Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | EVP, Finance | August 04, 2025 | August 05, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date August 04, 2025 · Filed August 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,460 |
Reported balance
After 2025-08-04 transaction · row 1
1 source rowRow 1 · 2025-08-04 · Sale · Disposed 13,960 · Balance 67,460 F1: These transactions were executed in multiple trades, at prices ranging from $85.20 to $85.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 3,241 |
Reported balance
Holding disclosure · report date 2025-08-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,241 |
Filing footnotes · ownership attribution and instrument terms
F1: These transactions were executed in multiple trades, at prices ranging from $85.20 to $85.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2021 Filed Mar 10, 2021 00:20 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 15,000 | $48.96 | $734,400.00 |
DisclosureSEC source: 0001299709-21-000041 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,084 F1 · price: These transactions were executed in multiple trades, at prices ranging from $48.55 to $49.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| September 06, 2020 Filed Sep 9, 2020 20:28 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000213 · edgardoc.xml · derivative · entry 7 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| September 06, 2020 Filed Sep 9, 2020 20:28 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 5,791 | $24.91 | $144,253.81 |
DisclosureSEC source: 0001299709-20-000213 · edgardoc.xml · nonDerivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,084 F3 · security: Represents shares of Common Stock issued on September 06, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 06, 2020 Filed Sep 9, 2020 20:28 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 11,000 | $24.91 | $274,010.00 |
DisclosureSEC source: 0001299709-20-000213 · edgardoc.xml · nonDerivative · entry 3 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents shares of Common Stock issued on September 06, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 20:28 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000213 · edgardoc.xml · derivative · entry 6 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 20:28 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 5,791 | $24.91 | $144,253.81 |
DisclosureSEC source: 0001299709-20-000213 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,875 F1 · security: Represents shares of Common Stock issued on September 05, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 20:28 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 11,000 | $24.91 | $274,010.00 |
DisclosureSEC source: 0001299709-20-000213 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 05, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:48 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000183 · edgardoc.xml · derivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 33,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2020, of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Financial Officer. F2 · derivative.exercise_price: Represents shares of Common Stock issued on June 30, 2020 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:16 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-20-000154 · edgardoc.xml · derivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:16 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 7,883 | $25.16 | $198,336.28 |
DisclosureSEC source: 0001299709-20-000154 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,666 F1 · security: Represents shares of Common Stock issued on August 24, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:16 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 15,000 | $25.16 | $377,400.00 |
DisclosureSEC source: 0001299709-20-000154 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 23:30 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000157 · edgardoc.xml · derivative · entry 5 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 33,000 shares Expires not disclosed F5 · security: Grant to the reporting person on September 6, 2019, of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Financial Officer. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:30 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000157 · edgardoc.xml · derivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:30 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 5,791 | $25.91 | $150,044.81 |
DisclosureSEC source: 0001299709-19-000157 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,549 F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:30 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 11,000 | $25.91 | $285,010.00 |
DisclosureSEC source: 0001299709-19-000157 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:05 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000131 · edgardoc.xml · derivative · entry 7 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:05 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000131 · edgardoc.xml · derivative · entry 6 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:05 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 7,883 | $24.91 | $196,365.53 |
DisclosureSEC source: 0001299709-19-000131 · edgardoc.xml · nonDerivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,340 F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:05 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 15,000 | $24.91 | $373,650.00 |
DisclosureSEC source: 0001299709-19-000131 · edgardoc.xml · nonDerivative · entry 3 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:05 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 7,897 | $24.91 | $196,714.27 |
DisclosureSEC source: 0001299709-19-000131 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,223 F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:05 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 15,000 | $24.91 | $373,650.00 |
DisclosureSEC source: 0001299709-19-000131 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| September 05, 2018 Filed Sep 8, 2018 00:28 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000105 · edgardoc.xml · derivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,000 Underlying: Common Stock · 33,000 shares Expires not disclosed F1 · security: Grant to the reporting person on September 5, 2018, of restricted stock units ("RSUs") under the BofI Holding, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Financial Officer. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 26, 2018 Filed Aug 28, 2018 01:51 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000090 · edgardoc.xml · derivative · entry 10 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 26, 2018 Filed Aug 28, 2018 01:51 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 7,897 | $37.87 | $299,059.39 |
DisclosureSEC source: 0001299709-18-000090 · edgardoc.xml · nonDerivative · entry 6 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,120 F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 26, 2018 Filed Aug 28, 2018 01:51 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 15,000 | $37.87 | $568,050.00 |
DisclosureSEC source: 0001299709-18-000090 · edgardoc.xml · nonDerivative · entry 5 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 01:51 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000090 · edgardoc.xml · derivative · entry 9 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 01:51 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000090 · edgardoc.xml · derivative · entry 8 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 01:51 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 7,888 | $37.87 | $298,718.56 |
DisclosureSEC source: 0001299709-18-000090 · edgardoc.xml · nonDerivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,017 F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 01:51 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 15,000 | $37.87 | $568,050.00 |
DisclosureSEC source: 0001299709-18-000090 · edgardoc.xml · nonDerivative · entry 3 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 01:51 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 7,897 | $37.87 | $299,059.39 |
DisclosureSEC source: 0001299709-18-000090 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,905 F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 01:51 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 15,000 | $37.87 | $568,050.00 |
DisclosureSEC source: 0001299709-18-000090 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000090 · edgardoc.xml · derivative · entry 7 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 8,287 | $26.55 | $220,019.85 |
DisclosureSEC source: 0001299709-17-000090 · edgardoc.xml · nonDerivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,802 F3 · security: Represents shares of Common Stock issued on August 28, 2017 following the vesting of RSUs which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 15,000 | $26.55 | $398,250.00 |
DisclosureSEC source: 0001299709-17-000090 · edgardoc.xml · nonDerivative · entry 3 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents shares of Common Stock issued on August 28, 2017 following the vesting of RSUs which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Read SEC document |
| August 26, 2017 Filed Aug 30, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000090 · edgardoc.xml · derivative · entry 6 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 26, 2017 Filed Aug 30, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 8,287 | $26.25 | $217,533.75 |
DisclosureSEC source: 0001299709-17-000090 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,089 F1 · security: Represents shares of Common Stock issued on August 26, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 26, 2017 Filed Aug 30, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 15,000 | $26.25 | $393,750.00 |
DisclosureSEC source: 0001299709-17-000090 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 26, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000080 · edgardoc.xml · derivative · entry 5 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 45,000 shares Expires not disclosed F5 · security: Grant to the reporting person on August 24, 2017, of restricted stock units ("RSUs") under the BofI Holding, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Financial Officer. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000080 · edgardoc.xml · derivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 8,272 | $26.50 | $219,208.00 |
DisclosureSEC source: 0001299709-17-000080 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,376 F1 · security: Represents shares of Common Stock issued on August 24, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 15,000 | $26.50 | $397,500.00 |
DisclosureSEC source: 0001299709-17-000080 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.