Feinstein Norman

SEC source: 0001193125-26-395541 · ownership.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,572.313

F1 · shares: Shares of common stock were granted to the reporting person under the Issuer's Independent Director Restricted Share Plan. These shares were issued on account of the reporting person's service as a non-employee director of the Issuer and without additional consideration. The shares become vested in equal installments of 33-1/3% on September 16, 2027, September 16, 2028 and September 16, 2029, subject to the reporting person's continued service to the Issuer, provided that 100% of any then unvested shares becomes fully vested upon the consummation of a liquidity event or the reporting person's death or disability.

F2 · balance_after: Includes shares of common stock previously acquired through the Issuer's Distribution Reinvestment Plan (DRP).

SEC source: 0001193125-25-209125 · ownership.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,843.8164

F1 · shares: Shares of common stock were granted to the reporting person under the Issuer's Employee and Director Restricted Share Plan. These shares were issued on account of the reporting person's service as a non-employee director of the Issuer and without additional consideration. The shares become vested in equal installments of 33-1/3% on September 18, 2026, September 18, 2027 and September 18, 2028, subject to the reporting person's continued service to the Issuer, provided that 100% of any then unvested shares becomes fully vested upon the consummation of a liquidity event or the reporting person's death or disability.

F2 · balance_after: Includes shares of common stock previously acquired through the Issuer's distribution reinvestment plan (DRP).

SEC source: 0001690012-24-000001 · primary_doc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,219.955

F1 · shares: Shares of common stock were granted to the reporting person under the Issuer's Employee and Director Restricted Share Plan. These shares were issued on account of the reporting person's service as a non-employee director of the Issuer and without additional consideration. The shares become vested in equal installments of 33-1/3% on September 12, 2025, September 12, 2026 and September 12, 2027, subject to the reporting person's continued service to the Issuer, provided that 100% of any then unvested shares becomes fully vested upon the consummation of a liquidity event or the reporting person's death or disability.

F2 · balance_after: Includes shares of common stock previously acquired through the Issuer's distribution reinvestment plan (DRP).

SEC source: 0001690012-23-000001 · primary_doc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,616.207

F1 · shares: Shares of common stock were granted to the reporting person under the Issuer's Employee and Director Restricted Share Plan. These shares were issued on account of the reporting person's service as a non-employee director of the Issuer and without additional consideration. The shares become vested in equal installments of 33-1/3% on September 29, 2024, September 29, 2025 and September 29, 2026, subject to the reporting person's continued service to the Issuer; provided that 100% of any then unvested shares becomes fully vested upon the consummation of a liquidity event or the reporting person's death or disability.

F2 · balance_after: Includes shares of common stock acquired through the Issuer's distribution reinvestment plan (DRP), including 40.268 shares acquired through the DRP since the reporting person's last Form 4 filing.

SEC source: 0001437749-23-020066 · rdgdoc.xml · derivative · entry 9

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2033-03-06

F2 · price: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

F2 · derivative.exercise_date: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

SEC source: 0001437749-23-020066 · rdgdoc.xml · derivative · entry 8

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2032-05-03

F2 · price: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

F2 · derivative.exercise_date: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

SEC source: 0001437749-23-020066 · rdgdoc.xml · derivative · entry 7

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2031-04-01

F2 · price: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

F2 · derivative.exercise_date: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

SEC source: 0001437749-23-020066 · rdgdoc.xml · derivative · entry 6

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2030-02-26

F2 · price: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

F2 · derivative.exercise_date: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

SEC source: 0001437749-23-020066 · rdgdoc.xml · derivative · entry 5

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2029-02-26

F2 · price: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

F2 · derivative.exercise_date: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

SEC source: 0001437749-23-020066 · rdgdoc.xml · derivative · entry 4

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2027-03-28

F2 · price: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

F2 · derivative.exercise_date: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

SEC source: 0001437749-23-020066 · rdgdoc.xml · derivative · entry 3

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,166 shares

Expires 2027-12-29

F2 · price: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

F2 · derivative.exercise_date: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

SEC source: 0001437749-23-020066 · rdgdoc.xml · nonDerivative · entry 2

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Profit Sharing Plan

Disclosed balance after: 0

F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger dated as of December 13, 2022, as amended by the amendments thereto (the "Merger Agreement"), by and among Malvern Bancorp, Inc. (the "Company"), Malvern Bank, National Association, First Bank, and FB Merger Subsidiary LLC. Pursuant to the Merger Agreement each share of Company common stock was converted into .7733 shares of common stock of First Bank and $7.80 in cash.

SEC source: 0001437749-23-020066 · rdgdoc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger dated as of December 13, 2022, as amended by the amendments thereto (the "Merger Agreement"), by and among Malvern Bancorp, Inc. (the "Company"), Malvern Bank, National Association, First Bank, and FB Merger Subsidiary LLC. Pursuant to the Merger Agreement each share of Company common stock was converted into .7733 shares of common stock of First Bank and $7.80 in cash.

SEC source: 0001437749-23-019482 · rdgdoc.xml · nonDerivative · entry 2

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,448.85

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the corporation's 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001437749-23-019482 · rdgdoc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,266.2

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the corporation's 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001437749-23-012268 · rdgdoc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,112.72

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001437749-23-009461 · rdgdoc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,920.34

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001437749-23-005702 · rdgdoc.xml · derivative · entry 3

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2033-03-06

F2 · derivative.exercise_date: This restricted stock option becomes exercisable in five (5) annual, twenty percent (20%) increments beginning on the one-year anniversary of the grant date and was granted under the Company's 2014 Long-Term Incentive Compensation Plan.

SEC source: 0001437749-23-005702 · rdgdoc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,764.262

F1 · kind: The 700 restricted shares vest in five (5) annual twenty percent (20%) increments beginning on the one year anniversary of the grant date and were granted under the Company's 2014 Long-Term Incentive Compensation Plan.

SEC source: 0001437749-23-005327 · rdgdoc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,064.262

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001437749-23-002451 · rdgdoc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,928.09

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001437749-23-000561 · rdgdoc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,664.68

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001437749-22-028448 · rdgdoc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,543.61

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001437749-22-025817 · rdgdoc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,341.09

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001690012-22-000006 · primary_doc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,001.922

F1 · shares: Shares of common stock were granted to the reporting person under the Issuer's Employee and Director Restricted Share Plan. These shares were issued on account of the reporting person's service as a non-employee director of the Issuer and without additional consideration. The shares become vested in equal installments of 33-1/3% on October 3, 2023, October 3, 2024 and October 3, 2025, subject to the reporting person's continued service to the Issuer; provided that 100% of any then unvested shares becomes fully vested upon the consummation of a liquidity event or the reporting person's death or disability.

F2 · balance_after: Includes 87.938 shares of Class I common stock acquired through the Issuer's distribution reinvestment plan.

SEC source: 0001209191-22-052790 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,020.366

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-22-049191 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,783.238

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-22-044270 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,678.092

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-22-041683 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,496.17

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-22-034027 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,237

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-22-027299 · doc4.xml · derivative · entry 4

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2032-05-03

F3 · derivative.exercise_date: The restricted stock option become exercisable in five (5) annual twenty percent (20%) increments beginning on the one-year anniversary of the grant date and were granted under the Company's 2014 Long-Term Incentive Compensation Plan

SEC source: 0001209191-22-027299 · doc4.xml · nonDerivative · entry 2

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,057

F2 · shares: The 700 restricted shares vest in five (5) annual twenty percent (20%) increments beginning on the one year anniversary of the grant date and were granted under the Company's 2014 Long-Term Incentive Compensation Plan.

SEC source: 0001209191-22-027299 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,357

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-22-022936 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 15,732.667

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-22-015499 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 15,466.642

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-22-006753 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 15,289.319

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-22-001880 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 15,118.074

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-21-067960 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 14,999.052

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-21-062816 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 14,836.145

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001690012-21-000002 · primary_doc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402.522

F1 · shares: Shares of common stock were granted to the reporting person under the Issuer's Independent Director Restricted Share Plan. These shares were issued on account of the reporting person's service as an independent director of the Issuer and without additional consideration. The shares become vested in equal installments of 33-1/3% on October 14, 2022, October 14, 2023 and October 14, 2024, subject to the reporting person's continued service to the Issuer; provided that 100% of any then unvested shares becomes fully vested upon the consummation of a liquidity event or the reporting person's death or disability.

F2 · balance_after: Includes 37.708 shares of Class I common stock acquired through the Issuer's distribution reinvestment plan.

SEC source: 0001209191-21-059559 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 14,694.074

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-21-054704 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 14,465.983

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-21-049708 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 14,323.17

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-21-045362 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 14,141.518

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-21-037772 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 13,987.068

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-21-030521 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 13,845.94

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-21-025688 · doc4.xml · derivative · entry 3

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-04-01

F3 · derivative.exercise_date: The restricted stock option become exercisable in five (5) annual twenty percent (20%) increments beginning on the one-year anniversary of the grant date and were granted under the Company's 2014 Long-Term Incentive Compensation Plan

SEC source: 0001209191-21-025688 · doc4.xml · nonDerivative · entry 2

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,616

F2 · shares: The 700 restricted shares vest in five (5) twenty percent (20%) increments beginning on the one year anniversary of the grant date and were granted under the Company's 2014 Long-Term Incentive Compensation Plan.

SEC source: 0001209191-21-025688 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 13,691.24

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001209191-21-017606 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 13,549.849

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.