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person · Reporting owner

Williams Duston

Disclosed activity across 3 companies

Tapewire entity
73964
SEC CIK
0001310852

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nutanix, Inc.NTNX · Entity 3296Chief Financial OfficerMarch 15, 2022March 17, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nutanix, Inc.

Report date March 15, 2022 · Filed March 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect252,471 Ending reported balance After 2022-03-16 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2022-03-15 · Exercise / conversion · Acquired 6,250 · Balance 236,072

Row 2 · 2022-03-15 · Exercise / conversion · Acquired 9,375 · Balance 245,447

Row 3 · 2022-03-15 · Exercise / conversion · Acquired 14,735 · Balance 260,182

Row 4 · 2022-03-15 · Exercise / conversion · Acquired 3,883 · Balance 264,065

Row 5 · 2022-03-16 · Sale · Disposed 11,594 · Balance 252,471

F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect18,750 Reported balance After 2022-03-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-03-15 · Exercise / conversion · Disposed 6,250 · Balance 18,750

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F3: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect56,250 Reported balance After 2022-03-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-03-15 · Exercise / conversion · Disposed 9,375 · Balance 56,250

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect147,343 Reported balance After 2022-03-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-03-15 · Exercise / conversion · Disposed 14,735 · Balance 147,343

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect54,355 Reported balance After 2022-03-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-03-15 · Exercise / conversion · Disposed 3,883 · Balance 54,355

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F3: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

APPLIED MICRO CIRCUITS CORP

Report date January 26, 2017 · Filed January 30, 2017

Section 16 reporting ended · disclosed 2017-01-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-01-26 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2017-01-26 · Other · Disposed 39,864 · Balance 15,836

F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Montana Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among MACOM Technology Solutions Holdings, Inc. ("MACOM"), Purchaser (a wholly owned subsidiary of MACOM), MACOM Connectivity Solutions, LLC (f/k/a Montana Merger Sub II, LLC), and Issuer, dated as of November 21, 2016 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following- (a) $3.25 in cash and (b) 0.1089 shares of MACOM common stock, plus cash in lieu of any fractional shares of MACOM common stock, in each case, without interest, and less any applicable withholding taxes (cumulatively, the "Transaction Consideration"). The market value of the Transaction Consideration is $8.47 per share, based on the trading price of MACOM common stock as of end of trading on January 25, 2017.

Row 2 · 2017-01-26 · Disposition to issuer · Disposed 6,598 · Balance 9,238

F2: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit in Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive the product of the Transaction Consideration multiplied by the number of shares subject to the vested stock unit. Pursuant to the terms of the Reporting Person's restricted stock unit agreement dated August 2, 2016, the restricted stock units subject to such agreement vested on a prorated basis, with respect to 5/12 of the total units, in connection with the Reporting Person's termination from service to Issuer in connection with a change in control of Issuer.

Row 3 · 2017-01-26 · Disposition to issuer · Disposed 9,238 · Balance 0

F3: Represents unvested RSUs forfeited in connection with the Reporting Person's termination from service to Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Montana Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among MACOM Technology Solutions Holdings, Inc. ("MACOM"), Purchaser (a wholly owned subsidiary of MACOM), MACOM Connectivity Solutions, LLC (f/k/a Montana Merger Sub II, LLC), and Issuer, dated as of November 21, 2016 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following- (a) $3.25 in cash and (b) 0.1089 shares of MACOM common stock, plus cash in lieu of any fractional shares of MACOM common stock, in each case, without interest, and less any applicable withholding taxes (cumulatively, the "Transaction Consideration"). The market value of the Transaction Consideration is $8.47 per share, based on the trading price of MACOM common stock as of end of trading on January 25, 2017.

F2: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit in Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive the product of the Transaction Consideration multiplied by the number of shares subject to the vested stock unit. Pursuant to the terms of the Reporting Person's restricted stock unit agreement dated August 2, 2016, the restricted stock units subject to such agreement vested on a prorated basis, with respect to 5/12 of the total units, in connection with the Reporting Person's termination from service to Issuer in connection with a change in control of Issuer.

F3: Represents unvested RSUs forfeited in connection with the Reporting Person's termination from service to Issuer.

MeridianLink, Inc.

Report date October 24, 2025 · Filed October 24, 2025

Section 16 reporting ended · disclosed 2025-10-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001SEC Table I · non-derivativeDirect0 Reported balance After 2025-10-24 transaction · row 1
1 source row

Row 1 · 2025-10-24 · Disposition to issuer · Disposed 49,266 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated August 11, 2025, by and among the Issuer, ML Holdco, Inc. (as successor in interest to ML Holdco, LLC), a Delaware corporation ("Parent"), and ML Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of ML Holdco ("Merger Sub"). On October 24, 2025 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent.

F2: Includes 11,862 unvested and outstanding restricted stock units subject to time-based vesting conditions (the "RSUs"). Each RSU represents the contingent right to receive one share of Issuer's Common Stock, par value $0.001 per share (the "Issuer Common Stock") upon vesting and settlement. Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and held by the Reporting Person as of the Effective Time was automatically cancelled and extinguished and converted into the right to receive an amount in cash (without interest and subject to any applicable withholding or other taxes) equal to the product of (i) the Merger Consideration (as defined below) payable with respect to such RSU multiplied by (ii) the aggregate number of shares of Issuer Common Stock subject to such RSU immediately prior to the Effective Time.

F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of Issuer Common Stock was automatically cancelled and converted into the right to receive $20.00 in cash, without interest (the "Merger Consideration"), less any applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated August 11, 2025, by and among the Issuer, ML Holdco, Inc. (as successor in interest to ML Holdco, LLC), a Delaware corporation ("Parent"), and ML Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of ML Holdco ("Merger Sub"). On October 24, 2025 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent.

F2: Includes 11,862 unvested and outstanding restricted stock units subject to time-based vesting conditions (the "RSUs"). Each RSU represents the contingent right to receive one share of Issuer's Common Stock, par value $0.001 per share (the "Issuer Common Stock") upon vesting and settlement. Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and held by the Reporting Person as of the Effective Time was automatically cancelled and extinguished and converted into the right to receive an amount in cash (without interest and subject to any applicable withholding or other taxes) equal to the product of (i) the Merger Consideration (as defined below) payable with respect to such RSU multiplied by (ii) the aggregate number of shares of Issuer Common Stock subject to such RSU immediately prior to the Effective Time.

F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of Issuer Common Stock was automatically cancelled and converted into the right to receive $20.00 in cash, without interest (the "Merger Consideration"), less any applicable withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2020 Filed Mar 17, 2020 16:15 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000018 · wf-form4_158447611723777.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:20 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 24,865 $32.19 $800,404.35
Disclosure

SEC source: 0001618732-19-000166 · wf-form4_157671483092498.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,857

F1 · kind: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 17:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000157 · wf-form4_157662183233302.xml · derivative · entry 8

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,625

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on December 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on December 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 17:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000157 · wf-form4_157662183233302.xml · derivative · entry 7

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 17:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000157 · wf-form4_157662183233302.xml · derivative · entry 6

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 17:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000157 · wf-form4_157662183233302.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · derivative.exercise_date: The RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 17:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000157 · wf-form4_157662183233302.xml · nonDerivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 17:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000157 · wf-form4_157662183233302.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 17:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000157 · wf-form4_157662183233302.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 17:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000157 · wf-form4_157662183233302.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 19:27 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 12,142 $34.66 $420,872.08
Disclosure

SEC source: 0001618732-19-000127 · wf-form4_157593762494098.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,597

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $34.65 to $34.705. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 19:27 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 87,858 $35.08 $3,082,102.57
Disclosure

SEC source: 0001618732-19-000127 · wf-form4_157593762494098.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,739

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.295. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F2 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2019.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:04 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 19,610 $26.71 $523,736.04
Disclosure

SEC source: 0001618732-19-000107 · wf-form4_156885145987918.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,596

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of the Reporting Person's Restricted Stock Units.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 17:17 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000097 · wf-form4_156875501536160.xml · derivative · entry 6

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 17:17 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000097 · wf-form4_156875501536160.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 17:17 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000097 · wf-form4_156875501536160.xml · derivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 17:17 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000097 · wf-form4_156875501536160.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 17:17 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000097 · wf-form4_156875501536160.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 17:17 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000097 · wf-form4_156875501536160.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 16:31 UTC Nutanix, Inc. NTNX · Entity 3296 GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000093 · wf-form4_156711065441716.xml · derivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments beginning on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments beginning on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 18:07 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 19,193 $25.97 $498,442.21
Disclosure

SEC source: 0001618732-19-000078 · wf-form4_156098200864536.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,456

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 18:05 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000072 · wf-form4_156089553897989.xml · derivative · entry 6

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: 100,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F5 · derivative.expiration_date: 100,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 18:05 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000072 · wf-form4_156089553897989.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 18:05 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000072 · wf-form4_156089553897989.xml · derivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 18:05 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000072 · wf-form4_156089553897989.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 18:05 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000072 · wf-form4_156089553897989.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 18:05 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000072 · wf-form4_156089553897989.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2019.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 17:57 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 15,508 $38.47 $596,533.83
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · nonDerivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,379

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:57 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · derivative · entry 7

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: 100,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vest dates.

F5 · derivative.expiration_date: 100,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vest dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:57 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · derivative · entry 6

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:57 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:57 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:57 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:57 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 14:37 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass B Common Stock · Derivative 31,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000002 · wf-form4_154645785777043.xml · derivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Class A Common Stock · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F3 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F3 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 14:37 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 31,250 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-19-000002 · wf-form4_154645785777043.xml · derivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,750

Underlying: Class B Common Stock · 31,250 shares

Expires 2024-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. As of the date of this report, 795,625 shares subject to the option are fully vested and the remaining 459,375 shares vest in 21 equal monthly installments beginning on October 9, 2016.

F2 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
December 18, 2018 Filed Dec 18, 2018 19:31 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 17,705 $40.70 $720,593.50
Disclosure

SEC source: 0001618732-18-000182 · wf-form4_154517949047115.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,137

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 19:31 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000182 · wf-form4_154517949047115.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 19:31 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000182 · wf-form4_154517949047115.xml · derivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 19:31 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000182 · wf-form4_154517949047115.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 19:31 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000182 · wf-form4_154517949047115.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 17:30 UTC Nutanix, Inc. NTNX · Entity 3296 GrantClass A Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000149 · wf-form4_154050300835191.xml · derivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 18:59 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 17,225 $49.13 $846,185.02
Disclosure

SEC source: 0001618732-18-000119 · wf-form4_153731157713453.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,473

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 18:59 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000119 · wf-form4_153731157713453.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 18:59 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000119 · wf-form4_153731157713453.xml · derivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 18:59 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000119 · wf-form4_153731157713453.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 18:59 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000119 · wf-form4_153731157713453.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 16:19 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 16,322 $61.86 $1,009,711.56
Disclosure

SEC source: 0001618732-18-000091 · wf-form4_152943958345529.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,198

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:19 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000091 · wf-form4_152943958345529.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:19 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000091 · wf-form4_152943958345529.xml · derivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.