Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Advanced Flower Capital Inc.AFCG · Entity 6926 | CFO and Treasurer | March 23, 2021 | March 26, 2021 |
| Chicago Atlantic BDC, Inc.LIEN · Entity 6189 | Interim CFO | July 01, 2025 | July 24, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Advanced Flower Capital Inc.
Report date March 23, 2021 · Filed March 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.00 · Expires 2028-03-23 | Direct | 3,500 |
Reported balance
After 2021-03-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-03-23 · Grant · Acquired 3,500 · Balance 3,500 F1: The shares subject to this option shall vest over a four-year period with approximately 33% vesting on each of the second, third and fourth anniversaries of the consummation of the Issuer's initial public offering. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares subject to this option shall vest over a four-year period with approximately 33% vesting on each of the second, third and fourth anniversaries of the consummation of the Issuer's initial public offering.
Chicago Atlantic BDC, Inc.
Report date July 01, 2025 · Filed July 24, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CHICAGO ATLANTIC BDC, INC. COMMON STOCK (LIEN)SEC Table I · non-derivative | Direct | 412.549 |
Reported balance
Holding disclosure · report date 2025-07-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 412.549 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2021 Filed Mar 26, 2021 01:35 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantStock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001140361-21-010089 · form4.xml · derivative · entry 1 Geoffroy Thomas · CIK 0001842580 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2028-03-23 F1 · derivative.exercise_date: The shares subject to this option shall vest over a four-year period with approximately 33% vesting on each of the second, third and fourth anniversaries of the consummation of the Issuer's initial public offering. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.