Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OCTAVE SPECIALTY GROUP INCAMBC · Entity 6308 | Sr. MD & General Counsel | September 29, 2025 | October 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OCTAVE SPECIALTY GROUP INC
Report date September 29, 2025 · Filed October 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 205,256 |
Ending reported balance
After 2025-09-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-09-29 · Conversion · Acquired 129,146 · Balance 248,778 F1: Upon the closing of the sale of Ambac Assurance Corporation by Ambac Financial Group to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Reporting Person's Deferred Share Units ("DSUs") to vest and settle. Row 2 · 2025-09-29 · Tax withholding · Disposed 43,522 · Balance 205,256 F2: Represents the amount of DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. |
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-09-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-09-29 · Conversion · Disposed 129,146 · Balance 0 F3: Each DSU represents a contingent right to receive one share of common stock of the Company. F1: Upon the closing of the sale of Ambac Assurance Corporation by Ambac Financial Group to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Reporting Person's Deferred Share Units ("DSUs") to vest and settle. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the closing of the sale of Ambac Assurance Corporation by Ambac Financial Group to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Reporting Person's Deferred Share Units ("DSUs") to vest and settle.
F2: Represents the amount of DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.
F3: Each DSU represents a contingent right to receive one share of common stock of the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2019 Filed Mar 6, 2019 01:40 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 2,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000033 · wf-form4_155183640860505.xml · derivative · entry 5 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,793 Underlying: Common Stock · 2,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: On March 4, 2019, there were 2,394 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 4, 2019, there were 2,394 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:40 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 5,581 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000033 · wf-form4_155183640860505.xml · derivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,099 Underlying: Common Stock · 5,581 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2017 and 2018 Short Term Incentive Plan award and a limited number of DSUs awarded pursuant to the 2019 Short Term Incentive Plan that were settled in order to satisfy certain tax withholding obligations imposed upon the Company. F1 · derivative.expiration_date: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2017 and 2018 Short Term Incentive Plan award and a limited number of DSUs awarded pursuant to the 2019 Short Term Incentive Plan that were settled in order to satisfy certain tax withholding obligations imposed upon the Company. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:40 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 2,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000033 · wf-form4_155183640860505.xml · nonDerivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 4, 2019, there were 2,394 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:40 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 2,693 | $20.11 | $54,156.23 |
DisclosureSEC source: 0000874501-19-000033 · wf-form4_155183640860505.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,550 F2 · shares: Represents the aggregate amount of DSUs and RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:40 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 5,581 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000033 · wf-form4_155183640860505.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2017 and 2018 Short Term Incentive Plan award and a limited number of DSUs awarded pursuant to the 2019 Short Term Incentive Plan that were settled in order to satisfy certain tax withholding obligations imposed upon the Company. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:29 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 4,598 | $19.71 | $90,626.58 |
DisclosureSEC source: 0000874501-19-000013 · wf-form4_155130293584587.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,662 F2 · shares: As part of this vesting and settlement, 4,598 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:29 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantCommon Stock | 13,569 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000013 · wf-form4_155130293584587.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,260 F1 · shares: The reporting person acquired 13,569 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2016 Long Term Incentive Plan award, which had a three year performance period and vested on February 25, 2019. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:54 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 4,296 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000003 · wf-form4_155087243718247.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,187 Underlying: Common Stock · 4,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: On February 21, 2019, there were 4,296 restricted stock units that settled, and were converted into shares of common stock of the Company. F2 · derivative.expiration_date: On February 21, 2019, there were 4,296 restricted stock units that settled, and were converted into shares of common stock of the Company. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:54 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,552 | $19.87 | $30,838.24 |
DisclosureSEC source: 0000874501-19-000003 · wf-form4_155087243718247.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,691 Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:54 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 4,296 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000003 · wf-form4_155087243718247.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:10 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 443 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000077 · wf-form4_152667423895768.xml · derivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,483 Underlying: Common Stock · 443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F1 · derivative.exercise_date: On May 16, 2018, the Grant Date, 443 restricted stock units ("RSUs") vested, and were settled and converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. F1 · derivative.expiration_date: On May 16, 2018, the Grant Date, 443 restricted stock units ("RSUs") vested, and were settled and converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:10 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 10,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000077 · wf-form4_152667423895768.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,926 Underlying: Common Stock · 10,450 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On May 16, 2018, there were 10,450 RSUs granted in recognition of the reporting person's efforts to bring about the successful exit of the Segregated Account of Ambac Assurance Corporation from Rehabilitation. The RSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the RSUs shall settle and convert into shares of common stock on May 16, 2019, and the remaining 50% of the RSUs shall settle and convert into shares of common stock on May 16, 2020; provided however, that if the reporting person's employment with the Company is terminated for any reason (other than termination for cause), all of the RSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested RSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F3 · derivative.expiration_date: On May 16, 2018, there were 10,450 RSUs granted in recognition of the reporting person's efforts to bring about the successful exit of the Segregated Account of Ambac Assurance Corporation from Rehabilitation. The RSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the RSUs shall settle and convert into shares of common stock on May 16, 2019, and the remaining 50% of the RSUs shall settle and convert into shares of common stock on May 16, 2020; provided however, that if the reporting person's employment with the Company is terminated for any reason (other than termination for cause), all of the RSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested RSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:10 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 443 | $19.14 | $8,479.02 |
DisclosureSEC source: 0000874501-18-000077 · wf-form4_152667423895768.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,947 F1 · shares: On May 16, 2018, the Grant Date, 443 restricted stock units ("RSUs") vested, and were settled and converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:10 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 443 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000077 · wf-form4_152667423895768.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 16, 2018, the Grant Date, 443 restricted stock units ("RSUs") vested, and were settled and converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:54 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 2,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000039 · wf-form4_152037687036344.xml · derivative · entry 5 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,680 Underlying: Common Stock · 2,432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: Represents the aggregate amount of deferred stock units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2016 and 2017 Short Term Incentive award. F1 · derivative.expiration_date: Represents the aggregate amount of deferred stock units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2016 and 2017 Short Term Incentive award. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:54 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 6,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000039 · wf-form4_152037687036344.xml · derivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,112 Underlying: Common Stock · 6,826 shares Expires not disclosed F5 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On March 2, 2018, there were 6,826 DSUs granted as part of the 2018 Short Term Incentive Plan. The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2020; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F6 · derivative.expiration_date: On March 2, 2018, there were 6,826 DSUs granted as part of the 2018 Short Term Incentive Plan. The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2020; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:54 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 7,180 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000039 · wf-form4_152037687036344.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,476 Underlying: Common Stock · 7,180 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: On March 2, 2018 the reporting person received a grant of 7,180 RSUs as part of their 2018 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments on each of March 2, 2019, March 2, 2020, and March 2, 2021. F4 · derivative.expiration_date: On March 2, 2018 the reporting person received a grant of 7,180 RSUs as part of their 2018 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments on each of March 2, 2019, March 2, 2020, and March 2, 2021. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:54 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,245 | $15.09 | $18,787.05 |
DisclosureSEC source: 0000874501-18-000039 · wf-form4_152037687036344.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,947 F2 · shares: Represents the aggregate amount of DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:54 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 2,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000039 · wf-form4_152037687036344.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of deferred stock units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2016 and 2017 Short Term Incentive award. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:18 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 2,652 | $15.72 | $41,689.44 |
DisclosureSEC source: 0000874501-18-000032 · wf-form4_151985622637958.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,760 F2 · shares: As part of this vesting and settlement, 2,652 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:18 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantCommon Stock | 5,695 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000032 · wf-form4_151985622637958.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,412 F1 · shares: The reporting person acquired 5,695 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2015 Long Term Incentive Plan award, which had a three year performance period and vested on February 26, 2018. F1 · price: The reporting person acquired 5,695 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2015 Long Term Incentive Plan award, which had a three year performance period and vested on February 26, 2018. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 22:00 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 4,296 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000016 · wf-form4_151933678252389.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,296 Underlying: Common Stock · 4,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: On February 21, 2018, there were 4,296 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F2 · derivative.expiration_date: On February 21, 2018, there were 4,296 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 22:00 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 2,126 | $15.84 | $33,675.84 |
DisclosureSEC source: 0000874501-18-000016 · wf-form4_151933678252389.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,717 Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 22:00 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 4,296 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000016 · wf-form4_151933678252389.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:57 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,399 | $17.18 | $24,034.82 |
DisclosureSEC source: 0000874501-17-000064 · wf-form4_149496821477257.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,547 F2 · shares: As part of this vesting and settlement, 1,399 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:57 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantCommon Stock | 2,979 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000064 · wf-form4_149496821477257.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,946 F1 · shares: The reporting person acquired 2,979 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. F1 · price: The reporting person acquired 2,979 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:33 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 189 | $22.35 | $4,224.15 |
DisclosureSEC source: 0000874501-17-000024 · wf-form4_148883597653300.xml · derivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,286 Underlying: Common Stock · 189 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 2, 2017, the Grant Date, 189 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. F1 · derivative.expiration_date: On March 2, 2017, the Grant Date, 189 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:33 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 4,475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-17-000024 · wf-form4_148883597653300.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,475 Underlying: Common Stock · 4,475 shares Expires not disclosed F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · price: The DSUs were awarded under the Company's 2013 Incentive Compensation Plan. The number of DSUs granted was calculated based on the closing price of the Company's common stock on March 2, 2017. F3 · derivative.exercise_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F3 · derivative.expiration_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:33 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 189 | $22.35 | $4,224.15 |
DisclosureSEC source: 0000874501-17-000024 · wf-form4_148883597653300.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,967 F1 · security: On March 2, 2017, the Grant Date, 189 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:33 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 189 | $22.35 | $4,224.15 |
DisclosureSEC source: 0000874501-17-000024 · wf-form4_148883597653300.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 2, 2017, the Grant Date, 189 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 22:48 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 4,295 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000014 · wf-form4_148780368001811.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,592 Underlying: Common Stock · 4,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: On February 21, 2017, there were 4,295 restricted stock units ("RSUs") that vested, settled, and were converted into shares of common stock of the Company. F2 · derivative.expiration_date: On February 21, 2017, there were 4,295 restricted stock units ("RSUs") that vested, settled, and were converted into shares of common stock of the Company. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 22:48 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 2,017 | $22.18 | $44,737.06 |
DisclosureSEC source: 0000874501-17-000014 · wf-form4_148780368001811.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,967 Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 22:48 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 4,295 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000014 · wf-form4_148780368001811.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 21:09 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 4,674 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-16-000297 · wf-form4_148235455035877.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,887 Underlying: Common Stock · 4,674 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F1 · price: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F1 · derivative.exercise_date: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F1 · derivative.expiration_date: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 21:09 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 2,085 | $22.07 | $46,015.95 |
DisclosureSEC source: 0000874501-16-000297 · wf-form4_148235455035877.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,689 Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 21:09 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 4,674 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-16-000297 · wf-form4_148235455035877.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.