Units of Focus Financial Partners, LLC represent limited liability company units of Focus Financial Partners, LLC and an equal number of shares of Class B common stock ("Class B Common Stock") of Focus Financial Partners Inc. (the "Issuer"), which together are exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock ("Class A Common Stock") of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F3 · ownership.nature: These shares of Class A Common Stock are held by Trident FFP LP. F8 · ownership.nature: The sole general partner of Trident FFP LP is Trident FFP GP LLC. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:45 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | ConversionUnits of Focus Financial Partners, LLC · Derivative | 1,296,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009897 · doc4.xml · derivative · entry 6 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,601,385 Underlying: Class A Common Stock · 1,296,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units of Focus Financial Partners, LLC represent limited liability company units of Focus Financial Partners, LLC and an equal number of shares of Class B common stock ("Class B Common Stock") of Focus Financial Partners Inc. (the "Issuer"), which together are exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock ("Class A Common Stock") of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F1 · derivative.exercise_price: Units of Focus Financial Partners, LLC represent limited liability company units of Focus Financial Partners, LLC and an equal number of shares of Class B common stock ("Class B Common Stock") of Focus Financial Partners Inc. (the "Issuer"), which together are exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock ("Class A Common Stock") of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F1 · derivative.exercise_date: Units of Focus Financial Partners, LLC represent limited liability company units of Focus Financial Partners, LLC and an equal number of shares of Class B common stock ("Class B Common Stock") of Focus Financial Partners Inc. (the "Issuer"), which together are exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock ("Class A Common Stock") of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F1 · derivative.expiration_date: Units of Focus Financial Partners, LLC represent limited liability company units of Focus Financial Partners, LLC and an equal number of shares of Class B common stock ("Class B Common Stock") of Focus Financial Partners Inc. (the "Issuer"), which together are exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock ("Class A Common Stock") of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F7 · ownership.nature: Held by Trident FFP LP. F8 · ownership.nature: The sole general partner of Trident FFP LP is Trident FFP GP LLC. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:45 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | SaleClass A Common Stock | 41,257 | $46.20 | $1,906,073.40 |
DisclosureSEC source: 0000899243-21-009897 · doc4.xml · nonDerivative · entry 5 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 148,062 F2 · price: This amount represents the $48.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.80 per share of Class A Common Stock. F6 · ownership.nature: These shares of Class A Common Stock are held by Trident VI DE Parallel Fund, L.P. F9 · ownership.nature: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P. F10 · ownership.nature: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:45 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | SaleClass A Common Stock | 1,946,670 | $46.20 | $89,936,154.00 |
DisclosureSEC source: 0000899243-21-009897 · doc4.xml · nonDerivative · entry 4 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,986,311 F2 · price: This amount represents the $48.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.80 per share of Class A Common Stock. F5 · ownership.nature: These shares of Class A Common Stock are held by Trident VI Parallel Fund, L.P. F9 · ownership.nature: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P. F10 · ownership.nature: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:45 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | SaleClass A Common Stock | 277,650 | $46.20 | $12,827,430.00 |
DisclosureSEC source: 0000899243-21-009897 · doc4.xml · nonDerivative · entry 3 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 996,443 F2 · price: This amount represents the $48.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.80 per share of Class A Common Stock. F4 · ownership.nature: These shares of Class A Common Stock are held by Trident VI, L.P. F9 · ownership.nature: The sole general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. (collectively, the "Trident VI Partnerships") is Trident Capital VI, L.P. F10 · ownership.nature: Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P. The management agreements do not delegate any power with respect to the disposition of Class A Common Stock or Class B Common Stock held by the Trident VI Partnerships. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:45 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | SaleClass A Common Stock | 2,396,693 | $46.20 | $110,727,216.60 |
DisclosureSEC source: 0000899243-21-009897 · doc4.xml · nonDerivative · entry 2 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · price: This amount represents the $48.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.80 per share of Class A Common Stock. F3 · ownership.nature: These shares of Class A Common Stock are held by Trident FFP LP. F8 · ownership.nature: The sole general partner of Trident FFP LP is Trident FFP GP LLC. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:45 UTC | Focus Financial Partners Inc. FOCS · Entity 15608 | ConversionClass A Common Stock | 1,296,885 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-009897 · doc4.xml · nonDerivative · entry 1 STONE POINT CAPITAL LLC · CIK 0001332638 · Director · 10% owner Trident FFP LP · CIK 0001748078 · Director · 10% owner Trident VI, L.P. · CIK 0001593010 · Director · 10% owner Trident VI Parallel Fund, L.P. · CIK 0001593012 · Director · 10% owner Trident VI DE Parallel Fund, L.P. · CIK 0001598644 · Director · 10% owner Trident FFP GP LLC · CIK 0001748012 · Director · 10% owner Trident Capital VI, L.P. · CIK 0001690519 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,396,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Units of Focus Financial Partners, LLC represent limited liability company units of Focus Financial Partners, LLC and an equal number of shares of Class B common stock ("Class B Common Stock") of Focus Financial Partners Inc. (the "Issuer"), which together are exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock ("Class A Common Stock") of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC. F3 · ownership.nature: These shares of Class A Common Stock are held by Trident FFP LP. F8 · ownership.nature: The sole general partner of Trident FFP LP is Trident FFP GP LLC. F11 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.