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Nasdaq · USD

BIAF

bioAffinity Technologies, Inc.

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Tapewire entity
8368
SEC CIK
0001712762
Parsed reports
80

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2025 Filed Jan 14, 2025 16:15 UTC
GIRGENTI STEVENDirector · Executive Chairman
GrantCommon Stock 14,814 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-002148 · ownership.xml · nonDerivative · entry 1

GIRGENTI STEVEN · CIK 0001055530 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080,062

F1 · shares: Grant of restricted shares of common stock that vest pro rata on a monthly basis for 12 months commencing on February 10, 2025.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 21:15 UTC
Zannes MariaDirector · President & CEO
GrantCommon Stock 37,037 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-002150 · ownership.xml · nonDerivative · entry 1

Zannes Maria · CIK 0001481928 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,359

F1 · shares: Grant of restricted shares of common stock that vest pro rata on a monthly basis for 12 months commencing on February 10, 2025.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 21:15 UTC
Reveles Xavier TrinidadChief Operating Officer
GrantCommon Stock 21,604 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-002149 · ownership.xml · nonDerivative · entry 1

Reveles Xavier Trinidad · CIK 0001993507 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,943

F1 · shares: Grant of restricted shares of common stock that vest pro rata on a monthly basis for 12 months commencing on February 10, 2025.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 21:15 UTC GrantCommon Stock 6,172 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-002146 · ownership.xml · nonDerivative · entry 1

Edwards James Michael · CIK 0001947547 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,128

F1 · shares: Grant of restricted shares of common stock that vest pro rata on a monthly basis for 12 months commencing on February 10, 2025.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 21:15 UTC
Zannes Timothy PSecretary, EVP, Gen. Counsel
GrantCommon Stock 8,641 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-002147 · ownership.xml · nonDerivative · entry 1

Zannes Timothy P · CIK 0001947564 · Secretary, EVP, Gen. Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,765

F1 · shares: Grant of restricted shares of common stock that vest pro rata on a monthly basis for 12 months commencing on February 10, 2025.

Read SEC document
November 05, 2024 Filed Nov 6, 2024 00:05 UTC GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-043707 · ownership.xml · nonDerivative · entry 1

Edwards James Michael · CIK 0001947547 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,956

F1 · shares: Grant of restricted shares, which shares will vest 25% on each of (1) the grant date, (2) the one year anniversary of the grant date, (3) the two year anniversary of the grant date and (4) the three year anniversary of the grant date.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 18:47 UTC
GIRGENTI STEVENDirector · Executive Chairman
GrantCommon Stock 33,784 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026092 · ownership.xml · nonDerivative · entry 1

GIRGENTI STEVEN · CIK 0001055530 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,065,248

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest pro rata on a monthly basis for 12 months commencing on August 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 18:47 UTC
Platt JamieDirector
GrantCommon Stock 33,784 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026086 · ownership.xml · nonDerivative · entry 1

Platt Jamie · CIK 0002003040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,748

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest pro rata on a monthly basis for 12 months commencing on August 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 18:47 UTC
Rubin Gary DDirector · 10% owner
GrantCommon Stock 33,784 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026085 · ownership.xml · nonDerivative · entry 1

Rubin Gary D · CIK 0001947569 · Director · 10% owner

Harvey Sandler Revocable Trust · CIK 0001323253 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,597

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest pro rata on a monthly basis for 12 months commencing on August 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 22:47 UTC GrantCommon Stock 33,784 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026091 · ownership.xml · nonDerivative · entry 1

DIAMOND STUART · CIK 0001259438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,088

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest pro rata on a monthly basis for 12 months commencing on August 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 22:47 UTC GrantCommon Stock 33,784 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026089 · ownership.xml · nonDerivative · entry 1

Anderson Robert A. · CIK 0001730173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,936

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest pro rata on a monthly basis for 12 months commencing on August 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 22:47 UTC
Joyce RobyDirector
GrantCommon Stock 33,784 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026090 · ownership.xml · nonDerivative · entry 1

Joyce Roby · CIK 0001993055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,615

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest pro rata on a monthly basis for 12 months commencing on August 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 22:47 UTC
Zannes MariaDirector · President & CEO
GrantCommon Stock 33,784 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026087 · ownership.xml · nonDerivative · entry 1

Zannes Maria · CIK 0001481928 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,322

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest pro rata on a monthly basis for 12 months commencing on August 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 22:47 UTC GrantCommon Stock 33,784 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026088 · ownership.xml · nonDerivative · entry 1

KNIGHT PETER S · CIK 0001189792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,455

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest pro rata on a monthly basis for 12 months commencing on August 1, 2024.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:46 UTC
GIRGENTI STEVENDirector · Executive Chairman
GrantCommon Stock 8,296 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-023994 · ownership.xml · nonDerivative · entry 1

GIRGENTI STEVEN · CIK 0001055530 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,031,464

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest immediately.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:45 UTC
Platt JamieDirector
GrantCommon Stock 8,296 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-023997 · ownership.xml · nonDerivative · entry 1

Platt Jamie · CIK 0002003040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,964

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest immediately.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 21:27 UTC
Rubin Gary DDirector · 10% owner
GrantCommon Stock 8,296 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-024006 · ownership.xml · nonDerivative · entry 1

Rubin Gary D · CIK 0001947569 · Director · 10% owner

Harvey Sandler Revocable Trust · CIK 0001323253 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,813

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest immediately.

Read SEC document
June 12, 2024 Filed Jun 15, 2024 00:46 UTC GrantCommon Stock 8,296 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-023993 · ownership.xml · nonDerivative · entry 1

DIAMOND STUART · CIK 0001259438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,304

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest immediately.

Read SEC document
June 12, 2024 Filed Jun 15, 2024 00:45 UTC
Zannes MariaDirector · President & CEO
GrantCommon Stock 8,296 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-023998 · ownership.xml · nonDerivative · entry 1

Zannes Maria · CIK 0001481928 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,538

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest immediately.

Read SEC document
June 12, 2024 Filed Jun 15, 2024 00:45 UTC
Joyce RobyDirector
GrantCommon Stock 8,296 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-023995 · ownership.xml · nonDerivative · entry 1

Joyce Roby · CIK 0001993055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,831

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest immediately.

Read SEC document
June 12, 2024 Filed Jun 15, 2024 00:45 UTC GrantCommon Stock 8,296 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-023996 · ownership.xml · nonDerivative · entry 1

KNIGHT PETER S · CIK 0001189792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,671

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest immediately.

Read SEC document
June 12, 2024 Filed Jun 15, 2024 00:45 UTC GrantCommon Stock 8,296 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-023992 · ownership.xml · nonDerivative · entry 1

Anderson Robert A. · CIK 0001730173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,152

F1 · shares: Grant of restricted shares of common stock, par value $0.007 per share, that vest immediately.

Read SEC document
April 08, 2024 Filed Apr 24, 2024 20:00 UTC
Zannes MariaPresident & CEO
Exercise / conversionStock Option (right to buy) · Derivative 64,848 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001493152-24-015791 · ownership.xml · derivative · entry 3

Zannes Maria · CIK 0001481928 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,848 shares

Expires 2024-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in 7 equal monthly installments beginning on April 28, 2014.

Read SEC document
April 08, 2024 Filed Apr 24, 2024 20:00 UTC
Zannes MariaPresident & CEO
Tax withholdingCommon Stock 28,264 $2.65 $74,899.60
Disclosure

SEC source: 0001493152-24-015791 · ownership.xml · nonDerivative · entry 2

Zannes Maria · CIK 0001481928 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,242

F1 · kind: Represents shares withheld to cover the exercise price of the options exercised.

Read SEC document
April 08, 2024 Filed Apr 24, 2024 20:00 UTC
Zannes MariaPresident & CEO
Exercise / conversionCommon Stock 64,848 $1.16 $75,223.68
Disclosure

SEC source: 0001493152-24-015791 · ownership.xml · nonDerivative · entry 1

Zannes Maria · CIK 0001481928 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2024 Filed Apr 24, 2024 20:00 UTC
Zannes Timothy PSecretary, EVP, Gen. Counsel
Exercise / conversionStock Option (right to buy) · Derivative 64,848 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001493152-24-015790 · ownership.xml · derivative · entry 3

Zannes Timothy P · CIK 0001947564 · Secretary, EVP, Gen. Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,848 shares

Expires 2024-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in 7 equal monthly installments beginning on April 28, 2014.

Read SEC document
April 04, 2024 Filed Apr 24, 2024 20:00 UTC
Zannes Timothy PSecretary, EVP, Gen. Counsel
Tax withholdingCommon Stock 29,031 $2.58 $74,899.98
Disclosure

SEC source: 0001493152-24-015790 · ownership.xml · nonDerivative · entry 2

Zannes Timothy P · CIK 0001947564 · Secretary, EVP, Gen. Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,124

F1 · kind: Represents shares withheld to cover the exercise price of the options exercised.

Read SEC document
April 04, 2024 Filed Apr 24, 2024 20:00 UTC
Zannes Timothy PSecretary, EVP, Gen. Counsel
Exercise / conversionCommon Stock 64,848 $1.16 $75,223.68
Disclosure

SEC source: 0001493152-24-015790 · ownership.xml · nonDerivative · entry 1

Zannes Timothy P · CIK 0001947564 · Secretary, EVP, Gen. Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2024 Filed Apr 24, 2024 16:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 64,848 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001493152-24-015789 · ownership.xml · derivative · entry 4

GIRGENTI STEVEN · CIK 0001055530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,848 shares

Expires 2024-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in 7 equal monthly installments beginning on April 28, 2014.

Read SEC document
April 03, 2024 Filed Apr 24, 2024 16:00 UTC Tax withholdingCommon Stock 33,438 $2.24 $74,901.12
Disclosure

SEC source: 0001493152-24-015789 · ownership.xml · nonDerivative · entry 2

GIRGENTI STEVEN · CIK 0001055530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,023,168

F1 · kind: Represents shares withheld to cover the exercise price of the options exercised.

Read SEC document
April 03, 2024 Filed Apr 24, 2024 16:00 UTC Exercise / conversionCommon Stock 64,848 $1.16 $75,223.68
Disclosure

SEC source: 0001493152-24-015789 · ownership.xml · nonDerivative · entry 1

GIRGENTI STEVEN · CIK 0001055530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,056,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2024 Filed Mar 29, 2024 20:52 UTC Exercise / conversionStock Option (right to buy) · Derivative 64,848 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001493152-24-012011 · ownership.xml · derivative · entry 2

Anderson Robert A. · CIK 0001730173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,848 shares

Expires 2024-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested in 7 equal monthly installments beginning on May 28, 2014 and the balance of such option vested on December 28, 2014.

Read SEC document
February 26, 2024 Filed Mar 29, 2024 20:52 UTC Exercise / conversionCommon Stock 64,848 $1.16 $74,899.44
Disclosure

SEC source: 0001493152-24-012011 · ownership.xml · nonDerivative · entry 1

Anderson Robert A. · CIK 0001730173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Mar 29, 2024 16:53 UTC
GIRGENTI STEVENDirector · Executive Chairman
GrantCommon Stock 39,474 $1.52 $60,000.48
Disclosure

SEC source: 0001493152-24-012014 · ownership.xml · nonDerivative · entry 1

GIRGENTI STEVEN · CIK 0001055530 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 991,758

F1 · shares: Grant of restricted shares, which shares will vest in full on February 16, 2027, the third anniversary of the grant date.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 16:20 UTC
GIRGENTI STEVENDirector · Executive Chairman
GrantCommon Stock 11,943 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004760 · ownership.xml · nonDerivative · entry 1

GIRGENTI STEVEN · CIK 0001055530 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 952,284

F1 · shares: Grant of restricted shares, which shares will vest pro rata on a monthly basis for 12 months commencing on February 29, 2024.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 16:21 UTC
Rebel Vivienne IChief Sci. & Med. Officer, EVP
GrantCommon Stock 31,847 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004762 · ownership.xml · nonDerivative · entry 1

Rebel Vivienne I · CIK 0001947548 · Chief Sci. & Med. Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,228

F1 · shares: Grant of restricted shares, which shares will vest pro rata on a monthly basis for 12 months commencing on February 29, 2024.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:25 UTC
Zannes Timothy PSecretary, EVP, Gen. Counsel
GrantCommon Stock 6,688 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004768 · ownership.xml · nonDerivative · entry 1

Zannes Timothy P · CIK 0001947564 · Secretary, EVP, Gen. Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,307

F1 · shares: Grant of restricted shares, which shares will vest pro rata on a monthly basis for 12 months commencing on February 29, 2024.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:24 UTC
Zannes MariaDirector · President, CEO
GrantCommon Stock 23,885 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004766 · ownership.xml · nonDerivative · entry 1

Zannes Maria · CIK 0001481928 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,658

F1 · shares: Grant of restricted shares, which shares will vest pro rata on a monthly basis for 12 months commencing on February 29, 2024.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:17 UTC
Dougherty Michael PhilipChief Financial Officer
GrantCommon Stock 31,847 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004757 · ownership.xml · nonDerivative · entry 1

Dougherty Michael Philip · CIK 0001977228 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,203

F1 · shares: Grant of restricted shares, which shares will vest pro rata on a monthly basis for 12 months commencing on February 29, 2024.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:22 UTC
Reveles Xavier TrinidadChief Operating Officer
GrantCommon Stock 16,720 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004764 · ownership.xml · nonDerivative · entry 1

Reveles Xavier Trinidad · CIK 0001993507 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,339

F1 · shares: Grant of restricted shares, which shares will vest pro rata on a monthly basis for 12 months commencing on February 29, 2024.

Read SEC document
January 01, 2024 Filed Jan 24, 2024 20:52 UTC
GIRGENTI STEVENDirector · Executive Chairman
GrantCommon Stock 12,668 $1.48 $18,748.64
Disclosure

SEC source: 0001493152-24-003691 · ownership.xml · nonDerivative · entry 2

GIRGENTI STEVEN · CIK 0001055530 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 940,341

F2 · shares: Represents a grant from the Issuer to Mr. Girgenti of 12,668 restricted shares of Common Stock, on January 1, 2024 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest ratably over three months of continued service beginning on the date of grant and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year

Read SEC document
January 01, 2024 Filed Jan 24, 2024 20:52 UTC
Platt JamieDirector
GrantCommon Stock 12,668 $1.48 $18,748.64
Disclosure

SEC source: 0001493152-24-003694 · ownership.xml · nonDerivative · entry 1

Platt Jamie · CIK 0002003040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,668

F1 · shares: Represents a grant from the Issuer to Ms. Platt of 12,668 restricted shares of Common Stock, on January 1, 2024 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest ratably over three months of continued service beginning on the date of grant and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year.

Read SEC document
January 01, 2024 Filed Jan 24, 2024 20:52 UTC
Rubin Gary DDirector · 10% owner
GrantCommon Stock 12,668 $1.48 $18,748.64
Disclosure

SEC source: 0001493152-24-003695 · ownership.xml · nonDerivative · entry 2

Rubin Gary D · CIK 0001947569 · Director · 10% owner

Harvey Sandler Revocable Trust · CIK 0001323253 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,517

F2 · shares: Represents a grant from the Issuer to Mr. Rubin of 12,668 restricted shares of Common Stock, on January 1, 2024 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest ratably over three months of continued service beginning on the date of grant and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year.

Read SEC document
January 01, 2024 Filed Jan 25, 2024 01:52 UTC GrantCommon Stock 12,668 $1.48 $18,748.64
Disclosure

SEC source: 0001493152-24-003692 · ownership.xml · nonDerivative · entry 2

KNIGHT PETER S · CIK 0001189792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,375

F2 · shares: Represents a grant from the Issuer to Mr. Knight of 12,668 restricted shares of Common Stock, on January 1, 2024 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest ratably over three months of continued service beginning on the date of grant and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year

Read SEC document
January 01, 2024 Filed Jan 25, 2024 01:52 UTC
Zannes MariaDirector · President, CEO
GrantCommon Stock 12,668 $1.48 $18,748.64
Disclosure

SEC source: 0001493152-24-003696 · ownership.xml · nonDerivative · entry 2

Zannes Maria · CIK 0001481928 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,773

F2 · shares: Represents a grant from the Issuer to Ms. Zannes of 12,668 restricted shares of Common Stock, on January 1, 2024 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest ratably over three months of continued service beginning on the date of grant and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year.

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January 01, 2024 Filed Jan 25, 2024 01:52 UTC GrantCommon Stock 12,668 $1.48 $18,748.64
Disclosure

SEC source: 0001493152-24-003690 · ownership.xml · nonDerivative · entry 2

DIAMOND STUART · CIK 0001259438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,008

F2 · shares: Represents a grant from the Issuer to Mr. Diamond of 12,668 restricted shares of Common Stock, on January 1, 2024 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest ratably over three months of continued service beginning on the date of grant and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year

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January 01, 2024 Filed Jan 25, 2024 01:52 UTC GrantCommon Stock 12,668 $1.48 $18,748.64
Disclosure

SEC source: 0001493152-24-003689 · ownership.xml · nonDerivative · entry 2

Anderson Robert A. · CIK 0001730173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,008

F2 · shares: Represents a grant from the Issuer to Mr. Anderson of 12,668 restricted shares of Common Stock, on January 1, 2024 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest ratably over three months of continued service beginning on the date of grant and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year.

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January 01, 2024 Filed Jan 25, 2024 01:52 UTC
Joyce RobyDirector
GrantCommon Stock 12,668 $1.48 $18,748.64
Disclosure

SEC source: 0001493152-24-003697 · ownership.xml · nonDerivative · entry 2

Joyce Roby · CIK 0001993055 · Director

Joyce Living Trust · CIK 0001995778 · CO-TRUSTEE

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,535

F2 · shares: Represents a grant from the Issuer to Dr. Joyce of 12,668 restricted shares of Common Stock, on January 1, 2024 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest ratably over three months of continued service beginning on the date of grant and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year.

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October 01, 2023 Filed Jan 24, 2024 20:52 UTC
GIRGENTI STEVENDirector · Executive Chairman
GrantCommon Stock 11,867 $1.58 $18,749.86
Disclosure

SEC source: 0001493152-24-003691 · ownership.xml · nonDerivative · entry 1

GIRGENTI STEVEN · CIK 0001055530 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 927,673

F1 · shares: Represents a grant from the Issuer to Mr. Girgenti of 11,867 restricted shares of Common Stock, on October 1, 2023 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest ratably over three months of continued service beginning on the date of grant and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year.

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October 01, 2023 Filed Jan 24, 2024 20:52 UTC
Rubin Gary DDirector · 10% owner
GrantCommon Stock 11,867 $1.58 $18,749.86
Disclosure

SEC source: 0001493152-24-003695 · ownership.xml · nonDerivative · entry 1

Rubin Gary D · CIK 0001947569 · Director · 10% owner

Harvey Sandler Revocable Trust · CIK 0001323253 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,849

F1 · shares: Represents a grant from Issuer to Mr. Rubin of 11,867 restricted shares of Common Stock, on October 1, 2023 under the Issuer's 2014 Equity Incentive Plan, which shares of restricted stock will vest ratably over three months of continued service beginning on the date of grant and which represents a restricted stock award valued at $18,750 granted by the Issuer to each of its directors each quarter during the calendar year.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.