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Kohn Leslie

Disclosed activity across 1 company

Tapewire entity
75101
SEC CIK
0001558645

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMBARELLA INCAMBA · Entity 4248Director · Chief Technology OfficerSeptember 17, 2025September 19, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMBARELLA INC

Report date September 17, 2025 · Filed September 19, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect977,428 Reported balance After 2025-09-17 transaction · row 1
1 source row

Row 1 · 2025-09-17 · Sale · Disposed 2,249 · Balance 977,428

F1: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2019 Filed Jun 19, 2019 20:24 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,967 $0.00 $0.00
Disclosure

SEC source: 0001280263-19-000047 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,637

Underlying: Ordinary Shares · 2,967 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:24 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 4,037 $0.00 $0.00
Disclosure

SEC source: 0001280263-19-000047 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,296

Underlying: Ordinary Shares · 4,037 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:24 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0001280263-19-000047 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614

Underlying: Ordinary Shares · 2,613 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:24 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 4,438 $43.06 $191,083.86
Disclosure

SEC source: 0001280263-19-000047 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919,914

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:24 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 9,617 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-19-000047 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 19, 2019 Filed Mar 20, 2019 22:45 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 4,037 $0.00 $0.00
Disclosure

SEC source: 0001280263-19-000022 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,333

Underlying: Ordinary Shares · 4,037 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
March 19, 2019 Filed Mar 20, 2019 22:45 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0001280263-19-000022 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,227

Underlying: Ordinary Shares · 2,613 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
March 19, 2019 Filed Mar 20, 2019 22:45 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 3,571 $43.48 $155,282.79
Disclosure

SEC source: 0001280263-19-000022 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914,735

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
March 19, 2019 Filed Mar 20, 2019 22:45 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 6,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-19-000022 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 22:30 UTC AMBARELLA INC AMBA · Entity 4248 GrantRestricted Stock Units · Derivative 35,604 $0.00 $0.00
Disclosure

SEC source: 0001280263-19-000015 · edgardoc.xml · derivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,604

Underlying: Ordinary Shares · 35,604 shares

Expires 2022-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 22:30 UTC AMBARELLA INC AMBA · Entity 4248 GrantPerformance Stock Units · Derivative 35,604 $0.00 $0.00
Disclosure

SEC source: 0001280263-19-000015 · edgardoc.xml · derivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,604

Underlying: Ordinary Shares · 35,604 shares

Expires 2022-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 35,604 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2019 through January 31, 2022.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 35,604 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2019 through January 31, 2022.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 00:26 UTC AMBARELLA INC AMBA · Entity 4248 GrantRestricted Stock Units · Derivative 41,522 $0.00 $0.00
Disclosure

SEC source: 0001280263-19-000006 · edgardoc.xml · derivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,522

Underlying: Ordinary Shares · 41,522 shares

Expires 2021-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: On June 7, 2018, reporting person was granted an award of RSUs covering a target of 20,761 ordinary shares (the "Target RSU Number"), subject to the satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 200% of the Target RSU Number becoming eligible to vest, subject to certain adjustments as described below. On February 28, 2019, the Company's Board of Directors determined that the performance criteria for the RSUs had been satisfied at a level that resulted in 200% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to the time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2021, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs eligible to vest on March 15, 2021 may be increased or decreased by 25% or may remain the same, based on attainment of specified levels of the Company's total stockholder return.

F2 · derivative.expiration_date: On June 7, 2018, reporting person was granted an award of RSUs covering a target of 20,761 ordinary shares (the "Target RSU Number"), subject to the satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 200% of the Target RSU Number becoming eligible to vest, subject to certain adjustments as described below. On February 28, 2019, the Company's Board of Directors determined that the performance criteria for the RSUs had been satisfied at a level that resulted in 200% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to the time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2021, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs eligible to vest on March 15, 2021 may be increased or decreased by 25% or may remain the same, based on attainment of specified levels of the Company's total stockholder return.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 4,037 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000127 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,370

Underlying: Ordinary Shares · 4,037 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000127 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,840

Underlying: Ordinary Shares · 2,613 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 4,990 $38.00 $189,620.00
Disclosure

SEC source: 0001280263-18-000127 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,656

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:36 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 6,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000127 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:56 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 6,799 $35.46 $241,092.54
Disclosure

SEC source: 0001280263-18-000098 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,996

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000098 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,975 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 4,036 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000098 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,407

Underlying: Ordinary Shares · 4,036 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000098 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,453

Underlying: Ordinary Shares · 2,613 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:56 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 9,624 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000098 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000052 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,975

Underlying: Ordinary Shares · 2,975 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000052 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,066

Underlying: Ordinary Shares · 2,613 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 3,097 $43.27 $134,007.19
Disclosure

SEC source: 0001280263-18-000052 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,171

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:23 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 5,588 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000052 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 21:59 UTC AMBARELLA INC AMBA · Entity 4248 GrantRestricted Stock Units · Derivative 48,443 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000039 · edgardoc.xml · derivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,443

Underlying: Ordinary Shares · 48,443 shares

Expires 2021-06-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 22:03 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000024 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,950

Underlying: Ordinary Shares · 2,975 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 22:03 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000024 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,679

Underlying: Ordinary Shares · 2,613 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 22:03 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 3,060 $53.07 $162,394.20
Disclosure

SEC source: 0001280263-18-000024 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,680

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 22:03 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 5,588 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000024 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:26 UTC AMBARELLA INC AMBA · Entity 4248 GrantRestricted Stock Units · Derivative 11,199 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000009 · edgardoc.xml · derivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,199

Underlying: Ordinary Shares · 11,199 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · shares: On March 28, 2017, reporting person was granted an award of RSUs covering a target of 11,199 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 150% of the Target RSU Number becoming eligible to vest, subject to certain adjustments as described below. On February 26, 2018, the Company's Board of Directors determined that the performance criteria for the RSUs had been satisfied at a level that resulted in 100% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to the time-based vesting requirements, 100% of this portion of the award is scheduled to vest on March 15, 2020, subject to continued service requirements. In addition, the number of shares subject to the RSUs eligible to vest on March 15, 2020 may be increased or decreased by 25% or may remain the same, based on attainment of specified levels of the Company's total stockholder return.

F2 · derivative.exercise_date: On March 28, 2017, reporting person was granted an award of RSUs covering a target of 11,199 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 150% of the Target RSU Number becoming eligible to vest, subject to certain adjustments as described below. On February 26, 2018, the Company's Board of Directors determined that the performance criteria for the RSUs had been satisfied at a level that resulted in 100% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to the time-based vesting requirements, 100% of this portion of the award is scheduled to vest on March 15, 2020, subject to continued service requirements. In addition, the number of shares subject to the RSUs eligible to vest on March 15, 2020 may be increased or decreased by 25% or may remain the same, based on attainment of specified levels of the Company's total stockholder return.

F2 · derivative.expiration_date: On March 28, 2017, reporting person was granted an award of RSUs covering a target of 11,199 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 150% of the Target RSU Number becoming eligible to vest, subject to certain adjustments as described below. On February 26, 2018, the Company's Board of Directors determined that the performance criteria for the RSUs had been satisfied at a level that resulted in 100% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to the time-based vesting requirements, 100% of this portion of the award is scheduled to vest on March 15, 2020, subject to continued service requirements. In addition, the number of shares subject to the RSUs eligible to vest on March 15, 2020 may be increased or decreased by 25% or may remain the same, based on attainment of specified levels of the Company's total stockholder return.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:42 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000099 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,925

Underlying: Ordinary Shares · 2,975 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:42 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000099 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,292

Underlying: Ordinary Shares · 2,613 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:42 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 4,614 $57.69 $266,181.66
Disclosure

SEC source: 0001280263-17-000099 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,152

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:42 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 5,588 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000099 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000074 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

Underlying: Ordinary Shares · 2,975 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000074 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,500 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000074 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,905

Underlying: Ordinary Shares · 2,613 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 6,467 $46.50 $300,715.50
Disclosure

SEC source: 0001280263-17-000074 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,178

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:19 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 9,088 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000074 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000039 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,875

Underlying: Ordinary Shares · 2,975 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000039 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Ordinary Shares · 3,500 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000039 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,518

Underlying: Ordinary Shares · 2,613 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F3 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 5,973 $48.77 $291,303.21
Disclosure

SEC source: 0001280263-17-000039 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,557

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:01 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 9,088 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000039 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 23:42 UTC AMBARELLA INC AMBA · Entity 4248 GrantRestricted Stock Units · Derivative 26,131 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008949 · doc4.xml · derivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,131

Underlying: Ordinary Shares · 26,131 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert into the Issuer's Ordinary Shares on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

F2 · derivative.expiration_date: The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:12 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000022 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,850

Underlying: Ordinary Shares · 2,975 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:12 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000022 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Ordinary Shares · 3,500 shares

Expires 2023-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:12 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 3,662 $56.19 $205,767.78
Disclosure

SEC source: 0001280263-17-000022 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,442

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:12 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 6,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-17-000022 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.