Meghji Mohsin Y

SEC source: 0000950142-25-001499 · es250634917_4-meghji.xml · derivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director · Executive Chairman of BOD

10b5-1 filing: No plan indicated

Ownership: Indirect · By M3-Brigade Sponsor V LLC

Disclosed balance after: 0

Underlying: Class A ordinary shares · 7,187,500 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-279951) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · shares: On May 27, 2025, M3-Brigade Sponsor V LLC completed the sale of 7,187,500 Class B ordinary shares, par value $0.0001 per share, and 5,043,750 private placement warrants of the issuer owned by M3-Brigade Sponsor V LLC for an aggregate purchase price of $6,467,500.

F2 · price: On May 27, 2025, M3-Brigade Sponsor V LLC completed the sale of 7,187,500 Class B ordinary shares, par value $0.0001 per share, and 5,043,750 private placement warrants of the issuer owned by M3-Brigade Sponsor V LLC for an aggregate purchase price of $6,467,500.

F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-279951) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-279951) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.underlying_shares: On May 27, 2025, M3-Brigade Sponsor V LLC completed the sale of 7,187,500 Class B ordinary shares, par value $0.0001 per share, and 5,043,750 private placement warrants of the issuer owned by M3-Brigade Sponsor V LLC for an aggregate purchase price of $6,467,500.

F3 · ownership.direct: The securities reported herein are held by M3-Brigade Sponsor V LLC (the "Sponsor"). The reporting person controls M3-Brigade Acquisition Partners V Corp., the managing member of the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-24-003693 · ownership.xml · nonDerivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,737

F1 · shares: Represents a grant from the Issuer to Mr. Meghji of 11,867 restricted shares of Common Stock, on October 1, 2023 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest ratably over three months of continued service and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year.

SEC source: 0001213900-23-078547 · ownership.xml · derivative · entry 2

Meghji Mohsin Y · CIK 0001202993 · Director · Executive Chairman of BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File No. 333-256017) under the heading "Description of Securities - Founder Shares," shares of Class B common stock were subject to certain adjustments described therein and had no expiration date. On September 20, 2023, the Issuer consummated its initial business combination ("Business Combination") with Greenfire Resources Inc., an Alberta corporation ("Greenfire"), pursuant to that certain Business Combination Agreement, dated December 14, 2022, as amended, by and among the Issuer, Greenfire, Greenfire Resources Ltd., an Alberta corporation ("New Greenfire"), and certain other parties ("BCA"). In connection with such consummation, each share of Class B Common Stock converted into one share of common stock of New Greenfire and an amount of cash equal to a prorated portion of the SPAC Working Capital (as defined in the BCA) plus the Extension Amounts (as defined in the BCA) at the Effective Time (as defined in the BCA).

F1 · kind: As described in the Issuer's registration statement on Form S-1 (File No. 333-256017) under the heading "Description of Securities - Founder Shares," shares of Class B common stock were subject to certain adjustments described therein and had no expiration date. On September 20, 2023, the Issuer consummated its initial business combination ("Business Combination") with Greenfire Resources Inc., an Alberta corporation ("Greenfire"), pursuant to that certain Business Combination Agreement, dated December 14, 2022, as amended, by and among the Issuer, Greenfire, Greenfire Resources Ltd., an Alberta corporation ("New Greenfire"), and certain other parties ("BCA"). In connection with such consummation, each share of Class B Common Stock converted into one share of common stock of New Greenfire and an amount of cash equal to a prorated portion of the SPAC Working Capital (as defined in the BCA) plus the Extension Amounts (as defined in the BCA) at the Effective Time (as defined in the BCA).

F1 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-256017) under the heading "Description of Securities - Founder Shares," shares of Class B common stock were subject to certain adjustments described therein and had no expiration date. On September 20, 2023, the Issuer consummated its initial business combination ("Business Combination") with Greenfire Resources Inc., an Alberta corporation ("Greenfire"), pursuant to that certain Business Combination Agreement, dated December 14, 2022, as amended, by and among the Issuer, Greenfire, Greenfire Resources Ltd., an Alberta corporation ("New Greenfire"), and certain other parties ("BCA"). In connection with such consummation, each share of Class B Common Stock converted into one share of common stock of New Greenfire and an amount of cash equal to a prorated portion of the SPAC Working Capital (as defined in the BCA) plus the Extension Amounts (as defined in the BCA) at the Effective Time (as defined in the BCA).

F1 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-256017) under the heading "Description of Securities - Founder Shares," shares of Class B common stock were subject to certain adjustments described therein and had no expiration date. On September 20, 2023, the Issuer consummated its initial business combination ("Business Combination") with Greenfire Resources Inc., an Alberta corporation ("Greenfire"), pursuant to that certain Business Combination Agreement, dated December 14, 2022, as amended, by and among the Issuer, Greenfire, Greenfire Resources Ltd., an Alberta corporation ("New Greenfire"), and certain other parties ("BCA"). In connection with such consummation, each share of Class B Common Stock converted into one share of common stock of New Greenfire and an amount of cash equal to a prorated portion of the SPAC Working Capital (as defined in the BCA) plus the Extension Amounts (as defined in the BCA) at the Effective Time (as defined in the BCA).

F3 · ownership.nature: The reported shares of the Issuer were directly held by the Sponsor. The general partner of the Sponsor is M3-Brigade Acquisition Partners III Corp. Mohsin Y. Meghji is the sole director of M3-Brigade Acquisition Partners III Corp. Mr. Meghji may be deemed to have had beneficial ownership of the common stock held directly by the Sponsor.

SEC source: 0001213900-23-078547 · ownership.xml · derivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director · Executive Chairman of BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 7,100,000

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File No. 333-256017) under the heading "Description of Securities - Founder Shares," shares of Class B common stock were subject to certain adjustments described therein and had no expiration date. On September 20, 2023, the Issuer consummated its initial business combination ("Business Combination") with Greenfire Resources Inc., an Alberta corporation ("Greenfire"), pursuant to that certain Business Combination Agreement, dated December 14, 2022, as amended, by and among the Issuer, Greenfire, Greenfire Resources Ltd., an Alberta corporation ("New Greenfire"), and certain other parties ("BCA"). In connection with such consummation, each share of Class B Common Stock converted into one share of common stock of New Greenfire and an amount of cash equal to a prorated portion of the SPAC Working Capital (as defined in the BCA) plus the Extension Amounts (as defined in the BCA) at the Effective Time (as defined in the BCA).

F2 · kind: On September 20, 2023, M3-Brigade Sponsor III LP, a Delaware limited partnership ("Sponsor"), transferred 400,000 shares of Class B Common Stock to HT Investments, LLC, a Delaware limited liability company ("HT Investments"), pursuant to that certain FPA Termination Agreement, dated as of December 14, 2022, by and among the Issuer, M3-Brigade III FPA LP, a Delaware limited partnership, HT Investments, Brigade Capital GP, LLC, a Delaware limited liability company, and the Sponsor.

F1 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-256017) under the heading "Description of Securities - Founder Shares," shares of Class B common stock were subject to certain adjustments described therein and had no expiration date. On September 20, 2023, the Issuer consummated its initial business combination ("Business Combination") with Greenfire Resources Inc., an Alberta corporation ("Greenfire"), pursuant to that certain Business Combination Agreement, dated December 14, 2022, as amended, by and among the Issuer, Greenfire, Greenfire Resources Ltd., an Alberta corporation ("New Greenfire"), and certain other parties ("BCA"). In connection with such consummation, each share of Class B Common Stock converted into one share of common stock of New Greenfire and an amount of cash equal to a prorated portion of the SPAC Working Capital (as defined in the BCA) plus the Extension Amounts (as defined in the BCA) at the Effective Time (as defined in the BCA).

F1 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-256017) under the heading "Description of Securities - Founder Shares," shares of Class B common stock were subject to certain adjustments described therein and had no expiration date. On September 20, 2023, the Issuer consummated its initial business combination ("Business Combination") with Greenfire Resources Inc., an Alberta corporation ("Greenfire"), pursuant to that certain Business Combination Agreement, dated December 14, 2022, as amended, by and among the Issuer, Greenfire, Greenfire Resources Ltd., an Alberta corporation ("New Greenfire"), and certain other parties ("BCA"). In connection with such consummation, each share of Class B Common Stock converted into one share of common stock of New Greenfire and an amount of cash equal to a prorated portion of the SPAC Working Capital (as defined in the BCA) plus the Extension Amounts (as defined in the BCA) at the Effective Time (as defined in the BCA).

F3 · ownership.nature: The reported shares of the Issuer were directly held by the Sponsor. The general partner of the Sponsor is M3-Brigade Acquisition Partners III Corp. Mohsin Y. Meghji is the sole director of M3-Brigade Acquisition Partners III Corp. Mr. Meghji may be deemed to have had beneficial ownership of the common stock held directly by the Sponsor.

SEC source: 0001493152-23-023819 · ownership.xml · nonDerivative · entry 3

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,870

F3 · shares: Represents a grant from the Issuer to Mr. Meghji of 10,245 restricted shares of Common Stock, on July 1, 2023 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest ratably over three months of continued service beginning on the date of grant and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year.

SEC source: 0001493152-23-023819 · ownership.xml · nonDerivative · entry 2

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,625

F2 · shares: Represents a grant from the Issuer to Mr. Meghji of 9,920 restricted shares of Common Stock on April 15, 2023 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest one-third on the date of grant, one-third on May 1, 2023 and the remaining shares on June 1, 2023, provided Mr. Meghji continues to serve as a director, and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year.

SEC source: 0001493152-23-023819 · ownership.xml · nonDerivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,705

F1 · shares: Represents a grant from bioAffinity Technologies, Inc. (the "Issuer") to Mr. Meghji of 8,227 restricted shares of common stock, par value $0.007 (the "Common Stock"), on January 1, 2023 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest ratably over three months of continued service and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year.

SEC source: 0001493152-23-006945 · ownership.xml · derivative · entry 2

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The number of shares of common stock, par value $0.007 (the "Common Stock"), of bioAffinity Technologies, Inc. (the "Issuer") and the conversion or exercise prices reported in this Form 4 reflect the 1-for-7 reverse stock split of the Issuer's Common Stock, which became effective with the State of Delaware on June 23, 2022 in connection with the Issuer's initial public offering (the "IPO").

F2 · derivative.exercise_price: In connection with the IPO closing on September 6, 2022, the 286,349 shares of Series A Convertible Preferred Stock owned by Mr. Meghji automatically converted at the then-effective 1 for 7 conversion rate (as adjusted for the Issuer's 1-for-7 reverse stock split) into 40,907 fully paid and nonassessable shares of Common Stock. The Series A Convertible Preferred Stock had no expiration date.

F2 · derivative.exercise_date: In connection with the IPO closing on September 6, 2022, the 286,349 shares of Series A Convertible Preferred Stock owned by Mr. Meghji automatically converted at the then-effective 1 for 7 conversion rate (as adjusted for the Issuer's 1-for-7 reverse stock split) into 40,907 fully paid and nonassessable shares of Common Stock. The Series A Convertible Preferred Stock had no expiration date.

F2 · derivative.expiration_date: In connection with the IPO closing on September 6, 2022, the 286,349 shares of Series A Convertible Preferred Stock owned by Mr. Meghji automatically converted at the then-effective 1 for 7 conversion rate (as adjusted for the Issuer's 1-for-7 reverse stock split) into 40,907 fully paid and nonassessable shares of Common Stock. The Series A Convertible Preferred Stock had no expiration date.

SEC source: 0001493152-23-006945 · ownership.xml · nonDerivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The number of shares of common stock, par value $0.007 (the "Common Stock"), of bioAffinity Technologies, Inc. (the "Issuer") and the conversion or exercise prices reported in this Form 4 reflect the 1-for-7 reverse stock split of the Issuer's Common Stock, which became effective with the State of Delaware on June 23, 2022 in connection with the Issuer's initial public offering (the "IPO").

F2 · shares: In connection with the IPO closing on September 6, 2022, the 286,349 shares of Series A Convertible Preferred Stock owned by Mr. Meghji automatically converted at the then-effective 1 for 7 conversion rate (as adjusted for the Issuer's 1-for-7 reverse stock split) into 40,907 fully paid and nonassessable shares of Common Stock. The Series A Convertible Preferred Stock had no expiration date.

F2 · price: In connection with the IPO closing on September 6, 2022, the 286,349 shares of Series A Convertible Preferred Stock owned by Mr. Meghji automatically converted at the then-effective 1 for 7 conversion rate (as adjusted for the Issuer's 1-for-7 reverse stock split) into 40,907 fully paid and nonassessable shares of Common Stock. The Series A Convertible Preferred Stock had no expiration date.

SEC source: 0000950142-21-003363 · es210196474_4-meghji.xml · derivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director · Executive Chairman of BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,500,000

Underlying: Class A Common Stock · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File No. 333-256017) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2 · kind: On October 25, 2021, M3-Brigade Sponsor III LP (the "Sponsor") forfeited at no cost 3,750 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's initial public offering not to exercise in full the over-allotment option granted to them.

F1 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-256017) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F1 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-256017) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F3 · ownership.nature: The reported shares of the Issuer are directly held by the Sponsor. The general partner of the Sponsor is M3-Brigade Acquisition Partners III Corp. Mohsin Meghji is the sole director of M3-Brigade Acquisition Partners III Corp. Mr. Meghji may be deemed to have beneficial ownership of the common stock held directly by the Sponsor.

SEC source: 0000950142-22-001173 · es220239272_4-meghji.xml · derivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director · Executive Chairman of BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,000,000

Underlying: Class A Common Stock · 1,500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File No. 333-253132) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2 · kind: On April 19, 2021, M3-Brigade Sponsor II LP (the "Sponsor) forfeited at no cost 1,500,000 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's initial public offering not to exercise in full the over-allotment option granted to them.

F1 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-253132) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F1 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-253132) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F3 · ownership.nature: The reported shares of the Issuer are directly held by the Sponsor. The general partner of the Sponsor is M3-Brigade Acquisition Partners II Corp. Mohsin Y. Meghji is the sole director of M3-Brigade Acquisition Partners II Corp. Mr. Meghji may be deemed to have beneficial ownership of the common stock held directly by the Sponsor.

SEC source: 0001652362-20-000049 · wf-form4_158583262677391.xml · nonDerivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,304

F1 · shares: Represents restricted stock units for Charles Garner which vest on March 26, 2021.

F2 · shares: Mr. Meghji has the right to appoint a director to the Company's board of directors under the third amended and restated investor rights agreement. Charles Garner is the designation under this agreement and therefore restricted stock units awarded for board service are filed under Mr. Meghji's form 4.

F3 · balance_after: On May 28, 2019, M III Sponsor I LLC made a pro rata distribution of the issuer's common stock and warrants to its members, including Mohsin Y Meghji, individually, the Mohsin Meghji 2016 Gift Trust (the "Trust"), and M III Acquisition Employee Partnership I LLC (the "Employee Partnership"). Following the distribution, the Employee Partnership made a pro rata distribution of the issuer's common stock to its members. The holdings of Mr. Meghji have been updated in this Form 4 to reflect changes in the forms of beneficial ownership as a result of the distributions.

SEC source: 0001652362-19-000056 · wf-form4_155380864070926.xml · nonDerivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,631

F1 · shares: Represents restricted stock units which vest on March 26, 2020.

SEC source: 0001652362-19-000004 · wf-form4_154656934181829.xml · nonDerivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,592

F1 · shares: Represents restricted stock units which vest on March 31, 2019.

SEC source: 0001144204-18-062616 · tv508291_4.xml · derivative · entry 5

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371,154

Underlying: Common Stock · 1,875 shares

Expires 2023-03-26

F5 · price: The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.7800 to $0.9200, inclusive.

SEC source: 0001144204-18-062616 · tv508291_4.xml · nonDerivative · entry 2

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,545

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.69 to $8.72, inclusive

SEC source: 0001144204-18-062616 · tv508291_4.xml · derivative · entry 4

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,404

Underlying: Common Stock · 6,800 shares

Expires 2023-03-26

F4 · price: The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.7750 to $0.8500, inclusive.

SEC source: 0001144204-18-062616 · tv508291_4.xml · nonDerivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.45 to $8.59, inclusive. The reporting person undertakes to provide to Infrastructure and Energy Alternatives, Inc. (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares or warrants, as applicable, sold at each separate price within the ranges set forth in footnotes (1), (2), (4) and (5) to this Form 4.

SEC source: 0001144204-18-017682 · tv489847_4.xml · derivative · entry 4

M III Sponsor I LLC · CIK 0001673683 · Director · 10% owner

Meghji Mohsin Y · CIK 0001202993 · Director · 10% owner

M III Acquisition Partners I LLC · CIK 0001675016 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 190,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F5 · kind: Represents the pro rata distribution of warrants held by Sponsor I LLC to certain of its members.

F5 · price: Represents the pro rata distribution of warrants held by Sponsor I LLC to certain of its members.

F5 · derivative.exercise_date: Represents the pro rata distribution of warrants held by Sponsor I LLC to certain of its members.

F5 · derivative.expiration_date: Represents the pro rata distribution of warrants held by Sponsor I LLC to certain of its members.

F2 · ownership.nature: Mohsin Y. Meghji is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji has sole voting and dispositive control over the shares held by the Sponsor I LLC, and prior to the disposition referred to in footnote 5, over the shares held by Sponsor I LP and may be deemed the beneficial owner of such shares. Mr. Meghji disclaims beneficial ownership over any securities owned by Sponsor I LLC in which he does not have any pecuniary interest.

SEC source: 0001144204-18-017682 · tv489847_4.xml · nonDerivative · entry 3

M III Sponsor I LLC · CIK 0001673683 · Director · 10% owner

Meghji Mohsin Y · CIK 0001202993 · Director · 10% owner

M III Acquisition Partners I LLC · CIK 0001675016 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,190,781

F4 · kind: Represents the pro rata distribution of Common Stock held by Sponsor I LLC to certain of of its members.

F4 · price: Represents the pro rata distribution of Common Stock held by Sponsor I LLC to certain of of its members.

F2 · ownership.nature: Mohsin Y. Meghji is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji has sole voting and dispositive control over the shares held by the Sponsor I LLC, and prior to the disposition referred to in footnote 5, over the shares held by Sponsor I LP and may be deemed the beneficial owner of such shares. Mr. Meghji disclaims beneficial ownership over any securities owned by Sponsor I LLC in which he does not have any pecuniary interest.

F4 · ownership.nature: Represents the pro rata distribution of Common Stock held by Sponsor I LLC to certain of of its members.

SEC source: 0001144204-18-017682 · tv489847_4.xml · nonDerivative · entry 2

M III Sponsor I LLC · CIK 0001673683 · Director · 10% owner

Meghji Mohsin Y · CIK 0001202993 · Director · 10% owner

M III Acquisition Partners I LLC · CIK 0001675016 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,043,405

F3 · kind: Represents shares of Common Stock transferred by M III Sponsor I LLC pursuant to various commitment agreements entered into by and among Sponsor I LLC, Sponsor I LP, and third parties in consideration of commitments to purchase shares of Common Stock and not redeem such shares.

F3 · price: Represents shares of Common Stock transferred by M III Sponsor I LLC pursuant to various commitment agreements entered into by and among Sponsor I LLC, Sponsor I LP, and third parties in consideration of commitments to purchase shares of Common Stock and not redeem such shares.

F2 · ownership.nature: Mohsin Y. Meghji is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji has sole voting and dispositive control over the shares held by the Sponsor I LLC, and prior to the disposition referred to in footnote 5, over the shares held by Sponsor I LP and may be deemed the beneficial owner of such shares. Mr. Meghji disclaims beneficial ownership over any securities owned by Sponsor I LLC in which he does not have any pecuniary interest.

SEC source: 0001144204-18-017682 · tv489847_4.xml · nonDerivative · entry 1

M III Sponsor I LLC · CIK 0001673683 · Director · 10% owner

Meghji Mohsin Y · CIK 0001202993 · Director · 10% owner

M III Acquisition Partners I LLC · CIK 0001675016 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,247,630

F1 · kind: Represents shares of common stock ("Common Stock") of Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.) (the "Company") forfeited by M III Sponsor I LLC ("Sponsor I LLC") as contemplated in connection with the (i) the Forfeiture Agreement, dated as of March 7, 2018, by and among the Company, M III Sponsor I LP ("Sponsor I LP") and Sponsor I LLC and (ii) the Waiver, Consent and Agreement to Forfeit Founder Shares, dated as of March 20, 2018, by and among the Company, IEA Energy Services LLC, Wind Merger Sub I, Inc., Wind Merger Sub II, LLC, Infrastructure and Energy Alternatives, LLC, Oaktree Power Opportunities Fund III Delaware, L.P., Sponsor I LLC and Sponsor I LP (the "merger parties").

F1 · price: Represents shares of common stock ("Common Stock") of Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.) (the "Company") forfeited by M III Sponsor I LLC ("Sponsor I LLC") as contemplated in connection with the (i) the Forfeiture Agreement, dated as of March 7, 2018, by and among the Company, M III Sponsor I LP ("Sponsor I LP") and Sponsor I LLC and (ii) the Waiver, Consent and Agreement to Forfeit Founder Shares, dated as of March 20, 2018, by and among the Company, IEA Energy Services LLC, Wind Merger Sub I, Inc., Wind Merger Sub II, LLC, Infrastructure and Energy Alternatives, LLC, Oaktree Power Opportunities Fund III Delaware, L.P., Sponsor I LLC and Sponsor I LP (the "merger parties").

F2 · ownership.nature: Mohsin Y. Meghji is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji has sole voting and dispositive control over the shares held by the Sponsor I LLC, and prior to the disposition referred to in footnote 5, over the shares held by Sponsor I LP and may be deemed the beneficial owner of such shares. Mr. Meghji disclaims beneficial ownership over any securities owned by Sponsor I LLC in which he does not have any pecuniary interest.

SEC source: 0001144204-18-018040 · tv489913_form4.xml · nonDerivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,190,781

F1 · kind: Mr. Meghji transferred the stock of M III Acquisition Partners I Corp., the general partner of M III Sponsor I LP ("Sponsor I LP"), to an affiliate of its sole limited partner. As a result of such transfer, Mr. Meghji has ceased to have beneficial ownership with respect to any shares of common stock of the issuer owned by Sponsor I LP. The amount of shares reported are after giving effect to the transactions described by the Form 4s filed with respect to the issuer's securities on March 28, 2018.

F1 · price: Mr. Meghji transferred the stock of M III Acquisition Partners I Corp., the general partner of M III Sponsor I LP ("Sponsor I LP"), to an affiliate of its sole limited partner. As a result of such transfer, Mr. Meghji has ceased to have beneficial ownership with respect to any shares of common stock of the issuer owned by Sponsor I LP. The amount of shares reported are after giving effect to the transactions described by the Form 4s filed with respect to the issuer's securities on March 28, 2018.

F1 · balance_after: Mr. Meghji transferred the stock of M III Acquisition Partners I Corp., the general partner of M III Sponsor I LP ("Sponsor I LP"), to an affiliate of its sole limited partner. As a result of such transfer, Mr. Meghji has ceased to have beneficial ownership with respect to any shares of common stock of the issuer owned by Sponsor I LP. The amount of shares reported are after giving effect to the transactions described by the Form 4s filed with respect to the issuer's securities on March 28, 2018.

F2 · ownership.nature: Mr. Meghji is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC ("Sponsor I LLC"). Mr. Meghji has sole voting and dispositive control over securities held by Sponsor I LLC, and may be deemed the beneficial owner of such shares. Mr. Meghji disclaims beneficial ownership over any securities owned by Sponsor I LLC in which he does not have any pecuniary interest.

SEC source: 0001144204-18-019601 · tv490568_4.xml · nonDerivative · entry 2

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 225,686

F4 · kind: Represents shares of Common Stock transferred by Sponsor I LP pursuant to various commitment agreements entered into by and among Sponsor I LLC, Sponsor I LP, and third parties in consideration of commitments to purchase shares of Common Stock and not redeem such shares.

F4 · price: Represents shares of Common Stock transferred by Sponsor I LP pursuant to various commitment agreements entered into by and among Sponsor I LLC, Sponsor I LP, and third parties in consideration of commitments to purchase shares of Common Stock and not redeem such shares.

F1 · ownership.nature: Mohsin Y. Meghji was inadvertently omitted as a filing person on the Form 4 filed by M III Sponsor I LP ("Sponsor I LP") and M III Acquisition Partners I Corp. on March 28, 2018 with respect to the reported transactions. The reported transactions reflect dispositions by Sponsor I LP prior to the transfer by Mohsin Y. Meghji of his ownership of M III Acquisition Partners I Corp. (see footnote 2).

F2 · ownership.nature: Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp., which is the sole general partner of Sponsor I LP. Mr. Meghji subsequently transferred the stock of M III Acquisition Partners I Corp. to an affiliate of its sole limited partner (reported on Form 4 filed on March 29, 2018). As a result of such transfer Mr. Meghji ceased to have beneficial ownership with respect to any shares of Common Stock owned by Sponsor I LP, including the 225,686 reported in column 5.

SEC source: 0001144204-18-019601 · tv490568_4.xml · nonDerivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 238,717

F3 · kind: Represents shares of common stock ("Common Stock") of Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.) (the "Company") forfeited by Sponsor I LP as contemplated in connection with the (i) the Forfeiture Agreement, dated as of March 7, 2018, by and among the Company, M III Sponsor I LLC ("Sponsor I LLC") and Sponsor I LP and (ii) the Waiver, Consent and Agreement to Forfeit Founder Shares, dated as of March 20, 2018, by and among the Company, IEA Energy Services LLC, Wind Merger Sub I, Inc., Wind Merger Sub II, LLC, Infrastructure and Energy Alternatives, LLC, Oaktree Power Opportunities Fund III Delaware, L.P., Sponsor I LLC and Sponsor I LP.

F3 · price: Represents shares of common stock ("Common Stock") of Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.) (the "Company") forfeited by Sponsor I LP as contemplated in connection with the (i) the Forfeiture Agreement, dated as of March 7, 2018, by and among the Company, M III Sponsor I LLC ("Sponsor I LLC") and Sponsor I LP and (ii) the Waiver, Consent and Agreement to Forfeit Founder Shares, dated as of March 20, 2018, by and among the Company, IEA Energy Services LLC, Wind Merger Sub I, Inc., Wind Merger Sub II, LLC, Infrastructure and Energy Alternatives, LLC, Oaktree Power Opportunities Fund III Delaware, L.P., Sponsor I LLC and Sponsor I LP.

F1 · ownership.nature: Mohsin Y. Meghji was inadvertently omitted as a filing person on the Form 4 filed by M III Sponsor I LP ("Sponsor I LP") and M III Acquisition Partners I Corp. on March 28, 2018 with respect to the reported transactions. The reported transactions reflect dispositions by Sponsor I LP prior to the transfer by Mohsin Y. Meghji of his ownership of M III Acquisition Partners I Corp. (see footnote 2).

F2 · ownership.nature: Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp., which is the sole general partner of Sponsor I LP. Mr. Meghji subsequently transferred the stock of M III Acquisition Partners I Corp. to an affiliate of its sole limited partner (reported on Form 4 filed on March 29, 2018). As a result of such transfer Mr. Meghji ceased to have beneficial ownership with respect to any shares of Common Stock owned by Sponsor I LP, including the 225,686 reported in column 5.

SEC source: 0001144204-18-033304 · tv496117_4a.xml · derivative · entry 7

Meghji Mohsin Y · CIK 0001202993 · Director · 10% owner

M III Sponsor I LLC · CIK 0001673683 · Director · 10% owner

M III Acquisition Partners I LLC · CIK 0001675016 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By M III Sponsor I LP

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-03-26

F5 · kind: On March 26, 2018, Mr. Meghji transferred the stock of the general partner of Sponsor LP to an affiliate of the limited partner of Sponsor LP and ceased to have beneficial ownership over any securities held by Sponsor LP. As a result of such transfer, Mr. Meghji has ceased to have beneficial ownership with respect to any shares of Common Stock or Warrants owned by Sponsor LP. Mr. Meghji will file any future reports solely in his capacity as a director of the Company.

F7 · price: Each warrant became exercisable to purchase one half share of common stock at an exercise price of $5.75 on April 25, 2018 and continues to be exercisable until expiry on March 26, 2023.

F2 · ownership.direct: On March 26, 2018, the Company completed the Business Combination and changed its name to Infrastructure and Energy Alternatives, Inc. Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp. and M III Acquisition Partners I Corp. was, at the time of the reported transaction, the general partner of Sponsor LP. Mr. Meghji also was at the time of the reported transaction and continues to be the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of Sponsor LLC. Mr. Meghji had sole voting and dispositive control over securities held by Sponsor LLC and Sponsor LP at the time of the reported transaction, and therefore may have been deemed to share beneficial ownership of the securities held by Sponsor LLC and Sponsor LP. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest.

SEC source: 0001144204-18-033304 · tv496117_4a.xml · derivative · entry 6

Meghji Mohsin Y · CIK 0001202993 · Director · 10% owner

M III Sponsor I LLC · CIK 0001673683 · Director · 10% owner

M III Acquisition Partners I LLC · CIK 0001675016 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By M III Sponsor I LLC

Disclosed balance after: 190,000

Underlying: Common Stock · 50,000 shares

Expires 2023-03-26

F6 · kind: Pro rata distribution, not for value, of warrants of the Company held by Sponsor LLC to certain of of its members.

F7 · price: Each warrant became exercisable to purchase one half share of common stock at an exercise price of $5.75 on April 25, 2018 and continues to be exercisable until expiry on March 26, 2023.

F2 · ownership.direct: On March 26, 2018, the Company completed the Business Combination and changed its name to Infrastructure and Energy Alternatives, Inc. Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp. and M III Acquisition Partners I Corp. was, at the time of the reported transaction, the general partner of Sponsor LP. Mr. Meghji also was at the time of the reported transaction and continues to be the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of Sponsor LLC. Mr. Meghji had sole voting and dispositive control over securities held by Sponsor LLC and Sponsor LP at the time of the reported transaction, and therefore may have been deemed to share beneficial ownership of the securities held by Sponsor LLC and Sponsor LP. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest.

SEC source: 0001144204-18-033304 · tv496117_4a.xml · nonDerivative · entry 5

Meghji Mohsin Y · CIK 0001202993 · Director · 10% owner

M III Sponsor I LLC · CIK 0001673683 · Director · 10% owner

M III Acquisition Partners I LLC · CIK 0001675016 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By M III Sponsor I LP

Disclosed balance after: 0

F5 · kind: On March 26, 2018, Mr. Meghji transferred the stock of the general partner of Sponsor LP to an affiliate of the limited partner of Sponsor LP and ceased to have beneficial ownership over any securities held by Sponsor LP. As a result of such transfer, Mr. Meghji has ceased to have beneficial ownership with respect to any shares of Common Stock or Warrants owned by Sponsor LP. Mr. Meghji will file any future reports solely in his capacity as a director of the Company.

F5 · price: On March 26, 2018, Mr. Meghji transferred the stock of the general partner of Sponsor LP to an affiliate of the limited partner of Sponsor LP and ceased to have beneficial ownership over any securities held by Sponsor LP. As a result of such transfer, Mr. Meghji has ceased to have beneficial ownership with respect to any shares of Common Stock or Warrants owned by Sponsor LP. Mr. Meghji will file any future reports solely in his capacity as a director of the Company.

F2 · ownership.direct: On March 26, 2018, the Company completed the Business Combination and changed its name to Infrastructure and Energy Alternatives, Inc. Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp. and M III Acquisition Partners I Corp. was, at the time of the reported transaction, the general partner of Sponsor LP. Mr. Meghji also was at the time of the reported transaction and continues to be the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of Sponsor LLC. Mr. Meghji had sole voting and dispositive control over securities held by Sponsor LLC and Sponsor LP at the time of the reported transaction, and therefore may have been deemed to share beneficial ownership of the securities held by Sponsor LLC and Sponsor LP. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest.

SEC source: 0001144204-18-033304 · tv496117_4a.xml · nonDerivative · entry 4

Meghji Mohsin Y · CIK 0001202993 · Director · 10% owner

M III Sponsor I LLC · CIK 0001673683 · Director · 10% owner

M III Acquisition Partners I LLC · CIK 0001675016 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By M III Sponsor I LP

Disclosed balance after: 233,231

F1 · kind: In connection with the closing of the initial business combination (the "Business Combination") of Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.) (the "Company"), M III Sponsor I LLC ("Sponsor LLC") and M III Sponsor I LP ("Sponsor LP") forfeited shares of the Company's common stock, par value $0.0001 ("Common Stock") and warrants of the Company that are exerciseable for Common Stock to the Company pursuant to the (i) the Forfeiture Agreement, dated as of March 7, 2018, by and among the Company, Sponsor LP and Sponsor LLC and (ii) the Waiver, Consent and Agreement to Forfeit Founder Shares, dated as of March 20, 2018, by and among the Company, IEA Energy Services LLC, Wind Merger Sub I, Inc., Wind Merger Sub II, LLC, Infrastructure and Energy Alternatives, LLC, Oaktree Power Opportunities Fund III Delaware, L.P., Sponsor LLC and Sponsor LP.

F1 · price: In connection with the closing of the initial business combination (the "Business Combination") of Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.) (the "Company"), M III Sponsor I LLC ("Sponsor LLC") and M III Sponsor I LP ("Sponsor LP") forfeited shares of the Company's common stock, par value $0.0001 ("Common Stock") and warrants of the Company that are exerciseable for Common Stock to the Company pursuant to the (i) the Forfeiture Agreement, dated as of March 7, 2018, by and among the Company, Sponsor LP and Sponsor LLC and (ii) the Waiver, Consent and Agreement to Forfeit Founder Shares, dated as of March 20, 2018, by and among the Company, IEA Energy Services LLC, Wind Merger Sub I, Inc., Wind Merger Sub II, LLC, Infrastructure and Energy Alternatives, LLC, Oaktree Power Opportunities Fund III Delaware, L.P., Sponsor LLC and Sponsor LP.

F2 · ownership.direct: On March 26, 2018, the Company completed the Business Combination and changed its name to Infrastructure and Energy Alternatives, Inc. Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp. and M III Acquisition Partners I Corp. was, at the time of the reported transaction, the general partner of Sponsor LP. Mr. Meghji also was at the time of the reported transaction and continues to be the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of Sponsor LLC. Mr. Meghji had sole voting and dispositive control over securities held by Sponsor LLC and Sponsor LP at the time of the reported transaction, and therefore may have been deemed to share beneficial ownership of the securities held by Sponsor LLC and Sponsor LP. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest.

SEC source: 0001144204-18-033304 · tv496117_4a.xml · nonDerivative · entry 3

Meghji Mohsin Y · CIK 0001202993 · Director · 10% owner

M III Sponsor I LLC · CIK 0001673683 · Director · 10% owner

M III Acquisition Partners I LLC · CIK 0001675016 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By M III Sponsor I LLC

Disclosed balance after: 1,400,492

F4 · kind: Pro rata distribution, not for value, of Common Stock held by Sponsor LLC to certain of of its members.

F4 · price: Pro rata distribution, not for value, of Common Stock held by Sponsor LLC to certain of of its members.

F2 · ownership.direct: On March 26, 2018, the Company completed the Business Combination and changed its name to Infrastructure and Energy Alternatives, Inc. Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp. and M III Acquisition Partners I Corp. was, at the time of the reported transaction, the general partner of Sponsor LP. Mr. Meghji also was at the time of the reported transaction and continues to be the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of Sponsor LLC. Mr. Meghji had sole voting and dispositive control over securities held by Sponsor LLC and Sponsor LP at the time of the reported transaction, and therefore may have been deemed to share beneficial ownership of the securities held by Sponsor LLC and Sponsor LP. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest.

SEC source: 0001144204-18-033304 · tv496117_4a.xml · nonDerivative · entry 2

Meghji Mohsin Y · CIK 0001202993 · Director · 10% owner

M III Sponsor I LLC · CIK 0001673683 · Director · 10% owner

M III Acquisition Partners I LLC · CIK 0001675016 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By M III Sponsor I LLC

Disclosed balance after: 3,035,860

F3 · kind: In connection with the closing of the Business Combination, Sponsor LLC transferred shares to third parties pursuant to various commitment agreements entered into by and among Sponsor LLC, Sponsor LP and such third parties.

F3 · price: In connection with the closing of the Business Combination, Sponsor LLC transferred shares to third parties pursuant to various commitment agreements entered into by and among Sponsor LLC, Sponsor LP and such third parties.

F2 · ownership.direct: On March 26, 2018, the Company completed the Business Combination and changed its name to Infrastructure and Energy Alternatives, Inc. Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp. and M III Acquisition Partners I Corp. was, at the time of the reported transaction, the general partner of Sponsor LP. Mr. Meghji also was at the time of the reported transaction and continues to be the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of Sponsor LLC. Mr. Meghji had sole voting and dispositive control over securities held by Sponsor LLC and Sponsor LP at the time of the reported transaction, and therefore may have been deemed to share beneficial ownership of the securities held by Sponsor LLC and Sponsor LP. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest.

SEC source: 0001144204-18-033304 · tv496117_4a.xml · nonDerivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director · 10% owner

M III Sponsor I LLC · CIK 0001673683 · Director · 10% owner

M III Acquisition Partners I LLC · CIK 0001675016 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By M III Sponsor I LLC

Disclosed balance after: 3,253,116

F1 · kind: In connection with the closing of the initial business combination (the "Business Combination") of Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.) (the "Company"), M III Sponsor I LLC ("Sponsor LLC") and M III Sponsor I LP ("Sponsor LP") forfeited shares of the Company's common stock, par value $0.0001 ("Common Stock") and warrants of the Company that are exerciseable for Common Stock to the Company pursuant to the (i) the Forfeiture Agreement, dated as of March 7, 2018, by and among the Company, Sponsor LP and Sponsor LLC and (ii) the Waiver, Consent and Agreement to Forfeit Founder Shares, dated as of March 20, 2018, by and among the Company, IEA Energy Services LLC, Wind Merger Sub I, Inc., Wind Merger Sub II, LLC, Infrastructure and Energy Alternatives, LLC, Oaktree Power Opportunities Fund III Delaware, L.P., Sponsor LLC and Sponsor LP.

F1 · price: In connection with the closing of the initial business combination (the "Business Combination") of Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.) (the "Company"), M III Sponsor I LLC ("Sponsor LLC") and M III Sponsor I LP ("Sponsor LP") forfeited shares of the Company's common stock, par value $0.0001 ("Common Stock") and warrants of the Company that are exerciseable for Common Stock to the Company pursuant to the (i) the Forfeiture Agreement, dated as of March 7, 2018, by and among the Company, Sponsor LP and Sponsor LLC and (ii) the Waiver, Consent and Agreement to Forfeit Founder Shares, dated as of March 20, 2018, by and among the Company, IEA Energy Services LLC, Wind Merger Sub I, Inc., Wind Merger Sub II, LLC, Infrastructure and Energy Alternatives, LLC, Oaktree Power Opportunities Fund III Delaware, L.P., Sponsor LLC and Sponsor LP.

F2 · ownership.direct: On March 26, 2018, the Company completed the Business Combination and changed its name to Infrastructure and Energy Alternatives, Inc. Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp. and M III Acquisition Partners I Corp. was, at the time of the reported transaction, the general partner of Sponsor LP. Mr. Meghji also was at the time of the reported transaction and continues to be the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of Sponsor LLC. Mr. Meghji had sole voting and dispositive control over securities held by Sponsor LLC and Sponsor LP at the time of the reported transaction, and therefore may have been deemed to share beneficial ownership of the securities held by Sponsor LLC and Sponsor LP. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest.

SEC source: 0001144204-17-029414 · v467807_form4.xml · derivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director · See Remarks · 10% owner

M III Sponsor I LP · CIK 0001673684 · Sponsor of registrant

M III Acquisition Partners I Corp. · CIK 0001675026 · General partner of sponsor

M III Sponsor I LLC · CIK 0001673683 · Sponsor of registrant

M III Acquisition Partners I LLC · CIK 0001675016 · Managing member of sponsor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,693,803

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F4 · price: Represents the weighted average purchase price of the warrants on such date. Warrants were acquired in multiple transactions at prices ranging from $0.37 per warrant to $0.39 per warrant. The reporting persons undertake to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants acquired at each separate price within the ranges set forth in this footnote.

F1 · derivative.exercise_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F1 · derivative.expiration_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F2 · balance_after: Includes 340,000 warrants included in the private placement units acquired by the reporting persons in connection with the registrant's initial public offering. Such warrants are subject to certain transfer restrictions and may be exercised for cash or on a cashless basis, and are not subject to redemption.

F3 · ownership.direct: These warrants were purchased directly by Mr. Meghji.

SEC source: 0001144204-17-028706 · v467537_form4.xml · derivative · entry 3

Meghji Mohsin Y · CIK 0001202993 · Director · See Remarks · 10% owner

M III Sponsor I LP · CIK 0001673684 · Sponsor of registrant

M III Acquisition Partners I Corp. · CIK 0001675026 · General partner of sponsor

M III Sponsor I LLC · CIK 0001673683 · Sponsor of registrant

M III Acquisition Partners I LLC · CIK 0001675016 · Managing member of sponsor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688,803

Underlying: Common Stock · 20,750 shares

Expires not disclosed

F4 · price: Represents the weighted average purchase price of the warrants on such date. Warrants were acquired in multiple transactions at prices ranging from $0.30 per warrant to $0.31 per warrant. The reporting persons undertake to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants acquired at each separate price within the ranges set forth in this footnote.

F1 · derivative.exercise_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F1 · derivative.expiration_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F2 · balance_after: Includes 340,000 warrants included in the private placement units acquired by the reporting persons in connection with the registrant's initial public offering. Such warrants are subject to certain transfer restrictions and may be exercised for cash or on a cashless basis, and are not subject to redemption.

F3 · ownership.direct: These warrants were purchased directly by Mr. Meghji.

SEC source: 0001144204-17-028706 · v467537_form4.xml · derivative · entry 2

Meghji Mohsin Y · CIK 0001202993 · Director · See Remarks · 10% owner

M III Sponsor I LP · CIK 0001673684 · Sponsor of registrant

M III Acquisition Partners I Corp. · CIK 0001675026 · General partner of sponsor

M III Sponsor I LLC · CIK 0001673683 · Sponsor of registrant

M III Acquisition Partners I LLC · CIK 0001675016 · Managing member of sponsor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,647,303

Underlying: Common Stock · 4,400 shares

Expires not disclosed

F1 · derivative.exercise_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F1 · derivative.expiration_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F2 · balance_after: Includes 340,000 warrants included in the private placement units acquired by the reporting persons in connection with the registrant's initial public offering. Such warrants are subject to certain transfer restrictions and may be exercised for cash or on a cashless basis, and are not subject to redemption.

F3 · ownership.direct: These warrants were purchased directly by Mr. Meghji.

SEC source: 0001144204-17-028706 · v467537_form4.xml · derivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director · See Remarks · 10% owner

M III Sponsor I LP · CIK 0001673684 · Sponsor of registrant

M III Acquisition Partners I Corp. · CIK 0001675026 · General partner of sponsor

M III Sponsor I LLC · CIK 0001673683 · Sponsor of registrant

M III Acquisition Partners I LLC · CIK 0001675016 · Managing member of sponsor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,638,503

Underlying: Common Stock · 2,050 shares

Expires not disclosed

F1 · derivative.exercise_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F1 · derivative.expiration_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F2 · balance_after: Includes 340,000 warrants included in the private placement units acquired by the reporting persons in connection with the registrant's initial public offering. Such warrants are subject to certain transfer restrictions and may be exercised for cash or on a cashless basis, and are not subject to redemption.

F3 · ownership.direct: These warrants were purchased directly by Mr. Meghji.

SEC source: 0001144204-16-138199 · v454560_4.xml · derivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director · See Remarks · 10% owner

M III Sponsor I LP · CIK 0001673684 · Sponsor of registrant

M III Acquisition Partners I Corp. · CIK 0001675026 · General partner of sponsor

M III Sponsor I LLC · CIK 0001673683 · Sponsor of registrant

M III Acquisition Partners I LLC · CIK 0001675016 · Managing member of sponsor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,634,403

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F2 · price: Represents the weighted average purchase price of the warrants on such date. Warrants were acquired in multiple transactions at prices ranging from $0.21 per warrant to $0.25 per warrant. The reporting persons undertake to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants acquired at each separate price within the ranges set forth in this footnote.

F1 · derivative.exercise_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F1 · derivative.expiration_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F3 · balance_after: Includes 340,000 warrants included in the private placement units acquired by the reporting persons in connection with the registrant's initial public offering. Such warrants are subject to certain transfer restrictions and may be exercised for cash or on a cashless basis, and are not subject to redemption. Excludes 120,000 warrants attributable to the private placement units that were inadvertently included in the Form 4s filed by the reporting persons on November 22, 2016 and December 2, 2016.

F4 · ownership.direct: These warrants were purchased directly by Mr. Meghji.

SEC source: 0001144204-16-137555 · v454298_4.xml · derivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director · See Remarks · 10% owner

M III Sponsor I LP · CIK 0001673684 · Sponsor to issuer

M III Acquisition Partners I Corp. · CIK 0001675026 · General partner of sponsor

M III Sponsor I LLC · CIK 0001673683 · Sponsor to issuer

M III Acquisition Partners I LLC · CIK 0001675016 · Managing member of sponsor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154,403

Underlying: Common Stock · 501 shares

Expires not disclosed

F1 · derivative.exercise_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F1 · derivative.expiration_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F2 · balance_after: Includes 460,000 warrants included in the private placement units acquired by the reporting persons in connection with the registrant's initial public offering. Such warrants are subject to certain transfer restrictions and may be exercised for cash or on a cashless basis, and are not subject to redemption.

F3 · ownership.direct: These warrants were purchased directly by Mr. Meghji.

SEC source: 0001144204-16-135980 · v453694_4.xml · derivative · entry 4

Meghji Mohsin Y · CIK 0001202993 · Director · See Remarks · 10% owner

M III Sponsor I LP · CIK 0001673684 · Sponsor to issuer

M III Acquisition Partners I Corp. · CIK 0001675026 · General partner of sponsor

M III Sponsor I LLC · CIK 0001673683 · Sponsor to issuer

M III Acquisition Partners I LLC · CIK 0001675016 · Managing member of sponsor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,400

Underlying: Common Stock · 2,750 shares

Expires not disclosed

F4 · security: These warrants are Public Warrants.

F3 · derivative.exercise_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Issuer's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F3 · derivative.expiration_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Issuer's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F7 · ownership.direct: Purchased directly by Mr. Meghji

SEC source: 0001144204-16-135980 · v453694_4.xml · derivative · entry 3

Meghji Mohsin Y · CIK 0001202993 · Director · See Remarks · 10% owner

M III Sponsor I LP · CIK 0001673684 · Sponsor to issuer

M III Acquisition Partners I Corp. · CIK 0001675026 · General partner of sponsor

M III Sponsor I LLC · CIK 0001673683 · Sponsor to issuer

M III Acquisition Partners I LLC · CIK 0001675016 · Managing member of sponsor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147,900

Underlying: Common Stock · 54,000 shares

Expires not disclosed

F4 · security: These warrants are Public Warrants.

F6 · price: Represents the weighted average purchase price of the warrants on such date. Warrants were acquired in multiple transactions at prices ranging from $0.20 per warrant to $0.21 per warrant. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants acquired at each separate price within the ranges set forth in this footnote.

F3 · derivative.exercise_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Issuer's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F3 · derivative.expiration_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Issuer's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F7 · ownership.direct: Purchased directly by Mr. Meghji

SEC source: 0001144204-16-135980 · v453694_4.xml · derivative · entry 2

Meghji Mohsin Y · CIK 0001202993 · Director · See Remarks · 10% owner

M III Sponsor I LP · CIK 0001673684 · Sponsor to issuer

M III Acquisition Partners I Corp. · CIK 0001675026 · General partner of sponsor

M III Sponsor I LLC · CIK 0001673683 · Sponsor to issuer

M III Acquisition Partners I LLC · CIK 0001675016 · Managing member of sponsor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,900

Underlying: Common Stock · 289,950 shares

Expires not disclosed

F4 · security: These warrants are Public Warrants.

F5 · price: Represents the weighted average purchase price of the warrants on such date. The warrants were acquired in multiple transactions at prices ranging from $0.21 per warrant to $0.22 per warrant. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants acquired at each separate price within the ranges set forth in this footnote.

F3 · derivative.exercise_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Issuer's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F3 · derivative.expiration_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Issuer's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F7 · ownership.direct: Purchased directly by Mr. Meghji

SEC source: 0001144204-18-033303 · tv496116_4.xml · nonDerivative · entry 2

Meghji Mohsin Y · CIK 0001202993 · Director · 10% owner

M III Sponsor I LP · CIK 0001673684 · Director · 10% owner

M III Acquisition Partners I Corp. · CIK 0001675026 · Director · 10% owner

M III Sponsor I LLC · CIK 0001673683 · Director · 10% owner

M III Acquisition Partners I LLC · CIK 0001675016 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By M III Sponsor I LP

Disclosed balance after: 272,522

F1 · kind: The reported transactions reflect the transfer by M III Sponsor I LLC of 54,505 shares of common stock and 10,000 warrants of Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.) (the "Issuer") to M III Sponsor I LP pursuant to an agreement dated September 13, 2016. Due to an administrative oversight, the reported transaction was not reflected on the books and records of the Issuer at the time.

F2 · price: The shares of common stock were transferred for $100,296.70 in the aggregate.

F3 · ownership.direct: Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp. and M III Acquisition Partners I Corp. was, at the time of the reported transaction, the general partner of M III Sponsor I LP. Mr. Meghji was at the time of the reported transactions and continues to be the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji had sole voting and dispositive control over securities held by M III Sponsor I LLC and M III Acquisition Partners I Corp. at the time of the reported transaction, and therefore may have been deemed to share beneficial ownership of the securities held by M III Sponsor I LLC and M III Sponsor I LP.

F4 · ownership.direct: Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest. On March 26, 2018, Mr. Meghji transferred the stock of the general partner of M III Sponsor I LP to an affiliate of the limited partner of M III Sponsor I LP and ceased to have beneficial ownership over any securities held by M III Sponsor I LP.

SEC source: 0001144204-18-033303 · tv496116_4.xml · nonDerivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director · 10% owner

M III Sponsor I LP · CIK 0001673684 · Director · 10% owner

M III Acquisition Partners I Corp. · CIK 0001675026 · Director · 10% owner

M III Sponsor I LLC · CIK 0001673683 · Director · 10% owner

M III Acquisition Partners I LLC · CIK 0001675016 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By M III Sponsor I LLC

Disclosed balance after: 3,777,478

F1 · kind: The reported transactions reflect the transfer by M III Sponsor I LLC of 54,505 shares of common stock and 10,000 warrants of Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.) (the "Issuer") to M III Sponsor I LP pursuant to an agreement dated September 13, 2016. Due to an administrative oversight, the reported transaction was not reflected on the books and records of the Issuer at the time.

F2 · price: The shares of common stock were transferred for $100,296.70 in the aggregate.

F3 · ownership.direct: Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp. and M III Acquisition Partners I Corp. was, at the time of the reported transaction, the general partner of M III Sponsor I LP. Mr. Meghji was at the time of the reported transactions and continues to be the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji had sole voting and dispositive control over securities held by M III Sponsor I LLC and M III Acquisition Partners I Corp. at the time of the reported transaction, and therefore may have been deemed to share beneficial ownership of the securities held by M III Sponsor I LLC and M III Sponsor I LP.

F4 · ownership.direct: Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest. On March 26, 2018, Mr. Meghji transferred the stock of the general partner of M III Sponsor I LP to an affiliate of the limited partner of M III Sponsor I LP and ceased to have beneficial ownership over any securities held by M III Sponsor I LP.

SEC source: 0001144204-16-135980 · v453694_4.xml · derivative · entry 1

Meghji Mohsin Y · CIK 0001202993 · Director · See Remarks · 10% owner

M III Sponsor I LP · CIK 0001673684 · Sponsor to issuer

M III Acquisition Partners I Corp. · CIK 0001675026 · General partner of sponsor

M III Sponsor I LLC · CIK 0001673683 · Sponsor to issuer

M III Acquisition Partners I LLC · CIK 0001675016 · Managing member of sponsor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,000

Underlying: Common Stock · 230,000 shares

Expires not disclosed

F1 · price: These warrants were included in the private placement units acquired pursuant to that certain Second Amended and Restated Unit Subscription Agreement, dated as of July 7, 2016, by and among M III Sponsor I LLC and M III Sponsor I LP (collectively, the "Sponsors") and M III Acquisition Corp. (the "Issuer") for $10.00 per unit. These warrants are substantially similar to the warrants included in the units sold in the Issuer's initial public offering (the "Public Warrants"). Such warrants are subject to certain transfer restrictions and may be exercised for cash or on a cashless basis, and are not subject to redemption.

F3 · derivative.exercise_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Issuer's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F3 · derivative.expiration_date: Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Issuer's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.

F2 · ownership.direct: Mohsin Y. Meghji, the Chairman and Chief Executive Officer of the Issuer, is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji is also the Chief Executive Officer of M III Acquisition Partners I Corp., which is the sole general partner of M III Sponsor I LP. Mr. Meghji has sole voting and dispositive control over the securities held by the Sponsors and may be deemed the beneficial owner of such securities.