LIEN

SEC source: 0001193125-26-378866 · ownership.xml · nonDerivative · entry 2

Colonna Bernardino · CIK 0001968789 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,030

F1 · price: The price reported reflects the weighted-average purchase price from several discrete transactions executed throughout the Transaction Date at prices that ranged from $10.23 to $10.28 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote.

SEC source: 0001193125-26-378888 · ownership.xml · nonDerivative · entry 1

Gordon Scott · CIK 0001784452 · Director · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,190

SEC source: 0001193125-26-378866 · ownership.xml · nonDerivative · entry 1

Colonna Bernardino · CIK 0001968789 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,280

SEC source: 0001193125-26-371636 · ownership.xml · nonDerivative · entry 3

Colonna Bernardino · CIK 0001968789 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,030

F3 · price: The price reported reflects the weighted-average purchase price from several discrete transactions executed throughout the Transaction Date at prices that ranged from $10.16 to $10.18 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote.

SEC source: 0001193125-26-371518 · ownership.xml · nonDerivative · entry 3

Gordon Scott · CIK 0001784452 · Director · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,056

F2 · price: The price reported reflects the weighted-average purchase price from several discrete transactions executed throughout the Transaction Date at prices that ranged from $10.18 to $10.19 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote.

SEC source: 0001193125-26-371636 · ownership.xml · nonDerivative · entry 2

Colonna Bernardino · CIK 0001968789 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,430

F2 · price: The price reported reflects the weighted-average purchase price from several discrete transactions executed throughout the Transaction Date at prices that ranged from $10.15 to $10.16 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote.

SEC source: 0001193125-26-371518 · ownership.xml · nonDerivative · entry 2

Gordon Scott · CIK 0001784452 · Director · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,056

SEC source: 0001193125-26-371636 · ownership.xml · nonDerivative · entry 1

Colonna Bernardino · CIK 0001968789 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,830

F1 · price: The price reported reflects the weighted-average purchase price from several discrete transactions executed throughout the Transaction Date at prices that ranged from $10.10 to $10.20 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote.

SEC source: 0001193125-26-371518 · ownership.xml · nonDerivative · entry 1

Gordon Scott · CIK 0001784452 · Director · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,573

SEC source: 0001193125-26-363730 · ownership.xml · nonDerivative · entry 3

Gordon Scott · CIK 0001784452 · Director · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,323

F2 · price: The price reported reflects the weighted-average purchase price from several discrete transactions executed throughout the Transaction Date at prices that ranged from $10.10 to $10.11 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote.

SEC source: 0001193125-26-363730 · ownership.xml · nonDerivative · entry 2

Gordon Scott · CIK 0001784452 · Director · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,803

SEC source: 0001193125-26-363730 · ownership.xml · nonDerivative · entry 1

Gordon Scott · CIK 0001784452 · Director · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,608

F1 · price: The price reported reflects the weighted-average purchase price from several discrete transactions executed throughout the Transaction Date at prices that ranged from $9.70 to $9.72 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote.

SEC source: 0001193125-26-357041 · ownership.xml · nonDerivative · entry 3

Gordon Scott · CIK 0001784452 · Director · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,108

SEC source: 0001193125-26-357041 · ownership.xml · nonDerivative · entry 2

Gordon Scott · CIK 0001784452 · Director · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,908

F2 · price: The price reported reflects the weighted-average purchase price from several discrete transactions executed throughout the Transaction Date at prices that ranged from $9.50 to $9.59 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote.

SEC source: 0001193125-26-356878 · ownership.xml · nonDerivative · entry 1

Fazio Gianni James Lezziere · CIK 0002076621 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200

SEC source: 0001193125-26-356876 · ownership.xml · nonDerivative · entry 1

Mahajan Umesh · CIK 0001968790 · Secretary; Co-CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,997

SEC source: 0001193125-26-357420 · ownership.xml · nonDerivative · entry 1

Mazarakis John · CIK 0001867660 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

F1 · price: The price reported reflects the weighted-average purchase price from several discrete transactions executed throughout the Transaction Date at prices that ranged from $9.39 to $9.44 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote.

SEC source: 0001193125-26-357041 · ownership.xml · nonDerivative · entry 1

Gordon Scott · CIK 0001784452 · Director · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,324

F1 · price: The price reported reflects the weighted-average purchase price from several discrete transactions executed throughout the Transaction Date at prices that ranged from $9.53 to $9.55 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote.

SEC source: 0001193125-25-210569 · ownership.xml · nonDerivative · entry 1

Sack Peter · CIK 0001897415 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,918

SEC source: 0000950170-25-096680 · ownership.xml · nonDerivative · entry 1

Sack Peter · CIK 0001897415 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,468

SEC source: 0000950170-25-083829 · ownership.xml · nonDerivative · entry 3

Mahajan Umesh · CIK 0001968790 · Secretary; Co-CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,712

SEC source: 0000950170-25-083829 · ownership.xml · nonDerivative · entry 2

Mahajan Umesh · CIK 0001968790 · Secretary; Co-CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,712

SEC source: 0000950170-25-083829 · ownership.xml · nonDerivative · entry 1

Mahajan Umesh · CIK 0001968790 · Secretary; Co-CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

SEC source: 0000950103-25-006728 · dp229532_4-colonna.xml · nonDerivative · entry 1

Colonna Bernardino · CIK 0001968789 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,430

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.1500 to $10.3000. Bernardino Colonna undertakes to provide Chicago Atlantic BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001213900-25-050022 · ownership.xml · nonDerivative · entry 1

Sack Peter · CIK 0001897415 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,468

SEC source: 0000950103-25-006312 · dp229094_4-capllc.xml · nonDerivative · entry 2

Chicago Atlantic BDC Advisers, LLC · CIK 0001873495 · 10% owner

Silver Spike Holdings, LP · CIK 0001806889 · 10% owner

Silver Spike Holdings GP, LLC · CIK 0001875513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,887,204

F1 · kind: Represents an in-kind distribution of shares of Common Stock to a limited partner of Silver Spike Holdings, LP for no consideration.

F1 · price: Represents an in-kind distribution of shares of Common Stock to a limited partner of Silver Spike Holdings, LP for no consideration.

F2 · ownership.nature: Represents the shares of Common Stock held directly by Chicago Atlantic BDC Advisers, LLC.

F3 · ownership.nature: Silver Spike Holdings, LP owns over 25% of the ownership interests of Chicago Atlantic BDC Advisers, LLC. Silver Spike Holdings GP, LLC is the general partner of Silver Spike Holdings, LP.

F4 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F5 · ownership.nature: Each of the Reporting Persons (other than Chicago Atlantic BDC Advisers, LLC to the extent that it directly holds shares of Common Stock) disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950103-25-006312 · dp229094_4-capllc.xml · nonDerivative · entry 1

Chicago Atlantic BDC Advisers, LLC · CIK 0001873495 · 10% owner

Silver Spike Holdings, LP · CIK 0001806889 · 10% owner

Silver Spike Holdings GP, LLC · CIK 0001875513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 3,601,490

F1 · kind: Represents an in-kind distribution of shares of Common Stock to a limited partner of Silver Spike Holdings, LP for no consideration.

F1 · price: Represents an in-kind distribution of shares of Common Stock to a limited partner of Silver Spike Holdings, LP for no consideration.

F2 · ownership.nature: Represents the shares of Common Stock held directly by Chicago Atlantic BDC Advisers, LLC.

F3 · ownership.nature: Silver Spike Holdings, LP owns over 25% of the ownership interests of Chicago Atlantic BDC Advisers, LLC. Silver Spike Holdings GP, LLC is the general partner of Silver Spike Holdings, LP.

F4 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F5 · ownership.nature: Each of the Reporting Persons (other than Chicago Atlantic BDC Advisers, LLC to the extent that it directly holds shares of Common Stock) disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950103-25-006313 · dp229095_4-gordon.xml · nonDerivative · entry 3

Gordon Scott · CIK 0001784452 · Director · Co-Chief Investment Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Chicago Atlantic BDC Advisers, LLC

Disclosed balance after: 2,887,204

F1 · kind: Represents an in-kind distribution of shares of Common Stock to a limited partner of Silver Spike Holdings, LP for no consideration. Silver Spike Holdings, LP owns over 25% of the ownership interests of Chicago Atlantic BDC Advisers, LLC.

F1 · price: Represents an in-kind distribution of shares of Common Stock to a limited partner of Silver Spike Holdings, LP for no consideration. Silver Spike Holdings, LP owns over 25% of the ownership interests of Chicago Atlantic BDC Advisers, LLC.

F2 · ownership.nature: Scott Gordon directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Chicago Atlantic BDC Advisers, LLC. Mr. Gordon disclaims beneficial ownership of the shares of Common Stock owned by Chicago Atlantic BDC Advisers, LLC except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0000950103-25-006313 · dp229095_4-gordon.xml · nonDerivative · entry 2

Gordon Scott · CIK 0001784452 · Director · Co-Chief Investment Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Chicago Atlantic BDC Advisers, LLC

Disclosed balance after: 3,601,490

F1 · kind: Represents an in-kind distribution of shares of Common Stock to a limited partner of Silver Spike Holdings, LP for no consideration. Silver Spike Holdings, LP owns over 25% of the ownership interests of Chicago Atlantic BDC Advisers, LLC.

F1 · price: Represents an in-kind distribution of shares of Common Stock to a limited partner of Silver Spike Holdings, LP for no consideration. Silver Spike Holdings, LP owns over 25% of the ownership interests of Chicago Atlantic BDC Advisers, LLC.

F2 · ownership.nature: Scott Gordon directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Chicago Atlantic BDC Advisers, LLC. Mr. Gordon disclaims beneficial ownership of the shares of Common Stock owned by Chicago Atlantic BDC Advisers, LLC except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0000950103-25-006357 · dp229146_4-sack.xml · nonDerivative · entry 1

Sack Peter · CIK 0001897415 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,968

SEC source: 0000950103-25-005074 · dp227920_4-sack.xml · nonDerivative · entry 1

Sack Peter · CIK 0001897415 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,468

SEC source: 0001213900-25-030764 · ownership.xml · nonDerivative · entry 3

Sack Peter · CIK 0001897415 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,418

SEC source: 0000950103-25-004860 · dp227684_4-mahajan.xml · nonDerivative · entry 2

Mahajan Umesh · CIK 0001968790 · Secretary; Co-CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600

SEC source: 0000950103-25-004860 · dp227684_4-mahajan.xml · nonDerivative · entry 1

Mahajan Umesh · CIK 0001968790 · Secretary; Co-CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

SEC source: 0001213900-25-030764 · ownership.xml · nonDerivative · entry 2

Sack Peter · CIK 0001897415 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,318

F1 · kind: Represents shares of Common Stock acquired in an in-kind distribution of shares of Common Stock by Chicago Atlantic Loan Portfolio, LLC ("CALP"), to Mr. Sack as a member of CALP, for no consideration.

F1 · price: Represents shares of Common Stock acquired in an in-kind distribution of shares of Common Stock by Chicago Atlantic Loan Portfolio, LLC ("CALP"), to Mr. Sack as a member of CALP, for no consideration.

SEC source: 0001213900-25-030764 · ownership.xml · nonDerivative · entry 1

Sack Peter · CIK 0001897415 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200

SEC source: 0000950103-25-004512 · dp227373_4-sack.xml · nonDerivative · entry 1

Sack Peter · CIK 0001897415 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

SEC source: 0000950103-24-018110 · dp222431_4-capllc.xml · nonDerivative · entry 1

Silver Spike Capital, LLC · CIK 0001873495 · 10% owner

Silver Spike Holdings, LP · CIK 0001806889 · 10% owner

Silver Spike Holdings GP, LLC · CIK 0001875513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 3,815,776

F1 · kind: Represents an in-kind distribution of shares of Common Stock to a limited partner of Silver Spike Holdings, LP for no consideration.

F1 · price: Represents an in-kind distribution of shares of Common Stock to a limited partner of Silver Spike Holdings, LP for no consideration.

F2 · ownership.nature: Represents the shares of Common Stock held directly by Chicago Atlantic BDC Advisers, LLC (formerly, Silver Spike Capital, LLC).

F3 · ownership.nature: Silver Spike Holdings, LP owns over 25% of the ownership interests of Chicago Atlantic BDC Advisers, LLC. Silver Spike Holdings GP, LLC is the general partner of Silver Spike Holdings, LP.

F4 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F5 · ownership.nature: Each of the Reporting Persons (other than Chicago Atlantic BDC Advisers, LLC to the extent that it directly holds shares of Common Stock) disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950103-24-018111 · dp222434_4-gordon.xml · nonDerivative · entry 2

Gordon Scott · CIK 0001784452 · Director · Co-Chief Investment Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Chicago Atlantic BDC Advisers, LLC

Disclosed balance after: 3,815,776

F1 · kind: Represents an in-kind distribution of shares of Common Stock to a limited partner of Silver Spike Holdings, LP for no consideration. Silver Spike Holdings, LP owns over 25% of the ownership interests of Chicago Atlantic BDC Advisers, LLC (formerly, Silver Spike Capital, LLC).

F1 · price: Represents an in-kind distribution of shares of Common Stock to a limited partner of Silver Spike Holdings, LP for no consideration. Silver Spike Holdings, LP owns over 25% of the ownership interests of Chicago Atlantic BDC Advisers, LLC (formerly, Silver Spike Capital, LLC).

F2 · ownership.nature: Scott Gordon directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Chicago Atlantic BDC Advisers, LLC. Mr. Gordon disclaims beneficial ownership of the shares of Common Stock owned by Chicago Atlantic BDC Advisers, LLC except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-24-087395 · ownership.xml · nonDerivative · entry 1

Chicago Atlantic Loan Portfolio, LLC · CIK 0002041022 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,338,594

F1 · kind: On October 9, 2024, Chicago Atlantic Loan Portfolio, LLC distributed 1,510,593 shares of Chicago Atlantic BDC, Inc.'s restricted common stock pro rata for no consideration to certain of its members.

SEC source: 0000950103-22-015321 · dp180010_4-gentile.xml · nonDerivative · entry 2

Gentile Gregory M. · CIK 0001784461 · CFO, CCO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,882

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.0500 to $10.2900. Gregory Gentile undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000950103-22-015322 · dp180009_4-gordon.xml · nonDerivative · entry 2

Gordon Scott · CIK 0001784452 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,310

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.0500 to $10.2900. Scott Gordon undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000950103-22-015321 · dp180010_4-gentile.xml · nonDerivative · entry 1

Gentile Gregory M. · CIK 0001784461 · CFO, CCO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,554

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.9900 to $10.0500. Gregory Gentile undertakes to provide Silver Spike Investment Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000950103-22-015322 · dp180009_4-gordon.xml · nonDerivative · entry 1

Gordon Scott · CIK 0001784452 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,982

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.9900 to $10.0500. Scott Gordon undertakes to provide Silver Spike Investment Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000950103-22-014911 · dp179517_4-gordon.xml · nonDerivative · entry 2

Gordon Scott · CIK 0001784452 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,835

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.7490 to $9.9900. Scott Gordon undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000950103-22-014910 · dp179518_4-gentile.xml · nonDerivative · entry 2

Gentile Gregory M. · CIK 0001784461 · CFO, CCO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,407

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.7490 to $9.9900. Gregory Gentile undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000950103-22-014911 · dp179517_4-gordon.xml · nonDerivative · entry 1

Gordon Scott · CIK 0001784452 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,535

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.4650 to $9.7500. Scott Gordon undertakes to provide Silver Spike Investment Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000950103-22-014910 · dp179518_4-gentile.xml · nonDerivative · entry 1

Gentile Gregory M. · CIK 0001784461 · CFO, CCO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,107

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.4650 to $9.7500. Gregory Gentile undertakes to provide Silver Spike Investment Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000950103-22-002249 · dp166701_4-capllc.xml · nonDerivative · entry 1

Silver Spike Capital, LLC · CIK 0001873495 · 10% owner

Silver Spike Holdings, LP · CIK 0001806889 · 10% owner

Silver Spike Holdings GP, LLC · CIK 0001875513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See foonotes

Disclosed balance after: 4,500,387

F1 · ownership.nature: Represents the shares of Common Stock held directly by Silver Spike Capital, LLC.

F2 · ownership.nature: Silver Spike Capital, LLC is wholly-owned by Silver Spike Holdings, LP. Silver Spike Holdings GP, LLC is the general partner of Silver Spike Holdings, LP.

F3 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F4 · ownership.nature: Each of the Reporting Persons (other than Silver Spike Capital, LLC to the extent that it directly holds shares of Common Stock) disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950103-22-002252 · dp166699_4-gentile.xml · nonDerivative · entry 2

Gentile Gregory M. · CIK 0001784461 · CFO, CCO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Silver Spike Capital, LLC

Disclosed balance after: 4,500,387

F1 · ownership.nature: Gregory Gentile directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Silver Spike Capital, LLC. Mr. Gentile disclaims beneficial ownership of the shares of Common Stock owned by Silver Spike Capital, LLC except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.