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person · Reporting owner

Russo Evan L

Disclosed activity across 2 companies

Tapewire entity
75515
SEC CIK
0001717489

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INCLGI · Entity 6181DirectorJuly 05, 2022July 13, 2022
Lazard, Inc.LAZ · Entity 4031CEO of Asset ManagementSeptember 09, 2025September 11, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC

Report date July 05, 2022 · Filed July 13, 2022

This filing explicitly reported no securities owned.

Lazard, Inc.

Report date September 09, 2025 · Filed September 11, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect227,915 Last balance in matching sequence After 2025-09-11 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2025-09-09 · Gift · Disposed 15,000 · Balance 302,915

F1: Represents shares of Common Stock that the Reporting Person donated as a bona fide gift to a charitable donor advised fund.

F2: Amount excludes (i) 358,299 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

Row 2 · 2025-09-10 · Sale · Disposed 25,000 · Balance 277,915

F3: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 10, 2025 in trades with average execution prices ranging from $55.70 to $55.75, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

F2: Amount excludes (i) 358,299 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

Row 3 · 2025-09-11 · Sale · Disposed 50,000 · Balance 227,915

F4: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 11, 2025 in trades with average execution prices ranging from $56.90 to $57.06, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

F2: Amount excludes (i) 358,299 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Common Stock that the Reporting Person donated as a bona fide gift to a charitable donor advised fund.

F2: Amount excludes (i) 358,299 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

F3: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 10, 2025 in trades with average execution prices ranging from $55.70 to $55.75, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

F4: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 11, 2025 in trades with average execution prices ranging from $56.90 to $57.06, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2019 Filed Nov 26, 2019 19:31 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 531 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058211 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,534

Underlying: Class A Common Stock · 531 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") and RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 226 will vest on or around March 2, 2020 and 305 will vest on or around March 1, 2021.

F3 · derivative.expiration_date: Of these RSUs, 226 will vest on or around March 2, 2020 and 305 will vest on or around March 1, 2021.

F4 · balance_after: Amount excludes 86,634 shares of Class A Common Stock and 4,080 PRSUs directly or indirectly beneficially owned by the reporting person.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 18:27 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 594 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-046883 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,003

Underlying: Class A Common Stock · 594 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") and RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 253 will vest on or around March 2, 2020 and 341 will vest on or around March 1, 2021.

F3 · derivative.expiration_date: Of these RSUs, 253 will vest on or around March 2, 2020 and 341 will vest on or around March 1, 2021.

F4 · balance_after: Amount excludes 86,634 shares of Class A Common Stock and 4,080 PRSUs directly or indirectly beneficially owned by the reporting person.

Read SEC document
May 17, 2019 Filed May 21, 2019 18:03 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 559 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-031829 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,409

Underlying: Class A Common Stock · 559 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") and RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 238 will vest on or around March 2, 2020 and 321 will vest on or around March 1, 2021.

F3 · derivative.expiration_date: Of these RSUs, 238 will vest on or around March 2, 2020 and 321 will vest on or around March 1, 2021.

F4 · balance_after: Amount excludes 86,634 shares of Class A Common Stock and 4,080 PRSUs directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:20 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 27,306 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017063 · doc4.xml · derivative · entry 9

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,850

Underlying: Class A Common Stock · 27,306 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:20 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 672 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017063 · doc4.xml · derivative · entry 8

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,156

Underlying: Class A Common Stock · 672 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:20 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017063 · doc4.xml · derivative · entry 7

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,828

Underlying: Class A Common Stock · 1,661 shares

Expires not disclosed

F5 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit and RSU awards.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · derivative.exercise_date: Of these RSUs, 672 vested on March 1, 2019, 421 will vest on or around March 2, 2020, and 568 will vest on or around March 1, 2021.

F7 · derivative.expiration_date: Of these RSUs, 672 vested on March 1, 2019, 421 will vest on or around March 2, 2020, and 568 will vest on or around March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:20 UTC Lazard, Inc. LAZ · Entity 4031 Tax withholdingClass A Common Stock 22,875 $37.43 $856,211.25
Disclosure

SEC source: 0001209191-19-017063 · doc4.xml · nonDerivative · entry 6

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,634

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs and Restricted Class A Common Stock, as applicable.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs and Restricted Class A Common Stock referenced in Footnote (1).

F4 · balance_after: Amount excludes 4,080 Performance-based Restricted Stock Units directly or indirectly owned by the reporting person.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:20 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 15,672 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017063 · doc4.xml · nonDerivative · entry 5

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:20 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Class A Common Stock 15,672 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017063 · doc4.xml · nonDerivative · entry 4

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:20 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 27,306 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017063 · doc4.xml · nonDerivative · entry 3

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:20 UTC Lazard, Inc. LAZ · Entity 4031 Tax withholdingClass A Common Stock 359 $37.43 $13,437.37
Disclosure

SEC source: 0001209191-19-017063 · doc4.xml · nonDerivative · entry 2

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,531

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs and Restricted Class A Common Stock, as applicable.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs and Restricted Class A Common Stock referenced in Footnote (1).

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:20 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 672 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017063 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 18:04 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Stock Units · Derivative 4,080 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-013153 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,080

Underlying: Class A Common Stock · 4,080 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These PRSUs will vest on or around March 1, 2021.

F3 · derivative.expiration_date: These PRSUs will vest on or around March 1, 2021.

F4 · balance_after: Amount excludes 66,218 shares of Class A Common Stock, 15,672 shares of Restricted Class A Common Stock and 51,167 Restricted Stock Units directly or indirectly beneficially owned by the reporting person

Read SEC document
November 16, 2018 Filed Nov 19, 2018 18:59 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 772 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059326 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,167

Underlying: Class A Common Stock · 772 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") and RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 313 will vest on or around March 1, 2019, 196 will vest on or around March 2, 2020, and 263 will vest on or around March 1, 2021.

F3 · derivative.expiration_date: Of these RSUs, 313 will vest on or around March 1, 2019, 196 will vest on or around March 2, 2020, and 263 will vest on or around March 1, 2021.

F4 · balance_after: Amount excludes 66,218 shares of Class A Common Stock and 15,672 shares of Restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 18:01 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 596 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-047818 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,395

Underlying: Class A Common Stock · 596 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") and RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 241 will vest on or around March 1, 2019, 151 will vest on or around March 2, 2020, and 204 will vest on or around March 1, 2021.

F3 · derivative.expiration_date: Of these RSUs, 241 will vest on or around March 1, 2019, 151 will vest on or around March 2, 2020, and 204 will vest on or around March 1, 2021.

F4 · balance_after: Amount excludes 66,218 shares of Class A Common Stock and 15,672 shares of Restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
May 18, 2018 Filed May 22, 2018 18:33 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 527 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-032418 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,799

Underlying: Class A Common Stock · 527 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") and RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 214 will vest on or around March 1, 2019, 133 will vest on or around March 2, 2020, and 180 will vest on or around March 1, 2021.

F3 · derivative.expiration_date: Of these RSUs, 214 will vest on or around March 1, 2019, 133 will vest on or around March 2, 2020, and 180 will vest on or around March 1, 2021.

F4 · balance_after: Amount excludes 66,218 shares of Class A Common Stock and 15,672 shares of Restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:51 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 20,595 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016895 · doc4.xml · derivative · entry 4

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,272

Underlying: Class A Common Stock · 20,595 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:51 UTC Lazard, Inc. LAZ · Entity 4031 Tax withholdingClass A Common Stock 15,900 $53.97 $858,123.00
Disclosure

SEC source: 0001209191-18-016895 · doc4.xml · nonDerivative · entry 3

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,218

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs and Restricted Class A Common Stock.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:51 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 30,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016895 · doc4.xml · nonDerivative · entry 2

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:51 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Class A Common Stock 9,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016895 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 18:20 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 2,682 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-013566 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,867

Underlying: Class A Common Stock · 2,682 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") and RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 641 will vest on or around March 1, 2018, 826 will vest on or around March 1, 2019, 517 will vest on or around March 2, 2020 and 698 will vest on or around March 1, 2021.

F3 · derivative.expiration_date: Of these RSUs, 641 will vest on or around March 1, 2018, 826 will vest on or around March 1, 2019, 517 will vest on or around March 2, 2020 and 698 will vest on or around March 1, 2021.

F4 · balance_after: Amount excludes 51,554 shares of Class A Common Stock and 25,641 shares of Restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 18:08 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 8,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008529 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,185

Underlying: Class A Common Stock · 8,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock of Lazard Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in two tranches: approximately 33% will vest on or around March 2, 2020 and approximately 67% will vest on or around March 1, 2021.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in two tranches: approximately 33% will vest on or around March 2, 2020 and approximately 67% will vest on or around March 1, 2021.

F3 · balance_after: Amount excludes (a) 51,554 shares of Class A Common Stock directly or indirectly beneficially owned outright by the reporting person and (b) 25,641 shares of restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 18:15 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 521 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062166 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,025

Underlying: Class A Common Stock · 521 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 176 will vest on or around March 1, 2018, 227 will vest on or around March 1, 2019, and 118 will vest on or around March 2, 2020.

F3 · derivative.expiration_date: Of these RSUs, 176 will vest on or around March 1, 2018, 227 will vest on or around March 1, 2019, and 118 will vest on or around March 2, 2020.

F4 · balance_after: Amount excludes 51,554 shares of Class A Common Stock and 25,641 shares of Restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.