Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | President, Commercial Bank | September 23, 2025 | September 25, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date September 23, 2025 · Filed September 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,440 |
Reported balance
After 2025-09-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-09-23 · Exercise / conversion · Acquired 1,692 · Balance 20,440 F1: Represents shares of Common Stock issued on September 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 19,581 |
Reported balance
After 2025-09-23 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-09-23 · Disposition to issuer · Disposed 859 · Balance 19,581 F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 28,693 |
Reported balance
After 2025-09-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-09-23 · Exercise / conversion · Disposed 1,692 · Balance 28,693 F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 1,541 |
Reported balance
Holding disclosure · report date 2025-09-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,541 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock issued on September 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2023 Filed Aug 28, 2023 16:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 392 | $41.56 | $16,291.52 |
DisclosureSEC source: 0001299709-23-000192 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,751 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 16:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 792 | $41.56 | $32,915.52 |
DisclosureSEC source: 0001299709-23-000192 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 25, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 15:19 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000107 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,801 Underlying: Common Stock · 1,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 15:19 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 562 | $36.37 | $20,439.94 |
DisclosureSEC source: 0001299709-23-000107 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,351 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 15:19 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,135 | $36.37 | $41,279.95 |
DisclosureSEC source: 0001299709-23-000107 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 23, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 20, 2023 Filed Mar 23, 2023 17:26 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 755 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000091 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,936 Underlying: Common Stock · 755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 20, 2023 Filed Mar 23, 2023 17:26 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 421 | $37.58 | $15,821.18 |
DisclosureSEC source: 0001299709-23-000091 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,778 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 20, 2023 Filed Mar 23, 2023 17:26 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 755 | $37.58 | $28,372.90 |
DisclosureSEC source: 0001299709-23-000091 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 20, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 14:51 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 5,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000055 · edgardoc.xml · derivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,691 Underlying: Common Stock · 5,432 shares Expires not disclosed F1 · security: Grant to the reporting person on March 15, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 12, 2023 Filed Mar 14, 2023 17:06 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000042 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,259 Underlying: Common Stock · 2,351 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 12, 2023 Filed Mar 14, 2023 17:06 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,310 | $37.66 | $49,334.60 |
DisclosureSEC source: 0001299709-23-000042 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,444 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 12, 2023 Filed Mar 14, 2023 17:06 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,351 | $37.66 | $88,538.66 |
DisclosureSEC source: 0001299709-23-000042 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 12, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 19:51 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 5,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000272 · edgardoc.xml · derivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Commercial Banking & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,610 Underlying: Common Stock · 5,075 shares Expires not disclosed F1 · security: Grant to the reporting person on September 23, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:48 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000221 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,535 Underlying: Common Stock · 1,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:48 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 833 | $41.78 | $34,802.74 |
DisclosureSEC source: 0001299709-22-000221 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,403 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:48 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,682 | $41.78 | $70,273.96 |
DisclosureSEC source: 0001299709-22-000221 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 28, 2022 Filed Aug 31, 2022 20:18 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000192 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,217 Underlying: Common Stock · 1,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 28, 2022 Filed Aug 31, 2022 20:18 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 660 | $43.49 | $28,703.40 |
DisclosureSEC source: 0001299709-22-000192 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,554 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 28, 2022 Filed Aug 31, 2022 20:18 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,333 | $43.49 | $57,972.17 |
DisclosureSEC source: 0001299709-22-000192 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 28, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:17 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 792 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000179 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,550 Underlying: Common Stock · 792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:17 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 392 | $44.65 | $17,502.80 |
DisclosureSEC source: 0001299709-22-000179 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,881 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:17 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 792 | $44.65 | $35,362.80 |
DisclosureSEC source: 0001299709-22-000179 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 16:19 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 681 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000104 · edgardoc.xml · derivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,342 Underlying: Common Stock · 681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 16:19 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 337 | $46.78 | $15,764.86 |
DisclosureSEC source: 0001299709-22-000104 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,481 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 16:19 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 681 | $46.78 | $31,857.18 |
DisclosureSEC source: 0001299709-22-000104 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 16:36 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 3,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000091 · edgardoc.xml · derivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,023 Underlying: Common Stock · 3,407 shares Expires not disclosed F1 · security: Grant to the reporting person on March 23, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 19, 2022 Filed Mar 22, 2022 18:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 755 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000076 · edgardoc.xml · derivative · entry 7 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,616 Underlying: Common Stock · 755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 19, 2022 Filed Mar 22, 2022 18:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 369 | $49.62 | $18,309.78 |
DisclosureSEC source: 0001299709-22-000076 · edgardoc.xml · nonDerivative · entry 4 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,137 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 19, 2022 Filed Mar 22, 2022 18:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 755 | $49.62 | $37,463.10 |
DisclosureSEC source: 0001299709-22-000076 · edgardoc.xml · nonDerivative · entry 3 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents shares of Common Stock issued on March 19, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 12, 2022 Filed Mar 22, 2022 18:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000076 · edgardoc.xml · derivative · entry 6 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,371 Underlying: Common Stock · 2,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 12, 2022 Filed Mar 22, 2022 18:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,267 | $48.55 | $61,512.85 |
DisclosureSEC source: 0001299709-22-000076 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,751 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 12, 2022 Filed Mar 22, 2022 18:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,350 | $48.55 | $114,092.50 |
DisclosureSEC source: 0001299709-22-000076 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 12, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 21:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000210 · edgardoc.xml · derivative · entry 3 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,721 Underlying: Common Stock · 1,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 21:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 648 | $48.48 | $31,415.04 |
DisclosureSEC source: 0001299709-21-000210 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,668 F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 21:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,681 | $48.48 | $81,494.88 |
DisclosureSEC source: 0001299709-21-000210 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 18:40 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000176 · edgardoc.xml · derivative · entry 3 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,402 Underlying: Common Stock · 1,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 18:40 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 513 | $49.60 | $25,444.80 |
DisclosureSEC source: 0001299709-21-000176 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,635 F1 · security: Represents shares of Common Stock issued on August 28, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 18:40 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,332 | $49.60 | $66,067.20 |
DisclosureSEC source: 0001299709-21-000176 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 28, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 16:56 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 2,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000169 · edgardoc.xml · derivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,734 Underlying: Common Stock · 2,376 shares Expires not disclosed F1 · security: Grant to the reporting person on August 25, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| May 07, 2021 Filed May 7, 2021 13:39 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 5,000 | $46.26 | $231,300.00 |
DisclosureSEC source: 0001299709-21-000108 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,816 Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 13:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000097 · edgardoc.xml · derivative · entry 3 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,358 Underlying: Common Stock · 3,637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 13:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,403 | $44.26 | $62,096.78 |
DisclosureSEC source: 0001299709-21-000097 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,816 F1 · security: Represents shares of Common Stock issued on April 22, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 13:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,637 | $44.26 | $160,973.62 |
DisclosureSEC source: 0001299709-21-000097 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on April 22, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 20:17 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 680 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000084 · edgardoc.xml · derivative · entry 3 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,995 Underlying: Common Stock · 680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 20:17 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 262 | $47.00 | $12,314.00 |
DisclosureSEC source: 0001299709-21-000084 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,582 F1 · security: Represents shares of Common Stock issued on March 25, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 20:17 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 680 | $47.00 | $31,960.00 |
DisclosureSEC source: 0001299709-21-000084 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 25, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 13:22 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 2,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000068 · edgardoc.xml · derivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,675 Underlying: Common Stock · 2,266 shares Expires not disclosed F1 · security: Grant to the reporting person on March 19, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000051 · edgardoc.xml · derivative · entry 3 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,409 Underlying: Common Stock · 2,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 906 | $52.06 | $47,166.36 |
DisclosureSEC source: 0001299709-21-000051 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,164 F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,350 | $52.06 | $122,341.00 |
DisclosureSEC source: 0001299709-21-000051 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.