Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMBARELLA INCAMBA · Entity 4248 | Director · Chief Technology Officer | September 17, 2025 | September 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMBARELLA INC
Report date September 17, 2025 · Filed September 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 977,428 |
Reported balance
After 2025-09-17 transaction · row 1
1 source rowRow 1 · 2025-09-17 · Sale · Disposed 2,249 · Balance 977,428 F1: Shares sold to pay tax obligations resulting from the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2022 Filed Mar 18, 2022 21:34 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 77,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-22-000028 · edgardoc.xml · nonDerivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| March 14, 2022 Filed Mar 14, 2022 22:00 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 1,825 | $84.42 | $154,066.50 |
DisclosureSEC source: 0001280263-22-000022 · edgardoc.xml · nonDerivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,339 F1 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 00:41 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantOrdinary Shares | 5,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-22-000015 · edgardoc.xml · nonDerivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863,164 F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2022 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 22:34 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 917 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000144 · edgardoc.xml · derivative · entry 5 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,255 Underlying: Ordinary Shares · 917 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021. F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 22:34 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000144 · edgardoc.xml · derivative · entry 4 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,674 Underlying: Ordinary Shares · 2,734 shares Expires 2023-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 22:34 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000144 · edgardoc.xml · derivative · entry 3 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,967 Underlying: Ordinary Shares · 2,967 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 22:34 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 3,644 | $188.88 | $688,278.72 |
DisclosureSEC source: 0001280263-21-000144 · edgardoc.xml · nonDerivative · entry 2 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,086 F2 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 22:34 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 6,618 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-21-000144 · edgardoc.xml · nonDerivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| December 08, 2021 Filed Jan 31, 2022 21:17 UTC | AMBARELLA INC AMBA · Entity 4248 | GiftOrdinary Shares | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-22-000006 · edgardoc.xml · nonDerivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,112 Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:17 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 3,414 | $192.69 | $657,843.66 |
DisclosureSEC source: 0001280263-21-000116 · edgardoc.xml · nonDerivative · entry 2 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,112 F2 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:17 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 6,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-21-000116 · edgardoc.xml · nonDerivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 21:10 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 917 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000092 · edgardoc.xml · derivative · entry 3 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,172 Underlying: Ordinary Shares · 917 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 21:10 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000092 · edgardoc.xml · derivative · entry 2 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,408 Underlying: Ordinary Shares · 2,735 shares Expires 2023-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 21:10 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000092 · edgardoc.xml · derivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,934 Underlying: Ordinary Shares · 2,967 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. F2 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 21:22 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 917 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000059 · edgardoc.xml · derivative · entry 6 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,089 Underlying: Ordinary Shares · 917 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021. F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 21:22 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000059 · edgardoc.xml · derivative · entry 5 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,143 Underlying: Ordinary Shares · 2,735 shares Expires 2023-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 21:22 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000059 · edgardoc.xml · derivative · entry 4 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,901 Underlying: Ordinary Shares · 2,967 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 21:22 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 4,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000059 · edgardoc.xml · derivative · entry 3 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,037 shares Expires 2021-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018. F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 21:22 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 5,444 | $101.39 | $551,967.16 |
DisclosureSEC source: 0001280263-21-000059 · edgardoc.xml · nonDerivative · entry 2 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,907 F2 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 21:22 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 10,656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-21-000059 · edgardoc.xml · nonDerivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:01 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000022 · edgardoc.xml · derivative · entry 6 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,878 Underlying: Ordinary Shares · 2,734 shares Expires 2023-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:01 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000022 · edgardoc.xml · derivative · entry 5 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,868 Underlying: Ordinary Shares · 2,967 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:01 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 4,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000022 · edgardoc.xml · derivative · entry 4 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,037 Underlying: Ordinary Shares · 4,037 shares Expires 2021-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:01 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 41,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000022 · edgardoc.xml · derivative · entry 3 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 41,522 shares Expires 2021-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: On June 7, 2018, reporting person was granted an RSU award covering a target of 20,761 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 200% of the Target RSU Number becoming eligible to vest, subject to certain adjustments. On February 28, 2019, the Company's Board of Directors determined the performance criteria had been satisfied at a level that resulted in 200% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to time-based vesting requirements, the award would vest on March 15, 2021, subject to possible adjustment based on a total stockholder return ("TSR") performance metric for the period February 1, 2018 to January 31, 2021 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the RSUs eligible to vest were reduced by 25% of the Target RSU Number. A total of 36,332 ordinary shares were delivered to reporting person. F3 · derivative.expiration_date: On June 7, 2018, reporting person was granted an RSU award covering a target of 20,761 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 200% of the Target RSU Number becoming eligible to vest, subject to certain adjustments. On February 28, 2019, the Company's Board of Directors determined the performance criteria had been satisfied at a level that resulted in 200% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to time-based vesting requirements, the award would vest on March 15, 2021, subject to possible adjustment based on a total stockholder return ("TSR") performance metric for the period February 1, 2018 to January 31, 2021 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the RSUs eligible to vest were reduced by 25% of the Target RSU Number. A total of 36,332 ordinary shares were delivered to reporting person. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:01 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 22,417 | $112.00 | $2,510,704.00 |
DisclosureSEC source: 0001280263-21-000022 · edgardoc.xml · nonDerivative · entry 2 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,695 F2 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:01 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 46,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-21-000022 · edgardoc.xml · nonDerivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:46 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 864 | $109.70 | $94,780.80 |
DisclosureSEC source: 0001280263-21-000010 · edgardoc.xml · nonDerivative · entry 2 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,042 F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:46 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantOrdinary Shares | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000010 · edgardoc.xml · nonDerivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,906 F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2021 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share. Read SEC document |
| March 04, 2021 Filed Mar 31, 2021 20:17 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantRestricted Stock Units · Derivative | 11,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000037 · edgardoc.xml · derivative · entry 2 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,006 Underlying: Ordinary Shares · 11,006 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021. F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021. Read SEC document |
| March 04, 2021 Filed Mar 31, 2021 20:17 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantPerformance Stock Units · Derivative | 11,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-21-000037 · edgardoc.xml · derivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,006 Underlying: Ordinary Shares · 11,006 shares Expires 2024-03-15 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 11,006 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2021 through January 31, 2024. F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 11,006 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2021 through January 31, 2024. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:34 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 12,942 | $128.50 | $1,663,067.71 |
DisclosureSEC source: 0001280263-21-000002 · edgardoc.xml · nonDerivative · entry 6 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,550 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. F7 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $128.10 to $128.76 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:34 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 1,395 | $127.41 | $177,736.81 |
DisclosureSEC source: 0001280263-21-000002 · edgardoc.xml · nonDerivative · entry 5 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,492 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. F6 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $127.10 to $128.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:34 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 1,111 | $126.72 | $140,787.81 |
DisclosureSEC source: 0001280263-21-000002 · edgardoc.xml · nonDerivative · entry 4 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,887 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. F5 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $126.10 to $127.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:34 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 2,052 | $125.52 | $257,573.20 |
DisclosureSEC source: 0001280263-21-000002 · edgardoc.xml · nonDerivative · entry 3 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 851,998 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $125.09 to $126.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:34 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 2,000 | $124.64 | $249,271.00 |
DisclosureSEC source: 0001280263-21-000002 · edgardoc.xml · nonDerivative · entry 2 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,050 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. F3 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $124.08 to $125.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:34 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 500 | $123.29 | $61,647.00 |
DisclosureSEC source: 0001280263-21-000002 · edgardoc.xml · nonDerivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856,050 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $122.77 to $123.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 22:48 UTC | AMBARELLA INC AMBA · Entity 4248 | GiftOrdinary Shares | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-20-000164 · edgardoc.xml · nonDerivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856,550 Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:44 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-20-000151 · edgardoc.xml · derivative · entry 9 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,612 Underlying: Ordinary Shares · 2,735 shares Expires 2023-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F10 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. F10 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:44 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 2,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-20-000151 · edgardoc.xml · derivative · entry 8 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,835 Underlying: Ordinary Shares · 2,967 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F9 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. F9 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:44 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 4,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-20-000151 · edgardoc.xml · derivative · entry 7 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,074 Underlying: Ordinary Shares · 4,037 shares Expires 2021-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F8 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018. F8 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:44 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 400 | $92.49 | $36,995.00 |
DisclosureSEC source: 0001280263-20-000151 · edgardoc.xml · nonDerivative · entry 6 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,050 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. F7 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $92.48 to $92.49 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:44 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 1,400 | $91.50 | $128,094.54 |
DisclosureSEC source: 0001280263-20-000151 · edgardoc.xml · nonDerivative · entry 5 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,450 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. F6 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $91.20 to $91.74 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:44 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 5,545 | $90.22 | $500,253.27 |
DisclosureSEC source: 0001280263-20-000151 · edgardoc.xml · nonDerivative · entry 4 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,850 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. F5 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $90.03 to $90.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:44 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 12,655 | $89.72 | $1,135,383.82 |
DisclosureSEC source: 0001280263-20-000151 · edgardoc.xml · nonDerivative · entry 3 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,395 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $89.03 to $90.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:44 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 4,970 | $90.25 | $448,542.50 |
DisclosureSEC source: 0001280263-20-000151 · edgardoc.xml · nonDerivative · entry 2 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884,050 F2 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:44 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 9,739 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-20-000151 · edgardoc.xml · nonDerivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| December 04, 2020 Filed Dec 4, 2020 22:07 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 10,000 | $92.15 | $921,500.00 |
DisclosureSEC source: 0001280263-20-000143 · edgardoc.xml · nonDerivative · entry 4 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,281 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:07 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 34 | $86.46 | $2,939.64 |
DisclosureSEC source: 0001280263-20-000143 · edgardoc.xml · nonDerivative · entry 3 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,281 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:07 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 7,500 | $85.50 | $641,235.00 |
DisclosureSEC source: 0001280263-20-000143 · edgardoc.xml · nonDerivative · entry 2 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,315 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. F3 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $85.3500 to $85.9900 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:07 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 4,690 | $84.86 | $398,003.25 |
DisclosureSEC source: 0001280263-20-000143 · edgardoc.xml · nonDerivative · entry 1 Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,815 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $84.3500 to $85.3350 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.