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person · Reporting owner

Borzi James W

Disclosed activity across 2 companies

Tapewire entity
75814
SEC CIK
0001495559

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BAXTER INTERNATIONAL INCBAX · Entity 1707EVP,Chief Supply Chain OfficerSeptember 02, 2025September 04, 2025
BECTON DICKINSON & COBDX · Entity 2498EVP & Chief Supply Chain OffcrNovember 30, 2018December 03, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BAXTER INTERNATIONAL INC

Report date September 02, 2025 · Filed September 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1 par valueSEC Table I · non-derivativeDirect71,948 Reported balance After 2025-09-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-09-02 · Tax withholding · Disposed 1,848 · Balance 71,948

F1: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on September 2, 2025 from the settlement of vested restricted stock units granted on September 1, 2023.

F2: Total includes the automatic reinvestment of dividends.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on September 2, 2025 from the settlement of vested restricted stock units granted on September 1, 2023.

F2: Total includes the automatic reinvestment of dividends.

BECTON DICKINSON & CO

Report date November 30, 2018 · Filed December 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,775 Ending reported balance After 2018-11-30 transaction · row 10
10 source rows · reconciled sequence

Row 1 · 2018-11-30 · Exercise / conversion · Acquired 1,413 · Balance 6,013

Row 2 · 2018-11-30 · Disposition to issuer · Disposed 755 · Balance 5,258

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Row 3 · 2018-11-30 · Sale · Disposed 658 · Balance 4,600

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Row 4 · 2018-11-30 · Exercise / conversion · Acquired 6,054 · Balance 10,654

Row 5 · 2018-11-30 · Disposition to issuer · Disposed 3,601 · Balance 7,053

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Row 6 · 2018-11-30 · Sale · Disposed 2,453 · Balance 4,600

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Row 7 · 2018-11-30 · Exercise / conversion · Acquired 2,938 · Balance 7,538

Row 8 · 2018-11-30 · Disposition to issuer · Disposed 1,987 · Balance 5,551

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Row 9 · 2018-11-30 · Sale · Disposed 951 · Balance 4,600

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Row 10 · 2018-11-30 · Sale · Disposed 1,825 · Balance 2,775

F2: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.18 through $252.54. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $134.73 · Expires 2024-11-25Direct0 Reported balance After 2018-11-30 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2018-11-30 · Exercise / conversion · Disposed 1,413 · Balance 0

F4: The stock appreciation rights vest in four annual installments beginning November 25, 2015.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $150.12 · Expires 2025-11-26Direct2,020 Reported balance After 2018-11-30 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2018-11-30 · Exercise / conversion · Disposed 6,054 · Balance 2,020

F5: The stock appreciation rights vest in four annual installments beginning November 26, 2016.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $170.69 · Expires 2026-11-26Direct2,941 Reported balance After 2018-11-30 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2018-11-30 · Exercise / conversion · Disposed 2,938 · Balance 2,941

F6: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Common StockSEC Table I · non-derivativeIndirect401(k) Trust126 Reported balance Holding disclosure · report date 2018-11-30 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 126

F3: Represents shares of common stock held under the Becton, Dickinson and Company 401(K) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of July 1, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

F2: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.18 through $252.54. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

F3: Represents shares of common stock held under the Becton, Dickinson and Company 401(K) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of July 1, 2018.

F4: The stock appreciation rights vest in four annual installments beginning November 25, 2015.

F5: The stock appreciation rights vest in four annual installments beginning November 26, 2016.

F6: The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2017 Filed Nov 28, 2017 14:52 UTC BECTON DICKINSON & CO BDX · Entity 2498 Tax withholdingCommon Stock 1,121 $0.00 $0.00
Disclosure

SEC source: 0001543407-17-000050 · edgar.xml · nonDerivative · entry 2

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586

F2 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I.

Read SEC document
November 25, 2017 Filed Nov 28, 2017 14:52 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 1,303 $0.00 $0.00
Disclosure

SEC source: 0001543407-17-000050 · edgar.xml · nonDerivative · entry 1

Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,707

F1 · shares: Represents shares vesting under performance units granted on November 25, 2014.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.