Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amtrust Financial Services, Inc.AFSI · Entity 79241 | Director · Chairman, President and CEO · 10% owner | November 29, 2018 | November 30, 2018 |
| Maiden Holdings, Ltd.MHLD · Entity 9531 | Director | May 27, 2025 | May 28, 2025 |
| National General Holdings Corp.NGHC · Entity 144209 | Director | January 04, 2021 | January 04, 2021 |
| Pine Technology Acquisition Corp.PTOC · Entity 141010 | 10% owner | March 10, 2021 | March 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amtrust Financial Services, Inc.
Report date November 29, 2018 · Filed November 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-29 transaction · row 1
1 source rowRow 1 · 2018-11-29 · Disposition to issuer · Disposed 13,883,938 · Balance 0 F1: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2018-11-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-11-29 · Disposition to issuer · Disposed 783,234 · Balance 0 F1: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. |
| Common StockSEC Table I · non-derivative | IndirectBy reporting person as UTMA custodian for children | 0 |
Reported balance
After 2018-11-29 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-11-29 · Disposition to issuer · Disposed 259,276 · Balance 0 F1: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2018-11-29 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-11-29 · Disposition to issuer · Disposed 2,945,113 · Balance 0 F1: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. |
| Common StockSEC Table I · non-derivative | IndirectBy charitable organization | 0 |
Reported balance
After 2018-11-29 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2018-11-29 · Disposition to issuer · Disposed 12,020,000 · Balance 0 F1: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F2: Shares held by Gevurah, a religious organization for which the reporting person is a trustee and officer and over which he shares voting power and control with two other trustees. |
| Common StockSEC Table I · non-derivative | IndirectBy charitable foundation | 0 |
Reported balance
After 2018-11-29 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2018-11-29 · Disposition to issuer · Disposed 2,413,546 · Balance 0 F1: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F3: Shares held by Teferes Foundation, a charitable foundation controlled by the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2018-11-29 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2018-11-29 · Disposition to issuer · Disposed 15,504,562 · Balance 0 F1: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-11-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-11-29 · Disposition to issuer · Disposed 58,298 · Balance 0 F4: When granted, each restricted stock unit represented a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock. F5: Pursuant to the Rollover Agreement dated as of November 29, 2018, among the reporting person and Parent, effective as of the effective time of the merger contemplated by the Merger Agreement, pursuant to which AmTrust Financial Services, Inc. is the Surviving Corporation, these RSUs were converted into the right to receive a number of shares of non-voting common stock of the Surviving Corporation equal to the number of shares of AmTrust Financial Services, Inc. common stock underlying the RSU, upon the vesting dates and subject to the vesting conditions originally applicable to the RSUs. Upon vesting and conversion to non-voting common stock of the Surviving Corporation, the non-voting common stock is immediately convertible into limited partnership interests in Parent. F6: On March 5, 2016, Mr. Zyskind received restricted stock units with a four-year vesting schedule, vesting 25% on the first, second, third and fourth anniversaries of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-11-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-11-29 · Disposition to issuer · Disposed 39,157 · Balance 0 F4: When granted, each restricted stock unit represented a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock. F5: Pursuant to the Rollover Agreement dated as of November 29, 2018, among the reporting person and Parent, effective as of the effective time of the merger contemplated by the Merger Agreement, pursuant to which AmTrust Financial Services, Inc. is the Surviving Corporation, these RSUs were converted into the right to receive a number of shares of non-voting common stock of the Surviving Corporation equal to the number of shares of AmTrust Financial Services, Inc. common stock underlying the RSU, upon the vesting dates and subject to the vesting conditions originally applicable to the RSUs. Upon vesting and conversion to non-voting common stock of the Surviving Corporation, the non-voting common stock is immediately convertible into limited partnership interests in Parent. F7: On March 27, 2018, Mr. Zyskind received restricted stock units with a four-year vesting schedule, vesting 25% annually on the first, second, third and fourth March 5th following the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share.
F2: Shares held by Gevurah, a religious organization for which the reporting person is a trustee and officer and over which he shares voting power and control with two other trustees.
F3: Shares held by Teferes Foundation, a charitable foundation controlled by the reporting person.
F4: When granted, each restricted stock unit represented a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock.
F5: Pursuant to the Rollover Agreement dated as of November 29, 2018, among the reporting person and Parent, effective as of the effective time of the merger contemplated by the Merger Agreement, pursuant to which AmTrust Financial Services, Inc. is the Surviving Corporation, these RSUs were converted into the right to receive a number of shares of non-voting common stock of the Surviving Corporation equal to the number of shares of AmTrust Financial Services, Inc. common stock underlying the RSU, upon the vesting dates and subject to the vesting conditions originally applicable to the RSUs. Upon vesting and conversion to non-voting common stock of the Surviving Corporation, the non-voting common stock is immediately convertible into limited partnership interests in Parent.
F6: On March 5, 2016, Mr. Zyskind received restricted stock units with a four-year vesting schedule, vesting 25% on the first, second, third and fourth anniversaries of the grant date.
F7: On March 27, 2018, Mr. Zyskind received restricted stock units with a four-year vesting schedule, vesting 25% annually on the first, second, third and fourth March 5th following the grant date.
Maiden Holdings, Ltd.
Report date May 27, 2025 · Filed May 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-05-27 transaction · row 1
1 source rowRow 1 · 2025-05-27 · Disposition to issuer · Disposed 6,374,292 · Balance 0 F1: The total reported includes all Maiden common shares held by the Reporting Person. F2: On May 27, 2025, Kestrel Group LLC, the equityholders of Kestrel Group LLC, Maiden Holdings, Ltd. ('Maiden'), Ranger U.S. Newco LLC, Ranger Bermuda Merger Sub Ltd, Ranger Bermuda Topco Ltd ('Bermuda NewCo') and Ranger Merger Sub 2 LLC consummated a transaction under a combination agreement, pursuant to which each common share of Maiden was automatically canceled and converted into the right to receive one-twentieth (0.05) of a Bermuda NewCo common share. In addition, each restricted share of Maiden that was outstanding immediately prior to the closing, whether or not then vested, was converted automatically into one-twentieth (0.05) of a Bermuda NewCo restricted share. |
Filing footnotes · ownership attribution and instrument terms
F1: The total reported includes all Maiden common shares held by the Reporting Person.
F2: On May 27, 2025, Kestrel Group LLC, the equityholders of Kestrel Group LLC, Maiden Holdings, Ltd. ('Maiden'), Ranger U.S. Newco LLC, Ranger Bermuda Merger Sub Ltd, Ranger Bermuda Topco Ltd ('Bermuda NewCo') and Ranger Merger Sub 2 LLC consummated a transaction under a combination agreement, pursuant to which each common share of Maiden was automatically canceled and converted into the right to receive one-twentieth (0.05) of a Bermuda NewCo common share. In addition, each restricted share of Maiden that was outstanding immediately prior to the closing, whether or not then vested, was converted automatically into one-twentieth (0.05) of a Bermuda NewCo restricted share.
National General Holdings Corp.
Report date January 04, 2021 · Filed January 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 par valueSEC Table I · non-derivative | IndirectHeld by spouse | 0 |
Reported balance
After 2021-01-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-01-04 · Disposition to issuer · Disposed 320,000 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 7, 2020, by and among National General Holdings Corp., The Allstate Corporation, and Bluebird Acquisition Corp. (the "Merger Agreement") in exchange for $32.00 per share in cash (the "Merger Consideration") plus a special dividend of $2.50 per share (the "Special Dividend," and together with the Merger Consideration, the "Total Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 7, 2020, by and among National General Holdings Corp., The Allstate Corporation, and Bluebird Acquisition Corp. (the "Merger Agreement") in exchange for $32.00 per share in cash (the "Merger Consideration") plus a special dividend of $2.50 per share (the "Special Dividend," and together with the Merger Consideration, the "Total Consideration").
Pine Technology Acquisition Corp.
Report date March 10, 2021 · Filed March 15, 2021 · Amendment
Jointly reported with Peel Acquisition Co II, LLC, Pine Technology Sponsor LLC, Trident Pine Acquisition LP, Trident VII, L.P., Trident VII Parallel Fund, L.P., STONE POINT CAPITAL LLC, Trident Pine GP, LLC, Trident Capital VII, L.P., Zerbib Nicolas D
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2021-03-10 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance Not disclosed F1: The reported shares of Pine Technology Acquisition Corp. (the "Issuer") are directly held by Pine Technology Sponsor LLC (the "Sponsor"). Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B common stock will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253278). The shares of Class B common stock have no expiration date. F2: This Form 3 is being filed by Sponsor. Peel Acquisition Company II, LLC and Trident Pine Acquisition, L.P. are the managing members of Sponsor and, together, have shared voting and investment discretion with respect to the securities held by Sponsor. Barry D. Zyskind is the manager of Peel Acquisition Company II, LLC. Trident Pine GP, LLC is the general partner of Trident Pine Acquisition, L.P. Trident VII, L.P. and Trident VII Parallel Fund, L.P. (the "Trident VII Partnerships") are the majority members of Trident Pine GP, LLC. Trident Capital VII, L.P. is the general partner of the Trident VII Partnerships (the "Trident VII GP"). F3: Pursuant to certain management agreements, Stone Point Capital LLC, the investment manager of the Trident VII Partnerships, has received delegated authority by Trident VII GP relating to the Trident VII Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VII Partnerships without first receiving direction from the Investment Committee of the Trident VII GP or a majority of the general partners of the Trident VII GP. The management agreements do not delegate any power with respect to the disposition of Class A common stock or Class B common stock held by the Trident VII Partnerships. Nicolas D. Zerbib is a member and managing director of Stone Point Capital LLC and one of five general partners of the Trident VII GP. F4: Accordingly, all of the shares held by the Sponsor may be deemed to be beneficially held by Peel Acquisition Company II, LLC, Trident Pine Acquisition, L.P., Mr. Barry D. Zyskind, Trident Pine GP, LLC, Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident Capital VII, L.P., Stone Point Capital LLC and Nicolas D. Zerbib. Each such reporting person under this Form 3 disclaims beneficial ownership of the securities reported herein except to the extent of his or its respective pecuniary interest therein and the filing of this Form 3 shall not be construed as an admission that any such reporting person is the beneficial owner of any securities covered by this Form 3. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares of Pine Technology Acquisition Corp. (the "Issuer") are directly held by Pine Technology Sponsor LLC (the "Sponsor"). Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B common stock will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253278). The shares of Class B common stock have no expiration date.
F2: This Form 3 is being filed by Sponsor. Peel Acquisition Company II, LLC and Trident Pine Acquisition, L.P. are the managing members of Sponsor and, together, have shared voting and investment discretion with respect to the securities held by Sponsor. Barry D. Zyskind is the manager of Peel Acquisition Company II, LLC. Trident Pine GP, LLC is the general partner of Trident Pine Acquisition, L.P. Trident VII, L.P. and Trident VII Parallel Fund, L.P. (the "Trident VII Partnerships") are the majority members of Trident Pine GP, LLC. Trident Capital VII, L.P. is the general partner of the Trident VII Partnerships (the "Trident VII GP").
F3: Pursuant to certain management agreements, Stone Point Capital LLC, the investment manager of the Trident VII Partnerships, has received delegated authority by Trident VII GP relating to the Trident VII Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VII Partnerships without first receiving direction from the Investment Committee of the Trident VII GP or a majority of the general partners of the Trident VII GP. The management agreements do not delegate any power with respect to the disposition of Class A common stock or Class B common stock held by the Trident VII Partnerships. Nicolas D. Zerbib is a member and managing director of Stone Point Capital LLC and one of five general partners of the Trident VII GP.
F4: Accordingly, all of the shares held by the Sponsor may be deemed to be beneficially held by Peel Acquisition Company II, LLC, Trident Pine Acquisition, L.P., Mr. Barry D. Zyskind, Trident Pine GP, LLC, Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident Capital VII, L.P., Stone Point Capital LLC and Nicolas D. Zerbib. Each such reporting person under this Form 3 disclaims beneficial ownership of the securities reported herein except to the extent of his or its respective pecuniary interest therein and the filing of this Form 3 shall not be construed as an admission that any such reporting person is the beneficial owner of any securities covered by this Form 3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2025 Filed May 28, 2025 08:31 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | Disposition to issuerCommon Shares | 6,374,292 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001412100-25-000061 · wk-form4_1748435464.xml · nonDerivative · entry 1 Zyskind Barry D · CIK 0001380832 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · shares: The total reported includes all Maiden common shares held by the Reporting Person. F2 · price: On May 27, 2025, Kestrel Group LLC, the equityholders of Kestrel Group LLC, Maiden Holdings, Ltd. ('Maiden'), Ranger U.S. Newco LLC, Ranger Bermuda Merger Sub Ltd, Ranger Bermuda Topco Ltd ('Bermuda NewCo') and Ranger Merger Sub 2 LLC consummated a transaction under a combination agreement, pursuant to which each common share of Maiden was automatically canceled and converted into the right to receive one-twentieth (0.05) of a Bermuda NewCo common share. In addition, each restricted share of Maiden that was outstanding immediately prior to the closing, whether or not then vested, was converted automatically into one-twentieth (0.05) of a Bermuda NewCo restricted share. Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 17:12 UTC | National General Holdings Corp. NGHC · Entity 144209 | Disposition to issuerCommon Stock, $.01 par value | 320,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-21-000019 · wf-form4_160979831485032.xml · nonDerivative · entry 1 Zyskind Barry D · CIK 0001380832 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 7, 2020, by and among National General Holdings Corp., The Allstate Corporation, and Bluebird Acquisition Corp. (the "Merger Agreement") in exchange for $32.00 per share in cash (the "Merger Consideration") plus a special dividend of $2.50 per share (the "Special Dividend," and together with the Merger Consideration, the "Total Consideration"). Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 14:28 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Disposition to issuerRestricted Stock Units · Derivative | 39,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001365555-18-000166 · wf-form4_154358807386701.xml · derivative · entry 9 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,157 shares Expires not disclosed F4 · derivative.exercise_price: When granted, each restricted stock unit represented a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock. F5 · kind: Pursuant to the Rollover Agreement dated as of November 29, 2018, among the reporting person and Parent, effective as of the effective time of the merger contemplated by the Merger Agreement, pursuant to which AmTrust Financial Services, Inc. is the Surviving Corporation, these RSUs were converted into the right to receive a number of shares of non-voting common stock of the Surviving Corporation equal to the number of shares of AmTrust Financial Services, Inc. common stock underlying the RSU, upon the vesting dates and subject to the vesting conditions originally applicable to the RSUs. Upon vesting and conversion to non-voting common stock of the Surviving Corporation, the non-voting common stock is immediately convertible into limited partnership interests in Parent. F5 · price: Pursuant to the Rollover Agreement dated as of November 29, 2018, among the reporting person and Parent, effective as of the effective time of the merger contemplated by the Merger Agreement, pursuant to which AmTrust Financial Services, Inc. is the Surviving Corporation, these RSUs were converted into the right to receive a number of shares of non-voting common stock of the Surviving Corporation equal to the number of shares of AmTrust Financial Services, Inc. common stock underlying the RSU, upon the vesting dates and subject to the vesting conditions originally applicable to the RSUs. Upon vesting and conversion to non-voting common stock of the Surviving Corporation, the non-voting common stock is immediately convertible into limited partnership interests in Parent. F7 · derivative.exercise_date: On March 27, 2018, Mr. Zyskind received restricted stock units with a four-year vesting schedule, vesting 25% annually on the first, second, third and fourth March 5th following the grant date. F7 · derivative.expiration_date: On March 27, 2018, Mr. Zyskind received restricted stock units with a four-year vesting schedule, vesting 25% annually on the first, second, third and fourth March 5th following the grant date. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 14:28 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Disposition to issuerRestricted Stock Units · Derivative | 58,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001365555-18-000166 · wf-form4_154358807386701.xml · derivative · entry 8 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,298 shares Expires not disclosed F4 · derivative.exercise_price: When granted, each restricted stock unit represented a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock. F5 · kind: Pursuant to the Rollover Agreement dated as of November 29, 2018, among the reporting person and Parent, effective as of the effective time of the merger contemplated by the Merger Agreement, pursuant to which AmTrust Financial Services, Inc. is the Surviving Corporation, these RSUs were converted into the right to receive a number of shares of non-voting common stock of the Surviving Corporation equal to the number of shares of AmTrust Financial Services, Inc. common stock underlying the RSU, upon the vesting dates and subject to the vesting conditions originally applicable to the RSUs. Upon vesting and conversion to non-voting common stock of the Surviving Corporation, the non-voting common stock is immediately convertible into limited partnership interests in Parent. F5 · price: Pursuant to the Rollover Agreement dated as of November 29, 2018, among the reporting person and Parent, effective as of the effective time of the merger contemplated by the Merger Agreement, pursuant to which AmTrust Financial Services, Inc. is the Surviving Corporation, these RSUs were converted into the right to receive a number of shares of non-voting common stock of the Surviving Corporation equal to the number of shares of AmTrust Financial Services, Inc. common stock underlying the RSU, upon the vesting dates and subject to the vesting conditions originally applicable to the RSUs. Upon vesting and conversion to non-voting common stock of the Surviving Corporation, the non-voting common stock is immediately convertible into limited partnership interests in Parent. F6 · derivative.exercise_date: On March 5, 2016, Mr. Zyskind received restricted stock units with a four-year vesting schedule, vesting 25% on the first, second, third and fourth anniversaries of the grant date. F6 · derivative.expiration_date: On March 5, 2016, Mr. Zyskind received restricted stock units with a four-year vesting schedule, vesting 25% on the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 14:28 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Disposition to issuerCommon Stock | 15,504,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001365555-18-000166 · wf-form4_154358807386701.xml · nonDerivative · entry 7 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 F1 · price: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F1 · acquired: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 14:28 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Disposition to issuerCommon Stock | 2,413,546 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001365555-18-000166 · wf-form4_154358807386701.xml · nonDerivative · entry 6 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By charitable foundation Disclosed balance after: 0 F1 · price: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F1 · acquired: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F3 · ownership.nature: Shares held by Teferes Foundation, a charitable foundation controlled by the reporting person. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 14:28 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Disposition to issuerCommon Stock | 12,020,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001365555-18-000166 · wf-form4_154358807386701.xml · nonDerivative · entry 5 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By charitable organization Disclosed balance after: 0 F1 · price: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F1 · acquired: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F2 · ownership.nature: Shares held by Gevurah, a religious organization for which the reporting person is a trustee and officer and over which he shares voting power and control with two other trustees. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 14:28 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Disposition to issuerCommon Stock | 2,945,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001365555-18-000166 · wf-form4_154358807386701.xml · nonDerivative · entry 4 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · price: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F1 · acquired: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 14:28 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Disposition to issuerCommon Stock | 259,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001365555-18-000166 · wf-form4_154358807386701.xml · nonDerivative · entry 3 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By reporting person as UTMA custodian for children Disclosed balance after: 0 F1 · price: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F1 · acquired: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 14:28 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Disposition to issuerCommon Stock | 783,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001365555-18-000166 · wf-form4_154358807386701.xml · nonDerivative · entry 2 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 F1 · price: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F1 · acquired: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 14:28 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Disposition to issuerCommon Stock | 13,883,938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001365555-18-000166 · wf-form4_154358807386701.xml · nonDerivative · entry 1 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F1 · acquired: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. (the "Merger Agreement"). For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:02 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | PurchaseCommon Stock | 2,945,113 | $12.62 | $37,152,600.50 |
DisclosureSEC source: 0001365555-18-000080 · wf-form4_152451727645238.xml · nonDerivative · entry 1 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,945,113 F1 · kind: Represents shares of common stock purchased by the reporting person's spouse from the reporting person's daughter, who does not share the reporting person's household. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 21:05 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | GrantRestricted Stock Units · Derivative | 39,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001365555-18-000071 · wf-form4_152235754055689.xml · derivative · entry 1 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,157 Underlying: Common Stock · 39,157 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock. F2 · derivative.exercise_date: On March 27, 2018, Mr. Zyskind received restricted stock units subject to a four-year vesting schedule, vesting 25% annually on the first, second, third and fourth March 5th following the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F2 · derivative.expiration_date: On March 27, 2018, Mr. Zyskind received restricted stock units subject to a four-year vesting schedule, vesting 25% annually on the first, second, third and fourth March 5th following the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:33 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Exercise / conversionRestricted Stock Units · Derivative | 29,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001365555-18-000044 · wf-form4_152046196648518.xml · derivative · entry 6 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,298 Underlying: Common Stock · 29,149 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock. F7 · derivative.exercise_date: On March 5, 2016, Mr. Zyskind received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F7 · derivative.expiration_date: On March 5, 2016, Mr. Zyskind received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:33 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Exercise / conversionRestricted Stock Units · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001365555-18-000044 · wf-form4_152046196648518.xml · derivative · entry 5 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock. F6 · derivative.exercise_date: On March 5, 2014, Mr. Zyskind received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F6 · derivative.expiration_date: On March 5, 2014, Mr. Zyskind received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:33 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Tax withholdingCommon Stock | 14,735 | $12.80 | $188,608.00 |
DisclosureSEC source: 0001365555-18-000044 · wf-form4_152046196648518.xml · nonDerivative · entry 4 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,883,938 F4 · shares: Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Zyskind on March 5, 2016. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:33 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Exercise / conversionCommon Stock | 29,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001365555-18-000044 · wf-form4_152046196648518.xml · nonDerivative · entry 3 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,898,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Zyskind on March 5, 2016. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:33 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Tax withholdingCommon Stock | 51,433 | $12.80 | $658,342.40 |
DisclosureSEC source: 0001365555-18-000044 · wf-form4_152046196648518.xml · nonDerivative · entry 2 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,869,524 F2 · shares: Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Zyskind on March 5, 2014. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:33 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Exercise / conversionCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001365555-18-000044 · wf-form4_152046196648518.xml · nonDerivative · entry 1 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,920,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Zyskind on March 5, 2014. Read SEC document |
| September 20, 2017 Filed Sep 20, 2017 20:05 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001365555-17-000145 · wf-form4_150593785188320.xml · nonDerivative · entry 1 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,795,957 Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 16:08 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | GiftCommon Shares | 95,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001412100-17-000042 · wf-form4_149099089784327.xml · nonDerivative · entry 1 Zyskind Barry D · CIK 0001380832 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · balance_after: Common shares held by Teferes Foundation, a charitable foundation controlled by the Reporting Person. The Reporting Person does not have a beneficial interest in the shares owned by Teferes Foundation, and therefore disclaims beneficial ownership of these common shares. F1 · ownership.nature: Common shares held by Teferes Foundation, a charitable foundation controlled by the Reporting Person. The Reporting Person does not have a beneficial interest in the shares owned by Teferes Foundation, and therefore disclaims beneficial ownership of these common shares. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 13:23 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Exercise / conversionRestricted Stock Units · Derivative | 29,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001365555-17-000041 · wf-form4_148889297526414.xml · derivative · entry 6 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,447 Underlying: Common Stock · 29,149 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock. F7 · derivative.exercise_date: On March 5, 2016, Mr. Zyskind received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F7 · derivative.expiration_date: On March 5, 2016, Mr. Zyskind received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 13:23 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Exercise / conversionRestricted Stock Units · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001365555-17-000041 · wf-form4_148889297526414.xml · derivative · entry 5 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock. F6 · derivative.exercise_date: On March 5, 2014, Mr. Zyskind received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F6 · derivative.expiration_date: On March 5, 2014, Mr. Zyskind received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 13:23 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Tax withholdingCommon Stock | 15,493 | $23.03 | $356,803.79 |
DisclosureSEC source: 0001365555-17-000041 · wf-form4_148889297526414.xml · nonDerivative · entry 4 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,895,957 F4 · shares: Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Zyskind on March 5, 2016. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 13:23 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Exercise / conversionCommon Stock | 29,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001365555-17-000041 · wf-form4_148889297526414.xml · nonDerivative · entry 3 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,911,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Zyskind on March 5, 2016. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 13:23 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Tax withholdingCommon Stock | 60,078 | $23.03 | $1,383,596.34 |
DisclosureSEC source: 0001365555-17-000041 · wf-form4_148889297526414.xml · nonDerivative · entry 2 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,882,301 F2 · shares: Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Zyskind on March 5, 2014. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 13:23 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Exercise / conversionCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001365555-17-000041 · wf-form4_148889297526414.xml · nonDerivative · entry 1 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,942,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Zyskind on March 5, 2014. Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 16:02 UTC | National General Holdings Corp. NGHC · Entity 144209 | GiftCommon Stock, $.01 par value | 320,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-16-000171 · wf-form4_148313173474198.xml · nonDerivative · entry 1 Zyskind Barry D · CIK 0001380832 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 320,000 F1 · shares: On December 28, 2016, the Michael Karfunkel Family 2005 Trust distributed 320,000 shares to the reporting person's spouse. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 20:02 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | OtherCommon Stock | 7,875,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001365555-16-000346 · wf-form4_147621612519194.xml · nonDerivative · entry 1 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 15,504,562 F1 · kind: Shares of Common Stock previously held directly by ACP Re Holdings LLC were transferred to the Michael Karfunkel Family 2005 Trust (the "Family Trust"). The reporting person is co-trustee of the Family Trust and shares voting and dispositive power over 15,504,562 of the 19,729,562 shares of Common Stock held by the Family Trust. The reporting person's spouse is a beneficiary of the Family Trust. F1 · ownership.nature: Shares of Common Stock previously held directly by ACP Re Holdings LLC were transferred to the Michael Karfunkel Family 2005 Trust (the "Family Trust"). The reporting person is co-trustee of the Family Trust and shares voting and dispositive power over 15,504,562 of the 19,729,562 shares of Common Stock held by the Family Trust. The reporting person's spouse is a beneficiary of the Family Trust. Read SEC document |
| September 13, 2016 Filed Sep 16, 2016 20:22 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001365555-16-000337 · wf-form4_147405735606478.xml · nonDerivative · entry 1 Zyskind Barry D · CIK 0001380832 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,817,379 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.