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Feinstein Norman

Disclosed activity across 2 companies

Tapewire entity
75108
SEC CIK
0001678873

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
InPoint Commercial Real Estate Income, Inc.N/A · Entity 9020DirectorSeptember 16, 2026September 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

InPoint Commercial Real Estate Income, Inc.

Report date September 16, 2026 · Filed September 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class I Common StockSEC Table I · non-derivativeDirect4,572.313 Reported balance After 2026-09-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-16 · Grant · Acquired 728.4966 · Balance 4,572.313

F1: Shares of common stock were granted to the reporting person under the Issuer's Independent Director Restricted Share Plan. These shares were issued on account of the reporting person's service as a non-employee director of the Issuer and without additional consideration. The shares become vested in equal installments of 33-1/3% on September 16, 2027, September 16, 2028 and September 16, 2029, subject to the reporting person's continued service to the Issuer, provided that 100% of any then unvested shares becomes fully vested upon the consummation of a liquidity event or the reporting person's death or disability.

F2: Includes shares of common stock previously acquired through the Issuer's Distribution Reinvestment Plan (DRP).

Class P Common StockSEC Table I · non-derivativeDirect800 Reported balance Holding disclosure · report date 2026-09-16 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 800

Class P Common StockSEC Table I · non-derivativeIndirectBy Aspen Holdings Profit Sharing Plan4,000 Reported balance Holding disclosure · report date 2026-09-16 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,000

Filing footnotes · ownership attribution and instrument terms

F1: Shares of common stock were granted to the reporting person under the Issuer's Independent Director Restricted Share Plan. These shares were issued on account of the reporting person's service as a non-employee director of the Issuer and without additional consideration. The shares become vested in equal installments of 33-1/3% on September 16, 2027, September 16, 2028 and September 16, 2029, subject to the reporting person's continued service to the Issuer, provided that 100% of any then unvested shares becomes fully vested upon the consummation of a liquidity event or the reporting person's death or disability.

F2: Includes shares of common stock previously acquired through the Issuer's Distribution Reinvestment Plan (DRP).

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MALVERN BANCORP, INC.

Report date July 17, 2023 · Filed July 17, 2023

Section 16 reporting ended · disclosed 2023-07-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-07-17 transaction · row 1
1 source row

Row 1 · 2023-07-17 · Disposition to issuer · Disposed 9,448.85 · Balance 0

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger dated as of December 13, 2022, as amended by the amendments thereto (the "Merger Agreement"), by and among Malvern Bancorp, Inc. (the "Company"), Malvern Bank, National Association, First Bank, and FB Merger Subsidiary LLC. Pursuant to the Merger Agreement each share of Company common stock was converted into .7733 shares of common stock of First Bank and $7.80 in cash.

Common StockSEC Table I · non-derivativeIndirectProfit Sharing Plan0 Reported balance After 2023-07-17 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-07-17 · Disposition to issuer · Disposed 14,140 · Balance 0

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger dated as of December 13, 2022, as amended by the amendments thereto (the "Merger Agreement"), by and among Malvern Bancorp, Inc. (the "Company"), Malvern Bank, National Association, First Bank, and FB Merger Subsidiary LLC. Pursuant to the Merger Agreement each share of Company common stock was converted into .7733 shares of common stock of First Bank and $7.80 in cash.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.20 · Expires 2027-12-29Direct0 Reported balance After 2023-07-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-07-17 · Disposition to issuer · Disposed 1,166 · Balance 0

F2: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2027-03-28Direct0 Reported balance After 2023-07-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-07-17 · Disposition to issuer · Disposed 1,000 · Balance 0

F2: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $20.90 · Expires 2029-02-26Direct0 Reported balance After 2023-07-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-07-17 · Disposition to issuer · Disposed 1,000 · Balance 0

F2: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $20.28 · Expires 2030-02-26Direct0 Reported balance After 2023-07-17 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-07-17 · Disposition to issuer · Disposed 1,000 · Balance 0

F2: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $18.69 · Expires 2031-04-01Direct0 Reported balance After 2023-07-17 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-07-17 · Disposition to issuer · Disposed 1,000 · Balance 0

F2: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.05 · Expires 2032-05-03Direct0 Reported balance After 2023-07-17 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-07-17 · Disposition to issuer · Disposed 1,000 · Balance 0

F2: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $17.86 · Expires 2033-03-06Direct0 Reported balance After 2023-07-17 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-07-17 · Disposition to issuer · Disposed 1,000 · Balance 0

F2: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger dated as of December 13, 2022, as amended by the amendments thereto (the "Merger Agreement"), by and among Malvern Bancorp, Inc. (the "Company"), Malvern Bank, National Association, First Bank, and FB Merger Subsidiary LLC. Pursuant to the Merger Agreement each share of Company common stock was converted into .7733 shares of common stock of First Bank and $7.80 in cash.

F2: These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2021 Filed Feb 3, 2021 19:24 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 PurchaseCommon Stock 197.713 $15.86 $3,135.73
Disclosure

SEC source: 0001209191-21-007524 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 13,387.353

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:29 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 PurchaseCommon Stock 171.468 $15.50 $2,657.75
Disclosure

SEC source: 0001209191-21-002266 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 13,189.64

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 17:21 UTC InPoint Commercial Real Estate Income, Inc. n/a · Entity 9020 GrantClass I Common Stock 464.225 $0.00 $0.00
Disclosure

SEC source: 0001690012-20-000006 · primary_doc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872.492

F1 · shares: Shares of common stock were granted to the reporting person under the Issuer's Independent Director Restricted Share Plan. These shares were issued on account of the reporting person's service as an independent director of the Issuer and without additional consideration. The shares become vested in equal installments of 33-1/3% on December 1, 2021, December 1, 2022 and December 1, 2023, subject to the reporting person's continued service to the Issuer; provided that 100% of any then unvested shares becomes fully vested upon the consummation of a liquidity event or the reporting person's death or disability.

F2 · balance_after: Includes 9.306 shares of Class I common stock acquired through the Issuer's distribution reinvestment plan.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:09 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 PurchaseCommon Stock 166.724 $15.94 $2,657.58
Disclosure

SEC source: 0001209191-20-061701 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 13,018.172

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 20:07 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 PurchaseCommon Stock 148.895 $12.72 $1,893.94
Disclosure

SEC source: 0001209191-20-057045 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 12,851.448

F1 · kind: The purchases reported in this Form 4 were effected pursuant to the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:51 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 PurchaseCommon Stock 241.799 $11.98 $2,896.75
Disclosure

SEC source: 0001209191-20-053939 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 12,702.553

F1 · balance_after: Includes shares acquired through the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:03 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 PurchaseCommon Stock 167.941 $12.70 $2,132.85
Disclosure

SEC source: 0001209191-20-049454 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 12,460.754

F1 · balance_after: Includes shares acquired through the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 19:56 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 PurchaseCommon Stock 198.291 $12.20 $2,419.15
Disclosure

SEC source: 0001209191-20-045319 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 12,292.813

F1 · balance_after: Includes shares acquired through the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:54 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 PurchaseCommon Stock 173.522 $12.92 $2,241.90
Disclosure

SEC source: 0001209191-20-041379 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 12,094.522

F1 · balance_after: Includes shares acquired through the Corporations' 2016 Automatic Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
May 13, 2020 Filed May 15, 2020 16:01 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 PurchaseCommon Stock 2,265 $11.00 $24,915.00
Disclosure

SEC source: 0000899243-20-013215 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 11,921

Read SEC document
February 26, 2020 Filed Feb 28, 2020 19:34 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 GrantStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $20.28 $0.00
Disclosure

SEC source: 0001731122-20-000220 · ownership.xml · derivative · entry 3

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-02-26

F2 · derivative.exercise_date: The restricted stock option become exercisable in five (5) annual twenty percent (20%) increments beginning on the one-year anniversary of the grant date and were granted under the Company's 2014 Long-term Incentive Compensation Plan.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 19:34 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 GrantCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001731122-20-000220 · ownership.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916

F1 · shares: The restricted stock awards vest in five (5) annual twenty percent (20%) increments beginning on the one-year anniversary of the grant date and were granted under the Company's 2014 Long-Term Incentive Compensation Plan.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 18:29 UTC InPoint Commercial Real Estate Income, Inc. n/a · Entity 9020 GrantClass I Common Stock 398.961 $0.00 $0.00
Disclosure

SEC source: 0001690012-19-000025 · primary_doc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398.961

F1 · price: Shares of common stock were granted to the reporting person under the Issuer's Independent Director Restricted Share Plan. These shares were issued on account of the reporting person's service as an independent director of the Issuer and without additional consideration. The shares become vested in equal installments of 33-1/3% on December 2, 2020, December 2, 2021 and December 2, 2022, subject to the reporting person's continued service to the Issuer; provided that 100% of any then unvested shares becomes fully vested upon the consummation of a liquidity event or the reporting person's death or disability.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 17:42 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 PurchaseCommon Stock 1,730 $20.79 $35,966.70
Disclosure

SEC source: 0000899243-19-008957 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 9,656

Read SEC document
February 26, 2019 Filed Feb 28, 2019 16:27 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 GrantStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $20.90 $0.00
Disclosure

SEC source: 0000899243-19-005232 · doc4.xml · derivative · entry 3

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-02-26

F2 · derivative.exercise_date: The option becomes exercisable in five annual 20% increments beginning on the one-year anniversary of the grant date and were granted under the Company's 2014 Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2019 Filed Feb 28, 2019 16:27 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 GrantCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005232 · doc4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216

F1 · shares: The 700 restricted shares vest in five annual 20% increments beginning on the one-year anniversary of the grant date and were granted under the Company's 2014 Long-Term Incentive Compensation Plan

Read SEC document
January 07, 2019 Filed Jan 8, 2019 20:02 UTC InPoint Commercial Real Estate Income, Inc. n/a · Entity 9020 GrantClass P Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001690012-19-000003 · primary_doc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

F1 · price: Shares of common stock were granted to the reporting person under the Issuer's Independent Director Restricted Share Plan. These shares were issued on account of the reporting person's service as an independent director of the Issuer and without additional consideration. The shares become vested in equal installments of 33-1/3% on January 7, 2020, January 7, 2021 and January 7, 2022, subject to the reporting person's continued service to the Issuer; provided that 100% of any then unvested shares becomes fully vested upon the consummation of a liquidity event or the reporting person's death or disability.

F2 · balance_after: Includes 4,000 shares held through the Aspen Holdings Profit Sharing Plan.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 12:11 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 PurchaseCommon Stock 2,380 $21.00 $49,980.00
Disclosure

SEC source: 0001615774-18-010722 · s113179_form4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Holdings Profit Sharing Plan

Disclosed balance after: 7,926

Read SEC document
March 01, 2018 Filed Mar 1, 2018 20:14 UTC InPoint Commercial Real Estate Income, Inc. n/a · Entity 9020 GrantClass P Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001690012-18-000007 · primary_doc.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

F1 · price: Shares of common stock were granted to the reporting person under the Issuer's Independent Director Restricted Share Plan. These shares were issued on account of the reporting person's service as an independent director of the Issuer and without additional consideration. The shares become vested in equal installments of 33-1/3% on March 1, 2019, March 1, 2020 and March 1, 2021, subject to the reporting person's continued service to the Issuer; provided that 100% of any then unvested shares becomes fully vested upon the consummation of a liquidity event or the reporting person's death or disability.

F2 · balance_after: Includes 4,000 shares held through the Aspen Holdings Profit Sharing Plan.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:25 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 GrantStock Option (right to buy) · Derivative 1,166 $0.00 Strike: $26.20 $0.00
Disclosure

SEC source: 0001615774-18-000090 · s108630_form4.xml · derivative · entry 3

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166

Underlying: Common Stock · 1,166 shares

Expires 2027-12-29

F2 · derivative.exercise_date: The option becomes exercisable in five 20% increments beginning on the one year anniversary of the grant date and were granted under the Company's 2014 Long-Tern Incentive Compensation Plan

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:25 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 GrantCommon Stock 816 $0.00 $0.00
Disclosure

SEC source: 0001615774-18-000090 · s108630_form4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516

F1 · shares: The 816 restricted shares vest in five 20% increments beginning on the one year anniversary of the grant date and were granted under the Company's 2014 Long-Term Incentive Compensation Plan

Read SEC document
March 28, 2017 Filed Apr 10, 2017 19:50 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 GrantStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001615774-17-001607 · s105780_form4.xml · derivative · entry 3

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2022-03-28

F2 · derivative.exercise_date: The option becomes exercisable in five equal annual installments on March 28, 2018, 2019, 2020, 2021, 2022

Read SEC document
March 28, 2017 Filed Apr 10, 2017 19:50 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 GrantCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001615774-17-001607 · s105780_form4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

F1 · balance_after: The 700 restricted shares granted on March 28, 2017 vest in five 20% increments beginning on the one year anniversary of the grant date and were granted under the Company's 2014 Long-Term Incentive Compensation Plan

Read SEC document
December 12, 2016 Filed Dec 13, 2016 17:06 UTC MALVERN BANCORP, INC. MLVF · Entity 111349 PurchaseCommon Stock 2,406 $20.75 $49,924.50
Disclosure

SEC source: 0001615774-16-008876 · s104932_form4.xml · nonDerivative · entry 1

Feinstein Norman · CIK 0001678873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Profit Sharing

Disclosed balance after: 5,546

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.