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Kohn Leslie

Disclosed activity across 1 company

Tapewire entity
75101
SEC CIK
0001558645

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMBARELLA INCAMBA · Entity 4248Director · Chief Technology OfficerSeptember 17, 2025September 19, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMBARELLA INC

Report date September 17, 2025 · Filed September 19, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect977,428 Reported balance After 2025-09-17 transaction · row 1
1 source row

Row 1 · 2025-09-17 · Sale · Disposed 2,249 · Balance 977,428

F1: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2020 Filed Dec 1, 2020 23:42 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 20,000 $78.55 $1,571,000.00
Disclosure

SEC source: 0001280263-20-000132 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,505

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $78.10 to $79.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 22:17 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,369 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001280263-20-000127 · edgardoc.xml · derivative · entry 6

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,369 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on September 8, 2014.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 22:17 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 1,450 $74.11 $107,465.45
Disclosure

SEC source: 0001280263-20-000127 · edgardoc.xml · nonDerivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921,505

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F5 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $73.96 to $74.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 22:17 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 4,450 $73.39 $326,576.60
Disclosure

SEC source: 0001280263-20-000127 · edgardoc.xml · nonDerivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,955

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $72.96 to $73.86 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 22:17 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 7,200 $72.38 $521,110.80
Disclosure

SEC source: 0001280263-20-000127 · edgardoc.xml · nonDerivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927,405

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F3 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $71.78 to $72.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 22:17 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 4,200 $70.75 $297,136.98
Disclosure

SEC source: 0001280263-20-000127 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,605

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $70.67 to $71.52 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 22:17 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 4,369 $38.92 $170,041.48
Disclosure

SEC source: 0001280263-20-000127 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 01:24 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,800 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001280263-20-000123 · edgardoc.xml · derivative · entry 6

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,369

Underlying: Ordinary Shares · 1,800 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on September 8, 2014.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 01:24 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 1,800 $67.50 $121,505.58
Disclosure

SEC source: 0001280263-20-000123 · edgardoc.xml · nonDerivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,436

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $67.25 to $67.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 01:24 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 1,800 $38.92 $70,056.00
Disclosure

SEC source: 0001280263-20-000123 · edgardoc.xml · nonDerivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 01:24 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 900 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001280263-20-000123 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,169

Underlying: Ordinary Shares · 900 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on September 8, 2014.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 01:24 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 900 $66.97 $60,273.00
Disclosure

SEC source: 0001280263-20-000123 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,436

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 01:24 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 900 $38.92 $35,028.00
Disclosure

SEC source: 0001280263-20-000123 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 00:22 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001280263-20-000121 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,069

Underlying: Ordinary Shares · 10,000 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on September 8, 2014.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 00:22 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 10,000 $62.00 $620,000.00
Disclosure

SEC source: 0001280263-20-000121 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,436

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 00:22 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 10,000 $38.92 $389,200.00
Disclosure

SEC source: 0001280263-20-000121 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:19 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,331 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001280263-20-000119 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,069

Underlying: Ordinary Shares · 3,331 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on September 8, 2014.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:19 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,445 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001280263-20-000119 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,445 shares

Expires 2021-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on August 1, 2011.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:19 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 7,776 $62.09 $482,806.40
Disclosure

SEC source: 0001280263-20-000119 · edgardoc.xml · nonDerivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,436

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $62.00 to $62.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:19 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 3,331 $38.92 $129,642.52
Disclosure

SEC source: 0001280263-20-000119 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:19 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 4,445 $8.82 $39,204.90
Disclosure

SEC source: 0001280263-20-000119 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:54 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,735 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000104 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,347

Underlying: Ordinary Shares · 2,735 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:54 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,967 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000104 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,802

Underlying: Ordinary Shares · 2,967 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:54 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 4,037 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000104 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,111

Underlying: Ordinary Shares · 4,037 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:54 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 4,891 $53.18 $260,084.31
Disclosure

SEC source: 0001280263-20-000104 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,436

F2 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:54 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 9,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-20-000104 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 17, 2020 Filed Jun 24, 2020 21:01 UTC AMBARELLA INC AMBA · Entity 4248 GiftOrdinary Shares 15,000 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000085 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,588

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,734 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000074 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,082

Underlying: Ordinary Shares · 2,734 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,967 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000074 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,769

Underlying: Ordinary Shares · 2,967 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 4,037 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000074 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,148

Underlying: Ordinary Shares · 4,037 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 4,890 $52.13 $254,921.57
Disclosure

SEC source: 0001280263-20-000074 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944,588

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 9,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-20-000074 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 21:06 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 2,540 $47.81 $121,447.81
Disclosure

SEC source: 0001280263-20-000046 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,740

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 21:06 UTC AMBARELLA INC AMBA · Entity 4248 GrantOrdinary Shares 6,713 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000046 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,280

F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2020 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:00 UTC AMBARELLA INC AMBA · Entity 4248 GrantRestricted Stock Units · Derivative 32,816 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000035 · edgardoc.xml · derivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,816

Underlying: Ordinary Shares · 32,816 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:00 UTC AMBARELLA INC AMBA · Entity 4248 GrantPerformance Stock Units · Derivative 32,816 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000035 · edgardoc.xml · derivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,816

Underlying: Ordinary Shares · 32,816 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 32,816 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 32,816 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023.

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March 17, 2020 Filed Mar 19, 2020 21:44 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,967 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000019 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,736

Underlying: Ordinary Shares · 2,967 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 21:44 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 4,037 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000019 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,185

Underlying: Ordinary Shares · 4,037 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 21:44 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 11,199 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000019 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 11,199 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: On March 28, 2017, reporting person was granted an RSU award covering a target of 11,199 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% - 150% of the Target RSU Number becoming eligible to vest, subject to certain adjustments. On February 26, 2018, the Company's Board of Directors determined the performance criteria for the RSUs had been satisfied at a level that resulted in 100% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to time-based vesting requirements, 100% of the award would vest on March 15, 2020, subject to possible adjustment based on a total stockholder return ("TSR") performance metric covering the period of February 1, 2017 to January 31, 2020 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the RSUs eligible to vest were reduced by 25%. A total of 8,399 ordinary shares were delivered to reporting person.

F3 · derivative.expiration_date: On March 28, 2017, reporting person was granted an RSU award covering a target of 11,199 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% - 150% of the Target RSU Number becoming eligible to vest, subject to certain adjustments. On February 26, 2018, the Company's Board of Directors determined the performance criteria for the RSUs had been satisfied at a level that resulted in 100% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to time-based vesting requirements, 100% of the award would vest on March 15, 2020, subject to possible adjustment based on a total stockholder return ("TSR") performance metric covering the period of February 1, 2017 to January 31, 2020 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the RSUs eligible to vest were reduced by 25%. A total of 8,399 ordinary shares were delivered to reporting person.

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March 17, 2020 Filed Mar 19, 2020 21:44 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 6,607 $38.99 $257,593.72
Disclosure

SEC source: 0001280263-20-000019 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,567

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 21:44 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 15,403 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-20-000019 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:04 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,967 $0.00 $0.00
Disclosure

SEC source: 0001280263-19-000120 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,703

Underlying: Ordinary Shares · 2,967 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:04 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 4,037 $0.00 $0.00
Disclosure

SEC source: 0001280263-19-000120 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,222

Underlying: Ordinary Shares · 4,037 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:04 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 3,420 $56.31 $192,594.56
Disclosure

SEC source: 0001280263-19-000120 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926,771

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:04 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 7,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-19-000120 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 21:00 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,967 $0.00 $0.00
Disclosure

SEC source: 0001280263-19-000090 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,670

Underlying: Ordinary Shares · 2,967 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 21:00 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 4,037 $0.00 $0.00
Disclosure

SEC source: 0001280263-19-000090 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,259

Underlying: Ordinary Shares · 4,037 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 21:00 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,614 $0.00 $0.00
Disclosure

SEC source: 0001280263-19-000090 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,614 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 21:00 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 6,345 $64.14 $406,983.53
Disclosure

SEC source: 0001280263-19-000090 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,187

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 21:00 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 9,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-19-000090 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.